Relator Leonard Jenkins was convicted of the aggravated murder of Police Officer Anthony Johnson and sentenced to death. 1 After exhausting his direct appeals, Jenkins commenced this mandamus action on March 23, 1990, against the city of Cleveland and several of its officers (i.e., the Director of Public Safety, the Chief of Police and the Mayor; hereinafter collectively referred to as “the city”). The purpose of the mandamus action is to force production of the following records pursuant to the Ohio Public Records Act, R.C. 149.43: (1) the investigation of the October 21, 1981 homicide of Anthony Johnson; (2) the investigation, arrest, detention, and interrogation of Lester Jordan; (3) the investigation, arrest, detention, and interrogation of Leonard Jenkins; (4) the arrest records of Lester Jordan and Leonard Jenkins; (5) the use of deadly force by Cleveland Police Officers John Myhand, Anthony Johnson, Jerome Howard and Gregory L. Henderson; (6) the use of deadly force by Cleveland police officers or other individuals against Leonard Jenkins, Douglas H. Robinson, and Anthony Johnson; and (7) complaints made against the city of Cleveland, its police department or any of its officers by Douglas H. Robinson and any other individuals relating to the use of force by Cleveland police officers on October 21, 1981.
On August 15, 1990, this court granted the Cuyahoga County Prosecutor’s motion to intervene as a respondent to protect whatever interest that office may have in the records. Since that time the city has located eighty-one records which come within the scope of Jenkins’s request. Of these , the city has released forty-nine and has submitted thirty-two under seal for in camera inspection. The city redacted some information on one of the forty-nine released records, and submitted the complete unredacted version to this court under seal for inspection.
All the parties have briefed the issues. They are: (1) whether a blanket exemption for the disputed records exists because of the criminal discovery rules, the trial preparation exception or the work product exception; (2) the applicability of the specific statutory exceptions to the records in this case, especially the work product exception and the trial preparation exception.
General Principles
The Statute
R.C. 149.43(A)(1) defines a public record as “any record that is kept by any public office * * * except medical records, records pertaining to adoption, *775 probation, and parole proceedings, records pertaining to actions under section 2151.85[ 2 ] * * * and to appeals of actions arising under that section, records listed in division (A) of section 3107.42[ 3 ] * * *, trial preparation records, confidential law enforcement investigatory records, and records the release of which is prohibited by state or federal law.”
R.C. 149.43(A)(2) further defines “confidential law enforcement investigatory record” as any record that pertains to a law enforcement matter of a criminal, quasi-criminal or administrative nature, but only to the extent that the release of the record would create a high probability of disclosure of the following: (a) the identity of a suspect who has not been charged with the offense to which the record pertains; (b) the identity of an information source or witness to whom confidentiality has been reasonably promised, or information which would compromise the identity of a confidential information source or witness to whom confidentiality has been reasonably promised; (c) specific confidential investigatory techniques, procedure or work product; or (d) information which would endanger the safety of a crime victim, witness, confidential source or law enforcement officer.
Subsection (A)(4) also defines “trial preparation record” as any record that contains information that is specifically compiled in reasonable anticipation of, or in defense of, a civil or criminal action, including the independent thought processes and personal trial preparation of an attorney.
Common-law Interpretation
In interpreting this statute the Ohio Supreme Court has repeatedly ruled in favor of disclosing records.
State ex rel. Beacon Journal Publishing Co. v. Univ. of Akron
(1980),
In
State ex rel. Natl. Broadcasting Co. v. Cleveland
(1988),
In
State ex rel. Dayton Newspapers, Inc. v. Rauch
(1984),
The court has further ruled that when protected information is inextricably intertwined with the rest of the record, it is appropriate to withhold the entire record.
State ex rel. Thompson Newspapers, Inc. v. Martin
(1989),
*777
In several cases the Ohio Supreme Court has ruled that if a relator has an adequate remedy to obtain the records, he may not use the extraordinary relief of mandamus to procure them. In
State ex rel. Shane v. New Philadelphia Police Dept.
(1990),
These general principles provide the parameters within which to judge the arguments of the parties and scrutinize the individual records.
