STATE OF KANSAS, еx rel., John Anderson, Jr., Attorney General, Plaintiff, v. RICHARD T. FADELY, State Treasurer of the State of Kansas, and ROY SHAPIRO, Controller of the State Department of Administration of the State of Kansas, Defendants.
No. 40,507
Supreme Court of Kansas
March 5, 1957
(308 P. 2d 537)
Ward D. Martin, of Topeka, argued the cause, and A. Harry Crane, Arthur L. Claussen, Harvey D. Ashworth and C. H. Hobart, all of Topeka, were with him on the briefs for defendants.
The opinion of the court was delivered by
FATZER, J.: This is an original proceeding in mandamus brought by the attorney general to determine the constitutionality of acts of the legislature establishing a state emergency fund, making appropriations thereto, and creating a state finance council. The prayer of the amended petition is that the state treasurer and the controller be commanded to transfer all moneys in the state emer-
The allegations of the amended petition and amended answer will not be summarized. Suffice it to say it is alleged in the amended petition and denied in the amended answer that the acts in question,
Before considering the statutes alleged to be invalid, a brief history of preceding acts leading up to their enactment will be helpful. In 1943 the legislature established a state war emergency fund, created a state war emergency fund board (Ch. 207, Laws 1943), and transferred out of the retail sales tax fund the sum of $500,000 to such fund (Ch. 310, Laws 1943) for the use and purposes of such board as provided in Ch. 207, Laws 1943. Sec. 2 of the last mentioned act created the state war emergency fund board and provided that its six members consist of the governor, lieutenant governor, auditor of state, speaker of the house of representatives and chairman of the committee on ways and means of the senate and of the house of representatives. Sec. 3 set forth the powers and authorities of such board and provided that while the United States was engaged in hostilities with any foreign nation and no longer, such board, by unanimous vote of all its members, was authorized and empowered to make allocations to and authorize expenditures by various state agencies from the state war emergency fund for two purposes, i. e., (1) preservation of the public health and protection of persons and property from extraordinary conditions arising out of the war and which were not foreseen at the time appropriations were made by the regular session of 1943; (2) repair or temporarily replace buildings or equipment owned by the state and destroyed or damaged by sabotage, fire, wind, tornado or act of God if such building or equipment was absolutely necessary to the continued functions of the particular state agency using the same.
In 1945 the regular session of the legislature (Ch. 66, Laws 1945) appropriated all moneys credited to the state war emergency fund to the state war emergency fund board for the purposes specified in Ch. 207, Laws 1943, and directed that any unexpended balance
The 1947 regular session of the legislature repealed all laws relating to the state war emergency fund and the state war emergency fund board, and created in lieu thereof a state emergency fund and a state emergency fund board (Ch. 402, Laws 1947) and directed that all unencumbered and unexpended balances in the state war emergency fund be transferred to the state emergency fund created by such act. In addition there was appropriated out of the general revenue fund of the state the sum of $294,018.92 to the state emergency fund for the use of the state emergency board (Ch. 403, Laws 1947). At the same regular session (Ch. 404, Laws 1947) there was created a state school emergency fund and the state emergency fund board was authorized to make allocations to and authorize expenditures by various state educational institutions for the purpose of paying increased costs of oрerating said institutions subsequent to the passage of the act. $1,200,000 was appropriated out of the general revenue fund of the state for this purpose.
In both the 1949 and 1951 regular sessions of the legislature all unencumbered and unexpended balances in the state emergency fund were appropriated and made available to the state emergency fund board for the use and purposes provided in Ch. 407, Laws 1947, and in addition, a total of $783,986.95 was appropriated from the general revenue fund of the state to the state emergency fund (Ch. 55, 56, Laws 1949; Ch. 33, 34, 35, Laws 1951).
At the regular 1953 session of the legislature all laws relating to the state emergency fund and the state emergency fund board were repealed and the state department of administration and the state department of post-audit were created (Ch. 375, Laws 1953, now
“Members of finance council; chairman; secretary. There is hereby created the state finance council consisting of six members. The members of the finance council shall be (1) the governor, (2) the lieutenant governor, (3) the president pro tem of the senate, (4) the speaker of the house of representatives, (5) the chairman of the senate committee on ways and means, and (6) the chairman of the house of representatives committee on ways and means. The governor shall be the chairman and the executive director shall be the secretary of the council but shall not be a member of such council.”
“. . . The legislative members of the council, and the lieutenant governor, shall be compensated for the time spent in attendance at meetings of the council at the rate of twenty dollаrs ($20) per day, and actual traveling and necessary expenses incurred while attending the meetings. . . .”
“State emergency fund. The state emergency fund created by section 74-4105 of the General Statutes of 1949 is hereby continued in the office of the treasurer of state for the use of the state finance council created by section 8 [75-3708] of this act for the purposes and within the limitations prescribed by sections 13 [75-3713] and 14 [75-3714] of this act.”
“Same; authorization of expenditures; purposes. The state finance council, by unanimous vote of all its members, is hereby authorized and empowered to make allocations to, and authorize expenditures by, state agencies from the state emergency fund for the following purposes, subject to the limitations hereinafter prescribed: (1) Preservation of the public health and the protection of persons and property from extraordinary conditions arising after, or which were not foreseen at the time, appropriations were made by the preceding regular legislative session. (2) Repair or temporary replacement of any building or equipment owned by the state which has been destroyed or damaged by sabotage, fire, flood, wind, tornado, catastrophe or act of God if such building or equipment is absolutely nеcessary for carrying out the function of the state agency using such building or equipment. (3) Supplementation of a fund or account of any state agency for the remainder of the current fiscal year after the adjournment of a regular budget session of the legislature held in an even-numbered year: Provided, Such supplementation is specifically recommended in the governor‘s budget report to such legislative session: Provided further, Such supplementation shall not have been provided for, in whole or in part, by the legislative budget session at which said supplementation is so recommended.”
