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State ex rel. LetOhioVote.org v. Brunner
916 N.E.2d 462
Ohio
2009
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*1 Clinics, Development, Ohio Association of Free and Ohio Council of Behavioral Health Family & Services Providers. L.L.C., Farrin, Zaino; Hopkins,

McDonald Richard C. and Thomas M. Porter, L.L.P., Arthur, Trafford, Wright, Morris & and Kathleen M. urging reversal for amicus Ohio curiae Business Roundtable.

Schottenstein, Co., L.P.A., Zox & Dunn Stephen Byron, L. K. Rebecca Schal- tenbrand, Smith; Gotherman, Stephen J. and John urging reversal amici League, Ohio, curiae Ohio Municipal County Commissioners Association of Association, Township Buckeye State Sheriffs’ Association.

Taft, Hollister, L.L.P., & Stettinius Fred Livingstone, J. J. Donald Mottley, Stelter, D. urging Judson reversal amici curiae Ohio School Boards Association, Buckeye Administrators, Association of School and Ohio Association of School Business Officials.

Shirley Laskin, Sicilian and Sheldon H. urging reversal for amicus curiae Multistate Tax Commission. LetOhioVote.org Secy. Brunner, et al.

The State ex rel. of State. [Cite as ex Brunner, rel. LetOhioVote.org 2009-Ohio-4900.] Ohio St.3d (No. September 2009.) 2009-1310 Submitted September 2009 Decided

O’Donnell, J. Jr., committee, Brinkman and Thomas E. LetOhioVote.org, a ballot-issue Pierce, of Hansen, and members LetOhio- Ohio resident-electors David and Gene the compel writ of mandamus to original seeking action Vote.org, filed this (“VLT”) 2009 provisions of video-lottery-terminal to treat the secretary of state (“H.B. 1”) and her subject discharge as to referendum No. 1 Am.Sub.H.B. Chapter 3519. and R.C. to Article II of the Ohio Constitution pursuant duties considerations, the which are policy focus of this case excludes narrow branches, on singularly centered the and executive legislative of province provisions have of referendum the VLT the citizens of Ohio the whether as many to locate as Lottery the Ohio Commission of H.B. which authorize 17,500 potential of 2,500 horse-racing tracks for VLTs at each of Ohio’s seven of provisions us these VLT in Ohio. The issue before is whether legal machines the of the state H.B. current appropriation are II of pursuant to referendum are therefore important question, we conclude After careful review this Ohio Constitution. invoked, appropriate that mandamus is an properly our has been jurisdiction to referendum. VLT of H.B. remedy, provisions and that extraordinary requested have established entitlement Because relators relief, secretary of state to treat the writ and direct the grant we 1 as to referendum. of H.B. provisions Background

Facts and Procedural 13, 2009, a directive the Ohio July Governor Strickland issued On 2}{¶ Terminals.” Lottery “Implementing Lottery particular, Video entitled take immediately steps Lottery directed the Ohio Commission governor 2,500 horse-racing as as VLTs each seven implement placement many of the commis- by Assembly acknowledgement tracks in Ohio upon However, conditioned the expressly authority governor sion’s to do so. by of the VLT passage the directive implementation as not enacted “into law that if the were Assembly, explaining General signed law and such law not budget the FY10-11 biennial prior Directive, days of the issuance into within five governor] [the law immediately null and void.” then be deemed Directive shall

1H.B. directive, day same issued VLT On the his General Assembly budget. enacted H.B. which includes the 2010-2011 biennial H.B. from the Profits provides line-item Education Fund Education, over billion to the Department appropria- increases $2.2 Department tion to the of Education for Foundation Fund from this Funding fund the current biennium million to reflect the revenues expected $851.5 May from the VLTs in implementation of associated license fees. 1H.B. also includes amendments to that authorize Chapter R.C. the State Lottery Commission to VLT operate games promulgate relating rules commission’s operation games, specify of R.C. Chapter 2915 criminalizing gambling inapplicable, activities are that bar political licensees, new assessing subdivisions license excise taxes on VLT *3 exclusive, purport jurisdiction that to vest this with original any court over claim the are unconstitutional.1 specifically, newly 1. More the amendments to R.C. 3770.03 the in {¶ a} and enacted R.C. 3770.21 follows, by language 1H.B. are as with the H.B. 1 in enacted italics: 3770.03.(A) lottery promulgate “See. The state commission shall {¶ b} rules under which conducted, includes, lottery may original statewide be and since the enactment this of included, authority operate lottery games. section has the the commission to video terminal for Any chapter any way authority in this to tickets shall be in construed to limit the reference of operate lottery games. Nothing chapter the commission to video terminal in this shall restrict the authority promulgate operation games utilizing the commission to rules related to the video of of * * * lottery terminals as described in section 3770.21 the Revised Code. of “ * * * {¶ c} “(B) rules, (A) promulgate The commission shall {¶ d} addition to those division of described section, pursuant Chapter this to lottery 119. of the Revised Code which a under statewide and joint lottery games may Subjects include, statewide conducted. covered these shall rules but to, following: not be limited “ * * * {¶ e} “(6) Any subjects necessary operation other commission {¶ f} determines are video for of lottery games, including fines, any fees, payment terminal the establishment or schedules. of “(C) g} Chapter to, affect, prohibit apply 2915. {¶ the Revised Code does not or lotteries of pursuant chapter." conducted to this (A) lottery any approved by “Sec. 3770.21. Video means {¶ h} terminal’ electronic device lottery provides prize participants commission immediate on an determinations electronic for display. “(B) include, lottery any adopted concerning state The commission shall mies {¶ i} video terminals, lottery by lottery the level minimum investments must be made video terminal of buildings grounds facilities, including temporary facilities, licensees in the and at the in which the located, along terminals will be with standards and timetables such investments. for “(C) j} No tax or license excise not in on the date section this shall be fee effect effective lottery county, by any toumship, assessed or collected a video terminal licensee district, municipal corporation, political authority school or other subdivision state that has lottery to assess or collect a tax or reason the video terminal related conduct authorized fee the amendments Assembly declared that enacting H.B. and from referendum exempt 3770.21—are to VLTs—R.C. 3770.03 relating within current “[they ] because are] relate[ 1.471 of Constitution, II, Id and section meaning of Ohio * * * Code, when this act immediately therefore effect take[] Revised that certain H.B. 1. H.B. 1 indicates additionally law.” Section 812.20 of becomes immediately and will not become referendum other amendments are 812.30, 1. 812.10, H.B. 812.50 of effective. Sections July H.B. 1 into law signed

