*1 Terry Ann of Iowa STATE
HAMILTON, Appellee, SNODGRASS, Appellant. Eugene
Michael
No. 66493. of Iowa.
Oct. 17, 1982.
Rehearing Denied Nov.
gram (ADC). By mandate of a federal commence the state must statute father when- proceedings against putative and it is applies ever a mother for ADC father has abandoned determined the 654(4) (1976 mother and child. U.S.C. § III). payments im- Supp. Any support & assigned by posed proceeding in the long as she receives mother to the state so Thus the state support. 252A.13. ADC support pay- any receive present would at and can be required of the defendant ments these said to have initiated se and filed an appeared pro Defendant peti- allegations denying answer of Attor- tion. He obtained the assistance pur- for the limited ney Robert F. Heimer public expense obtaining counsel pose of He asserted the represent him further. the federal arises under to counsel request for constitutions. and state alleged defendant of counsel appointment meaning of Iowa was within re- was unable to Code section 336A.4 threatening ability without tain counsel for his fami- economic necessities provide ly- motion for the defendant’s denying the trial court made of counsel
appointment
indigency.
finding regarding defendant’s
no
proceeding
this is a civil
simply
It
found
Heimer, Davenport,
appel-
for
Robert F.
336A.4, defining indigency,
and that section
lant.
only.”
pur-
For
actions
“applies to criminal
Gen.,
Miller,
John R.
Atty.
Thomas J.
holding
court
reviewing the trial
poses of
Gen.,
Martin,
Wylie Fil-
Atty.
Asst.
and G.
that defend-
assume,
deciding,
we
lers, III,
County Atty.,
appellee.
Clinton
indigent.
ant is
is and
I. Because
recoup funds for the
brought
must be
purposes of
a “state action” for
State
HARRIS, Justice.
Const.amend.
process
the due
clause. U.S.
indigent paternity
Does an
Const,
V;
I,
Snodgrass must
Iowa
art.
to counsel at
have a constitutional
process.
be afforded due
The trial
held he
public expense?
court
contention
process
Defendant’s due
agree.
not and we
does
in Mor
principles
from
enunciated
arises
were initiated
These
Brewer,
92 S.Ct.
rissey v.
408 U.S.
support
depend-
the uniform
State under
(1972). If an indi
ch. 262A
ents law.
Iowa Code
action
with State
vidual
is threatened
alleged defendant was the father of
life,
relator
liberty or
him of
deprive
which will
daughter
required
her
and should be
process.
entitled to due
property, he is
during
support
minority
upon
the child
and to
depends
is due
What
function and
government
reimburse the state for
received
nature
dependent
individual interest involved.
under the aid to
children
Crimme,
(Iowa
pointed
indigent,
where the
unsuccessful,
1979).
personal
he is
lose his
freedom.”
Id. at
101 S.Ct.
meaningful op
Due
calls for “a
Eldridge
L.Ed.2d at 649. The three
factors
Boddie v. Connecti
portunity to be heard.”
stake,
(1)
(2)
private
are:
interests at
cut,
780, 785, 28
interest,
(3)
governmental
the risk
Auxier v. Wood
*3
procedures
that
will
used
lead to an
Hosp. Sch.,
ward
-
value,
probable
erroneous decision and the
(Iowa 1978).
142-43
any,
safeguards.
of additional
wrong
was
in re
The trial court
jecting Snodgrass’s application on the basis
was a proceeding
Lassiter
to terminate a
of
parental
a distinction between civil and criminal
relationship. The court deter-
proceedings which are
Some
weight
mined that the net
the Eldridge
of
require appointment
called civil
of counsel
every
factors would not in
termination
labeling
so it is not a
the action
question of
ceeding
presumption
overcome the
that no
criminal
right
or civil. The
to counsel has
right
physical
to counsel exists
one’s
unless
more
person’s
to do with a
stake in the
liberty
is threatened. Due
determi-
practical
and the
effect of the
nations were left
a
ap-
case
case
Dept.
outcome. Lassiter v.
of Social Serv
proach.
Id. at
S.Ct.
ices,
18, 24, 101
2153, 2158,
U.S.