The 1955 regular session of the legislature amended
The record discloses that for the fiscal years 1947 to 1953 the state emergency fund board allocated to certain state agencies and authorized the expenditure of $863,578.66; that for the fiscal years 1954 to 1956 the state finance council allocated to various state agencies and authorized the expenditure of $449,255.87, and that total sums allocated and expenditures authorized for the fiscal years 1947 to 1956, inclusive, was $1,312,834.53. Although the question is not before the court, we note in passing that some of the items of authorized expenditures from the emergency fund do not appear to be for purposes authorized by
As indicated previously, the emergency fund appropriation acts
“There is hereby appropriated out of the following special revenue funds for the fiscal year ending June 30, 1957, all monies now on deposit with the state treasurer to the credit of, or as may hereafter be collected by, or for, to each of the following officers, departments, boards, commissions, institutions, agencies and other activities of the state as set forth in section 23 to section 53, both inclusive, of this act, as now provided by law or as may hereafter be provided by law, to the extent actually collected and available, to be used as provided by law, but not to exceed the amounts set forth in such sections.”
Sec. 34, insofar as it relates to the state emergency fund, reads:
“To the
DEPARTMENT OF ADMINISTRATION
“State emergency fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . No limit”
Ch. 34 authorized and directed the state treasurer to transfer the sum of $22,382 out of the general revenue fund of the state and credit the same to the state emergency fund. Sec. 2 thereof reads:
“That said sum of $22,382.00 so authorized to be transferred by section 1 of this act is hereby appropriated and made available to the state finance council for the use and purposes and with the limitations imposed and prescribed by section 75-3713 of the General Statutes Supplement of 1955.”
Upon publication, May 10, 1956, of the Budget Session Laws, there was a fund balance of $948,748 in the state emergency fund resulting from appropriations and reappropriations, including the amount appropriated by Ch. 34, subject to allocation by the state finance council for use and purposes provided in
The amended petition alleges that the finance council act and the emergency fund appropriation acts are unconstitutional and void for the reason that said acts violate the provisions of
“No money shall be drawn from the treasury, except in pursuance of a specific appropriation made by law, and no appropriation shall be for a longer term than two years.”
As preliminary to a consideration of the contentions of the plaintiff, we refer to long and well-established rules of this jurisdiction to the effect that the constitutionality of a statute is presumed and
Although plaintiff states in its brief that it questions the advisability of the form of the appropriation of Ch. 2, § 34, Budget Session Laws 1956, it does not contend the appropriation, because of the “no limit” amount contained therein, violates
Plaintiff asserts that the emergency fund appropriation acts are not “specific appropriations made by law” as required by
In view of the contention made our first inquiry is to ascertain what is meant by the term “specific appropriation made by law” as contained in
Counsel for both the plaintiff and the defendant cite many cases from other jurisdictions construing the term “specific appropriation made by law.” We do not deem it necessary to review these authorities since the constitutional provision of the states in which those cases were decided vary in terms and meaning from the language used in
The power to appropriate the money of the state is a legislative power (81 C. J. S., States, §§ 161, p. 1203), and, except as is restricted by the provisions of
With respect to the emergency appropriation acts under consideration, the plaintiff directs our attention to
The amended petition next alleges that
The statutes under consideration belong to the well-known class in which the legislature enacts a law in general terms, confers on an officer or board executive power to enforce and apply the law, and, to accomplish that end, to ascertain the existence or nonexistence of some fact which the officer or board is required to ascertain. It is settled in this jurisdiction that statutes of this character do not confer legislative power (Schaake v. Dolley, 85 Kan. 598, 610, 118 Pac. 80; Balch v. Glenn, 85 Kan. 735, 748, 119 Pac. 67; In re McGee, Petitioner, 105 Kan. 574, 185 Pac. 14; City of Pittsburg v. Robb, 143 Kan. 1, 53 P. 2d 203; State, ex rel., v. Urban Renewal Agency of Kansas City, 179 Kan. 435, 296 P. 2d 656). In ascertaining and declaring the facts and conditions upon which the statute shall operate, the officer or board does not exercise legislative power, rather, the legislative power is exercised when the legislature enacts the law and declares that it shall operate upon the existence or nonexistence of some future fact, event or condition. The officer or board simply executes the act of the legislature, and in so doing, is merely an agent of the lawmaking department to ascertain and declare the facts upon which the expressed will of the legislature shall take effect (Schaake v. Dolley, supra; Field v. Clark, 143 U. S. 649, 692, 12 S. Ct. 495, 36 L. ed. 294). However, the legislature must prescribe standards by which those vested with the power to make the statutes operate will do so in the manner intended. Standards are difficult to define because of their variable nature but have been referred to as conditions, restrictions, limitations, yardsticks, guides, rules, broad outlines and other similar expressions. Clearly, the legislature must declare the policy of the law and fix legal principles which are to control in given cases (11 Am. Jur. Constitutional Law, p. 956, § 240). Ordinarily, the test is whether the provisions of the statute purporting to impose the duty of administration upon an officer or board are sufficiently definite and certain to enable one to know his rights, obligations and limitations thereunder (State, ex rel., v. Hines, supra).
