Relators, the Beacon Journal Publishing Company and reporter Jon Craig, commenced this original action in mandamus seeking access to records maintained by the office of respondent David H. Bodiker, Ohio Public Defender.
Relators seek information relating to respondent’s representation of Wilford L. Berry, Jr., who was convicted in 1990 of aggravated murder and sentenced to death. Throughout the appellate process, Berry repeatedly indicated that he desired to waive his appellate rights and receive the death penalty. During the direct appeal, Berry’s court-appointed private counsel withdrew, and the Ohio Public Defender’s Office was assigned to continue Berry’s representation. Berry’s conviction and sentence were affirmed on appeal.
State v. Berry
(Oct. 21, 1993), Cuyahoga App. No. 60531, unreported,
After the Supreme Court of Ohio set an execution date, Berry’s mother and sister sought a federal writ of habeas corpus in order to determine Berry’s competency to waive further review of his sentence. The Ohio Public Defender appeared in the habeas corpus proceedings. Although the federal district court
*420
granted the writ and ordered a stay of execution, the United States Court of Appeals for the Sixth Circuit vacated the district court’s judgment and reinstated the death sentence.
Franklin v. Francis
(S.D.Ohio),
After the case was remanded to the federal district court, the petitioners, joined by the Public Defender, moved the district court to alter or amend the judgment because of new evidence of serious injuries that Berry sustained during a riot at the Mansfield Correctional Institution on September 5, 1997. The district court denied the motion due to lack of jurisdiction.
Franklin v. Francis
(S.D.Ohio 1998), No. 98-3131, unreported, affirmed (C.A.6, 1999),
Pursuant to R.C. 149.43, relators on December 5, 1997, sought disclosure of “all financial records, budgetary records or other material that itemizes, details or otherwise records staff time and public money spent on the [Wilford L. Berry, Jr.] case.” Respondent denied the request on two occasions. As a result, on June 29, 1998, relators filed the present complaint in mandamus, requesting a writ ordering respondent to furnish relators reasonable continuing access and the right to inspect and copy the requested financial and time records. Respondent responded with an answer, asserting that the Ohio Public Defender’s Office is not a public office within the contemplation of the Public Records Law, that the financial information relators seek does not constitute records under that law, that the information is excepted from disclosure because it is attorney work product and privileged attorney-client communication, that the information is excluded from the definition of public records by the trial-preparation-records exception and various constitutional provisions, and that public policy prevents disclosure of the financial information relators seek.
Mandamus is the appropriate remedy to compel compliance with R.C. 149.43.
State ex rel. Steckman v. Jackson
(1994),
A. Materials at Issue
Relators’ public records request does not specify with particularity the materials they seek. Rather, relators requested any records that show the time or money spent in the
Berry
defense. The request is broad, and arguably so vague as to constitute an improper, general request. See,
e.g., State ex rel. Thomas v. Ohio State Univ.
(1994),
Relators allege that respondent also keeps itemized, case-specific expense1 reports in order to facilitate budget requests and to comply with its general duty under R.C. 120.04(B)(4) to “maintain financial records of all cases handled.” The record, however, reflects that respondent does not maintain such itemized reports. Specifically, respondent’s affidavit and deposition testimony indicate that respondent’s office has never generated itemized, case-specific information for budgetary purposes and that the Ohio Public Defender Commission has never requested case-specific information from respondent under R.C. 120.04(B)(4). Relators have not refuted those assertions.
Respondent is not required to generate new documents in response to relators’ public records request.
State ex rel. Nix v. Cleveland
(1998),
*422 B. “Records” under R.C. 149.011(G)
In order for documents or materials to be subject to disclosure under the Public Records Act, they must fall within the statutory definition of a “public record.”
State ex rel. Rea v. Ohio Dept. of Edn.
