94 W. Va. 255 | W. Va. | 1923
The petitioner, Miss Prances P. Key, who in this proceeding is called tbe “chief clerk” in tbe office of tbe Secretary of State, has applied for a writ of mandamus to require tbe State Auditor to honor a requisition for her salary for tbe month of May, 1923. This requisition is shown to have been regularly drawn in her favor by tbe Secretary of State, upon tbe Auditor. To tbe alternative writ heretofore issued by this court, requiring tbe Auditor to issue bis warrant on tbe State Treasurer for tbe amount of tbe requisition, in favor of tbe petitioner, or show cause why be refuses to do so, tbe Auditor answers in effect that there is no law authorizing such payment. Various reasons why this is so are urged by him in bis return. These will be taken up in their order.
The first reason assigned is that petitioner is a public officer or agent and that her salary has not been fixed by any general law passed by tbe Legislature, as required by .section 8, Article IV of tbe Constitution, which reads as follows:
“The-Legislature, in cases not provided for in this Constitution, shall prescribe by general laws, the terms of office, powers, duties and compensation of all public officers and agents, and the manner in which they shall be elected, appointed or removed.”
It may be admitted that there is no general law fixing a specific salary to be paid the petitioner or to be paid to the
*259 “A person has been appointed, and has acted under the designation of chief clerk, hut no statute or ordinance has given him that title, and if he were now to be called and to style himself in the discharge of his duties head clerk, or leading clerk, or assistant to the assessor, or assessor’s amanuensis, it would, for aught we can discover, be equally well, for- nothing depends upon the name. * * * His duties are those of a ‘mere clerkship, and consist of writing out and copying the annual assessment rolls of the city from minutes and field notes furnished by the assessor and his assistants, and also special assessment rolls,’ and he is distinguished from the other clerks in the office in that ‘he gives out and divides the work among the other clerks, and -superintends the work for the purpose of making the work systematic and efficient, and of having it properly performed.’ Surely these can not be called official functions; they are properly described as those of a mere clerk, and a mere clerk is not an officer. But the duties, such as they are, can be changed at the will of the superior, since 'no rule of law or well defined custom forbids it. The assessor may distribute his own work and oversee it himself, and if he were to restrict the clerk, now called the chief clerk, to some particular class of duties without making others subordinate to him, we can not see that the incumbent would have any legal ground of complaint. The law has put nobody under the chief clerk, and the title is as applicable to the assessor’s confidential assistant, who is ‘chief’ because of the special confidence reposed, as it is to one who is ‘chief’ because of having a certain authority over others. The word ‘chief,’ in other words, defines no duties, and the title ‘clerk’ is properly that of an employee. ’ ’
But our own decisions, binding on us, are to the same effect. In Heath v. Johnson, 36 W. Va. 782, 15 S. E. 980, we held that the occupation of a teacher of a free school in this state is not a public office, but an employment; and in Hartigan v. Board of Regents, 49 W. Va., 14, 38 S. E. 698, that a professor in our state university is not a public officer. Judge Beannon, in his opinion in that ease, did not carry into the syllabus his definition of “public office,” partly because the words are used in so many different senses that it is practically impossible to give a precise definition which will accu
“The most important characteristic which distinguishes an office from an employment or contract is, that the creation or conferring of an office involves a delegation to the individual of some of the sovereign functions of government, to be exercised by him for the benefit of the public; that some portion of the sovereignty of the country, either legislative, executive or judicial, attaches, for the time being, to be exercised for the public benefit. Unless the powers conferred are of this nature, the individual is not a public officer ’ ’; and he adds: “ It at once struck me in reading the wilderness of the law upon the simple but difficult question, what is a public officer 1 that the requirement to make one a public officer he should exercise something that can fitly be called a part of the sovereignty of the state, was a test.”
