210 P. 172 | Or. | 1922
Lead Opinion
On the relation of John H. Carson, District Attorney for Marion County, the State of Oregon filed its bill in equity against the defendant, who is the Secretary of State, alleging, in substance, that an initiative petition purporting to have been signed by 13,448 legal voters was presented to the defendant in his official capacity, for the purpose of submitting to the people an initiative measure relating to the rate of interest on money.
The answer denies all the allegations of the complaint, except the official character of the relator and the defendant.
In speaking of the exercise of the initiative and referendum powers reserved to the people, it is said in Section 1-a of Article IV of the Constitution of the state, that:
“The manner of exercising said powers shall be prescribed by general laws.”
In pursuance of this constitutional power, the legislative assembly enacted Section 4098, Or. L., relating to the verification of initiative petitions. Under the sanction of that statute, every sheet of the petition primarily shall be verified by the affidavit of the person who circulated that sheet, to the effect that everyone who signed it did so sign his or her name in the presence of the circulator; and that he believes that each signer stated his or her name, postoffice address and residence correctly, and that each signer is a legal voter of the State of Oregon and of the county in which the petition was circulated. The measure of authenticity, in that instance, is the belief of the circulator. By virtue of the same section, there must be additional authentication, principally by the certificate of the county clerk, based upon his comparison of the signatures on the petition with the signatures of the registration cards, books and blanks on file in his office. As a result of this comparison, he is required to certify that he believes the signatures of named signers, in number according to the fact, are genuine. Ancillary to this means of authenticating signatures, is a method found in a proviso of the section in these words:
The essential part of the form prescribed for such a certificate is this:
“That I am personally acquainted with each of the following named electors whose signatures are affixed to the annexed petition, and I know of my own knowledge that they are legal voters of the State of Oregon and of the county written after their several names in the annexed petition, and that their residence and postoffice address is correctly stated therein. ’ ’
It is true that the section concludes with the precept that “the forms herein given are not mandatory, and if substantially followed in any petition it shall be sufficient, disregarding clerical and merely technical error.”
It must be borne in mind that in the first place the circulator must declare under oath that the signature was appended in his presence. The rest of his connection with the petition depends upon his belief in the truth of the statement of the signer. The principal method of certifying the signatures to the petition lies in the action of the county clerk in comparing them with the signatures on the registration cards. The only other method of certification is made to depend upon the actual knowledge of the notaries public that the signatory electors are legal voters of the State of Oregon. In a sense, the certifying notaries are witnesses, by whom must be proved the authenticity of the ' signatures. As a condition of their competency, the law requires them to possess
This proceeding is not an exercise of the constitutional right to vote. It is the exercise of the privilege of electors to initiate a measure for the consideration of the people. In express terms the legislature had authority to prescribe the manner of exercising that power. It has done so in the enactment to which reference has been made. The Secretary of State has no right to rely upon any other means of evidence to determine the authenticity of a petition. The legislature has prescribed an exclusive class of evidence by which to prove such authenticity. It would be shocking to common honesty to say that when the fact is shown by appropriate proceedings, the secretary could be compelled to rely upon certificates fair upon their face, but, in fact, false. It goes without saying, that the evidence upon which the officer must act shall be true.
It well may be said, indeed, that the defendant would be protected if innocently he acted upon a petition thus certified, when he had no knowledge of its falsity. In the interest of public policy, however, when it is shown that the seeming regular certification is absolutely false, he may be enjoined from acting in pursuance thereof.
In exercising their right of petition, legal voters must respect the laws enacted ..by legislative power concerning the exercise of the initiative prerogative, and they must attend to it that their petitions are authenticated by truthful statements, under the conditions required by the law. To compel the relator to show that the names authenticated by false certificates were themselves false, or that the signers are
The decree of the Circuit Court is affirmed.
Affirmed.
Concurrence Opinion
Specially Concurring. — The statement of Mr. Chief Justice Burnett covers all of the material issues.in this case, and with the final conclusion there reached I fully concur, but upon other grounds than those stated in his opinion.
I do not believe that the certificates of the notaries public or county clerks are the only evidence which entitles a measure to go upon the ballot, but only such evidence as in the absence of a showing to the contrary authorizes the Secretary of State to file the petition and cause the measure to be printed upon the ballot. This is the clear meaning of Section 4098, Or. L.
