Lead Opinion
delivered the opinion of the court.
Thе proposition of the petitioner is that the Judicial Department of the government may control the Executive in reference to an executive duty. He alleges that having been duly certified to be elected to the Congress of the United States, and having presented to the Governor the legal evidence of his election, the Governor refuses to issue to him the executive certificate, under the great seal of the State, which the Legislature, by a long standing statute, has directed him to issue.
The statute is plain that this is a duty of the Governor, as much his dut}r, and as imperatively required, as any other executive act enjoined by law. The power of the Legislature to prescribe the time and manner in which certain duties shall be performed is unquestioned, and the issuing of certificates of election to persons who present the evidence of' their election to Congrеss is .required by the law of every State of the Union to be performed by the Governor.
The Governor replied to petitioner’s application that he bad "already issued a certificate of election to another person, upon evidence previously presented to him, showing that such person was duly elected, and therefore declined to execute, under the seal of the State, a certificate to the petitioner.
While it is not considered that the issuing of a certificate of election to one person, which it may afterwards appear had been issued upon an erroneous or imperfect canvass of votes, has the legal effect to preclude or relieve the Governor' from the duty of giving a certificate to one who shall appear to have a lawful right to it, nor that the .giving of the latter certificate will cause any embarrassment to or show any inconsistency of action on the part of the Governor, the principal question presented by -the petition has an overshadowing importance and must be determined upon other grounds.
The Executive, Legislative and Judicial Departments of ‘the government are, by express .provisions of the Constitution, each entirely independent of the other in their official action.
This is not a question whether the Governor, in exercising the functions of a trustee of an improvement fund, or an officer of a seminary, or of a board of charities, under the laws of the State, is or is not amenable to the process of this court, or of an inferior court, to control his action as much as such trustee or officer. But it is a question whether the Governor of the State in reference to an executive duty imposed by law, the performance of which is essential to the orderly conduct of the government, is subject to the control and direction of the Judicial Department; or, in other words, whether the Executive Department may be lawfully drawn under the guardianship of this department at the pleasure or in the discretion of this court. If this be so, the Governor, in reference to the time and manner of executing the laws, is also subject to the direction and control of each of the Judges of the Circuit Courts, who, by the Constitution of the State, have the same power as this court to issue and enforce the writ of mandamus.
It has ever been considered by statesmen and jurists that where one has power over another, in a public capacity, the one is the greater and the other the inferior power. (3 Shars. Black., 112.) Where the Governor accepts an office which he may be entitled to exercise ex oficio, the latter is an inferior offiсe, not necessarily connected with the Executive Department of the government. In this case he is liable to be controlled in his official action, not as the Governor, but as the inferior officer into whose action no executive function enters. In the present case the act required to be performed is not the act of such inferior officer, but it is the act of the Governor, as Governor, in his political executive capacity; not merely a discretionary act, it is true, but a duty required under.the legitimate direction of the Legislature, a function of his office, for the neglect or violation of which he is answerable, if at all, to the constitutional power of the House of Assembly before the Senate in its judicial capacity.
In directing the ’Governor to put in exercise his executive power and duty, we should first assume that such power and duty belong to an offiсer or a department inferior to that of the courts.
If it be asserted that this duty is a ministerial act, and though it may be considered in some sense such an act, it is yet an act of executive authority and power, whether derived from the Constitution or the Statutes. The Constitution says: “he shall see that the laws are faithfully executed.” The Legislature prescribes the laws which he shall .execute. The law requiring him to grant a certificate of election is one of equal binding force as any other law prescribing executive duties, no more and no less. Many of such acts .are perhaps properly designated as ministerial, yet they are none the less executive, emanating from the executive power, enjoined by law.
To assume that this court or the Circuit Courts may direct what acts he shall perform as the Governor of the State, under the laws of the State, or what acts he shall not perform, (for if he, in his capacity of Governor, is amenable to the process of the courts,’ he may be restrained from acting as well as commanded to act,) is to, place the office of Governor in a position inferior to that of a judge of a court of record, and to absorb the power of the “Supreme Executive,” the “the Chief Magistrate, who shall be styled the Governor of Florida.” (Const. Art. V. Sec. 1.)
The. Constitution has placed in the Governor the right “to require the opinion of the Justices of the Supreme Court as to the interpretation of any portion of this Constitution upon any questi'on affecting his executive powers and duties, and the Justices shall render such opinion in
The following cases are cited in support of the petition:
Tenn and Coosa R. R. Co. vs. Moore, (
The case of Marbury vs. Madison (1 Cr. 137,) was a mandamus against the Secretary of State requiring the delivery of a commission which had been executed by the President and withhold by the Secretary. It was held that it was a рroper case for mandamus. Ho executive act was involved.