We think this view is sustained by the great weight of authority. As a general rule it may be stated that a position is a public office when it is created by law, with duties cast on the incumbent which involve an exercise of some portion of the sovereign power and in the performance of which the public is concerned, and which are continuing in their nature and not occasional or intermittent. But one who merely performs the duties required of him by persons employing him under an express or implied contract, though such persons themselves be public officers, and though the employment be in or about public work or business, is a mere employee. In addition to the authorities cited by Judge BRANNON in the Hartigan case for this proposition, we cite the following: Sanders v. Belue, 78 S. C. 171, 58 S. E. 762; Rhoden v. Johnston, 121 Ark. 317, 181 S. W. 128; Sibley v. State, 89 Conn. 682, 96 Atl. 161; Fergus v. Russel, 270 Ill. 304, 110 N. E. 130, Ann. Cas. 1916-B, 1120; Jones v. Botkin, 92 Kan. 242, 139 Pac. 1196; Bankers’ Surety Co. v. Newport, 162 Ky. 473, 172 S. W. 940; State Tax Com’r. v. Harrington, 126 Md. 157, 94 Atl. 537; Blynn v. Pontiac, 185 Mich. 35, 151 N. W. 681; Sullivan v. McOsker, 84 N. J. L. 380, 86 Atl. 497; Bilger v. State, 63 Wash. 457, 116 Pac. 19.
Now it can not be said that because the petitioner, under
But respondent says that if sbe is not a public officer sbe is a public agent, and therefore within tbe terms of tbe constitutional provision. 1 Mechem, Agency, §25 says that tbe word “agency,” when used in its broad sense, indicates tbe relation which exists when one person is employed to act for another. “In this aspect, it has in our modem law, three chief forms:' 1. Tbe relation of principal and agent; 2. Tbe relation of master and servant, or in tbe more modern phrase, tbe relation of employer and employee; and 3. Tbe relation of employer or proprietor and independent contractor.” Now in what sense is tbe term “agent” used in tbe constitutional provision? Is it possible that tbe framers of tbe constitution meant to say that tbe Legislaure should prescribe, by general laws, tbe terms of office, powers, duties and compensation of all persons who may do work for tbe state? Does this word “agents” include mere employees and independent contractors, those placed by Mechem in bis second and third classifications, or is its meaning restricted to tbe first class? If tbe second class are included, then every charwoman who- cleans tbe floors of a building belonging to tbe state or its agencies, every painter, carpenter, bricklayer, bod-carrier, wireman, or workman of any character upon any such building or project, of whatever sort, would be a public agent and tbe Legislature would be bound by general law, not only to prescribe their powers, duties and compensation, but also their terms of office. This provision means that tbe agent fills an office just as clearly as that an officer fills an office. Each has an “office,” whose term must be prescribed by law. Examples might be multi
Again, in pointing out the difference between an agent and a servant, 1 Mechen, Agency,, §36, says:
‘ ‘ The characteristic of the agent is that he is a business representative. His function is to bring about, modify, affect, accept performance of, or terminate contractual obligations between his- principal and third persons. To the proper performance of his functions, therefore, it is absolutely essential that there shall be third persons in contemplation between whom and the principal the legal obligations are to be thus created, modified, or otherwise affected by the acts of the agent.”
“The function of the servant, on the other hand, as his name suggests, is the rendition of service, — not the creation of contractual obligations. He executes the commands of his master, chiefly in reference to things, but occasionally with reference to persons when no contractual obligation is to result. ’ ’
Now it is clear that the petitioner in no sense negotiates' contractual obligations for and on behalf of the state. She is therefore not an agent, but a mere servant or employee. But why was the term agent used in the Constitution? The framers knew that certain offices were created by the Consti
2. The second ground urge&by respondent is that even if the petitioner is a mere employee or clerk, yet she can not be paid her salary because the amount limited for payment of clerk hire in the office of the Secretary of State, under section 3, chapter 87, Acts 1882, chapter 11, Barnes’ Code, 1923, has been exhausted. It provides that the Secretary of State may, at his discretion, annually expend not exceeding the sum of $1100 for necessary clerk hire. It is contended by petitioner that this never was law; that if it ever was law, it is not law now because it has been repealed. To discuss this phase of the ease, it is necessary to review, as briefly as possible, the course of subsequent legislative action touching the amounts allowed for clerk hire in. the office of the Secretary of State.
Section 3, was passed March 23, 1882, and if it ever became operative as law, went into effect ninety days after its passage. Bearing in mind that it limits the amount that
We see from the foregoing that there never has been a year from the date of the passage of the limitation in section 3, chapter 87, Acts 1882, in which the moneys appropriated for clerk hire in the Secretary of State’s office have not exceeded the limit of $1100.