Mandamus Case seeking filed action a writ of mandamus July On relators Brunner, treat Secretary of State respondent, Jennifer compel briefing H.B. 1 issued an accelerated as referendum. We Budget granted the motion the directors Office schedule respon- and the to intervene as additional Management Commission (“intervening respondents”). dents 23, 2009, secretary with July presented filing On relators state referendum-petition summary, part-petitions containing of numerous consisting 3,000 summary copy part-petitions filing

over of one of the signatures, and secretary attorney general. office of The office of H.B. 1 Assembly’s to the General declaration VLT sections deferred accept filing of the referendum declined a court office of the petitions contrary.” the absence of order to “[i]n *4 it, attorney general similarly rejected filing presented to based to subject conclusion that the VLT were not referendum. provisions rejection proffered filings precluded circulating relators petition signatures. sought, granted, the referendum Relators and we leave prohibit imposition This taxes section 3770.03 Revised Code. division does not under of of Chapter 718. or the Revised Code. of “(D) exclusive, supreme original jurisdiction any court shall have over claim {¶ k} any portion asserting 3770.03 or those or that this section or section the Revised Code sections of of Constitution, any adopted any provision any under violates the Ohio claim rule those sections lottery any by pursuant to asserting that commission those action taken or Code, any provision any provision or the Revised or sections violates the Ohio Constitution any provision asserting any portion any this violates the Ohio Constitu- claim that section exclusive, jurisdiction any supreme granted original by claim over this tion. court If court, by ground any claim on the that lower shall be dismissed the court division filed jurisdiction review it. the court lacks to “(E) be portion section 3770.03 the Revised Code Should section 1}{¶ found invalid, portions remaining remain in it shall be severed and the full force unenforceable effect."

to file an complaint amended that included the that place events took after the original complaint was filed. court, In briefs and arguments before this relators contend that the VLT

provisions to referendum they because are not appropriations for current state expenses, they neither make expenditures obligations, nor incur they are not temporary necessary measures an appropriation; effectuate instead, relators argue, provisions the VLT change constitute a permanent law of generates, this state that than spends, money, rather they seek a 90- day stay the VLT so that they may have a meaningful opportunity to circulate a petition. referendum The secretary of state urges she does not have a legal duty clear

disregard the Assembly’s General declaration in the bill that the are not adjudicate referendum or to question of whether the VLT provisions constitute an appropriation for current state expenses exempt from Instead, referendum. she maintains that she has a duty reject referendum petitions that do not comply express provisions of law suggests relators have an adequate remedy at law way of an action for a declaratory judgment injunction and an in the common pleas court. She also contends that relators are merely seeking a declaratory judgment an injunction, which this jurisdiction court lacks to issue. Intervening respondents contend that the VLT provisions are not they because appropriate money However, education.

to the extent that themselves are not direct appropriations, the intervening respondents argue that the process apply does not appropriations for current state expenses or to laws that are “inextricably tied” to a line-item appropriation for the current expenses of the Thus, or state institutions. intervening respondents claim that for, the VLT provisions provide to, or are inextricably tied the line-item appropri- ation for education in H.B. 1 because the VLT provisions generate the revenue Further, funds the appropriation. without the VLT provisions, the appropri- ation cannot immediately become required effective as II, of the Ohio Constitution. Lastly, the intervening respondents contend that a writ of granting mandamus would be vain act because the Commis- *5 already sion possesses the to authority implement VLT gaming without amendments enacted H.B. 1. Accordingly, we are called on to address whether

{¶ 12} relators are entitled to a writ of mandamus to compel secretary of state to treat the VLT provisions subject of H.B. 1 as to referendum.