The case of Kendall vs. The United States, (
The case of Cotton vs. Ellis, Governor, (7 Jones N. C., 545,) was an application by the Adjutant-General for a mandamus to require the Governor to ’ issue a warrant for salary provided by law. A writ was directed to be issued, and'the court remarks: “We do not enter upon the enquiry as to how the writ will be enforced, because we are not allowed to suppose that the question will arise, feeling assured that the sole purpose of the Governor is to obtáin a judicial construction of the statute in question.” The court relies for an authority qpon the cases of Marbury vs. Madison and Kendall vs. The United States.
In Magruder vs. Swann, Governor, the Supreme Court of Maryland, (
In Groome vs. Gwinn (
In The State ex rel. Moffitt vs. Chase, Governor, (7 Ohio St. R., 372,) the court decides nothing as to this question, but dismissed the petition on other grounds.
In The State ex rel. Whiteman vs. Chase, Governor, (5 Ohio St. R., 528,) an application was made to the Governor to issue his proclamation, as required by the statute, setting forth that a certain banking company was duly authorized to commence and carry on the business of banking, all the provisions of the law having been complied with by the company, and the Governor had refused to comply with the law requiring him to issue such proclamation. The court granted the writ upon the argument drawn from the remark of Chief Justice Marshall in Marbury vs. Madison, that “it is not by the office of the pеrson to whom the ' writ is directed, but the nature of the thing lo be done that the propriety or impropriety of issuing a mandamus is to he determined.” The thing required in this case affected only private rights, having no semblance of political action or affecting public political interests. The court further remarks: “The official act of the Governor in question in regard to issuing the proclamation asked for, is a duty prescribed by statute not necessarily connected with the Supreme Executive power of the State, ministerial in its nature, and a duty which might have been enjoined on some other officer.” (The court might well have added ■that an act of the character referred to might have been as well imposed upon a president of a bank or any other person not a public officer.) The court adds: “With a clear and accurate conception of his own duty, the Governor does not presume the exercise of a discretion, in regard to the question in this case, which would-make his determination final and conclusive; on the contrary, he concedes the authority of the judiciary over the question.”
In Harpending, vs. Haight, Governor, (
" The Governor, however, filed an exception to the jurisdiction of the court, because “the functions of the Executive, in conjunction with the Legislature as part of the lawmaking power, are not the subject of mandamus.” The court granted the writ upon the ground that the Governor had no official act to perform in the premises, and that like any other officer or person, he had merely the possession of a statute which belonged in the office of the Secretary of • State, and the Governor had no longer any executive control of the act.
The Supreme Court of Minnesota (
The State vs. Osborn, Governor, (
The case from. Nevada (
We now proceed to examine the cases at hand which bear against the exercise of the power of this court over the authority and duty of the Governor.
The Supreme Court of •Pennsylvania, in a recent case, (the appeal of Hartranft, Governor, January, 1878,) says: “If we once begin to shift the Supreme Executive power “from him, upon whom the Constitution has conferred it, “to the Judiciary, we may as well to the work thoroughly, “and constitute the courts the absolute guardians and directors of all-governmental functions whatever. We had “better, at the outstart, recognize the fact that the Executive Department is a co-ordinate branch of the “government, with power to judge what should or “should not be done within its own department, and “what of its own doings and- communications should or “should not be kept secret, and that with it, in the exercise of these constitutional powers, the courts have no “more right to interfere, than has the Executive, under “like conditions, to interfere with the сourts. In the case of “Oliver vs. Warmouth, (
This is the latest case reported upon this question.
In the case of The State vs. The Governor, (
The Supreme Court of Minnesota in Rice et al vs. The Governor (
In (8 Ga. R., 360,) The State vs. Towns, Governor, it it is held that however clear it may be as a general legal proposition, that when a mere ministerial act.-is -required to be performed by law on the part of an executive officer, and individual rights depend 'on the performance of that act, the proper tribunals of the country have jurisdiction to compel its performance; yet for political reasons alone, the Chief Magistrate of the- State cannot be compelled by mandamus to perform such ministerial act. That was upon an application for a mandamus to compel the Governor to commission one claiming to have been elected clerk of a court. The same court (7 Geo., 473, 483,) intimated that the writ ought, in such case, to issue.