S.Ct.
L.Ed.2d at 652.
(1981).
L.Ed.2d
648-49
Snodgrass’s
II.
interest
helpful
Lassiter is
here for what it ex
but,
proceedings
think,
are substantial
we
plains
rejects.
controlling
and is
for what it
less than
parent
those of a
in a termination
out,
been,
process,
points
Due
“has never
proceeding. Although he claims otherwise
be,
and perhaps
precisely
can never
liberty
is not immediately involved. He
defined.” 452
U.S.
S.Ct.
argues that one
finding
ramification of a
of
In considering indigent’s claim of counsel, finding would with a become threatened appointed the court factors, contempt potential liberty. and a loss of Eldridge balances the three ele Snodgrass’s ments interest here does not differ originally defined in Mathews v. El dridge, 319, 335, 893, 903, significantly indigent from that of an de- U.S. S.Ct. proceed- myriad It then fendant in a of other civil “set[s] weight ings. their net the willful failure or against example, the scales For presumption ap- alimony there is a child refusal to make the examination and contempt proceed- cross-examination of could lead to a payments injunction develop- Thanks to scientific violation of an often witnesses. ing. The contempt. A re- finding accuracy in a ments the of blood tests has dra- results quirement appointed We have noted that matically improved. inevitably lead to re- thought ap- would accuracy of the tests is quirement proach certainty. mathematical See State might in other actions which Vinsand, defendants Buechler contempt pro- day one form the basis of (Iowa 1982). accuracy Indeed paternity finding A seems consti- ceeding. the tests is such that an indistinguishable from a vast ar- tutionally to blood tests at has a due ray court orders the violation of which Streater, 452 public expense. Little v. subject contempt. one to might 2202, 2209, The interests State are
III.
in paternity
same
actions and
roughly the
*4
lawyer
To
father a
putative
accord a
proceedings. The cost to the
termination
expense
advantage
be of some
public
McNabb,
be vast.
would
315 N.W.2d
State
escape the test but it has
attempting
to
imposition
The
of such a financial
at 17.
past
less to do than it did in times
left
legislative
best
for
is
determina
burden
improving
reliability
paternity
of a
de-
McNabb, separate opinion at
tion. See
paterni-
termination. The risk of error in a
17-18.
in an
ty action is not affected
unusual de-
not wish
legislature might might
or
gree by
presence
or absence of counsel.
states have
provide
to
the services. Several
parentage
the uniform
act and
adopted
for an
opportunity
any event
In
indigent paternity
vided counsel for
defend-
is
result in the absence of counsel
erroneous
19(a)
provides
that act
ants. Section
of
greater
paternity
cases
categorically
not
appoint
that “the court shall
counsel for
involving
the termination
than
eases
to obtain
party
financially
who is
unable
federal due
rights. Snodgrass’s
parental
584-19
counsel.” See Hawaii Rev.Stat. §
fails
appointed
process claim
257-69(1) (West
(1976); Minn.Stat.Annot. §
holding in Lassiter.
under the
40-6-119
Supp.1982); Mont.Code Ann. §
(1981);
(1981); N.D.Cent.Code
14-17-18
a number of states
out that
pointed
It is
these
Wyo.Stat.
14-2-116
While
counsel in
to
have found due
19(a)
adopted
states have
section
Kim
Reynolds v.
paternity action. See
parentage
significant
uniform
act it is
799,
(Alaska 1977) (un
mons,
803
569 P.2d
adopting
three other states in
the act have
constitution);
Cheboy
Artibee v.
state
der
19(a)
of their
part
excluded section
as a
54, 59,
Mich.
243
Judge, 397
gan Circuit
state law.
7000-7018
See Cal.Civ.Code §§
248,
(under
(1976)
state consti
250
1981);
(West
19-6—101 to
Colo.Rev.Stat. §§
22, 34,
Cortez,
tution);
24 Cal.3d
v.
Salas
19-6-129
Ann.
Wash.Rev.Code
537,
226, 234,
529,
P.2d
593
154
26.26.905;
74.20.350
26-26.010 to
§§
209,
denied,
900,
62
444
cert.
light
divergent legislative opinion
In
of this
(1979) (under both federal
L.Ed.2d 136
appointed
judicially
not be
should
Bashaw,
v.