327 Mandamus mandamus, a clear must establish a writ of “relators To be entitled to relief, duty a clear requested corresponding legal legal right to in the it, remedy lack of an adequate to and the secretary provide of state Brunner, ex v. 116 Ohio St.3d ordinary Heffelfinger of the law.” State rel. course ¶ 2007-Ohio-5838, 1231, challenge available 172, 13. Mandamus is to 876 N.E.2d ex v. summary. a State rel. Barren certify referendum-petition the failure to Cf. (writ 51 Ohio 5 O.O.3d 365 887 Brown St.2d to attorney certify to referendum- granted compel general mandamus referred). to is a fair truthful the measure be petition summary statement secretary to compel seek a of mandamus to of state Relators writ subject H.B. 1—R.C. 3770.03 3770.21—as treat VLT sections of obligations fulfill each of her duties and of referendum to II of the Ohio and R.C. relating the referendum under Article Constitution to a writ of mandamus complaint conclude that relators’ Chapter 3519. We jurisdiction our an action the court properly original invokes judgment prohibitory injunction a or a would pleas declaratory common course of adequate remedy ordinary an in the law. provide complete remedy if would declaratory “In not be general, judgment mandatory relief nature of a extraordinary ancillary unless with coupled a writ of injunction, declaratory judgment preclude does availability ex Park Bd. v. mandamus.” State rel. Mill Creek Metro. Dist. Commrs. case, 297, 714 Tablack N.E.2d 917. Ohio St.3d mandatory an without a declaratory judgment adequate remedy would not be treat the sections of H.B. as injunction ordering secretary state to VLT Brunner, Assembly State ex rel. Ohio Gen. referendum. See ¶ 386, 2007-Ohio-3780, Ohio St.3d 872 N.E.2d injunction they a prohibitory provide would relators with the relief Nor request compel secretary comply an order to state to her duties here: 1c, under Article II of the Ohio and R.C. 3519.01to treat Constitution Moreover, given as referendum. the state’s being these and relators’ wish to immedi immediately implement desire action not be ately begin process, pleas the referendum common court would of H.B. sufficiently speedy determine whether ex Dayton, referendum. rel. Beane Ohio St.3d See ¶ (“The 2007-Ohio-811, remedy complete, must alternate be law”). beneficial, an speedy adequate remedy order Therefore, remedy in ordinary lack an course adequate relators claim, it. appropriate remedy to resolve law raise their and mandamus is *6 328 Right

The of Referendum right “The of citizens to is of paramount constitutional referendum {¶ 18} Brunner, 103, State Ohio 115 St.3d importance.” Assembly ex rel. Gen. Ohio * * * ¶ 2007-Ohio-4460, 1232, 873 N.E.2d “The is a means for 8. referendum decision, political amounting direct the the final to a participation, allowing people veto over of The power, representative practice designed enactments bodies. ” to ‘give questions policy.’ citizens voice on Eastlake v. Forest public City Ents., (1976), 668, 673, 2358, Inc. 426 L.Ed.2d quoting U.S. 96 S.Ct. 49 James 137, 141, v. Valtierra 402 91 L.Ed.2d 678. U.S. S.Ct. 28 adopted In the electors Ohio the initiative and referendum {¶ 19} thereafter, explained significance amendment the constitution. Shortly we the of the amendment: “Now, the use of people’s the the initiative and referendum is {¶ 20} * * *

one of most essential safeguards representative government. potential good virtue of the T. & R.’ reside in good does not statutes and initiated, in nor proposed bad statutes and bad amendments Rather, greatest efficiency constitutional amendments are killed. T. and R.’ rests imposed wholesome restraint automatically general assembly possibilities and the and the governor latent when power by called into action the voters.” ex rel. State Nolan ClenDening 93 264, 277-278, Ohio St. 112 N.E. 1029. “This power every reserved referendum applies passed law this provides check taken important government.” actions ¶ 103, 2007-Ohio-4460,

Ohio Ohio Assembly, Gen. St.3d 873 N.E.2d 9. Thus, until generally do not take effect have days passed “[l]aws from the date they state, secretary filed a possible allow for 1c, II, referendum. Section Article Ohio Constitution.” Id. Right

Exceptions to the of Referendum Id, Article II of the Ohio Constitution sets forth exceptions to rule general that all laws and sections laws are to referendum and thus do immediately not become effective: levies, tax “Laws the current institutions, and state emergency necessary for preservation

the immediate public peace, health or safety, go shall into * * * immediate effect. laws mentioned shall section not be to referendum.” “we construing exceptions, these must ‘read words phrases ” according

context rules of grammar usage.’ and common ex rel. ¶ Brunner, 110, 2008-Ohio-5041, 979, 43, Colvin v. St.3d N.E.2d 559, 2004-Ohio-5718, Karnes, Lee v. 103 Ohio St.3d State ex rel. quoting ¶ of initiative powers construe the liberally 23. We Blackwell, 111 Ohio St.3d rel. Evans v. reserved. State ex rights effectuate the ¶ Further, precau great view of the 2006-Ohio-4334, “[i]n *7 safeguard, 1912 set forth and convention of the constitutional by tion taken acts, right of only legislative found usually of detail particularity with the thereto, deny the our court should not three exceptions and the persuasively and included question plainly that unless act people right, operation excepted one the three classes within of referendum.” of added.) 467- Forney 108 Ohio St. ex rel. Keller State (Emphasis of must be rule exceptions general 141 N.E. 16. These and two of the paragraphs Id. at one reasonably, but construed. strictly, syllabus. Language Exceptions