The Criminal Discovery Rules
The respondents have argued that Crim.R. 16 and 17 preclude disclosing the disputed investigatory records. They assert that these criminal discovery rules are the law which governs disclosure of prosecutorial and criminal investigatory materials. Thus, under the incorporation clause of R.C. 149.43(A)(1), these rules are another state law which prohibits the release of the records. Alternatively, they argue that the criminal discovery rules provide or provided Jenkins with an adequate remedy at law which defeats his mandamus action. As a variant on this argument, the city submits that Jenkins has an adequate remedy at law through the use of general civil discovery in a post-conviction proceeding. 4
The respondents further argue that any ruling which would allow a person to use R.C. 149.43 to obtain investigatory files will undermine the criminal discovery rules, if not render them unconstitutional. Furthermore, such use of the Public Records Act risks compromising the integrity of the criminal justice system. If widespread access to investigatory files is allowed, perpetrators may be able to more easily evade arrest and prosecution. Knowing police techniques, they may be able to successfully counter the investigation. They may also have earlier and more complete knowledge of the evidence against them, again giving them a better opportunity to defeat their prosecution. Additionally, citizens may be less willing to cooperate with the police if they know that their actions are going to be matters of public record.
*778
The Ohio Supreme Court rejected these arguments in
State ex rel. Clark v. Toledo
(1990),
Similarly, the respondents’ arguments that Jenkins has an adequate remedy through the discovery rules is not persuasive. The Ohio Supreme Court has explicitly ruled that a petitioner for post-conviction relief may use the Ohio Public Records Act to support his petition. This includes enforcing the Act through its statutorily provided mechanism of mandamus. The. procedural posture of Clark was an appeal from the denial of the mandamus, which the appellate court dismissed for failing to establish one of the requisites for that action. Thus, the Supreme Court has implicitly held that no adequate remedy generally exists. Furthermore, the Ohio Supreme Court has repeatedly ruled against a blanket exemption in favor of individualized scrutiny of the records. To rule that discovery provides an adequate remedy in these post-conviction proceedings would be to disregard the rulings of the Ohio Supreme Court on these matters.
Moreover, civil discovery in post-conviction proceedings may not be an adequate remedy. Under R.C. 2953.21 the trial judge may summarily dismiss a post-conviction petition before discovery is allowed. This may often prevent a petitioner from engaging in civil discovery. See, also,
State v. Robison
(June 19, 1989), Pickaway App. No. 88CA15, unreported,
The court’s ruling in the present case neither obliterates the criminal discovery rules nor renders them unconstitutional. As in
Clark,
the issue of the effect of the Public Records Act on a pending criminal case is not directly before the court, and the court does not decide that issue. Furthermore, in
Shane, supra,
and
State ex rel. Scanlon v. Deters
(1989),
Work Product Exemption
The respondents claim the work product exemption or the confidential investigatory technique or procedure exemption (R.C. 149.43[A][2][c]) for almost every disputed record. In asserting this near blanket exemption, the respondents argue that the very process of recording the steps of a criminal investigation requires and reveals the investigators’ thought processes and analysis. The investigators must decide what questions to ask witnesses and what information to try to elicit. The officers then use their subjective analysis in assessing the information, the credibility of the source, deciding what to record, how to organize it, etc. They must then further determine which leads to follow and how to proceed with the investigation. These thought processes so permeate all of the records that all criminal investigatory records are thus transformed into confidential investigatory technique, procedure or work product.
This argument is not persuasive for granting a blanket exemption. The decisions of the Ohio Supreme Court have repeatedly ruled against a blanket exemption.
Beacon Journal, supra.
Moreover, in
NBC I,
After reviewing the records this court finds that most of them do not demonstrably reveal the mental impressions and subjective analysis of the investigators. Rather, most of them merely chronicle matters which were related to the officers or otherwise record objective facts. Thus, the work product exception does not provide a blanket exemption for these investigatory records. NBC I, supra.
In the present case there was undeniable criminal activity, which from the onset demanded investigation and prosecution. However, this difference does not render the principles enunciated in NBC I irrelevant. Even in investigations of serious crime, the recordation of facts is to be disclosed unless protected by a specific exception.
*780
Nevertheless, the work product exemption does protect portions of the records in the present case. A number of the records contain the subjective deliberations of the officers. The material redacted really cannot be characterized as empirical facts. In certain instances simple investigatory plans were also included in the records. Accordingly, these sections are ordered redacted.