In The State vs. Warmouth, (22 La. Ann. R. 1,) an application for a mandamus to compel the Governor to issue certain bonds of the State, authorized and required by-law to be issued by the Governor in payment for certain improvements, the court denied the writ, remarking that it thinks’the doctrine that a distinction is to be taken between acts -purely and simply ministerial, and acts which the Governor has a discretion to perform or not, is objectionable in this, that it accords to the Judiciary the large discretion of determining the character of all acts to be performed by the chief executive officer as being ministerial or otherwise. This would infringe the right of the Executive to use discretion in determining the same question. He must be presumed to have this discretion, and the right of deciding what acts his duties require him to perform, otherwise his functions would .be trammeled, and the executive branch of the government made subservient, in an important feature, to the judiciary.
In Dennett, petitioner, (
In Hawkins vs. The Governor, (1 Ark., 570,) the court, by similar reasoning, held that it could not grant a mandamus to compel the Governor to issue a commission to petitioner as Commissioner of Public Buildings, to which he was elected by the Legislature.
In The People vs. Bissell, Governor, (
In The People vs. Yates, Governor, (
It was held in State vs. Fletcher, Governor, (
The same question was before the Supreme Court of New Jersey in the State vs. The Governor, (1 Dutcher, 331,) and the court held that it had no power to issue a mandamus to the Governor, either to compel the excution of any duty enjoined on the executive by the Constitution, or to direct the manner of its performance. “If by ministerial duties are meant duties performed by one acting .under superior authority, or not with unlimited control, none of the duties of the executive are ministerial.”
Upon this point the Supreme Court of Rhode Island, in Mauran vs. Smith, (8 R. I., 192,) remarks that if it be true that the Governor may be controlled “to the extent of his ministerial duties, the executive is not the co-ordinate of the judiciary, but subordinate to it, and the line of separation between the two departments is, to that extent, obliterated.”
The case of the People vs. The Governor, (
Judge Cooley, in delivering the opinion of the court in that case, remarks: “When duties are imposed upon the Governor, whatever be their grade, importance or nature, we doubt the right of the courts to say that this or that dut^> might properly have been imposed upon a Secretary of State, or a slieriif of a county, or other inferior officer, and' that inasmuch as in case it had been so imposed, there would have been a judicial remedy for neglect to perform it, therefore there must be the like remedy when the Governor himself is guilty of a similar neglect.
“The apportionment of power, authority and duty to the Governor is made either by the people in the Constitution, or by the Legislature in making laws under it, and the courts, when the apportionment has been made, would be presumptuous if they should assume to declare that a particular duty assigned to the Governor is not essentially executive, but is of such inferior grade and importance as properly to' pertain to some inferior officer, and consequently, for the purpose of their jurisdiction, the courts may treat it precisely as if an inferior officer had been required to perform it. To do this-would be not only to question the wisdom of the Constitution or the law, but also to assert a right to make the Governor the passive instrument of the judiciary in executing its mandates within the sphere of his own duties. Were the courts to go so far, they would break away from those checks and balances of government which were meant to be checks of co-operation, and not of antagonism or mastery, and would concentrate in their own hands something, at least, of the pоwer which the people, either directly or by the action of their representatives, decided to intrust to the other departments of the government.”
Our conclusion in the present case, upon principle and upon authority, is that the Governor of the State of Florida cannot be commanded by the courts to perform any act which may be required of him by a law of the State relating to the executive office, or any duty which he may be required to perform of a political nature, even though private rights may be involved. It is not necessary to say that this rule does not extend to a duty or office conferred upon the governor ex-officio, as that of a mere trustee of a fund or properly, or a director or corporator in the execu-cution of a franchise or other private duty which might have been as well imposed upon any other person, and which office is conferred upon the person occupying the office of Governor, for the purpose of securing the unbroken occupancy of such inferior office or franchise.
In the case referred to from
I can find no better language with which to confront this terse apothegm than that found in the opinion of presiding Judge Knott, in Grier vs. Taylor, Governor, in 1827, (4 McCord, S. C., 210.) “Neither department,” he says, “can control the other in the exercise of its legitimate functions. To the judges belongs the power of expounding the laws; and although in the discharge of that duty they may render a law inoperative by declaring it unconstitutional, it does not arise from any supremacy which the judiciary possesses over the Legislature, but From the supremacy of THE CONSTITUTION OVER BOTH.”
The argument that the writ of 'the cоurt cannot be enforced against the Governor is, that as commander-in-chief of the physical forces of the State, he would not aid the court, but would probably resist it in any attempt to coerce the executive power into subjection to another department. “The sentence of the court in such case would be contemptible.” (1 Shars. Black. Com., 242.)