By requiring (1) the affidavit of the circulator and (2) the certificate of the clerk or of a notary public as to the qualifications of a signer, it is clear that in the absence of those there can be no presumption that a signer of a petition is a legal voter. As the law has required proof of this point for the information of the Secretary of State, and prescribed that these affidavits and certificates shall be necessary to authorize the Secretary of State to determine whether or not a signer is a legal voter, it follows logically that in the absence of these, that officer has no right to assume or presume that merely because a person has signed his name to a petition he is legally qualified to vote. On the contrary, it is his duty to assume that an uncertified petitioner is not
I therefore have no hesitation in saying that when a petition complying substantially in form and certification with the requirements of the statute and not having any indication of fraud or falsity on its face, is presented to the Secretary of State, that officer is not required or even permitted to inquire dehors the petition as to its genuineness or as to the truth or falsity of the certificate. He must file the petition and act upon it, unless objection as to its genuine character is presented as required by Section 4098, Or. L. (Olson’s Comp.). That portion of the section here applicable reads as follows:
“On a showing that any petition filed is not legally sufficient, the court may enjoin the Secretary of State and all other officers from certifying or printing on the official ballot for the ensuing election the ballot title and numbers of such measure.”
As shown by the opinion of the Chief Justice, the complaint here is predicated principally upon the fact that 8,398 names upon said petitions were not certified to be upon the registration lists, but bore only the certificate of certain notaries public to the effect that they respectively were personally acquainted with each of the electors whose signature was affixed to the petition and that such notary knew of his own knowledge that each was a legal voter, etc. Thereupon follows the allegation that:
“None of the notaries public, at the time of making his or her aforesaid certificates, was personally acquainted with any of the alleged electors whose names were signed and so certified by him or her on any single sheet of signatures of said initiative petition to be legal voters, and to whose names, residence, postoffice address, and qualifications as legal voters he or she so certified; that none of said notaries
“That defendant did not know at the time of receiving said petition, and had no means of knowing whether the aforesaid certificates of said notaries public, or any of them, were true or false, but that
The object of the law is to enable legal voters to initiate a measure, and the provisions respecting the proof necessary to show the right of such voters to take part in placing a measure upon the ballot are for the •protection of the public, to the end that no measure not initiated by five per cent of the legal voters shall be foisted upon the ballot. In substance, it prescribes what shall in the first instance be prima facie evidence to the Secretary of State of those facts which require him to place the measure upon the ballot, but in its solicitude for fairness in elections the law goes further and provides for a hearing before the court, in which the truth of the prima facie showing made to the Secretary of State may be inquired into, and the ultimate fact, the voting capacity of the signers, determined.
In a proceeding of the character last mentioned, the actual qualifications of the signers are to be determined. It is not, in such a proceeding, a question as to what the formal showing before the Secretary of State amounted to in fact, if it was sufficient in form. The Constitution permits any legal voter, whether registered or unregistered, to sign an initiative petition and neither the state nor any citizen of the state is injured by the fact that a voter possessing all the necessary qualifications has not been-shown to have possessed them by the technical proof required by the statute. Somewhere along the line it should appear either by direct allegation or necessary implication that the signers were not in fact
“Although in truth and in fact the said certificates of said notaries public and each and every one of them is false and fraudulent and defendant was thereby deceived.”
I am inclined to believe that in the absence of a demurrer or motion to make more definite and certain, this allegation will be sufficient after trial to sustain a decree.
The ultimate fact to be proved by the certificate was that the signers were legal voters. This was required to be proved by the personal knowledge of the notary. This personal knowledge is the reason given for the conclusion reached by the notary; and an allegation that the certificates were “false and fraudulent” and that the Secretary of State was deceived thereby might after trial without objection to the sufficiency of the complaint be taken to include not only an allegation that the notaries were ignorant as to the qualifications of the voters, but that they falsified in the substantial representation that the signers were legal voters. The parties went into court and tried the case upon the theory that the complaint was sufficient in this respect, and the court should go a long way and invoke every reasonable intendment to uphold the sufficiency of a complaint which was not objected to before decree. Taking this view, the case stands in this position: The defendant came into court armed with the presumption created solely by the notarial certificates, that the signers were legal voters. It was the duty of plaintiff at the outset to rebut this presumption by showing that the certificates were in fact false, and this was done
The relator, having impeached the certificates and destroyed their vitality as evidence, is not required to go further and produce specific proof as to the lack of qualifications. This was substantially the holding in State ex rel. v. Olcott, 62 Or. 27, 285 (125 Pac. 303), in which we said:
“In addition to these, we find that the petitions circulated by Thurber, Mathews, Dirk, Wolwein, and Rahles, alias Wallace, contain such evidence of forgeries, perpetrated either by the circulators, or with their connivance, that the prima facie ease made by the affidavits of these circulators in favor of the genuineness of these petitions is overcome, putting the burden of proof upon the defendant to establish the genuineness of each signature; and, as this has not been done, we reject all the signatures on these petitions, amounting in the aggregate to 1,183 names, although it is probable that many names on such petitions are genuine.”