NBC I, supra; State ex rel. Martin v. Cleveland
(Jan. 8, 1992), Cuyahoga App. No. 60977, unreported,
In
Rauch, supra,
the Ohio Supreme Court declared that autopsy reports were exempt from disclosure because the autopsy report itself was the investigation.
Id.,
Some of the records in the instant case posed peculiar problems in determining whether they should be disclosed under this exception. For example, for record No. 1, although the information is from the autopsy report, the information revealed is merely slightly more detailed than what the Ohio Supreme Court revealed in
State v. Jenkins
(1984),
*781 Uncharged Suspect Exemption
R.C. 149.43(A)(2)(a) prohibits disclosing the identity of a suspect who has not been charged with the offense to which the record pertains. 6 The city claims this exception for several records (Nos. 2, 4, 6, 25-30 and TT). In conducting the in camera inspection the court found three records (Nos. 25, 26 and TT) to which this exception is applicable. These records contain specific information about certain individuals, such as their names, addresses, identifying numbers and criminal records, and further identify these individuals as suspects to crimes or possible crimes pertaining to the relevant record.
After carefully examining record No. 27 the court was unable to discern any possible uncharged suspect for any crime. Similarly in record No. 30 no specific person was identified as a suspect. Thus, this record does not come within the parameters of the uncharged suspect exemption.
Record Nos. 28 and 29 posed more subtle considerations. Although the relevant individual may have been briefly considered a suspect to the relevant crime, he was cleared of all criminal involvement so quickly that the city did not consistently claim the uncharged suspect exemption for him throughout its records. Therefore, the court has doubts whether the individual was really an uncharged suspect. Resolving those doubts in favor of disclosure, the court orders these records disclosed.
Record Nos. 2, 4 and 6 posed perhaps even more difficult issues. 7 The court doubts whether the offense, for which the individual may be an uncharged suspect, actually pertained to record Nos. 2, 4 and 6. Thus, the information may fall outside the parameters of the exception. Moreover, the court also doubts whether the city seriously considered this person as a suspect. The in camera inspection established that as soon as the city began “investigating” this person’s involvement with the relevant crime, it discovered that it was *782 physically impossible for the “suspect” to have committed the crime, because the “suspect” was in prison at the time. The situation posed is not unlike the situation posed for record Nos. 28 and 29. Therefore, because of the doubts caused by the peculiar facts presented in this public records mandamus action, the court orders these records to be disclosed.
Trial Preparation Materials Exemption
The respondents claim the trial preparation materials exemption (R.C. 149.43[A][4]) for all of the disputed records. They argue that the police are the investigative agents of the prosecutor. The police acted upon a reasonable suspicion of criminal activity when they investigated the murder of Officer Johnson, the attempted murder of Officer Myhand and the bank robbery. All of the actions of the police in recording their investigations were for the purpose of apprehending and prosecuting the perpetrators. The prosecutor further adds the criminal investigation file constitutes her trial preparation records. The respondents have also argued that it is absurd for the prosecutor to micro-manage every investigation.
Nevertheless, upon conducting the mandated in camera inspection, the court finds that these records are not exempt under the trial preparation materials exception. The logic of the respondents is counter to the purpose of the statute, which is to provide the people with ready access to all aspects of their government with only a few narrow exceptions. All doubts are to be resolved in favor of disclosure. Clark, supra; and Beacon Journal, supra. There are to be no blanket exemptions. In Beacon Journal, the Ohio Supreme Court admonished that the General Assembly drafted that statute so that the exceptions would not swallow up the general rule in favor of disclosure. Accepting the reasoning of the respondents would be to grant a blanket exemption when none was intended.
Moreover, the Ohio Supreme Court has consistently interpreted the trial preparation exemption narrowly. In
Barton v. Shupe, supra,
that court decided that an investigation of a police official to determine the accuracy of accusations against him is not a trial preparation record. In
NBC I,
the court held that investigatory records of the use of deadly force by the police were not trial preparation records, even though litigation arose from several of the incidents. In
Zuern, supra,
the Ohio Supreme Court rejected making a blanket exemption for investigatory files under the trial preparation exception. It held that this exemption was strictly limited in nature and that records compiled for multiple purposes do not qualify as trial preparation records.
Franklin Cty. Sheriffs Dept. v. State Emp. Relations Bd.