Section 3, as already stated, did not become effective until ninety days from its passage; but before that date had arrived, the Legislature by a subsequent act suspended its operation; it did not therefore become effective within ninety days from its passage. And each succeeding Legislature passed acts appropriating moneys in excess of the limit of section 3, so that it never has been in effect for a single moment from the date of its passage down to this date. It was a still-born child and has never been revived. The whole tenor of the subsequent acts of the Legislature has been not only inconsistent with but repugnant to it. Both
3. A third ground of refusal to pay is that’ the sum of $21000 appropriated in 1921 for the fiscal year ending June 30, 1923, for “expenses of secretary of state’s office, including compensation of clerks, stenographers and other expenses,” is unconstitutional and void, because: (1) the sum is not itemized in accordance with section 51, Article VI of the Constitution, known as the “Budget Amendment”; (2) because the entire appropriation act of 1921 violates section 30, Article VI of the Constitution, which provides that no act thereafter passed shall embrace more than one object; and (3) that it violates section 38 of Article VI, which provides that the salary of any public officer shall not be increased or diminished during his term of office.
The Budget Amendment was adopted by popular vote in 1918; the first general appropriation bill passed under its provisions was that of 1919, and the second was that of 1921, the one now under consideration. Time and space will not permit a discussion of the purposes of the amendment, nor the reasons which brought about its adoption. It is sufficient to say that it is now a part of the fundamental law of the state, and all of us are bound by it. It is long and complicated; many of its provisions need not be reviewed to determine the question before us, and we desire to confine ourselves to the one question now to be determined, — namely: Is the act by which the general appropriation bill of 1921 was passed in accord with this amendment- and in par
“The Legislature shall not appropriate any money out of the treasury except in accordance with the following provisions:
Subsection A. — Every appropriation bill shall be either a budget bill, or a supplementary appropriation bill, as hereinafter mentioned.
Subsection B. — First. Within ten days after the convening of the Legislature, unless such time shall be extended by the Legislature for the session at which the budget is to be submitted, the board of public works, which shall consist of the Governor, Secretary of State, Auditor, Treasurer, Attorney General, Superintendent of Free Schools and Commissioner of Agriculture, shall submit to the Legislature, two budgets, one for each of the ensuing fiscal years. Each budget shall contain a complete plan of proposed expenditures and estimated revenues for the particular fiscal year to which it relates; and shall show the estimated surplus .or deficit of revenues at the end of each year. Accompanying each budget shall be a statement showing: (1) the revenues and expenditures for each of the two fiscal years next preceding; (2) the current assets, liabilities, reserves and surplus or deficit of the State; (3)'the debts and funds of the State; (4) an estimate of the State’s financial condition as of the beginning and end of each of the fiscal years covered by the two budgets above provided; (5) any explanation the board of public works may desire .to make as to the important features of any budget and any suggestion as to methods for the reduction or increase of the State’s revenue.
Second. Each budget shall be divided into two parts, and the first part shall be designated ‘ ‘ Governmental Appropriations” and shall embrace an itemized estimate of the appropriations: (1) for the Legislature as certified to the board of public works in the manner hereinafter, provided; (2) for the executive department; (3) for the judiciary depart*267 ment, as provided by law, certified to the Governor by the Auditor; (4) to pay and discharge the principal and interest of any debt of the State of West Virginia hereafter created in conformity with the Constitution, and all laws enacted in pursuance thereof; (5) for the salaries payable by the State under the Constitution and laws of the State; '(6) for the aid of public schools in conformity with the laws of the State; (7) for such other purposes as are set forth in the Constitution and laws made in pursuance thereof.
Third. The second part shall be designated ‘ ‘ General Appropriations, ’ ’ and shall . include all other estimates of appropriations.
The board of public works shall deliver to the presiding officer of each House the budgets and a bill for all the proposed appropriations of the budgets clearly itemized and classified; and the presiding officer of each House shall promptly cause said bill to be introduced therein, and such bill shall be known as the ‘Budget Bill.’ The board of public works may, before final action thereon by the Legislature, amend or supplement either of said budgets to correct an oversight or in case of an emergency, with the consent of the Legislature by delivering such an amendment or supplement to the presiding officers of both Houses; and such ' amendment or supplement shall thereby become a part of said budget bill as an addition to' the items of said bill or as a modification of or a substitute for any item of said bill such amendment or supplement may affect.