279
constitutions); Hepfel
state
required.
342,
(under
(Minn.1979)
supervi
348
fairness);
ensure
sory power of court
IV.
weigh
We next
whether
Townes, 53
Carrington Cty. ex rel.
absence of counsel in a
action Wake
769
S.E.2d
might result
in erroneous determinations.
words,
remanded,
presence
(1981),
In other
of coun
would
modified and
N.C.
333, -,
(1982) (un
paternity proceeding
sel make
determina
S.E.2d
constitutions);
and state
question
pa
tions more reliable? The
in a
der both federal
209, 216,
S.,
404 A.2d
N.J.Super.
ternity
really
suit
is
one of
In M. v.
biology.
basis);
(1979) (unspecified
Made
disputed
former times
claims of
273, 276,
R.,
95 Misc.2d
necessarily
were
from line G. v. David
mainly
determined
(1978) (under
state legislation
both federal
as
placed by
equal
N.Y.S.2d
is
constitutions);
and state
State
protection clause of the Fourteenth Amend-
Daugherty,
145-
Graves
S.E.2d
ment
City
federal constitution.
(W.Va.1980) (under
constitution).
state
Selden,
Waterloo v.
251 N.W.2d
However, there are two
why
reasons
(Iowa 1977).
First,
authority is
compelling.
less than
closely
interests
the State are
most of these
in-
decisions
founded on
aligned with the relators who commence
terpretation of the local state constitution.
chapter
252A
But the inter-
Second, the decisions that found a federal
ests
putative
of the State and the
fathers
process right
due
to counsel predate the
are dissimilar.
It is axiomatic that “[a]ll
Lassiter decision
the U.S.
persons
need
be treated alike to meet
Court,
seriously
and are
it.
undermined
equal protection.
constitutional standards of
There
contrary
authority.
state
enough
It
if all members of the same
Cty.
Townes,
ex rel. Carrington v.
equally.”
Auger,
class are treated
Hack v.
[slip
333, -,
306 N.C.
S.E.2d
(Iowa 1975) (emphasis
(N.C.
opinion
1982)] (no
July
absolute
original). “Equal protection assurances do
due
counsel in
require
dissimilar situations to be treat-
cases;
decision is vested in state
Selden,
similarly.”
ed
arbiter of the meaning (dissenting). of the Iowa Justice Con- stitution, but when the federal and state In appeal Snodgrass contends constitutions contain provisions, similar process the due equal protection and the they usually are deemed to be identical in clauses of the United and Iowa Con- States scope, import, purpose. and [Authori- guarantee stitutions defendant Special respect and deference is ties.] right appointed counsel in state-initiat- accorded Supreme United States Court ed paternity proceedings chapter interpretations of language similar 252A of the Iowa I Code. do not reach the federal constitution. [Authority.] equal protection although issue I think it reject We Snodgrass’s process due chal- presents problem a serious in view of the lenge to the trial court’s appoint refusal to provision attorney public of an expense him counsel. on the other side of the case. Snodgrass presents V. I an alterna am not concerned about the defendant ' tive claim under the equal protection clause who is in fact the father child but of both the federal and state constitutions. rather with the defendant who did not fa- Our own equal protection (art. 6) clause magic ther the child. The courts have no places substantially the same limitations on way ascertaining the actual fatherhood Grimme, v. on the State They depend child. must of the (Iowa 1979). case in N.W.2d presentation and evidence court, necessity therein and lies the As the States United attorneys versed on both sides assistance noted, been, recently process due “has never state has legal procedure. in law and be, perhaps precisely and can never Iowa for prosecutors throughout stationed Department defined.” Lassiter v. of Social cases, but the be un- these 18, 24, of Durham Services U.S. assume represented. Obviously we cannot 2153, 2158, S.Ct. every paterni- defendant charged Rather, require- embodies the ty guilty. fairness,” ment of “fundamental a flexible “calls for Indigency. Snodgrass’s concept procedural
I.
claim
which
such
upon
protections
particular
de-
predicated
as
situation
Brewer,
Morrissey
that he is
The record
mands.”
indigency.
establishes
U.S.