The of the the court should read the intervening contend that respondents The {¶ 25} appropriations. for” We appropriations providing for to include “laws exception Id, Article II of the used in Section Ohio reject language this contention. only “Laws for” modifies providing that phrase Constitution demonstrates an for Otherwise, provide exception Id would “Laws “tax levies.” Section also * * * Further, that two for laws.” the extent there are providing emergency narrowly that requires our caselaw we interpretations reasonable of referendum. exceptions construe Id, Article II of plain language of Section the Ohio Constitution {¶ 26} (1) laws for categories from referendum: exceptions creates three (2) levies, the state and tax for current appropriations expenses (3) institutions, necessary preserva- the immediate emergency state for (cid:127) health, tion public peace, safety. of the provisions that the VLT Intervening respondents also contend either with pari are an or that read materia themselves when lottery requirement any funds raised can be used education, only support legislation appropriation. agree. We do granted by general assembly An “an appropriation is authorization obligations and to incur R.C. specific purposes.” make expenditures 131.01(F). 47 Similarly, in ex rel. Akron Edn. Essex Assn. 47, 49, explained ordinary 1 St.2d O.O.3d we bill” is “measure before meaning phrase common “appropriation moneys legislative body expenditure public stipulat which authorizes ‘the ” amount, manner, Id. ing expenditure.’ of the various items purpose International quoting Webster’s New O.O.3d (9th Ed.2009) Ed.). (2d Dictionary Black’s 117-118 Dictionary See also Law (defining body’s setting act “appropriation” legislative “[a] mean aside sum money a public purpose”). H.B. 1 The VLT are themselves money not set a sum of for a they public because do aside neither R.C. 3770.03 nor 3770.21 as amended H.B. purpose; expendi- makes Rather, tures or obligations. they incurs authorize the State Commis- to operate games promulgate sion VLT and to rules to the commission’s relating games, operation specify Chapter VLT of R.C. criminalizing bar gambling inapplicable, political activities subdivisions from licensees, assessing new license excise taxes VLT purport vest this exclusive, original jurisdiction court over claim that the provisions are unconstitutional. reject respondent’s We intervening position because the funds education, VLTs

generated by the must be used for of H.B. *8 constitute an appropriation. Article XV that any Section mandates funds raised by lottery the state be used to support education “as determined appropriations made Assembly.” General The VLT provisions H.B. - not do A appropriate anything. separate provision of H.B. 1—line-item 200612 appropriates Thus, these funds to education. notwithstanding constitutional education, mandate that lottery spent all funds be of a separate existence line item for appropriation of the revenues generated by VLTs demonstrates that VLT provisions themselves are not appropriations.

Inextricably Appropriations or Tied Related to intervening respondents next claim even if the challenged VLT do specifically set aside a money specific sum for public within purpose, they are the appropriations exception they because are “inextri- cably tied” to appropriations billion in from $2.3 Profits Edu- cation Fund for education provided by H.B. 1. Relators counter that the VLT Id, sections are not within the Section II exception, Article because raise they revenue rather than spend it.

Section 812.20 The General Assembly specified 812.20 H.B. 1 Section that the amendment concerning VLTs in R.C. 3770.03 3770.21 is excluded from referendum because “it is or relates to an for appropriation expenses current Constitution, II, meaning within the Ohio Article Section and section 1.471 Id added.) of the Revised (Emphasis Code.” language, intervening This like the respondents’ advocated construction than exception, applica- broader ble constitutional language, which states that for “appropriations the current * * * expenses of the state and state institutions shall into go * * * Id, Section shall not referendum.” immediate effect be [and] exception include an language expressly II. The does Article the current appropriations expenses laws that relate to government. Moreover, exception previously analogous court has held to an actual Id, Article “laws for tax levies” “limited II for

Section taxes, to tax ‘relating’ is not with laws self-executing levy synonymous Keller, levies, levies, tax levies.” ‘concerning’ to tax ‘pertaining’ rel. ex syllabus; 141 N.E. three of the see also State paragraph St. 480, 483, 692 Franklin Common Pleas 81 Ohio St.3d Cty. Court of Taft to determine that an act authorizes the electorate (holding N.E.2d 560 taxes does not taxes and levy consequently whether should be levied II does not apply). Therefore, Assembly’s in Section notwithstanding language if act, excepted sections of H.B. are not 812.20 state-government expenses; merely relate to an for current they appropriation govern- is for for the current of the state exception (other levies) designed generate of laws than tax ment —not enactment that can appropriated. revenue that would referen- authority precedent permit There is our no that, implemented, once raise revenue exception apply

dum act, if—as the funds for an another even provide tied” to each they “inextricably or related intervening respondents claim— other.

Kelly and Rd. Assn. Cty. Sports v. respondents’ Kelly Marylanders reliance Intervening 36} {¶ (1987), 437, 245, Michigan Rd. v. Sanity, Cty. Inc. 310 Md. 530 A.2d Assn. of (1979), 101, 774, unpersuasive 407 282 N.W.2d Bd. State Canvassers Mich. cases involved linked an misplaced. legislation appropriation Both courts was not to referendum. determined Kelly, In held that authoriz- Appeals Maryland the Court statutes 37} {¶ authority through the state stadium to borrow funds the issuance bonds ing and football designating professional site for the construction of baseball to referendum because appropriations stadiums constituted that were interdependent legally package an inseparable those statutes were part 474, Similarly, 530 funds. 310 Md. at A.2d 245. legislation appropriated Assn., increas- concluded that statutes Michigan Rd. Court Cty. Supreme taxes constituted registrations various on fuel vehicle ing to referendum. department and were highway 332 Cty. distinguishable Rd. us Kelly and Assn. are from case before the state contain an jurisdictions exception

because constitutions those do not a tax legislation levy. from referendum for raises revenue See imposing Constitution; 16, 9, 2, Maryland Article Section Article Michigan Constitution. contrast, In the Ohio specifically exempts Constitution 39}