(1992),
Furthermore, the Ohio Supreme Court rejected the specific arguments of the respondents. In
State ex rel. Coleman v. Cincinnati
(1991),
As a variant on the trial preparation argument, the prosecutor asserts that these records are all communications between a client (the government) and its lawyers, which are, thus, protected by the attorney-client privilege. The Ohio Supreme Court’s reasoning in
Coleman, supra,
defeats this argument. By specifying narrow exceptions to confidential law enforcement investigatory records, the legislature promulgated the policy of general release for such records. To exempt these documents wholesale under the doctrine of the attorney-client privilege would frustrate the provisions and policies of the Ohio Public Records Act. The prosecutor’s reliance on
Woodman v. Lakewood
(1988),
Whether witness statements come within the scope of the trial preparation exception is often a difficult issue to resolve. Although the Ohio Supreme Court has significantly narrowed the scope of the trial preparation exemption, it has not defined its boundaries exactly. In
Zuern,
the Supreme Court affirmed the decision of the Hamilton County Court of Appeals that all of the disputed records, which included “witness statements,” should be disclosed. However, the Supreme Court, in holding that there is no blanket exemption under R.C. 149.43(A)(4), did not analyze the specific “witness statements”; the court also noted that criminal investigatory files could
*784
contain trial preparation materials. Similarly, in
Coleman, supra,
and
State ex rel. Apanovitch v. Cleveland
(Feb. 6, 1991), Cuyahoga App. No. 58867, unreported,
The form of the city’s witness statements is indicative that they may be trial preparation materials. These records are verbatim, first-person narratives by the witness, often with a question and answer section. The statements are signed by the witness, affirming truthfulness, and they are further signed by other individuals who are “witnesses” to the main witness’s signing. The statements furnish the prosecutor with the requisite direct testimony to proceed with a presentation to the grand jury or for the trial itself. These features ensure authenticity and provide the prosecutor with a tool for impeaching a witness or refreshing recollection.
State ex rel. Jester v. Cleveland
(Jan. 17, 1991), Cuyahoga App. No. 56438, unreported,
However, the form is not the sole criterion for determining whether a record is a trial preparation record. The circumstances of its creation must be considered. For example, if the police take a potential defense witness’s statement on the eve of trial and the questions indicate that the state is making sure that this person has no information which will damage the case, then this is very strong evidence that the witness statement is trial preparation. Conversely, if statements are systematically taken of all potential witnesses before it is determined that a crime is committed, then this is indicative that the statements are part of the general investigation and are not prepared exclusively or specifically for trial.
State ex rel. Martinelli v. Cleveland
(Apr. 22, 1991), Cuyahoga App. No. 56461, unreported,
After carefully examining the disputed witness statements, the circumstances which surrounded their creation, the supporting affidavits, and all of the opinions relating to the trial preparation materials exception, especially Zuern, this court has doubts as to whether the witness statements in this case were prepared exclusively for trial. The police systematically took statements of all the witnesses involved in the bank robbery within approximately thirty hours of the incident. This was before an indictment was returned against Jenkins. Cf. Franklin Cty. Sheriffs Dept., supra. Moreover, the supporting affidavit does not state that the statements were prepared exclusively for use of the prosecutor. The court cannot dispel its doubts that the police were finishing their investigation when they took these witness statements. Resolving doubts in favor of disclosure, this court orders these witness statements be disclosed.
Physical Safety Exemption
R.C. 149.43(A)(2)(d) exempts information which would endanger the life or physical safety of law enforcement personnel, a crime victim, a witness or a confidential information source. The respondents claim this exemption for record No. 23. In the index of records the city states that this record contains the names, addresses and telephone numbers for the victim’s relatives. The city, thus, submits that release of this information could risk the physical safety to those individuals. The city offers no evidence and little argument that the release of this information would actually jeopardize these specific individuals. Rather, the claim of the exemption appears to rest on the assumption that relatives of police officers or murder victims are necessarily at risk.
The safety of individuals is a proper concern of the government, and the public record law should not be allowed to be used so as to contribute to someone’s death or injury. However, an assumption does not satisfy the burden of proof that a given record comes within the scope of specific exemption as required by
NBC I. State ex rel. Lowery v. Cleveland
(June 9, 1992), Cuyahoga App. No. 63242, unreported, appeal pending in case No. 92-1556;
State ex rel. Nelson v. Cleveland Police Dept.