There is another ground upon which the decree of the Circuit Court should be affirmed, and that is that whenever it appears to the court at any stage of the proceedings that the real object of a party who
There is presented here a case in which the agents of the petitioners are seeking by means of false certificates to deceive the Secretary of State into putting a measure upon the ballot. It was not a mere mistake on their part, for in State ex rel. v. Olcott, supra, we had defined fully the requisites of a valid petition, and in State ex rel. v. Port of Bayocean, 65 Or. 506 (133 Pac. 85), we had expressly condemned the practice of certifying the residence of a voter on the strength of a mere introduction supplemented by the representations of the signer, so that the circulators and certifiers of these petitions are apparently “sinners against light and knowledge,” and the highest considerations of public policy indicate that when they come here with an appeal, of which the favorable result would be to enable them to get a proposed measure upon the ballot by fraudulent means and false certificates, we should promptly and summarily dismiss their appeal.
This case differs from the other case of State ex rel. v. Kozer, presented with it, in many respects. Although the allegations in the complaint in that case in regard to the qualifications of voters were equally indefinite, there the defendant raised a proper and timely objection by a motion to make the complaint more definite and certain, and upon plaintiff’s refusal to comply with the order of the court, the complaint was. dismissed, and properly. Here there was no objection to the sufficiency or definiteness of the complaint, and in addition, in the other case the petitioners had no control over the county clerks who, it was alleged, had certified to the genu
The appeal should be dismissed and the decree affirmed.
Dissenting Opinion
Dissenting. — I am unable to concur in the opinion holding that the petition for an initiative measure regularly signed by th¿ requisite number of legal voters of the state and certified to in the form provided for by the statute, is insufficient for the reason that the notaries public who certified to a portion of such signatures did not personally know that the persons whose signatures they so certified to, had resided in the State of Oregon for six months, and were electors.
A petition with 13,448 names, stating that such signers are “citizens and. legal voters of the State of Oregon” in the form and certified as provided by statute was filed with the Secretary of State. . Five thousand and fifty of the signatures were duly certified by the county clerk of Multnomah County, and 8,398 of the signatures were certified in the form provided by statute, by certain notaries public.
In an attempt to challenge the sufficiency of the petition the plaintiff alleges in the complaint, that each of the respective notaries public who certified to the signatures was not personally acquainted with the persons to whose signatures he certified, and did not know of his own personal knowledge that any of the persons making such signatures “was a legal voter of the State of Oregon and county of Multnomah or that any of the addresses stated in said petition opposite any of such signatures was cor
There is an entire want of any allegation in the complaint that any of the petitioners were not qualified electors of the state and entitled to sign such petition. The main fact certified to by the notaries is that the electors whose signatures are affixed to the petition are legal voters. In order for a certificate to be shown to be false in substance, it must be asserted that the signers are not legal voters.
The Constitution of Oregon, Article IY, Section 1, provides that “not more than eight per cent of the legal voters shall be required to propose any measure by such petition.” The Constitution confers the right upon every legal voter of the state to sign an initiative petition. This constitutional right should not be abridged or abrogated by mere matter of form provided by the statute: Woodward v. Barbur, 59 Or. 70 (116 Pac. 101); State ex rel. v. Dalles City, 72 Or. 337 (143 Pac. 1127); State ex rel. v. Stewart, 57 Mont. 397 (188 Pac. 904). The Montana court holds that the legislature of Montana transcended its power in attempting to limit the right of the legal voters to sign an initiative petition. The qualification of signers to such a petition is, that the persons whose signatures are attached are legal voters of the State of Oregon. In order that only qualified electors should sign such petition, and as a means of proving such qualification, the legislature has provided a form of petition with a “Warning — It is a felony for anyone to sign an initiative or referendum petition with any name other than his own, or to knowingly sign his name more than once for the measure, or to sign such petition when he is not a legal voter”: Section 4096, Or. L.
“Every such certificate shall be prima facie evidence of the facts stated therein and of the qualifications of the electors whose signatures are thus certified to be genuine, and the Secretary of State shall consider and count only such signatures on such petitions as shall be so certified by said county clerk to be genuine; provided, that the Secretary of State shall consider and count such of the remaining signatures as shall be proved to be the genuine signatures of legal voters. To establish such facts, the official certificate of a notary public of the county in which the signer resides shall be required as to the facts for each of such last-named signatures. * *
“I,-, a duly qualified and acting notary public in and for the above named county and state, do hereby certify: That I am personally acquainted with each of the following named electors whose signatures are affixed to the annexed petition and I know of my own knowledge that they are legal voters of the State of Oregon and of the county written after their several names in the annexed petition, and that their residence and postoffice address is correctly stated therein, to wit: (names of such electors).