2593, 2600,
indigent.
33 L.Ed.2d
in fact
Since the court
I will
arguendo
indigent,
process guarantee
he
the due
Applying
assumes
point.
ascertaining
on that
is thus an
not dwell
exercise
necessary
par-
cedures which
under the
Com-
II. Due
to counsel.
—
to satisfy
require-
ticular circumstances
merits, the
clause of
ing
process
to the
due
ment of fundamental fairness.
the fourteenth amendment
the United
states,
stated,
process
Constitution
“..
. nor shall
has also
States
The Court
“[D]ue
life,
minimum,
deprive
any
any person
requires,
liber-
that absent a coun
at a
property,
sig
ty,
tervailing
overriding
without due
state interest of
”
nificance,
corresponding
law. .. . The
clause
forced to settle their
persons
language
duty through
judi
Iowa
contains similar
Constitution
claims of
basically
import,
meaningful
scope,
given
and is
same in
cial
must
be.
I,
purpose.
Iowa
Con
opportunity
Const. Art.
heard.’’ Boddie v.
Johnson,
(Iowa
necticut,
re
U.S.
Huff,
113, 118
1977); Chicago
(1971) (emphasis added).
Title Insurance Co.
(Iowa 1977); Davenport
Streater,
1, 5-6,
See also Little
*6
2202, 2205,
627,
Co. v.
Water
Iowa
Commerce 101
68 L.Ed.2d
632
State
S.Ct.
Comm’n,
583,
1971).
Manzo,
545,
(Iowa
(1981); Armstrong
190 N.W.2d
v.
593
380 U.S.
552,
1187, 1191,
62,
necessity
I therefore find no
to consider the
14
66
85
L.Ed.2d
S.Ct.
separately.
(1965);
two constitutional clauses
v. Central Hanover
&
See
Mullane
Bank
Bair,
306, 313,
652,
Manufacturing
Co.,
v.
254
Moorman
Co.
Trust
339 U.S.
70 S.Ct.
aff’d,
737,
(Iowa
656;
865,
1977),
745
437
872
question
N.W.2d
U.S.
94 L.Ed.
The
267,
2340,
(1978)
present
98 S.Ct.
tees deemed to be identical The trial court relied on the distinction scope, import purpose.”). and proceedings between civil and criminal and agrees The that the state’s on rule general the that counsel in a civil in proceedings chapter involvement proceeding constitutionally mandated. distinction, satisfy 252A is sufficient the “state ac That as the majority recognizes requirement here, process longer tion” of the due clause. is no tenable as civil to all must be an indi process light Due afforded when proceedings, in decisions which have by vidual is threatened state action which civil right despite found a to counsel deprive protected liberty particular will him of a nature action. Lassi of the Ingraham Wright, ter, 31-32, 2162, interest. 430 property v. at 101 68 452 S.Ct. at U.S. 651, 672, 97 1401, 1413, (due S.Ct. L.Ed.2d U.S. 51 L.Ed.2d at 652 counsel 746 335, 893, Eldridge, 319, 424 96 S.Ct. proceed U.S. in civil circumstances
under some
rights);
18,
In re
parental
903,
33
Those factors
ings to terminate
47 L.Ed.2d
1428, 1451,
41,
18
1,
87
Gault,
S.Ct.
387 U.S.
specific
dictates of
are determinative
(due process right to
527,
(1976)
554
(1)
proceeding:
process
given
due
for a
adjudication
proceedings
counsel in civil
stake, (2)
govern-
at
private interests
Wilcox,
juvenile delinquency); Cleavor
interests,
that
(3) the risk
mental
Cir.1974) (case-by-
940,
(9th
499 F.2d
will lead to an erroneous
procedures used
right to
due
case determination of
value,
any,
probable
decision and
neglect
dependency
counsel
in child
safeguards.
procedural
additional
Osmundson,
McNabb
proceedings);
“We
balance
Court then stated:
must
[the
(due process right
(Iowa 1982)
other, and
against each
elements
three]
proceedings);
contempt
in civil
to counsel
weight
net
scales
then set
their
Dubuque
v. District Court
Chambers
there
against
presumption
261 Iowa
where the
right
from
appeals
(1967) (right
unsuccessful, may lose his
indigent, if he is
relation
terminating parental
at
personal freedom.”