(Aug. 6, 1992), Cuyahoga App. No. 62558, unreported,
Confidentiality Exemption
R.C. 149.43(A)(2)(b) exempts from disclosure information provided by a witness or information source to whom confidentiality has been promised if the information would reasonably tend to disclose a person’s identity. The city claims this exemption for part of record No. 3.
The court recognizes the importance of the confidentiality exemption. Citizens should be able to confide in their government. Certain crimes may be solved only with the help of individuals who wish or need to remain anonymous. The government should be able to honor its word and its obligations when it promises confidentiality. However, for this particular record and this particular person, the evidence is lacking that the city actually promised confidentiality, as compared to this person just refusing to identify herself. Moreover, even if there was evidence that a promise of confidentiality was made, there is a doubt as to whether such promise would have been reasonable under the circumstances.
State ex rel. Natl. Broadcasting Co. v. Cleveland
(1992),
Miscellaneous Exemptions
The city also submits that all or portions of record Nos. 20, 21 and 22 are protected by other federal or state laws which prohibit their release. In his brief Jenkins concedes that if record No. 21 is a B.C.I. record and record No. 22 is an F.B.I. record, then the records would be exempt. The court has examined these records and they are what the city claims they are. Accordingly, these records are ordered redacted. Portions of record No. 20 are also exempt under these federal and state laws. Johnson and Lippitt, supra.
This court also orders that all social security numbers from all the records (record Nos. 16, 19, 24 and 25) be redacted. The release of this information is prohibited by other federal law. Section 405(c)(2)(C)(vii)(I), Title 42, U.S.Code. Johnson and Lowery, supra.
Other Records Issue
Jenkins further questions whether the respondents have fully complied with all of the requests he made for records. The court has carefully studied the requests and made several orders to satisfy itself that all of the requests were fulfilled. Pursuant to these orders the city has made several searches and *787 several certifications regarding other records. The court is satisfied that the city has fulfilled its duty in honoring the requests.
Conclusion
In conclusion, Jenkins’s petition for a writ of mandamus is granted in part and denied in part. Because all of the parties have the right to appeal from this judgment and because public records cases pose unique problems, it is important that the confidentiality of the records be preserved until either the parties exhaust their appeals or all of the parties agree to end the litigation. Accordingly, to preserve the status quo, this court will reseal the records submitted to it. In addition, the court will prepare a set of records in which all of the redactions have been made. This redacted set of records will be included under seal with the original set of records to aid the subsequent appeal of the case.
Costs of this action are taxed to the respondents.
Judgment accordingly.
Notes
. See
State v. Jenkins
(1984),
. R.C. 2151.85 governs the ability of an unmarried minor to seek an abortion without notice to parent or guardian.
. R.C. 3107.42(A) concerns the confidentiality of certain adoption records.
. The prosecutor, however, argues that civil discovery is not available to post-conviction relief petitioners and that this fact indicates that the General Assembly did not intend for such petitioners to have access to their criminal files.
. The prosecutor’s argument, that the absence of a discovery provision in the post-conviction relief statute means that the legislature did not intend for defendants to have access to investigatory files, is equally unpersuasive. The General Assembly did not explicitly exclude them from using the Public Records Act. The Clark decision clearly holds that they may.
. In Clark 1, supra, the Ohio Supreme Court expressed its concern that widespread use of the Public Records Act could place an intolerable burden on the administration of the criminal justice system. The same concerns arise in this case. In their reports on a certain crime, the police often refer to other suspects to other crimes. To the extent that the purposes of the uncharged suspect exception are to prevent premature disclosure to perpetrators that they are suspects and to protect people’s reputations, then the limitation on the exception "to the offense to which the record pertains” could frustrate those purposes. Given the way in which police records are prepared, the exception’s current wording could cause uncharged suspects to be revealed, because they are mentioned in records which do not pertain to the relevant offense. Alternatively, the suspects could be protected, but at the cost of increased police paper work.
. Although the city did not claim the uncharged suspect exception for record No. 5, disclosure of the second proper name in the last paragraph of that record could create a high probability of compromising the information which the city sought protected in record Nos. 2, 4 and 6.