With respect to the statutes here under consideration the legislative power was exercised and terminated pursuant to the constitution when the legislature created the finance council and the emergency fund, and made appropriations to it to be allocated pursuant to conditions and limitations prescribed. That was the only legislative power involved and it was exercised by the legislature. The duties imposed upon the finance council were administrative in character, i. e., to ascertain the facts and conditions upon which the statutes were declared to operate, and, when so ascertained, to allocate funds for the purposes specified: (1) The “preservation of the public health and the protection of persons and property from extraordinary conditions arising after, or which were not foreseen at the time, appropriations were made by the preceding regular legislative session“; (2) repair or temporarily replace any state building or equipment “destroyed or damaged by sabotage, fire, flood, wind, tornado, catastrophe or act of God if such building or equipment is absolutely necessary for carrying out the function of the state agency“; and (3) to supplement a fund or account of any state agency for the remainder of the current fiscal year after adjournment of a budget session if the same was recommended in the governor‘s budget report to the budget session and not provided for by it.
The provisions of
Although subsection (1) establishes no criterion as to what shall constitute preservation of the public health, or what findings shall
We have no difficulty in concluding that subsection (2) contains an adequate standard. It requires a finding by the finance council, as a condition to allocating funds, that a building or equipment of a state agency has been destroyed or damaged by sabotage, fire, flood, wind, tornado, catastrophe or act of God, and its repair or temporary replacement is essential to carrying on the function of the state agency. Not infrequently state buildings or equipment are destroyed or damaged by the elements enumerated, inflicting substantial loss to the property rights of the state and with curtailment of functions of the state agency. The policy of this state in not insuring its public buildings against destruction or damage by these causes, demonstrates the wisdom of legislation of this character. The financе council may expeditiously allocate funds for the repair or temporary replacement of the buildings or equipment destroyed or damaged so the same may be restored with dispatch to the use of the state agency.
Pursuant to subsection (3) the finance council is required to ascertain that all specified conditions exist before it may supplement a fund or account of a state agency. It is unnecessary to enumerate these conditions since they are set forth in the statute. Viewed from this standpoint, the subsection contains adequate standards. Nor do we believe, as plaintiff contends, this subsection authorizes the finance council to amend an appropriation act to a state agency made by a previous regular session. Funds allocated by the finance council in no wise amend the prior appropriation act, nor increase, nor diminish the fund-spending limitation imposed by it. They are supplemental, or in addition, to those made available by the prior appropriation act, and we know of no constitutional restriction prohibiting this method of fiscal procedure.
In applying the provisions of
The plaintiff contends that the duties imposed upon the finance council is an attempt by the legislature to create an administrative tribunal and authorize it to assume functions which the constitution of Kansas contemplates shall be considered by a special session of the legislature upon call of the governor, and, hence, an encroachment upon the power of the chief executive. We do not agree. The fact that the legislature has provided a method to combat harmful effects of contingencies or emergencies it deems most likely to occur when it is not in session, does not preclude the governor from exercising powers vested in him by
There is left for consideration plaintiff‘s contention that the provisions of the finance council act appointing members of the legislature as members of the finance council violates the fundamental principle of the separation of powers inherent in our state constitution, i. e., that one department of the government cannot perform the functions of another department. That contention was made and rejected in State, ex rel., v. Kansas Turnpike Authority, 176 Kan. 683, 692-696, 273 P. 2d 198, in which it was held that members of the legislature, i. e., the chairman of the committees on roads and highways of the senate and the house of representatives, who were appointed by the act as members of the Authority and performed only administrative duties thereunder, did not constitute an encroachment on the executive in violation of
The record in this case has been carefully considered and we are
HALL, J., not participating.
FATZER, J.: I dissent from paragraph 8 of the syllabus and the corresponding portion of the opinion. Although time presses, I feel a sense of responsibility to set forth my reasons for doing so, since, in my judgment, the question involved is basic and vital to the survival of our form of government and reaches to the heart of our constitutional system. It is simply this: May the legislature, when enacting a law defining the policy of the state, create a board or commission to administer and enforce the law enacted and appoint, by such act, to membership on such board or commission certain of its elected or designated members to perform executive power by exercising the duties prescribed, which are not incidental and have no real relation to legislative power? In my judgment, it may not. The attempt to do so constitutes an usurpation of power placed by the constitution in the executive, and, hence, is illegal and void.
The majority of this court do not share my views and choose to follow State, ex rel., v. Kansas Turnpike Authority, 176 Kan. 683, 692-696, 273 P. 2d 198, the purport of which was that the legislature did not usurp the power of the executive when it enacted the Turnpike Act (
The doctrine of stare decisis is founded on public policy (21 C. J. S., Courts, § 187, p. 302) and is not universally applicable to all situations without exception. The doctrine is not so imperative or inflexible as to preclude a departure from the Turnpike case, supra. Where there has been but a single decision and it is manifest that the law has been erroneously decided, the doctrine ought not be applied (Kimball v. Grantsville City, 19 Utah 368, 57 Pac. 1). It does not demand that what is not the law shall become the law. Rather, it induces the court, if it has digressed, to return to well-established principles (1 Kent Comm. 476, 477); particularly so where a decision is in conflict with the provisions of a state constitution (21 C. J. S., Courts, § 193, p. 325).
The Finance Council Act violates the constitution of Kansas in two respects: (I) the distribution of the powers of the state, by the constitution, to the legislative, executive and judicial departments, operates, by implication, as an inhibition against the usurpation by either of those powers which distinctly belong to one of the other departments; and (II), the provisions of
I.