{¶ II, for tax levies from referendum. Section Ohio Constitution. expressly excepted raising electorate could have other means of from revenue “ held, but it did not. As we consistently expressio ‘[t]he have canon unius est exclusio tells us express thing alterius that the inclusion one implies ” the exclusion of the other.’ v. Cty. Dept. Family Lucas Job & Crawford-Cole ¶ Servs., 560, 2009-Ohio-1355, 121 St.3d N.E.2d quoting Myers ¶24. Toledo, 218, 2006-Ohio-4353, 110 Ohio fact, St.3d if we to read the appropriations were as exception broadly as the advocate, intervening respondents exception for meaning tax levies would be because all of raising less means for government revenue be appropriations could considered tied to inextricably appropriations. Our view supported by the caselaw of jurisdictions concluding other

that measures raising revenue to be are not appropriated appropriations. (1994), Cooney See Nicholson v. 415-416, (rejecting Mont. 877 P.2d 486 argument that a measure that revenue-raising “inextricably was tied” appropriations legislation and that used was to balance the state budget fell referendum); within the appropriations exception to Lawrence v. Beermann (1974), 507, 508-509, 192 Neb. N.W.2d (explaining exception referendum “should must be and be construed to mean ordinary running expenses of the state institutions, and existing state and not to include money or funds appropriations or created or acts have as then- ** * a new design or different scheme raising revenue and financing”); (“The 265, 270-271, Brooks Zabka 168 Colo. 450 P.2d tax sales revenue, ordinance involved is designed provide here to raise not to for expendi- * * * from public tures A funds. sales tax ordinance exact is the antithesis of referendum); appropriation” excepted Heinkel v. Toberman 360 Mo. 226 S.W.2d 1012 (declining to construe fuel tax as an appropriation, notwithstanding separate constitutional provision the funds requiring generated by such taxes to appropriated by legislature projects certain related highway system). *10 Mfg. and Davies

Taft The intervening respondents on State v. rely Cty. ex rel. Franklin 41} {¶ Taft (1998), 480, 560, Court Common Pleas 81 Ohio St.3d N.E.2d and State ex (1916), 382, 1037, rel. Davies Mfg. Donahey Co. v. 94 Ohio St. 114 N.E. in support inextricably appropria- tied to of law that are provisions argument of their reliance, however, misplaced. is This from referendum. exempt tions are taxes imposing provisions legislation In held certain we Taft, not although they did to referendum were not public fund schools for a calling implementation those money because appropriate sections— use tax— in the state sales and increase proposed statewide election separate in a section for the election upon appropriation money depended 484, 692 .2d 560. Ohio St.3d at N.E of the same act. 81 not Taft, at in the VLT Unlike the issue intervening If as the anything, in H.B. 1. any dependent upon appropriation over concede, is appropriation $2.2 reversed: respondents dependency Fund Profits Education to the of Education from the Department billion of the the enactment upon projected in revenues from dependent, part, is provision dependent The VLT are also provisions. general to use authorizing inspector H.B. 1 the office of the in 305.10 of Section defray expenses $50,000 year any each fiscal operating expenses its imple- reviewing operations. the VLT Section 305.10 does associated with sections, money not use inspector general need ment operations. review VLT 382, 114 Davies 94 Ohio Intervening respondents’ Mfg., reliance on St. 44}

{¶ 1037, There, require- we that a misplaced. competitive-bidding N.E. also held an it only ment was not because was condition it became expenses government; for the current the state never appropriation permanent of the law. rel. 69 Ohio St.3d State ex Ohio AFL-CIO Voinovich “ changes of a law which explained ‘[a]ny 631 N.E.2d we section reserved powers to referendum under the permanent law Constitution], II people though of Article the Ohio even [of Section current law also contains a section for an under state institutions which ” II, immediately quoting effective.’ Id. 631 N.E.2d becomes 149, 167, ex rel. St.2d 5 O.O.3d Brown Ohio Riffe (O’Neill, C.J., dissenting). O’Neill observed N.E.2d 876 As Chief Justice AFL-CIO, 69 Mfg. Riffe, Davies which was overruled in Ohio distinguishing give practical “[t]o St.3d at effect exception appropriations, temporary provisions implement needed immediately. change perma also But a appropriation must be effective Ohio, incidentally may require governing people nent law 165, Riffe, St.2d at wholly is a different matter.” 51 Ohio appropriation, *11 challenged provisions The are not measures that are temporary VLT from lottery profits conditions made education fund. appropriations change by, alia, The VLT sections H.B. 1 law this inter permanent state VLTs, defining Lottery the State requiring promulgate Commission rules establishing buildings licensees’ minimum investments and at grounds located, facilities will barring where VLTs be new license or excise taxes on licensees after the date of provisions, purporting effective to vest exclusive, jurisdiction in original this court over asserting claims VLT or any sections actions taken or Lottery Commission pursuant Further, to these sections are unconstitutional. the amendment to R.C. 3770.03 permanently changes the law of Ohio authorizing the Ohio 3770.21(A) to operate games, Commission in proposed VLT defined R.C. to mean “any electronic device approved by lottery provides commission that immediate prize participants determinations for on an display.” electronic changes permanent The to the law of the state distinguish instant case from Mfg., temporary Davies measures were enacted to Taft appropriation. effectuate an VLT perma- issue here constitute nent changes will effective be well after the biennium ends and are thus subject to referendum. A different section the Ohio Constitution supports also our conclusion of H.B. 1 an appropriation. are not Section