“ * * The forms herein given are not mandatory and if substantially followed in any petition, it shall be sufficient, disregarding clerical and merely technical error.”
“The Constitution does not require that petitioners for the referendum of a bill shall be registered voters. It has been settled by this court in Woodward v. Barbur, 59 Or. 70 (116 Pac. 101), that it is not essential that a petitioner for the referendum or initiative of a measure shall be a registered voter. If it be true that the petitioner is a legal voter, he is competent to sign such petitions(Italics by writer.)
We also find in that opinion referring to the signing of the petition twice, the following language:
“No testimony is given on this point and we are left wholly to inspection of the petition to determine the question. It is made a crime by the statute for a person to intentionally sign a referendum petition twice. It is presumed that a person is innocent of a crime or wrong, and likewise identity of person, is presumed from identity of name: Section 799, subds. 1, 25, L. O. L. These presumptions are of equal weight under the statute and in this instance would balance each other, so that, if the plaintiff upon whom the burden of proof rests would prevail, some other testimony must be produced to show that in fact the same person in the instances mentioned signed the petition more than once.”
In addition to the procedure referred to, when such a petition regular upon its face, contains a sufficient
The statute does not make the certificate of a notary the exclusive or conclusive evidence of the qualification of the signers of the petition, but only prima facie evidence thereof, in addition to the certificate of the county clerk. Otherwise young legal voters and others not registered could not sign an initiative petition except by the grace and knowledge of some notary public, which is not a constitutional requirement of the qualifications of such petitioners.
Section 4099, Or. L., provides in part thus:
“On a showing that any petition filed is not legally sufficient, the court may enjoin the Secretary of State and all other officers from certifying or printing on the official ballot for the ensuing election the ballot title and numbers of such measure.”
A petition is “legally sufficient” if it contains the names of the requisite number of legal voters, and is in the form provided by the statute. That is the only real question in this case: State ex rel. v. Olcott, 62 Or. 277 (125 Pac. 303); State ex rel. v. Olcott, 67 Or. 214, 220 (135 Pac. 95, 902).
In State ex rel. v. Stewart, 57 Mont. 397 (188 Pac. 904), considering a referendum petition which appeared on its face sufficient, with the requisite number of signatures of legal voters certified to by county clerks, when it was impossible for examination and
Mr. Chief Justice Brantly, speaking for the court, said (see page 907) :
“This prima facie case could not bé overcome and the suspension of the amendment to the primary law be made nugatory only by allegation and proof that a sufficient number of signatures to the petition from Wheatland, Treasure, and Glacier counties, or at least to the petitions from two of them, were not genuine' to require their exclusion from the count. Assuming that the allegations in the affidavit were sufficiently specific to justify the admission of evidence on this point, that introduced by counsel for the relator did not tend to impeach the genuineness of the signatures attached to any one of the petitions in question. It tended merely to show that the clerks had not technically pursued the directions of the statute in ascertaining the number of legal voters who were entitled to sign the petition. This is not the complaint made by the relator. Even so, we should be slow to reach a conclusion by which any legal voter would be prevented from exercising a clear constitutional right by a mere irregularity in the performance of his duty by a public officer.”
As the writer understood the argument of counsel for plaintiff, they do not claim that it is alleged or shown that any of the signatures on the petition are not the genuine signatures of legal voters of the state. It is contended that all that is necessary to defeat the petition is to show that the notaries public were careless and failed to observe the statute in certifying to the signatures. It is not even alleged that the certifying notaries did not believe that the sig
This case stands upon the principle announced by a majority of this court in the case of State ex rel. v. Kozer, known as the county clerk case, and heard about the same time.
The petition is legally sufficient upon its face, and has not been assailed by any allegation in the complaint charging that any number of the persons who signed the same are not legal voters. The complaint is insufficient to support the decree. Until a material issue is raised by the pleading we need not be concerned with the question of the burden of proof.
The judgment of the Circuit Court should be reversed.
Dissenting Opinion
I dissent from the conclusion reached by the majority of my associates. I agree with substantially all of the reasoning employed by Mr. Justice Bean, and I concur in the conclusion expressed by him. I do not think that it is necessary in the instant case to decide whether it is competent for the legislature to declare that the validity of signatures subscribed to a petition shall be determined exclusively by the certificates of county clerks and notaries
In the instant case the complaint attacked only the certificates of the notaries public just as in the county clerk case the complaint assailed only the certificates of the county clerks. In my opinion the complaint in the instant case is as fatally defective as the complaint in the county clerk case.