It is commonplace and well understood by the overwhelming majority of the people of this state, including the Bench and Bar, that the constitution of Kansas provides for three distinct and separate departments of government, i. e., the legislative, executive, and the judicial. The legislature makes the laws. The executive must execute and administer the laws enacted. The judiciary interprets, explains and applies the laws to controversies concerning rights, wrongs, duties and obligations arising under the law. This principle of government is taught in our public schools and 6th grade pupils study it in Civics and in Kansas History. It is not a new principle—it is as old as the state itself. If anyone has doubt that the framers of the constitution of Kansas had any intention of establishing a different system of government they need but read the Proceedings and Debates of the Wyandotte Convention of 1859 to ascertain that our government is peculiarly and emphatically a government of checks and balances provided through three distinct and separate departments to establish safeguards around the rights and interests of the people (Proceedings and Debates of the Wyandotte Convention of 1859, pp. 128, 129, 130).
The constitution of Kansas distinctly distributes the powers of government to the executive, legislative and judicial. The executive department consists of the governor, lieutenant governor, secretary of state, auditor, treasurer, attorney general and superintendent of public instruction (
“The great weight of authority seems to be that these three great powers or branches of power of government—the legislative, the judicial, and the executive—are distinct and separate from each other: (cases cited); that they include all the delegated power of the State; (§ 20, Bill of Rights;) and that each is delegated to its appropriate department, and can be exercised by no other department: (See authorities above cited, and Taylor v. Place, 4 R. I., 354; People v. Draper, 15 N. Y., 543; Taylor v. Porter, 4 Hill, 144.)” (Emphasis ours.)
In State v. Johnson, 61 Kan. 803, 812, 813, 60 Pac. 1068, it was said:
“It will be noticed that there is no express provision in the Kansas constitution to the effect that persons charged with the exercise of powers properly belonging to the one shall not exercise any functions pertaining to either of the others. Yet this court, in the case of In re Sims, Petitioner, 54 Kan. 1, 37 Pac. 135, has said:
‘We think, however, that under our constitution these powers are as clearly separated as though the framers of the constitution had said so in terms.’
“Mr. Chief Justice Kingman emphasized this by saying that to confer both executive and judicial powers upon a court is ‘as dangerous to good government as it is subversive of the constitution which has carefully kept separate the executive, legislative and judicial departments of the government, to the end that it may be a government of laws and not of men.’ (Auditor of State v. A. T. & S. F. Railroad Co., 6 Kan. 505.)” (Emphasis ours.)
In The State v. Railway Co., 76 Kan. 467, 474, 92 Pac. 606, it was said:
“Our constitution contemplates the complete separation of the three governmental powers as clearly as though it so declared in express terms. . . .” (Emphasis ours.)
In Ruland v. City of Augusta, 120 Kan. 42, 49, 50, 242 Pac. 456, former Chief Justice Harvey, in considering the effect of
“Commenting on these provisions, in Western Union Tel. Co. v. Myatt, 98 Fed. 335, 347, it was said:
‘That, in a broad sense, the powers of one of these departments shall not be conferred upon either of the others, is not only within the true spirit of these provisions, but also substantially within the letter thereof; and the addition thereto of an express prohibitory declaration, such as is contained in the constitutions of some of the states, that the powers of one department shall not be exercised by another, would add very little to their effect, so far as concerns the question under consideration. The universal doctrine of American liberty under written constitutions requires the distribution of all the powers of government among three departments---legislative, judicial, and executive—and that each, within its appropriate sphere, be supreme, coordinate with, and independent of, both the others. This doctrine was adopted into the constitu-
It is unnecessary to quote at length from the many decisions of this court which declare the principle above set forth. Suffice it to say the following decisions are to the same effect: In re Sims, Petitioner, 54 Kan. 1, 6, 11, 37 Pac. 135; In re Davis, 58 Kan. 368, 372, 49 Pac. 160; In re Huron, 58 Kan. 152, 156, 157, 48 Pac. 574; Hicks v. Davis, 97 Kan. 312, 315, 154 Pac. 1030; State, ex rel., v. Robb, 163 Kan. 503, 517, 183 P. 2d 223; State, ex rel., v. Ancient Order of United Workmen, 178 Kan. 69, 78, 283 P. 2d 461; State, ex rel., v. Anderson, 180 Kan. 120, 299 P. 2d 1078.
The separation of the powers of government represents probably the most important principle declaring and guaranteeing the liberties of the people. It is one of the chief merits of the American system of written constitutions, and, in a broad sense, the safety of our institutions depends in no small degree on the strict observance of the independence of the three departments. (11 Am. Jur. Constitutional Law, p. 880, § 182; 16 C. J. S. Constitutional Law, pp. 483, 489, §§ 104, 105.) The separation of these powers; the independence of one from the other; and, the requirements that one department shall not exercise or usurp the powers of the other two, is fundamental. Each acts, and is intended to act, as a check upon the other, and, thus, a balance system is maintained. No theory of government has been more loudly acclaimed. An excellent discussion of the importance ascribed to this principle is contained in 3 Willoughby on the Constitution, 2d ed. p. 1616, where, under the headnote “Separation of Powers,” the author makes this statement:
“A fundamental principle of American constitutional jurisprudence, accepted alike in the public law of the Federal Government and of the States, is that, so far as the requirements of efficient administration will permit, the exercise of the executive, legislative, and judicial powers are to be vested in separate and independent organs of government. The value of this principle or practice in protecting the governed from arbitrary and oppressive acts on the part of those in political authority, has never been questioned since the time of autocratic royal rule in England. That the doctrine should govern the new constitutional system established in 1789 was not doubted. Washington, in his farewell address, said: ‘The spirit of encroachment tends to consolidate the powers of all governments in one, and thus to create, whatever the form of government, a real despotism.’ Madison, in The Federalist, wrote: ‘The accumulation of all powers, legislative, executive, and judicial, in the same hands, whether of one, a few, or many, whether hereditary, self-appointed, or elective, may justly be pronounced the very definition of tyranny.’ John Adams wrote:
‘It is by balancing one of these three powers against the other two that the efforts in human nature toward tyranny can alone be checked and restrained and any degree of freedom preserved;’ and Hamilton asserted: ‘I agree that there is no liberty if the powers of judging be not separated from the legislative and executive powers.’ Webster stated the same doctrine when he said: ‘The separation of the departments [of government] so far as practicable, and the preservation of clear lines between them is the fundamental idea in the creation of all of our constitutions, and doubtless the continuance of regulated liberty depends on maintaining these boundaries.‘”
The constitution of Kansas was adopted in the light of this principle of government and this court has construed it accordingly.