II of the provides Ohio Constitution that “no appropriation shall made for a than longer period limitation, two In years.” temporal contrast to this provisions H.B. 1—R.C. 3770.03 and 3770.21—do expire years two are designed become a permanent state law for purposes of generating such, state As income. these are not appropriations. plain Id, language Article II of the Ohio Constitution

provides exceptions three limited levies, referendum: tax providing laws current of the government, emergency necessary laws health, the immediate preservation public peace, safety, of which none expressly excepts changes permanent law of this state that provide mechanism to raise provide revenue to funds for an appropriation. Courts exceptions authorized add that are not con- express tained language Cf., of these provisions. e.g., State Elections, ex Logan rel. Stoll v. Cty. 76, 2008-Ohio-333, Bd. 117 Ohio St.3d ¶ (“the exception, statute contains no and we cannot add one to its express language”). respondents’ The intervening interpretation of the appropriations excep-

tion would mean even if the electorate repealed tax-levy exception, for tax levies would remain excluded from referendum because they are addition, under this inter appropriations. tied” or “related” to “inextricably Constitution, Assembly Article II of the Ohio of Section pretation by legalizing revenue for appropriations enact laws to raise presumably could referen seeking the electorate thereby prevent drugs prostitution an appropriation. revenue to be used for generate on the manner it chose dum *12 Id, Article II of the Ohio Constitution. See meaning not the of Section This is 2008-Ohio-5041, Brunner, 110, 896 N.E.2d 120 Ohio St.3d ex rel. Colvin v. State ¶ (courts unrea 979, to avoid duty provisions 58 have to construe results). meaning plain to construe the of the duty or absurd Our is sonable of the Constitution. language to intervening respondents invitation of the Finally, we decline the

{¶ 51} implement authorized to VLTs Commission is address whether State effective, of H.B. 1 are because challenged provisions of whether the regardless on this issue. argument evidence and complete have not submitted parties in this case only to the narrower issue raised opinion confine our here We of H.B. 1. citizens to a referendum on the VLT regarding rights Furthermore, before us is legal squarely to address a issue declining judicial advisory opinions, principle with our reluctance to issue consistent restraint, right in favor of the to our to construe election laws duty liberally 328, 2008-Ohio-5097, Brunner, 120 Ohio St.3d Myles vote. State ex rel. ¶ Fersch, 295, 120, 26, fn. ex rel. Barletta v. 99 Ohio St.3d quoting N.E.2d ¶ (“ 2003-Ohio-3629, advisory opinions, ‘we will not issue Laboratories, ”); to PDK Inc. v. United applies equally this rule election cases’ (Roberts, J., (C.A.D.C.2004), Admin. 362 F.3d Drug States Enforcement the “cardinal judgment) (recognizing principle concurring more, not to necessary it to decide it is judicial necessary restraint —if ¶ Colvin, 110, 2008-Ohio-5041, more”); 896 N.E.2d 120 Ohio St.3d decide right in favor of the “duty liberally court’s construe election laws (noting the vote”).

Conclusion Brinkman, Hansen, Pierce, relators, LetOhioVote.org, Accordingly, mandamus, extraordinary relief in requested have established entitlement to the the submission of relators’ secretary accept and the of state directed the duties of her office as summary discharge and to referendum-petition II of the Ohio Constitution and R.C. 3519.01. provided by 1 do not of 2009 Am.Sub.H.B. No. video-lottery-terminal provisions they are exceptions right of the to the referendum fall within levies, expenses for the current for tax nor appropriations neither laws necessary for the immediate emergency nor government, of the state Therefore, health, they are safety. public peace, preservation referendum. AFL-CIO, at 236- decision in Ohio 69 Ohio St.3d conformity our at oral acknowledged by respondents argument, and as in which 90-day period to submit

relators are entitled to extension secretary of state. We petition referendum VLT and the enactment of R.C. stay the amendments to R.C. 3770.03 therefore from the of this 3770.21, days are the of H.B. for 90 date meaningful opportunity to allow relators a to circulate decision order petition. in which derive their representative democracy legislators is still a Ours state, enjoy of our who a constitutional authority from the citizens expressly provides appropriations referendum. While the Ohio Constitution for the current of the state are not law to such permanent changes relating may are not unmindful of the effect our decision have on the referendum. We *13 nor of commendable efforts of the of the executive and budget, members government branches of state to fulfill their constitutional duties to legislative Ohio; however, in budget duty balance the our own constitutional is to ensure of the of their compliance requirements irrespective Ohio Constitution effect on the state’s current financial conditions. granted.

Writ Lundberg C.J., Cupp, JJ., Stratton, O’Connor, Moyer, Lanzinger, concur. J., dissents.

Pfeifer, J., dissenting.

Pfeifer, I would the writ. deny

{¶ 56} Here, time, truly impression. This case is one of first for the first {¶ 57} analyzing budget purpose determining court is the state’s biennial bill for the citizens’ to seek referendum. this court has Although previously interpret Id, ed lc and Article II of the in ex rel. Sections Ohio Constitution State Riffe (1977), 876; 365 N.E.2d ex rel. Ohio Brown Ohio St.2d O.O.3d State 582; ex AFL-CIO Voinovieh Ohio St.3d Cty. rel. v. Franklin Court Common Pleas 81 Ohio St.3d Taft in that interpret this case is different we are asked to those sections budget prism in the context of the 2010-2011 bill. This difference alters the in we must view the relation to referendum. through legislation 1c, II of Article of referendum set forth Section people’s power The to raise and Assembly’s power by the Ohio Constitution is limited 1c, Id, II. Article II of the Article Section pursuant disburse funds Section provides: Ohio Constitution power people designated second aforestated reserved “The

