STATE ex rel. Joseph Franz ARBEITER, Relator, v. Honorable Franklin REAGAN, Judge of the Circuit Court of the City of St. Louis, Respondent.
No. 52923.
Supreme Court of Missouri, In Banc.
April 8, 1968.
Rehearing Denied May 13, 1968.
427 S.W.2d 371
Matters of record, examined pursuant to
The judgment is affirmed.
HOUSER and HIGGINS, CC., concur.
PER CURIAM:
The foregoing opinion by WELBORN, C., is adopted as the opinion of the Court.
All of the Judges concur.
James S. Corcoran, Circuit Attorney for City of St. Louis, for respondent.
EAGER Judge.
This is an original proceeding in prohibition instituted in this Court. It seeks to prohibit the judge of the Assignment Division for Criminal Causes in the City of St. Louis from enforcing an order for a subpoena duces tecum and from disclosing the contents of certain juvenile court records to the Circuit Attorney. We issued our provisional rule, return was filed and the case has been argued and briefed here. There are no controversies as to essential facts.
Joseph Franz Arbeiter, 15 years of age, was arrested by the St. Louis police on Dec. 3, 1963, suspected of certain criminal offenses. He was questioned at some length by the police, and his statements indicated that he had killed a woman who had been stabbed very recently in her apartment by an intruder. After the interrogation, and around midnight on Dec. 3, the boy was turned over to the juvenile authorities. He was detained in its detention facilities until approximately Dec. 30, when the juvenile court entered an order certifying him to the criminal courts for trial under the general criminal law, and dismissed the petition filed in the juvenile court. He was then indicted for first degree murder, tried, convicted, and sentenced to imprisonment for life. Upon appeal, the judgment was reversed by this Court, solely upon the ground that his detention and interrogation by the police and the admission in evidence оf his statements to the police were in violation of those provisions of the juvenile code which required that he be taken “immediately and directly before the juvenile court or delivered to the juvenile officer * * *.”
On Jan. 6, 1967, the Circuit Attorney filed a motion in respondent‘s (criminal)
Appointed counsel for the defendant (who have at all times been most diligent and effective) filed objections to that motion which we need not detail, for substantially the same issues are discussed at length in their present briefs. On March 17, 1967, respondent, having previously held an evidentiary hearing, entered an order that the subpoena be issued returnable on April 5, 1967, and it then set the criminal case for trial on April 17, 1967. The present petition for prohibition was filed on March 28, 1967, which has suspended all further proceedings. At the hearing on Feb. 15, 1967, the principal testimony was that of a juvenile officer who had produced the records, and the testimony was, in substance, as follows: that he had brought with him the “social file” of this juvenile which contained their investigative reports, the police reports, correspondence, and a summary by a deputy juvenile officer; that these dealt generally with the type of person involved, with any need for psychiatric reports, and any “collateral” contacts with an outside agency; that the summary is regularly presented to the court at the time of hearing; that whеn a juvenile officer talks with a juvenile he usually makes notes which may be incorporated into the summary; that this file did not include a record of any hearing before the juvenile judge, and that the “legal file” was kept in the clerk‘s office; that the chief purpose of assembling the present file was for presentation to the judge, for his use in the disposition of the matter; that, until recently (and in 1963) a juvenile was not advised that what he said might be used against him in a criminal action, nor of any constitutional rights, and that they felt that the juvenile should be “at ease“; that the juvenile was ordinarily told that what he said was for the purpose of the juvenile hearing; that at the hearings the entire file would be submitted to the judge, but there might also be oral testimony; that the file which he had produced was really the substantive file, the other being “legal papers“; that a transcript was taken at hearings only if counsel or the judge so directed, and that the present file contained none.
Following the order for the subpoena, the respondent notified the parties that he would on April 5, unless prohibited, open the juvenile records for inspection by the Circuit Attorney “in the preparation and prosecution” of the murder charge. We thus arrive at the point of controversy. We have omitted the legal contentions set out in the petition for the writ and those included in the return, for the same basic issues are raised in the briefs and will be discussed.
We shall first state the fundamental contentions of the parties. The relator asserts that the purрose and intent of the juvenile code (
We deal, first, with the more or less incidental contention that the Court has no power to issue a subpoena duces tecum under
In State ex rel. Phelps v. McQueen, Mo., 296 S.W.2d 85, at loc. cit. 89, the Court said: “We hold that our
The wording of the rule itself is, in pertinent part, as follows: “The court may direct that books, papers, documents or objects designated in the subpoena be produced before the court at a time prior to the trial or prior to the time when they are to be offered in evidence аnd may upon their production permit the books, papers, documents or objects or portions thereof to be inspected by the parties and their attorneys.” We need not indulge in an exercise in semantics concerning the meaning of “discovery.” The intent of this rule should not be limited too narrowly when we consider that there is no broad system of discovery in criminal cases in Missouri.