In Kilbourn v. Thompson, 103 U.S. 168, 26 L. ed. 377, paragraph 6 of the syllabus reads:
“The Constitution divides the powers of the government which it establishes into the three departments—the executive, the legislative, and the judicial—and unlimited power is conferred on no department or officer of the government. It is essential to the successful working of the system that the lines which separate those departments shall be clearly defined and closely followed, and that neither of them shall be permitted to encroach upon the powers exclusively confided to the others.”
In Myers v. United States, 272 U.S. 52, 47 S. Ct. 21, 71 L. ed. 160, Mr. Chief Justice Taft, when referring to the debate made by James Madison in the House of Representatives in adopting the judiciary act at the First Congress, quoted Mr. Madison as follows:
“‘If there is a principle in our Constitution, indeed in any free Constitution, more sacred than another, it is that which separates the Legislative, Executive and Judicial powers. If there is any point in which the separation of the Legislative and Executive powers ought to be maintained with great caution, it is that which relates to officers and offices.’ 1 Annals of Congress, 581.”
And in the opinion it was said:
“Their union under the Confederation had not worked well, as the members of the convention knew. Montesquieu‘s view that the maintenance of independence as between the legislative, the executive and the judicial branches was a security for the people had their full approval. Madison in the Convention, 2 Farrand, Records of the Federal Convention, 56. Kendall v. United States, 12 Peters 524, 610. Accordingly, the Constitution was so framed as to vest in the Congress all legislative powers therein granted, to vest in the President the executive power, and to vest in one Supreme Court and such inferior courts as Congress might establish, the judicial power. From this division on principle, the reasonable construction of the Constitution must be that the branches should be kept separate in all cases in which they were not expressly blended, and the Constitution should be expounded to blend them no more than it affirmatively requires. Madison, 1 Annals of Congress, 497. This rule of construction has been confirmed by this Court in Meriwether v. Garrett, 102
U.S. 472, 515; Kilbourn v. Thompson, 103 U.S. 168, 190; Mugler v. Kansas, 123 U.S. 623, 662.” (Emphasis ours.)
In Springer v. Philippine Islands, 277 U.S. 189, 48 S. Ct. 480, 72 L. ed. 845, Mr. Justice Sutherland said:
“Thus the Organic Act, following the rule established by the American constitutions, both state and federal, divides the government into three separate departments—the legislative, executive and judicial. Some of our state constitutions expressly provide in one form or another that the legislative, executive and judicial powers of the government shall be forever separate and distinct from each other. Other constitutiоns, including that of the United States, do not contain such an express provision. But is is implicit in all, as a conclusion logically following from the separation of the several departments. See Kilbourn v. Thompson, 103 U.S. 168, 190-191. And this separation and the consequent exclusive character of the powers conferred upon each of the three departments is basic and vital—not merely a matter of governmental mechanism.
“It may be stated then, as a general rule inherent in the American constitutional system, that, unless otherwise expressly provided or incidental to the powers conferred, the legislature cannot exercise either executive or judicial power; the executive cannot exercise either legislative or judicial power; the judiciary cannot exercise either executive or legislative power. The existence in the various constitutions of occasional provisions expressly giving to one of the departments powers which by their nature otherwise would fall within the general scope of the authority of another department emphasizes, rather than casts doubt upon, the generally inviolate character of this basic rule.” (Emphasis ours.)
In O‘Donoghue v. United States (1933), 289 U.S. 516, 53 S. Ct. 740, 77 L. ed. 1356, Mr. Justice Sutherland, speaking for the court in words which cannot be surpassed, said:
“The Constitution, in distributing the powers of government, creates three distinct and separate departments—the legislative, the executive, and the judicial. This separation is not merely a matter of convenience or of governmental mechanism. Its object is basic and vital . . . namely, to preclude a commingling of these essentially different powers of government in the same hands.
“If it be important thus to separate the several departments of government and restrict them to the exercise of their appointed powers, it follows, as a logical corollary, equally important, that each department should be kept completely independent of the others—independent not in the sense that they shall not coöperate to the common end of carrying into effect the purposes of the Constitution, but in the sense that the acts of each shall never be controlled by, or subjected, directly or indirectly, to, the coercive influence of either of the other departments. James Wilson, of one the framers of the Constitution and a justice of this court, in one of his law lectures said that the independence of each department required that its proceedings ‘should be free from the remotest influence, direct or indirect, of either of the other two powers.’ Andrews, The
Works of James Wilson (1896), Vol. 1, p. 367. And the importance of such independence was similarly recognized by Mr. Justice Story when he said that in reference to each other, neither of the departments ‘ought to possess, directly or indirectly, an overruling influence in the administration of their respective powers.’ 1 Story on the Constitution, 4th ed., § 530. . . .” (Emphasis ours.)