referendum, required of the electors shall be signatures per and the of six centum for their to order the submission to the electors of the state petition law, any or item in law rejection, any any any section of law approval money passed by general assembly.” appropriating 1c, II on appropriations, Section does indeed allow referendum general namely, “any appropriating money passed item law Id, But Article II limits referendum’s reach: assembly.” levies, for tax for the current appropriations expenses “Laws institutions, necessary government emergency of the state and state shall into preservation public peace, safety, go the immediate health * * * immediate effect. The laws mentioned this section shall not be to the referendum.” Appropriations for “the current of the state

state institutions” are type shielded referendum. exceptions in Section Article II allow the without the legislature budget uncertainty brings legislative process. Free from the referendum, threat of fulfill obligations obligations and the means to those preserved with predictability. exemption from referendum allows the state liabilities; it, to make good budget its without could remain limbo for over a year, leaving pay expenses.” state unable its “current With the forward, shield from leaving budget- business of the state moves legislation related in place. *14 (“H.B. 1”) legislation The contained in Am.Sub.H.B. No. related to

{¶ 63} (“VLTs”) add-on, lottery video terminals is no mere legislative snuck into a Instead, mammoth legislation very bill. is at the heart of the budget bill, at very heart of how Ohio is for its over the next going pay spending two years. VLT-enabling legislation, budget Without crumbles. Pursuant to 1, $2,267 H.B. a appropriation billion for schools is dependent upon implemen- VLTs, in tation of VLTs Ohio. Without the income expected large part of vanishes, for that funding appropriation leaving million hole in the $851.5 budget. money directly inextricably The to be raised VLTs is and linked to a

{¶ 64} 3770.06(B) specific appropriation. requires lottery R.C. net from all profits including proceeds Lottery from VLTs-—to be into the deposited functions— 2011, years budget requires Profits Education Fund. For fiscal 2010 and bill Profits Education $2,267 directly Lottery from the billion flow approximately that formula. Funding to the Foundation according to local school districts Fund $2,267 Lottery that some billion from the bill instructs budget Line 200612 the 2010, nearly year than million fiscal Profits Education Fund —more $990 H.B. in the See go 2011—will to local schools biennium. year billion fiscal $1.3 monies are issued throughout budget period, regular 1 at 2797. At intervals treasurer for disbursement Lottery Profits Education Fund from the commingling every There is no throughout the state. school districts funds— Profits go Lottery million VLT revenue will into cent of the estimated $851.5 Fund, schools. every go cent of that fund will Education VLT-enabling at risk of legislation With make the from the Profits Education Assembly appropriation cannot to kill the that budgeted. Fund that it had To decimate the fund is There is no without source funds. spending comes from fund. have held that a law that highest Michigan Maryland courts of specific purpose it for a is sheltered from appropriates raises revenue and then Michigan Rd. Assn. v. Bd. State Canvassers power. Cty. the referendum (1979), 101, 774; Kelly Marylanders Sports Sanity, 407 Mich. 282 N.W.2d exempts 245. The Constitution “acts Michigan Inc. 310 Md. 530 A.2d from the of referendum. making appropriations for state institutions” Assn., 2. In citizens referendum on Cty. sought legislation Section Article Rd. on motor fuel and vehicle A bill weight. separate increased taxes vehicle allocations for transportation projects. Michigan Supreme established Court that the statutes the taxes should read in materia with establishing pari held appropriation statutes: “ materia are those which relate to the same or pari person ‘Statutes

thing, persons things, purpose. or the same class of or or which have common statute, particular interpretation It is the rule that in construction of a relating subject, having of its all statutes to the same the same provisions, it, general purpose, together constituting should be read connection with as law, times, at although containing one enacted different no reference one to ” Mich, Assn., Rd. at Detroit v. Cty. quoting other.’ N.W.2d Michigan Telephone Bell Co. 374 Mich. 132 N.W.2d 660. roadways taxes and “must expenditures The court held Assn., Cty. as a Rd. comprehensive, single legislative program.” be viewed Mich, 774. The court to the statements of the pointed 282 N.W.2d history linkage and to to establish the inextricable between legislative taxing approach statutes: “Both the Governor’s stated *15 ** * comprehensive system ‘a legislative history suggest and what is available fuels, taxes on motor vehicles and motor vehicle collecting specific for the ” (transportation) purposes.’ the use thereof for allocation of funds therefrom and (Footnote deleted.) Id., Michigan Alger Good Rds. Fedn. quoting 352, 360-361, Mich. 481. N.W.2d raising that a Likewise, Maryland court in has held “revenue highest contained exclusionary provisions within the measure” is “embraced spending Inc., Sanity, Kelly Marylanders Sports