Counsel for relator has briefed at length not only the right of respondent to disclose the contents of the records to the circuit attorney, but the admissibility at the trial of
Relator‘s essential position is that the juvenile code, сonsidered in its entire context, places a shroud of confidentiality over all relations and communications between the juvenile and all juvenile court personnel, and that this status attaches to all files and records and continues indefinitely (and probably permanently) even after a juvenile is transferred to the criminal courts for trial; this, with the exception of “peace officers’ records” to be referred to later. Counsel argue that, as indicated by the evidence here, the juvenile is encouraged to be “at ease,” to talk only for the benefit of the juvenile authorities and court, and that he was not (in 1963) advised of any of the constitutional rights legally attendant upon the interrogation of an adult. Further, counsel say that since Arbeiter‘s constitutional protections were thus more or less traded for the confidential status inherent in the proceedings, those rights would be impaired if the court now violates the confidence; and also that in such event much of the juvenile code may be unconstitutional. We shall not pursue these latter intricate problems, for they will become material only if and when evidence from the juvenile files is offered in evidence at the trial. The rights of juveniles, including those of due process, the right against self-incrimination, and equal protection, have been extensively treated in the cases cited by relator, including Kent v. United States, 383 U.S. 541, 86 S.Ct. 1045, 16 L.Ed.2d 84; Application of Gault, 387 U.S. 1, 87 S.Ct. 1428, 18 L.Ed.2d 527; Harling v. United States, 111 U.S.App.D.C. 174, 295 F.2d 161; Edwards v. United States, 117 U.S.App.D.C. 383, 330 F.2d 849. Kent, involved the validity of an order transferring a juvenile for trial in the criminal courts, and the basic constitutional requirements for the making of such an order; Harling, involved the admissibility of prior state- ments of a juvenile at his criminal trial; Edwards, involved the admissibility of evidence gathered as the result of a confession of the juvenile; Gault, dealt at great length with the steps constitutionally necessary to the making of a valid order committing a juvenile to a training school because of delinquency, with some discussion as to the general admissibility of the juvenile‘s statements. None of these cases touched upon our present problem. One may readily see from an examination of these opinions that the substitution of the “parens patriae” relationship (criticized in Gault, supra) of the juvenile authorities fоr the right of the juvenile to constitutional protections, has been considerably shaken; however, juvenile proceedings are not criminal proceedings. State ex rel. Matacia v. Buckner, 300 Mo. 359, 254 S.W. 179; State ex rel. Shartel v. Trimble, 333 Mo. 888, 63 S.W.2d 37; and the juvenile court need not, as yet, proceed with all the formalities of a criminal court; Kent, supra. We forego further discussion of this subject here; those principles will require careful study if and when any statements of Arbeiter are offered in his criminal trial, or perchance considered in pretrial proceedings.
Counsel for relator rely particularly upon
“2. Peace officers’ records, if any are kept, of children, shall be kept separate from the records of persons seventeen years of age or over and shall not be open to inspection or their contents disclosed, except by order of the court. This subsection does not apply to children who are transferred to courts of general jurisdiction as provided by section 211.071.
“3. During the month of January in each year, the court may make an order to destroy all social histories and information other than the official court file, pertaining to any person who has reached the age of twenty-one years.”
By
The essential issue here is whether the order of the juvenile court relinquishing and transferring jurisdiction is legally the equivalent of an order of that court permitting the inspection of the rеcords of the juvenile court by the parties in the criminal cause. Or to put the issue in slightly different form, it is whether there- by the juvenile court transferred to the criminal court the right to open the records for inspection. If such was the effect, the contemplated procedure cannot be a violation of the statutes. It has been held, generally, that the jurisdiction of the juvenile court ceases upon the making of a transfer order. Ex parte Bass, Banc, 328 Mo. 195, 40 S.W.2d 457. The file that has been produced on subpoena is the “social” file, previously referred to. Counsel for relator make the point that
We may and do assume that after the transfer of jurisdiction, the Circuit Attorney is one “having a legitimate interest” in the juvenile records; their contents could have been released expressly to him upon order of the juvenile court at the time of transfer, or before or after that time. We are cited to no case, in Missouri or
The ultimate purpose of the transfer of a juvenile, such as was made here, is to protect the public in those cases where rehabilitation appears impossible. In State v. Van Buren, supra, the Court said, at 150 A.2d loc. cit. 654: “Thus a case may be referred to the prosecutor when the circumstances indicate that, if the charge is ultimately established, society would be better served by the criminal process by reason of the greater security which may be achieved or the deterring effect which that process is thought to accomplish.” The seriousness of such matters to the public, as well as to the juvenile, is well illustrated in the following language contained in the separate opinion of Mr. Justice Harlan in Application of Gault, 387 U.S. 1, 87 S.Ct. 1428, at loc. cit. 1465-1466, 18 L.Ed.2d 527: “No more evidence of the importance of the public interests at stake here is required than that furnished by the opinion of the Court; it indicates that ‘some 601,000 children under 18, or 2% of all children between 10 and 17, came before juvenile courts’ in 1965, and that ‘about one-fifth of all arrests for serious crimes’ in 1965 were of juveniles. The Court adds that the rate of juvenile crime is steadily rising. All this, as the Court suggests, indicates the importance of these due process issues, but it mirrors no less vividly that state authorities are confronted by formidable and immediate problems involving the most fundamental social values.” In a few states original jurisdiction of juveniles between certain ages is vested initially in the criminal court which may then, in its discretion, transfer the person to the juvenile court or retain jurisdiction. 67 Columbia Law Rev., loc. cit. 311-312. In Illinois, the power of transfer is vested initially in the prosecuting attorney.