To a great extent the constitution of the state of Ohio was a model for the constitution of Kansas (Markham v. Cornell, 136 Kan. 884, 18 P. 2d 158). Like the constitution of Kansas, the Ohio constitution did not expressly provide that the powers of government shall be distinct and separate. In construing the Ohio constitution, the supreme court of Ohio, in Zanesville v. Telegraph and Telephone Co., 64 Ohio St. 67, 59 N. E. 781, 52 L. R. A. 150, held:
“The distribution of the powers of the state, by the constitution, to the legislative, executive, and judicial departments, operates, by implication, as an inhibition against the imposition upon either, of those powers which distinctively belong to one of the other departments.” (Syl. 1.)
From the authorities above set forth the reasonable construction of the constitution is: not only are the three departments distinct and separate, but that the acts of each shall never be controlled by, or subjected, directly or indirectly, to, the coercive influence of the other except with respect to the exercise of those powers which are expressly blended; and, the constitution should be expounded to blend them no more than it affirmatively requires. The rule may thus be stated: The distribution of the powers of the state, by the constitution, to the three departments, operates, by implication, as an inhibition against the exercise or usurpation by either of those powers which distinctively belong to one of the other departments, unless, the power sought to be exercised is expressly blended in the departments by the constitution, and no more than it affirmatively requires.
There are several expressly blended executive and legislative powers in the constitution of Kansas, some of which are:
1.
3.
4. Pursuant to
5.
6. Pursuant to
7. By
8.
9. By
It is evident from the foregoing that the only member of the legislature who is authorized by the constitution to exercise executive power is either the president of the senate or the speaker
Of the six members comprising the state finance council (
Does the state Finance Council Act impose executive power upon the members of that council? I think it does. I shall neither explore nor delimit the frontiers of executive and legislative power, but state only my views upon the question presented by this record. The majority opinion holds that the duties imposed upon the members of the finance council are administrative in character. In this I agree. It is clear these duties are not legislative. If they were, the act would violate the constitution as a delegation of legislative power to make appropriations. It is still more clear they are not judicial. The fact they do not fall within the authority of either of these two, constitutes logical ground for concluding that they do fall within the remaining one, i. e., the executive. But, it is unnecessary to reach this conclusion by deduction.
An examination of the Finance Council Act clearly demonstrates that the members of the finance council do not allocate or authorize the expenditure of the emergency fund as members of the legislature. Their duties have no real relation to the legislative power. The finance council is a part of the department of administration.
The majority opinion states that the power to appropriate public money of the state is a legislative power. In this I am in full accord. This power is distinctly distributed to the legislative department by
“. . . The legislative power appropriates money and, except as to legislative and judicial appropriations, the administrative or executive power spends the money appropriated. Members of the legislature may not be appointed to spend the money. . . .”
“It is a fundamental principle of the American governmental system that the legislature cannot usurp the powers of the executive department by exercising functions of the latter. Thus, a state legislature may not confer purely executive power on a committee of its own members. . . .”
The rule is also stated in 16 C. J. S. Constitutional Law, § 130, pp. 545, 547, as follows:
“As a general rule, under constitutional principles with respect to the division of powers, legislative power as distinguished from executive power is the authority to make laws, but not to enforce them.”
“Ordinarily, members of the legislature may not hold appointment in the administrative department of government without violating the constitutional provisions that no person charged with official duties under one of the three separate departments of government shall exercise any of the functions of another. . . . Where under the constitution the legislative power appropriates funds and, except as to legislative and judicial appropriations, the administrative or executive power expends the money so appropriated, members of the legislature cannot be appointed to expend moneys so appropriated. . . .”
In Springer v. Philippine Islands, supra, it was held:
“Legislative power, as distinguished from executive power, is the authority to make laws, but not to enforce them or appoint the agents charged with the duty of such enforcement. The latter are executive functions.” (Syl. 5.) (Emphasis ours.)
In the opinion it was stated that it was unnecessary to enlarge further upon the general subject, since it had so recently received the full consideration of the court in Myers v. United States, 272 U.S. 52, 47 S. Ct. 21, 71 L. ed. 160. And, further, that the legislature was without capacity to perform executive duties, directly or through its members. Also, see, Stockman v. Leddy, supra, where it was said:
“. . . In other words, the general assembly not only passed an act—that is, made a law—but it made a joint committee of the senate and the house as its executive agent to carry out that law. This is a cleаr and conspicuous instance of an attempt by the general assembly to confer executive power upon a collection of its own members. . . .” (l. c. 31.)