The petitioner suggests that this would be equally appli
The writ of mandamus is refused.
Dissenting Opinion
dissenting, delivered the following opinion:
I cannot agree with the view of a majority of the court, that in this case we have no power under the Constitution to issue the writ of mandamus. This court has held that officers of the executive department of the government ‘are subject to control by the courts in the exercise of ministerial powers pertaining to elections. All the discretions, if there be any, in reference to ascertaining the actual votes ■ cast throughout the State at a general election in this State, are executive in their character, in so far as the fact that they are exercised exclusively by officers of the executive department of the government renders them exеcutive. The Comptroller, the Secretary of State, and Attorney-General constitute the Board of State Canvassers of elections. In the case of the State ex rel. Drew vs. The Board of State Canvassers, (
The executive acts which we controlled in the case of the State ex rel. Drew vs. The Board of State Canvassers, (
What is the act here to be performed? It is simply the making out and signing a certificate pf election by an executive officer. This act is based upon a statement of majorities made by the Board of State Canvassers, with the making of which the Governor under the law has nothing to do. It is a simple and pure ministerial act of an executive officer, in its essence and nature no more discretionary or political than the act of the Secretary of State in certifying to the election of a member of the Legislature. 'It is an act which the Legislature might have devolved upon the Secretary of State or any other subordinate executive officer. Indeed, in the рreceding section of the very law which, makes it the duty of the Governor to sign this certificate as to 'the election of a Representative in Congress, the duty to issue a like certificate to all State Officers elected, as shown by the canvass and count of the Board of State Canvassers, is imposed upon the Secretary of State.
The act being thus a purely ministerial act of an executive officer, it is, in my judgment, just such an act as we have controlled in the past by mandamus. In speaking of the nature of the act of a Board of State Canvassers when they are required by law to make a certificate of a character essentially like that which the law requires at the hands of this executive officer here, we said in thw case of the State ex rel. Drew vs. The Board of State Canvassers, (16 Fla., 44.,) that with the exception of the courts of Louisiana, and perhaps another State, no sanction could be found for the view that such an act could not be controlled by mandamus. The true doctrine upon this question, when we reason from general principles well established by abundant precedent in England and the United States, is that where the act sought to be controlled is a ministerial act, as contra-distinguished from one involving a discretion, and upon its exercise depends a right of the citizen to enforce which there is no other remedy, then the writ of mandamus lies. This is the doctrine as applicable to executive ministerial acts as distinguished from acts political or involving discretion, as announced by Chief Justice Marshall in the Marbury case. In stating the conclusion of the court-in that case he says, that as to “acts in which the execu--trve possesses a constitutional or legal discretion, nothing can be more perfectly clear than that these acts can be only politically examinable;” but he says, “when a specific duty is assigned by law, and individual rights depend upon the performance, of that duty, it seems equally clear that the' individual who considers himself injured has a right to resort to the laws of his country for a remedy.” In this case also Chief Justice Marshall remarks: “The province of the court is solely to decide on the rights of individuals, not to inquire how the executive or executive officers perform duties in which they have discretion; questions in their nature political, or which are by the Constitution and laws submitted to the executive, can never be made in this court.” Here we have an accurate and clear statement of what constitutes a political or discretionary act, as distinct from one involving nothing beyond a ministerial» function.
Having thus ascertained the principle of law applicable to executive ministerial acts, I have, in my judgment, no more to do in this cаse than I would in any other- case involving a question of title to land or other ordinary action at law, and that is to apply the principle to the case. I have simply to say that the Governor is an executive officer; he has failed to perform a purely ministerial duty; the relator’s right is thereby violated, he is entitled to this remedy; it is my duty to. give it to him, and independent of and without reference to the extent of the physical power under the control of the respondent, or of such forces as he may induce to co-operate with him in resistance, a thing which, in my judgment, has nothing to do with the question, I shall award the writ.
As an answer to what I have written, it may be said that the act of the Governor is here sought to be controlled, and in the cases from which I deduce my principle, it was the act of the head of an executive department or bureau ¡
If it be true as a general principle that executive officers may be controlled in ministerial acts, I enquire whether, 'under the Constitution, this simple difference in degree renders the ministerial acts of one not the subject of judicial control, while the same apt of the other is.