452 U.S.
22, 34,
Cortez,
24 Cal.3d
ship);
Salas
Applica-
at 649.
S.Ct.
226, 234,
P.2d
cert.
Cal.Rptr.
that test in Lassiter resulted in the
tion of
denied,
100 S.Ct.
444 U.S.
weight
the net
of the El-
conclusion
(due
right
(1979)
L.Ed.2d 136
every
dridge factors could not be found in
pa
counsel in civil
establish
parent-child
to terminate the
re-
appears
rule
to be
ternity).
emerging
presumption of
lationship, to overcome the
is not to be
to counsel issue
of civil
deprivation
no
to counsel when
labeling the action as crimi
determined
civil,
by inquiring into
involved. The Court there-
liberty
nal or
but rather
was not
of the interests in
magnitude
nature and
of whether
fore held that the determination
volved,
adjudication,
the ramifications of
process required
counsel in such
due
distinguish the ac
and the features which
on a
ceedings should be left to
courts
ordinary
tion from
civil
case-by-case
basis.
U.S.
Cal.3d
2162,
A.
first
factor
is im-
private interest of a defendant
paternity
on the
issue on which
proceeding
paternity.
plicated in an action to establish
proceeding
is founded.
subsequent
can
divided into three
That
interest
be
unpersuasive
that a de-
argument
per-
interest
in his
parts:
the defendant’s
con-
fendant need have no concern about
in
and in his
liberty,
property,
sonal
tempt
only
he can
be found in
because
relationships.
familial
contempt
wilfully
pay support.
if he
fails to
Snodgrass
although
contends that
he
place,
In the
whether the defendant
first
faces no immediate risk of incarceration if
wilfully
pay
pay
or could not
failed
litigation
he is
unsuccessful
in this
—he
in itself.
frequently
judgment
call
fa-
imprisoned merely
finding
on a
he
Second,
requirement
the wilfullness
for con-
sig-
has a
thered the child—he nevertheless
tempt cannot be much consolation to
ar-
liberty
nificant
interest at stake. He
defendant who knows he is not the father
finding
of
gues that one ramification of
adequately
pater-
but
defend the
could
paternity
present
in the
suit would be
counsel;
in later con-
possibility of incarceration
want
he still has a
nity suit for
of
sup-
to make
tempt proceedings for failure
contempt pro-
contest on his hands in the
port payments
which he would be obli-
for
ceeding.
gated.
252A.3(1). He
See Iowa Code §
provide support
exposes
also
Failure to
argues
paternity finding
that a
would
prosecution for non-
to criminal
judicata
subsequent contempt pro-
be res
in
felony.
D
Iowa
support, a class
Code
that issues
ceedings. He therefore reasons
Although a
un-
726.5.
defendant would
proceeding may
in
present
determined
questionably be entitled to counsel in that
directly
control
subsequent
prosecution,
Wainwright,
Gideon
personal
which his
is in fact endan-
freedom
(1963),
once
gered.
again
stage
the assistance of counsel at that
Snodgrass is
right that
defendant who
might
questionable
be of
value in view of
wilfully
fails to make court-ordered
previous adjudication
paternity.
See
payments exposes
contempt
himself to civil
Townes,
County
Carrington
rel.
ex
may
in which incarceration
re
S.E.2d
252A.6(13). Although
sult.