It is our conclusion that when the juvenile court relinquished its jurisdiction over this juvenile and transferred all further proceedings to the criminal court (i. e., respondent, for our purposes) it thereby vested the latter court with the
We еmphasize again that we do not rule, directly or indirectly, upon the admissibility of any admissions or statements which may conceivably be found in the juvenile records. There will be time for mature consideration of that question when and if any such material is offered. Counsel for relator has cited substantially all of the controlling cases, including Kent v. United States, 383 U.S. 541, 86 S.Ct. 1045, 16 L.Ed.2d 84; Application of Gault, 387 U.S. 1, 87 S.Ct. 1428, 18 L.Ed.2d 527; Haley v. State of Ohio, 332 U.S. 596, 68 S.Ct. 302, 92 L.Ed. 224; Gallegos v. State of Colorado, 370 U.S. 49, 82 S.Ct. 1209, 8 L.Ed.2d 325; Harling v. United States, 111 U.S.App.D.C. 174, 295 F.2d 161; Miranda v. State of Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694.
The provisional rule in prohibition is quashed and respondent is directed to proceed as indicated in this opinion.
HOLMAN, C. J., and STORCKMAN, J., concur.
FINCH, J., concurs in separate concurring opinion filed.
HENLEY and DONNELLY, JJ., concur and concur in separate concurring opinion of FINCH, J.
SEILER, J., dissents in separate dissenting opinion filed.
CONCURRING OPINION
FINCH, Judge.
I have concluded to concur in the principal opinion herein. It does not hold that anything disclosed as a result of an examination of the juvenile court file is admissible and may be used against the defendant. That issue very carefully and explicitly is reserved until such time as there is an attempt to offer in evidence against defendant any of the information contained in said file or obtained as a result of inspection of that file.
To rule otherwise would be to conclude that
I cannot agree that the statute creates such an absolute privilege. In the first place, the statute аuthorizes the juvenile court, by order, to open the file to interested persons. This, in and of itself, shows that the file is not absolutely privileged. Furthermore, although the statute says that evidence given in the juvenile proceedings is not lawful or proper evidence against the child for any purpose whatsoever, that does not necessarily mean, in my judgment, that the lips of one who testified in the juvenile proceeding are sealed so that he may not be a witness in a subsequent criminal proceeding.
The test in each case will be whether the particular evidence offered is or is not admissible, considering constitutional standards as well as the provisions of the Juvenile Code. These questions properly are left open under the majority opinion, to be determined in the light of the particular facts at that time presented.
Dissenting Opinion
I respectfully dissent. It seems to me that the effect of the majority opinion is that the state can have its cake and eat it, too, which I do not think was the intention of the legislature in adopting the juvenile code. In this case, the state, through the juvenile court, prior to transfer of the juvenile, obtains information from him at a time when a non-adversary type of relationship exists between it and the juvenile,1 where the juvenile is being held in custody not as a criminal, but as a juvenile, primarily for purposes of reform and rehabilitation, if possible, rather than for punishment.2 The statute,
Nor does it seem the fact mentioned in the majority opinion that it is public knowledge that this juvenile is involved in a murder charge and has made incriminating statements (which came about because of error in the first trial in admitting statements made to the police and corrected on appeal in State v. Arbeiter, supra) is material, because there is nothing in the opinion which limits its operation to cases where the aura of confidentiality surrounding juvenile matters has already been lost, or which will keep it from operating against future juveniles indiscriminately.
For the foregoing reasons I believe the provisional rule herein should be made absolute.
Turning now to the objection raised by relator that
There is no contention here that there is in existence a burdensome mass of documents, such as numerous cancelled checks, or invoices, or receipts of the kind to be expected, for example, in a criminal prosecution involving a good deal of paper work, where it would expedite the trial if these could be assembled, sorted out, and marked as exhibits ahead of time. This is an illustration of what I have understood the prior decisions to say
ROBERT E. SEILER
SUPREME COURT JUDGE