That the designation of the four legislative members by
I will not search all statutes conferring power upon the finance council, but a list would include the following from
- Hear and determine appeals by any state agency from final decisions or final actions of the executive director (
75-3711 [2] ); - “With the approval of the finance council” the executive director shall establish rules and regulations with respect to the manner of performancе of any powers or duties of the department, the execution of any business of the department, and its relations to and business with other state agencies (
75-3706 ); “When approved by the state finance council” the personnel director shall classify all officers, employments and positions in the classified service with respect to title, specifications of duties and qualifications, including minimum qualifications, salary or wage rates and ranges for each class, grade or group of positions in the classification, which, upon approval, shall take effect immediately, and such approval shall be sent to the budget director to be used by him in the preparation of the next following and subsequent state budgets ( 75-2938 );- “Subject to the approval of the state finance council” the controller shall adopt rules and regulations under the supervision of the executive director with respect to the administration of the old-age and survivors insurance for public employees (
75-3749 ); - In the event of disagreement between the state architect and the administrative head of any state agency relating to plans, specifications and contracts for the construction, major repairs or improvements of public buildings authorized by the legislature for the use of such state agency, the executive director shall submit the matter “to the finance council and its decision shall be final” (
75-3714 ); - To advise in the preparation of state budgets and may appoint a member or members to be present during the preparation of budget hearings, who shall receive a per diem and expenses while in attendance of such hearings (
75-3711 ,75-3718a ); - State agencies may apply to the budget director to transfer a part of items appropriated to it, to other items of its appropriation. “If the finance council approves the request” the application shall be granted (
75-3726 ); - “With the approval of the finance council” the controller may establish an accounting system for the settlement of transactions by state agencies on the basis of adequate expenditure vouchers approved by the controller in lieu of warrants (
75-3733 [2] ); - “With the approval of the finance council” the director of purchases may adopt rules and regulations relating to the administration of a purchasing division to purchase supplies, materials, equipment or contractual services for all state agencies (
75-3738 ); - The executive director shall submit “to the finance council for its approval, modification or rejection” rules and regulations prepared by the personnel director for carrying out the Civil Service Act (
75-3747 ); The department of administration shall develop plans for improvements and economies in organization and operation of the several state agencies and install such plans as are approved by the respective heads of such agencies, or as directed by law or by the governor “with the approval of the finance council” ( 75-3707 [11] );- The department of administration shall, at the direction of the governor “upon approval of the finance council” provide central or consolidated services relating to stores, mail and messenger, telephones, motor pool, microfilming, duplicating, furniture exchange, building management and accounting machines (
75-3707 [13] ); and - In case of vacancies, to fill them pursuant to
75-3709 .
These duties patently show that the executive power of supervision, administration and enforcement—in short, the execution of the law—is imposed upon the finance council, and, when performed by the legislative members, are not incidental to their legislative power in gathering information to present to the legislature for its consideration and action, rather, their primary purpose directs the exercise of judgment and discretion in executing the laws enacted by the legislature. Clearly, the authority of the governor to faithfully execute the laws enacted by the legislature is subordinated to the “approval of the finance council.” The legislative may cooperate, investigate, study, research, recommend and enact, but it may not execute. That is the duty of the executive department. The inescapable result is, the legislature has attempted to confer executive power upon a “council,” the majority of which is composed of its own members, and to impose upon such members duties which they were not elected to assume and which they cannot constitutionally exercise. (Myers v. United States, supra; Springer v. Philippine Islands, supra; Zanesville v. Telegraph and Telephone Co., supra; State, ex rel., v. Burch, supra; Stockman v. Leddy, supra; Simpson v. Hill, supra.)
Like a minority stockholder with one vote at a meeting of the board of directors of a large financial institution—seen but not heard—the governor of this state, who stands as the head of the executive department as this court stands as the head of the judicial and as the legislature stands as the head of the legislative (Householder v. Morrill, 55 Kan. 317, 40 Pac. 664; The State, ex rel., v. Dawson, 86 Kan. 180, 119 Pac. 360), and who stands charged by
The most eminent constitutional authorities: the decisions of the supreme court of the United States and of this court; leaders at the convention which wrote the federal constitution: Washington, Hamilton, White and Madison; and, the writers of government: Locke, Montesquieu, Blackstone, Jefferson, Adams, Storey, Webster, Taft and Sutherland, all agree that the powers of government must be kept separate; that the acts of each shall never be controlled by or subjected directly, or indirectly, to the coercive influences of either of the other departments, and that the powers of the departments may not be blended except as affirmatively appears in the constitution. What the legislature here did was to appoint its members to a “council” and impose upon them executive power. This is an attempt to blend the powers of the legislative and executive for a purpose not affirmatively authorized by the constitution, and, hence,
II.
One question remains. Do
These sections, so far as here pertinent, read:
“. . . It shall have the power to provide for the election or appointment of all officers, and the filling of all vacancies not otherwise provided for in this constitution.” (
Art. 2, § 19 .)“All officers whose election or appointment is not otherwise provided for, shall be chosen or appointed as may be prescribed by law.” (
Art. 15, § 1 .)
Sound reasons exist to say that when these sections are considered together they authorize the legislature to “provide for” the
“Directing by law the manner in which an appointment shall be made, and making an appointment, are the exercise of two different and distinct powers: the one prescribing how an act shall be done, being legislative; and the other, doing the act, being administrative.” (Syl. 2.)
In a concurring opinion Justice Swan used the following language:
“Upon this question, it seems to me only necessary to refer to the plain words of the constitution. It provides, in the first place, that ‘the election and appointment of all officers, and the filling of all vacancies, not otherwise provided for by this constitution or the constitution of the United States, shall be made in such manner as may be directed by law.’ Now, providing by law the manner in which an appointment shall be made, and making the appointment itself, are two different things: the first is pointing out the mode in which a thing shall be done, and the other is doing the thing itself; the one is legislative and directory, the other administrative.” (l. c. 570.)
In The State, ex rel. Jameson et al., v. Denny, Mayor, 118 Ind. 382, 21 N. E. 252, it was said:
“We think it plain that the power to provide by law the manner or mode of making an appointment does not include the power to make the appointment itself. . . .”
“In the light of the contemporaneous history of the Constitution, we do not think it will be seriously contended that the framers of that instrument intended to confer upon, or leave with, the General Assembly any such power. . . . As the right to prescribe by law the manner of appointing to a new office created by the Legislature does not carry with it the right to make such appointment, we know of no provision in the Constitution under which such right can reasonably be asserted. It is believed that this conclusion accords with the practical construction heretofore placed upon our Constitution.” (l. c. 393.)
Furthermore, the power to appoint to office is not an intrinsic or inherent legislative power except insofar as it is an incidental power, essential to the existence of the legislative branch as an independent department of the government (The State, ex rel. Jameson et al., v. Denny, Mayor, supra; The City of Evansville et al. v. The State, ex rel. Blend et al., supra.)