in the Referendum Amendment.” from the Maryland exempts at A.2d 245. The Constitution 310 Md. maintaining the State Government.” power “appropriation[s] referendum a Kelly comprehensive involved in was legislation Section Article XVI. at land and construct facilities Camden acquire sports scheme to raise funds team, including provisions NFL possible Yards for the Baltimore Orioles and to raise revenue for the authorizing Authority project the Stadium issue bonds two Lottery Agency year and a that the State conduct each between requirement Authority. Kelly, for the benefit of the 310 Md. sports and four lotteries Stadium if 439-444, that an result would follow at 530 A.2d 245. The court held untenable from one another. “Consid attempted the court to detach the various objective of the ered the stadium bills would not be workable achieve apart, entire project and to sever the “would scuttle the appropriation,” its dominant finance the of a site fatally undermining purpose acquisition —to at A.2d 245. sports Kelly, which to construct stadiums.” 310 Md. concluded, legislature court intended for the Accordingly, the objective objective as a solution to its unitary singular “function tandem —an 310 Md. at 530 A.2d implementation.” Kelly, which it timed for immediate appro- correctly courts have understood supreme These state purpose “has as its constitutional power to the referendum priations exception object legislative appropria- of the protecting purpose from referendum sic.) job It 530 A.2d 245. is the Kelly, tion.” 310 Md. (Emphasis statutory objective” appropria- “dominant courts to determine whether the Id. The dominant supporting legislation. without the implemented tion can be funding case is the of the at issue statutory objective appropriation of the of Ohio schools. Without funding Fund and the concomitant Lottery Education cannot objective appropriation of the supporting VLT-enabling legislation, implemented. if funding from referendum is useless The shield for Otherwise, from referendum. is not also shielded source lc) electorate, (in can Ohio, voting percent six tiny minority by targeting funding its valid appropriation of an otherwise suspend operation in the throws the resulting budget hole challenge. source for appropriations. other disarray, affecting state into entire finances *16 This case is about It is certainty budget. Ohio’s not about whether the governor Assembly and the General acted prudently dismissing the people’s will—demonstrated time and again the ballot box—to keep slot out budget machines of Ohio. The crafted the governor and enacted Assembly However, General cannot be overturned by referendum. the people retain the to prohibit by constitutional initiative slot machines of any type by any governor name. The and the individual members of the General Assembly remain people answerable to the through election. may The chaos that follow today this court’s decision cannot be blamed

entirely majority opinion, on the which applies a narrow but plausible interpreta- tion of our constitution’s limits on referendum. The wind, Assembly have sown the budget and now with a thrown into complete disarray, we shall all reap the whirlwind. Law, L.L.C.,

Langdon R. Langdon, Jr., David Thomas W. Kidd and Bradley M. Carvin, Peppo; Day, Cole, Jones Michael A. Douglas Readier, R. and Chad A. relators. Cordray, General,

Richard Attorney Coglianese, Gale, Richard N. Erick D. Chin, and Pearl M. General, Assistant Attorneys for respondent. General,

Richard Cordray, Attorney Benjamin Mizer, General, C. Solicitor Schimmer, Alexandra T. General, Chief Deputy Lieberman, Solicitor David M. Solicitor, Deputy Becker, General, William C. Assistant Attorney for inter- vening respondents.

Maurice A. Thompson, urging granting of the writ for amici Buckeye curiae the Solutions, Institute for Policy Public in Charge, Citizens Opposed Coalition Additional Spending Taxes, & Action, Ohio Citizen and the Ohio Freedom Alliance.

Matthew Burkhart Johnson, J. and J. Michael urging granting the writ for Education, amici curiae ATM Buckeye Association, Christian Schools Church Coalition for Decency, Values, Citizens for Community Citizens Media USA, Group/Christian Citizen Party Ohio, Constitution Eagle Ohio, Forum of Eischen Financial Group, Evangelical PAC, Fellowship Chapel, Family First City Nazarene, Grove Church of the America, Homemakers for Institute for Policy, Network, Principled Employment America, Jobs Plus Mission New Hope Center, Alliance, Christian Prayer Ministries, Ohio Governmental Pass the Salt Coalition, Richland Community Family Inc., the Ridge Project, Fork Rocky Formulas, Inc., Foundation, Sanctity Inc., Life Touch Ministry, the World Ministries, Influenc- Church, Truth Women Victory in Methodist Vandalia United Koob, Hood, Twyla Foxx, Stephen J. Nation, Ronald Pastor Peter J. ing Roman, Scott. Wayne and Pastor W. Jr., denial of the writ Berne, L.L.P., Mooney urging and Donald J. &

Ulmer Teachers, Officials Associa- Business Ohio School amici curiae Ohio Federation Bolton, and Jane Simon. Eve tion, Employees, Public School Association of Richards, L.L.P., K. Richard Pease, Sater, and Suzanne Vorys, Seymour *17 Hendershot, denial of the Thomas, urging Schuster, R. and Michael J. D. Michael Farm Bureau and Ohio of Retail Merchants for amici curiae Ohio Council writ Federation. Appellee. Judge, Appellant, McGee, Wilson, v. ex rel. McGee, 123 ex rel.

[Cite as State Wilson 341, 2009-Ohio-5261.] Ohio St.3d 2009.) (No. 30, 2009 Decided October September 2009-1038 Submitted Per Curiam. dismissing petition court of judgment appeals affirm the We Wilson, mandamus to correct his sentence. E. for a writ of

appellant, Lawrence to correct its clerical under Crim.R. 36 court was authorized pleas The common of which Wilson was of the offense characterizing degree mistakenly error Zaleski, St.3d 2006-Ohio- ex rel. Cruzado convicted. See State ¶ Moreover, remedy by appeal adequate had an Wilson ¶ Finally, Id. at 32. Wilson with Crim.R. 32. noncompliance his claim of to raise in the court of it in his failing petition to raise appeal by claim on waived this

Case Details

Case Name: State ex rel. LetOhioVote.org v. Brunner
Court Name: Ohio Supreme Court
Date Published: Sep 21, 2009
Citation: 916 N.E.2d 462
Docket Number: 2009-1310
Court Abbreviation: Ohio
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