(1998),
The time sheets and contracts at issue fall squarely within the definition of “records,” as those documents serve to document the operations and activities of the Public Defender’s Office. Respondent imposed the time sheet system to increase attorney efficiency, and the contracts with outside experts and legal counsel evidence official agreements with private entities. See
State ex rel. Mazzaro v. Ferguson
(1990),
Respondent nonetheless contends that even if the materials relators seek are records under R.C. 149.011(G), the Ohio Public Defender’s Office is not a public office within the contemplation of the Public Records Act. R.C. 149.011(A) states that for the purposes of the Public Records Act “ ‘public office’ includes any state agency, public institution, or any other organized body, office, agency, institution, or entity established by the laws of this state for the exercise of any function of government.” “ ‘[Djoubts as to the “public” status of any entity should be resolved in favor of finding it subject to the disclosure statute.’ ”
State ex rel. Strothers v. Wertheim
(1997),
The Ohio Public Defender is established by R.C. 120.04 for the purpose of furthering various government objectives relating to the representation of indigent persons. In that regard, the Ohio Public Defender’s Office is a “public office” as defined in R.C. 149.11(A). Moreover, respondent does not dispute that the Ohio Public Defender’s Office is supported by public tax revenues, a telling factor in the classification of a public office. See,
e.g., State ex rel. Fostoria Daily
*423
Review Co. v. Fostoria Hosp. Assn.
(1988),
Respondent, however, contends that the Ohio Public Defender Commission, a separate entity created under R.C. 120.01, is more accurately labeled a “public office” because the commission sets policy, monitors the activities of the Public Defender’s Office, and submits budget proposals to the legislature. Whether the Ohio Public Defender Commission is a public office does not resolve respondent’s status as a public office. Moreover, the General Assembly has apparently rejected such policy-based preferences among public records custodians, in that R. C. 149.011(A) classifies as a public office “any” entity that otherwise satisfies the statutory definition.
Based upon principles set forth in
Polk Cty. v. Dodson
(1981),
Dodson
is not dispositive here. Relators’ mandamus proceeding involves a public records request controlled by the definition of “public office” in R.C. 129.011(G), not the concept of “color of state law” for the purposes of a civil action under Section 1983. As a result, the issues addressed in
Dodson
differ from the issues here.
Dodson
focused on the actual representation of the accused, which the court held to be “essentially a private function, traditionally filled by retained counsel, for which state office and authority are not needed.”
Dodson, supra,
Accordingly, respondents’ time sheets, database, and contracts at issue are records under R.C. 129.011(G).
C. “Public Records” under R.C. 129.43
Because we conclude that the Ohio Public Defender’s Office is a public office, and that the materials sought by relators are records, the materials are public records subject to disclosure if they do not fall within one or more of the exceptions delineated by the Public Records Act. R.C. 149.43(A). “Exceptions to disclosure are strictly construed against the custodian of the public records, and the burden to establish an exception is on the custodian.”
Thomas, supra,
1. Evidentiary and Ethical Considerations.
Respondent contends that the records at issue are properly withheld based on the attorney-client privilege. Pursuant to R.C. 149.43(A)(l)(p), the attorney-client privilege, where applicable, prohibits the release of otherwise public records.
Nix, supra, 83 Ohio
St.3d at 383,
Although Wilford Berry is now deceased, the attorney-client privilege does not expire with the death of the client.
Taylor v. Sheldon
(1961),
Respondent also asserts that his ethical duty to preserve client confidences and secrets under DR 4-101 of the Ohio Code of Professional Responsibility prohibits him from releasing the information relators seek. DR 4-101(B) prohibits an attorney from knowingly revealing confidences or secrets of his or her client, except in certain circumstances. DR 4-101(A) defines “confidence” as “information protected by the attorney-client privilege under applicable law.” To the extent, as noted, that the financial and time records reflect no confidential communication between attorney and client and are not protected by the attorney-client privilege, the records at issue do not contain confidences under DR 4-101.