The only clause of the Constitution which has any bearing upon this question is Article III. This article, in general terms, distributes the power of government. It provides that "the powers of the government of the State of Florida shall be divided into three departments, Legisla-, tive, Executive and Judicial, and no person properly belonging to one of the departments qhall e'xereise any functions appertaining to either of the others, except in those cases expressly provided for by this Constitution."
There is no doubt that, under this distribution of power, there is nothing which elevates the Governor over any other executive officer. The limit as to the power and function belonging to an executive officer is not because he is one officer or another; not because he is the Secretary of State or Governor, but because the power or function to be exercised belongs to the Executive department of the government.
In directing a ministerial act to be performed, we are discharging a judicial function; so, likewise, in a case involving individual right, we hаve authority and power to determine the right of an individual, and if it depends upon the performance of a ministerial function by an executive officer, we may direct its performance by him. This is the law to which all executive officers owe obedience, and, under the Constitution, the Governor is not above and. beyond the law. I do not see any ground for making this officer an exception.
Much is said in tire cases upon this subject, as to the different departments of the government revolving in their own spheres; the necessity for harmonious administration of the power of government, &c. These are phases from which elegantly-rounded periods may be prettily constructed, apothegms which add interest to dry legal essays. They are destitute, however, of anything akin to a logical syllogism; are wanting in legal accuracy; tend only to confuse, and are the means ready at hand under which too often the sacred right of a citizen is liable to be forgotten..
I cannot see -that the Governor is above the law. As remarked by Chief Justice Marshall, "the very essence of civil liberty consists in the right of every individual to claim the protection of the laws, whenever he receives an jnjury. One of the first duties of the government is to afford that protection. In Great Britain the King himself is sued in the respectful form of a petition, and he never fails to comply with the judgment of his court.”
When a mandamus goes to an executive officer to control his action, this court acts strictly within its recognized sphere of action, and for that reason, in such a case, I can see no ground for .complaint or conflict. We act within our sphere of action when we pronounce an act of the Legislature unconstitutional, and whenever a private right is involved, it is our function and duty to review the action of the Legislature to determine the ■meaning of the Constitution,that "being involved in fixing the individual right, and to act upon our own judgment in the premises.
The Legislature may provide rules of practice for us, and wc must comply with them so long as they are of a' nature admitted to be within' the power of the Legislature. This., is a function of that department of the government. It is said that the power cannot 'exist in the courts, because the right to determine what is a ministerial act involves the power to determine that acts resting in discretion are ministerial, and hence the court may, under such a principle, usurp control of all • the power of government. I see nothing in this; the same thing may be said of all judicial powers. The power to finally decide the right in. a contest between individuals involves the power to decide wrong as well as right, and yet it is no answer to a claim of such general power. And if it be true that the Governor is in all cases the final judge of his own powers, and the Judiciary arc tied by his simple declaration in a given case that lie is discharging an executive function, why cannot he heai* causes and enter judgments in ordinary actions under a claim that power of this character is executive?
It is now, and has been since the time of Lord Mansfield, a function of the courts,'1 when a matter of private right is involved, to control ministerial acts of executive officers. It is in such a case a judicial function to determine what is a ministerial act, and if the act be that of the Governor, the Constitution makes no difference as to it. But it is said we cannot enforce our writ. As to this I simply state a self-evident proposition. Whether a court has adequate physical power to enforce any process, is not the method by which to determine its jurisdiction to issue it. The question of adequate power depends upon the amount and na-tuje of the resisting power, and the degrfee of power which the court can, bring to bear in the contest, neither of which. matters determines the extent of the legal jurisdiction of any tribunal, whether it be one executive, legislative or judicial in its character. An apprehension of such a collission, however, would be no* excuse for my non-performance of what I conceive to be a plain duty upon which depended the enforcement of the right of a citizen.
As to the cases upon the subject, there are "different decisions in Missouri, Minnesota and Georgia. The courts of Arkansas, Rhode Island, Illinois and Louisiana are against the jurisdiction. The courts of Alabama, North Carolina, Maryland, Ohio and California assert the power. What Judge Cooley says (
The case in Pennsylvánia, which I have not seen, seems to concern some communications which, under the general principles of law, are privileged.
Whether the fact that the Governor having issued .a prior certificate, under the circumstances of this case, is a sufficient answer to the writ, is a question as to which I do not think it is necessary for me to express an opinion. I will say, however, that there is, in my judgment, a manifest difference between his failure to issue a second certificate upon- a new statement made by this board, and a failure of the board itself* to make a full legal canvass of returns before it, which was the case in'* the State ex rel. Bloxham vs. Secretary of State et al. (