The Legislature shall not amend the budget bill so as to create a deficit but may amend the bill by increasing or diminishing the items therein relating to the Legislature, and by increasing the items therein relating to the judiciary, but except as hereinbefore specified, may not alter the said bill except to strike out or reduce items therein; provided, however, that the salary or compensation of any public officer shall not be increased or diminished during his term of office; and such bill when and as passed by both Houses shall be a law immediately without further action by the Governor.
Fourth. The Governor and such representatives of the boards, officers and commissions of the State expending or applying for State’s money as have been designated by the Board of Public Wprks for- this purpose, shall have the right, and when requested by*268 either House of the Legislature it shall be their duty to appear and be heard with respect to any budget bill during the consideration thereof, and to answer inquiries relative thereto.”
Sub-section C covers supplementary appropriation bills; as the bill under consideration does not come within that category, it is unnecessary to quote that provision.
“Sub-section D, general provisions. — First. If the ‘Budget Bill’ shall not have been finally acted upon by the Legislature three days before the expiration of its regular session, the Governor may, and it shall be his duty to issue a proclamation extending the session for such further period as may, in his judgment, be necessary for the passage of such bill; but no other matter than such bill shall be considered during such extended session except a provision for the cost thereof.
Second. The Board of Public Works for the purpose of making up its budgets shall have the power, and it shall be its duty, to require from the proper State officials, including herein all executive departments, all executive and administrative officers, bureaus, boards, commissions and agencies expending or supervising' the expenditure of, and all institutions applying for State moneys and appropriations, such itemized estimates and other information, in such form and at such times as said board shall direct. The estimates for the legislative department, certified by the presiding officer of each House, of the judiciary, as provided by law, certified by the Auditor, and for the public schools, as provided by law, shall be transmitted to the Board of Public Works, in such form and at such time as it shall direct, and shall be included in the budget.
The Board of Public Works may provide for public hearings on all estimates and may require the attendance at such hearings of representatives of all agencies, and all institutions applying for state moneys. After such public hearings it may, in its discretion, revise all estimates except those for the legislative and judiciary departments, and for the public schools as provided by law.”
The fourth paragraph of sub-section D provides that "nothing herein shall be construed as preventing the Gov
The Act is entitled: “An Act making appropriations of public moneys out of tbe treasury, in accordance with tbe provisions of tbe Constitution of tbe State of West Virginia.” The bill which was passed was a budget bill, not a supplementary appropriation bill; it was prepared and delivered by tbe board of public works to tbe presiding officers of tbe two bouses of tbe Legislature. Accompanying tbe bill were tbe two budgets, one for each of tbe ensuing fiscal years. The budget was arranged so as to show in parallel columns opposite each of tbe purposes for which tbe money was appropriated by tbe “Budget Bill”: First, tbe amount actually expended for tbe year ending June 30, 1920; Second, tbe amount authorized to be expended for tbe year ending June 30, 1921; Third, tbe amount of appropriation carried by tbe “Budget Bill” for the year ending June 30, 1922; Fourth, tbe amount of appropriation carried by tbe “Budget Bill” for tbe year ending June 30, 1923. Tbe budget was also supplemented by tbe sixth annual report audit of tbe finances of tbe state, published by tbe Department of tbe State Tax Commissioner as required by law and appropriate references thereto by page number in tbe Budget. This report, which showed in detail tbe purposes for which tbe moneys were actually expended for. tbe year ending June 30, 1920, together with general explanations of tbe financial transactions of tbe state, -was transmitted with tbe Budget; so that tbe members of each bouse could by ready reference from tbe one to the other ascertain tbe amounts actually expended for tbe preceding fiscal year, by any department, and tbe detailed purposes for which they were spent. For example, when we turn to page 29 of tbe Budget, showing tbe estimated amounts required for tbe two fiscal years 1922 and 1923 for expenses for tbe Secretary of State’s office, we find tbe estimate for each year of these years is $21000; these estimates are in tbe two right band columns,
Upon the other two points raised as to the constitutionality of the act, little nee4 fie said. The requirement, under section 30, Article VI of the Constitution, which provides that no act thereafter passed shall embrace more than one object, has no application to appropriation bills. These are provided for under the Budget Amendment. The remaining point, that section 38 of Article VI which provides that the salary of any public officer shall not be increased or diminished during his term of office is no objection. The petitioner is not a public officer. ' It does not apply, if this objection refers to the Secretary of State, because he receives no part of the $21000 appropriated.
Peremptory writ awarded.
Writ awarded.