The rule further defines “secret” as “other information gained in the professional relationship that the client has requested be held inviolate or the disclosure of which would be embarrassing or would be likely to be detrimental to the client.” Notably, the authorities that hold that the attorney-client privilege prohibits the release of confidences under R.C. 149.43(A)(l)(p) do not indicate whether secrets similarly are exempt from disclosure. See,
e.g., TBC Westlake, Inc. v. Hamilton Cty. Bd. of Revision
(1998),
Respondent also asserts that his ethical obligation under DR 1-102(A)(5) to refrain from engaging in conduct that is prejudicial to the administration of justice prohibits the release of the financial and time records at issue. Similarly, respondent asserts that the release of the records will violate his ethical duty *426 under DR 7-107(A) to refrain from making extrajudicial statements that will have a substantial likelihood of materially prejudicing an adjudicative proceeding in a matter in which he has participated. Relators do not articulate, nor do we discern, how the release of the requested information at this time, after all judicial proceedings involving Berry have concluded, will prejudice the administration of justice or the adjudicative proceedings in this case. Accordingly, DR 1-102(A)(5) and 7-107(A) do not pertain to this proceeding.
2. Investigatory Work Product and Trial Preparation Records.
Respondent next contends that the records relators seek constitute attorney work product and are therefore excepted from the definition of “public records” under
Steckman.
In so arguing, respondent relies heavily on the portion of
Steckman
construing the exception for “confidential law enforcement investigatory records” under R.C. 149.43(A)(2)(c). While that exception is sometimes referred to as the work product exception, see,
e.g., Steckman, supra,
Again relying on
Steckman,
respondent also asserts that the records relators seek are trial preparation records under R.C. 149.43(A)(1)(g). R.C. 149.43(A)(4) defines “trial preparation record” as “any record that contains information that is specifically compiled in reasonable anticipation of, or in defense of, a civil or criminal action or proceeding, including the independent thought processes and personal trial preparation of an attorney.” The exception contemplates records containing materials such as attorney notes of proceedings, status reports, and legal research conducted by a law department.
Nix, supra,
Under that definition,
Steckman
held that “[information, not subject to discovery pursuant to Crim.R. 16(B), contained in the file of a prosecutor who is prosecuting a criminal matter, is not subject to release as a public record pursuant to R.C. 149.43 and is specifically exempt from release as a trial preparation record in accordance with R.C. 149.43(A)(4).”
Steckman,
*427
The factual information relators seek does not bear directly on the Public Defender’s exercise of professional judgment on behalf of the indigent client. Time sheets and billing records generally can be categorized as “routine office records” that fall outside the definition of “trial preparation records.”
State ex rel. Carpenter v. Tubbs Jones
(1995),
Moreover, whether or not the factual information at issue is properly labeled “routine office records,” the exception for trial preparation records in all likelihood does not apply at this time. Even if the information is properly categorized as trial preparation records, trial preparation records generally lose their exempt status after all proceedings in a particular case are completed. See
State ex rel. Cleveland Police Patrolmen’s Assn. v. Cleveland
(1999),
The purpose of the trial preparation exemption ordinarily is not furthered by continuing the exempt status of the record after all proceedings have ended.
Cleveland Police Patrolmen’s Assn., supra,
In the final analysis, to the extent that R.C. 149.43(A)(1)(g) no longer applies, the materials cannot at this time be excepted from disclosure as trial *428 preparation records. As is the case with confidential attorney-client communications, however, those records that respondent claims contain trial preparation records directed not only to Berry’s case but to other proceedings as well may be viewed in camera by this court to determine which sections may be excised pursuant to the exception for trial preparation records. Respondent is obligated to identify specifically those instances, if any, to which the exception may continue to apply.
3. Constitutional Barriers.
Respondent also contends that release of the records would infringe the Public Defender’s indigent clients’ state and federal constitutional rights to equal protection, substantive due process, privacy, and procedural due process, thereby excepting the documents from disclosure under R.C. 149.43(A)(l)(p).