Iowa Code §
an indigent
(1981),
remanded,
defendant has a
to counsel
modified and
306 N.C.
in a contempt proceeding
if incarceration is
(1982) (adjudication
result contempt pro- Supreme recently em- future United Court incarceration in States about per- re- specific nature of the injunctions, phasized as fundamental ceedings, such suits, noted, fre- support lationship dissolu- when “This Court child formance fears seemingly importance of fa- quently tion cases. The has stressed the bonds, proceed- legitimized by requiring paternity counsel in milial whether or not require- to a ings inevitably marriage, “would lead and accorded them constitutional indigent de- of such protection. ment of counsel for Just as termination fairness, might procedural which one so too fendants other actions bonds demands Streater, contempt proceed- imposition.” the basis day form of a does their Little action, however, is not ing.” paternity A 452 U.S. omitted). paternity pro- (1981) (citations civil In ordinary
an action. power pitted the state is is in accord: ceedings the full The California concerning the an against person this court [paternity] The before cases biological a rela- existence of fundamental monetary judgments. more involve than financial, le- tionship which entails serious bought statutory au- They were Salas, 24 gal, obligations. and moral See to declare of the thority the existence at Cal.Rptr. P.2d Cal.3d biological relationship, that of most basic at 233. parent and child. A determination grave has for all paternity implications in future potential incarceration father, child, alleged concerned —the en- contempt proceedings would not alone the mother and This court has the state. Snodgrass paternity title in this maintaining par- a termed the interest in and the res proceeding. potential But that one, relationship compelling ent-child “a judicata adjudication effect of paternity among civil ranked the most basic of important to consider under factors ” rights. . . . an incorrect Freedom from Eldridge tests. imposition relationship of that on either a in- Snodgrass property argues parent compelling a child equally is an present terests are involved in the action. interest. adjudication An renders de- paternity Cal.3d fendant liable for “a fair and reasonable” (citations omitted). P.2d at 230 minor- support during amount of the child’s addition to creation of a fundamental 252A.3(1). ity. support Iowa Code Child relationship, paternity has the finding payments period extended of the over the potential family of disrupting established can, minority place child’s question, and, relationships of the because defendant a sizable financial a defendant. burden on stigma of the social with the associated obligation through gar- is enforceable finding, reputation. of damaging his nishment the defendant’s proceedings, and Bashaw, Hepfel v. wages protected by are not the maximum (Minn.1979); yearly garnishment applicable to limitation 281 S.E.2d ordinary civil Iowa Code judgments. 642.21(1), significant 627.12. most civil liberty, proper- Unlike I conclude that §§ judgments, obligation ty, and familial are involved interests dischargeable in 11 U.S.C. bankruptcy. 523(a)(5) (1979). requires Eldridge B. The second factor
Important
interests
are inex-
inquiry
familial
into the risk
action
that a
action,
tricably
involved in
as
involving
unrepresented
purpose
impose
of the
is to
result
in an erroneous determination
parent-child relationship on the defendant
extent to
involvement of
into the
which the
me,
vital
improve
reliability
and the child. To
this is the most
aspect
paternity litigation,
and demands
have under-
determination. Courts which
*9
paterni
taken
have
blood
inquiry
this
found that
tific
test
clearly
evidence
would be
ty
quite complex
actions are
in nature and
procedural safeguard
a valuable
in such
the risk
are sub
of erroneous results
cases. Connecticut
acknowledged
has
as
stantial
where the defendants are
in
much
46-b-168 of its
by
statutes
802-03;
Reynolds,
counsel.
569 P.2d at
Sa
providing
ordering
for the
of blood tests
las,
30-31, 154
Cal.Rptr.
24 Cal .3d at
at
negative
and the
of
admissibility
find-
232; Artibee,
593 P.2d at
at
Mich.
ings. Unlike other
may
evidence that
be
249; Hepfel,
defendant cannot overcome solely First, do not determination.” visualize own testimony] and refusal pay tests, aiding defense counsel as defendant grouping blood the risk is incon- attempting escape a test. If a contem- siderable that an recognized is a one and is to plated Connecticut will test be paternity proceeding administered, erroneously adjudged properly reported, and intro- the father Further, duced, child in question. I see defense counsel as not because its recognized capacity definitively actually initiating ex- but cooperating test. clude high percentage Schneckloth, of falsely Marriage accused In re the putative fathers, (Iowa 1982) (blood scien- availability grouping N.W.2d 535 *10 father, N.C.App. at at County, S.E.2d could not be defendant
showed
Salas,
33, 154
unsuccessfully
keep
from
24 Cal.3d at
quoting
attempted
mother
evidence). Second, with the