Under his equal protection and substantive due process contentions, respondent maintains that compelled disclosure of the money and time expended in the representation of an indigent capital defendant, absent a similar requirement for retained private attorneys, impermissibly discriminates against indigent defendants. Respondent thus contends that the Equal Protection and Due Process Clauses of the Ohio and United States Constitutions bar release of those records under R.C. 149.43(A)(l)(p).
The standard for determining whether a statute violates equal protection is essentially the same under the state and federal Constitutions.
State v. Thompkins
(1996),
Within those parameters, respondent contends that the classification created by requiring an indigent capital defendant’s .counsel to disclose financial and time information impairs the capital defendant’s fundamental right to fairness in the adjudicatory process. The United States Supreme Court has referred to the basic fairness of trial as a fundamental right. See
Cooper v. Oklahoma
(1996),
We acknowledge that, at some stages of the criminal process, the right of the capital defendant to fairness may be undermined by disclosure of information relating to representative strategy. See,
e.g., United States v. McVeigh
(W.D.Okla.1996),
Additionally, compelled release of financial and time records in cases involving only indigent capital defendants does not involve a suspect classification, as a classification based upon wealth alone has never been found to be suspect.
Lyle Constr., Inc. v. Ohio Dept. of Natural Resources, Div. of Reclamation
(1987),
Because the classification at issue neither impairs a fundamental right at this stage in the proceedings nor involves a suspect classification, it does not violate the federal and Ohio Equal Protection Clauses if it bears a rational relationship to a legitimate government interest.
Adkins v. McFaul
(1996),
The classification resulting from compelled disclosure of public records bears a rational basis to a legitimate government interest. The Public Records Act rests upon the “fundamental policy of promoting open government, not restricting it.”
State ex rel. Miami Student v. Miami Univ.
(1997),
Respondent’s contention that the constitutional right of privacy excepts the requested records is also unpersuasive. The Supreme Court of Ohio has indicated that in certain circumstances, the federal constitutional privacy right forbids disclosure of government records. See,
e.g., State ex rel. Beacon Journal Publishing Co. v. Akron
(1994),
Even more recently, the Supreme Court of Ohio held that the federal constitutional right to privacy exempts police internal affairs and personnel records that contain personal information relating to police officers.
State ex rel. Keller v. Cox
(1999),
Here, unlike Kallstrom or Keller, the release of respondent’s financial and time records after the conclusion of capital proceedings does not create a substantial risk of bodily harm, apart from that inherent in the proceedings. The quantum of risk involved in releasing the requested materials during capital proceedings need not be addressed, as the Berry proceedings are concluded.
Moreover, to the extent that
Keller
also suggests a good-sense rule regarding the release of public records, that rule appears to be inextricably intertwined with the facts of
Keller,
which involved requests by criminal defendants for personal information about law enforcement personnel. Accordingly, we decline to apply a generalized public-policy-based balancing advocated by respondent.
Thomas, supra,
Respondent lastly contends that release of the requested records impairs the Fourteenth Amendment right of indigent capital defendants to Procedural Due Process. Procedural Due Process is implicated where a taking or deprivation of a legally protected interest in life, liberty, or property has occurred. See
Bd. of Regents v. Roth
(1972),
Based on the foregoing, respondent’s constitutional barriers to classifying the requested materials as public records under R.C. 149.43 are unpersuasive.
Disposition
Accordingly, relators are granted a writ of mandamus to compel the release of the time sheets, computer database, and contracts demonstrating the time and public funds expended in the representation of Wilford L. Berry. In accordance with our discussion of the attorney-client privilege and trial-preparation records, respondent is directed to submit to this court for in camera review and potential redaction only those (1) records, if any, that reflect confidential attorney-client communication or (2) trial-preparation records prepared in anticipation of and directed to both the Berry case and other cases. Respondent must specifically identify the portions of those records that respondent asserts are not subject to disclosure. To the extent that relators’ request broadly seeks undefined materials, the writ is denied.
Writ granted in part and denied in part.