It is not sufficient to say that the legislature may appoint to the executive or judicial unless restricted by the constitution (State, ex rel., v. Kansas Turnpike Authority, supra). In my judgment, that is not the rule (Stockman v. Leddy, supra; Springer v. Philippine Islands, supra; Simpson v. Hill, supra; State, ex rel., v. Denny, supra; State, ex rel., v. Burch, supra; 11 Am. Jur., Constitutional Law, § 187, p. 886; 16 C. J. S. Constitutional Law, § 130, p. 545). The rule is: the distribution of the powers of the state, by the constitution, to the three departments, operates, by implication, as an inhibition against the exercise or usurpation by either of those powers which distinctively belong to one of the other departments, unless the power sought to be exercised is expressly blended in the departments by the constitution, and it should be expounded to blend them no more than affirmatively requires.
Unless the power sought to be exercised by the legislature is affirmatively blended by the constitution it lacks power to blend it by statute. Neither of the sections of the constitution here under consideration expressly authorize the appointment of legislative members—the blending of power—to the executive or judicial departments, hence, the power to do so does not exist (Stockman v. Leddy, supra; Springer v. Philippine Islands, supra; Simpson v. Hill, supra; State, ex rel., v. Denny, supra; State, ex rel., v. Burch, supra; 11 Am. Jur., Constitutional Law, § 187, p. 886; 16 C. J. S. Constitutional Law, § 130, p. 545.) Neither the executive nor the judicial would be wholly free and independent from the control, directly or indirectly, of the influence of appointees of the legislative to offices created in those departments. It needs but a suggestion to show that the combination of the executive and legislative powers may become tyranny at once (In re Sims, Petitioner, supra). The advancement of the science of government made in modern times is due to the separation of the three co-ordinate departments. The commingling and confusing of executive and legislative powers in
To approach the question from a different viewpoint achieves the same result. All legislative power is vested in the legislature except as restricted by the constitution. Prescribing the rules, manner and requisites of appointment or election is a legislative power (The State v. Railway Co., supra; The State v. Freeman, 61 Kan. 90, 58 Pac. 959; The State v. Atkin, 64 Kan. 174, 67 Pac. 519). Where there are no express constitutional restrictions to do an act, implied inhibitions restrict and are equally potent but their existence must be equally evident. To sustain an implied inhibition there must be some express affirmative provision. This court has previously considered implied inhibition upon the legislative power. Justice Brewer prepared the opinion in Prouty v. Stover, Lieut. Governor, 11 Kan. 235, where it was held:
“Constitutional inhibitions need not always be express. They are equally effective when they arise by implication. To create an implied inhibition there must be some express affirmative provision. The mere silence of the constitution creates no prohibition. To sustain an implied inhibition, the express provision must apply to the exact subject-matter, and the inhibition will not be extended further than necessary to give full force to the provision.” (Syl. 3.)
In Bank v. Laughlin, 111 Kan. 520, 207 Pac. 433, Mr. Justice Burch, in a concurring opinion, said:
“. . . There must be some provision of the constitution itself which abridges legislative power. Abridgment may be express, or may be implied. One form is as potent as the other, but abridgement by implication must be as plain as express abridgement, and in order that this may be so, the implication must arise from an express provision. . . .” (l. c. 525.)
The express affirmative provisions of the constitution distributing the power of the state to three distinct and separate departments: the executive (
In State, ex rel., v. Robb, 163 Kan. 502, 183 P. 2d 223, it was said:
“The judiciary is merely one of the three branches of the state government. It should be slow to approve any action which even has the semblance of permitting one branch to act toward another in a manner contrary to the terms and provisions of the constitution.” (l. c. 517.)
No one questions the established principles that the propriety, wisdom and expediency of legislation are exclusive matters for legislative determination (Hunt v. Eddy, 150 Kan. 1, 90 P. 2d 747, and cases therein cited), or that our constitution limits rather than confers powers (State, ex rel., v. Anderson, 180 Kan. 120, 299 P. 2d 1078; Statе, ex rel., v. Ancient Order of United Workmen, 178 Kan. 69, 283 P. 2d 461), but, the constitutional restraint upon the legislative to appoint its members to offices essentially executive or judicial in character is implied from the inherent, express and insuperable barrier found in the structure of the constitution. That the appointment of members of the legislature to positions essentially executive or judicial constitutes the exercise of power of either of those departments, cannot be seriously disputed. Without the constitution there would be no state government; no legislative, no executive, and no judicial departments. All departments are subject, and operate pursuant, to its command; their power comes from the people and vests where the people‘s constitution directs that it shall vest. It is not created by the legislature, nor vested by that body.
This construction of the constitution does not prohibit the legislature from engaging in activities which may properly be regarded as incidental and germane to its legislative powers. The legislature may, and has, established its own agencies. It has created its legislative council and appointed officers from its own membership (
In writing this dissent I cast no reflection whatsoever upon the legislative members of the finance council, who, beyond all doubt, are men of honor and integrity, and who have exercised the duties imposed upon them with care, with wisdom, and with sincere desire for the public welfare. No one suggests a selfish purpose. However, we are dealing with an important and far-reaching constitutional question concerning a power of government which does not permit honesty, integrity, good intentions, a progressive enthusiasm, or even successful operation to take the place of essential constitutional action.
I would enter judgment for the plaintiff. In my opinion
SCHROEDER, J. (concurring): As to that portion of the opinion corresponding to paragraph 8 of the syllabus, I concur in the result only, since in my opinion it presents inadequate reason and authority on the special facts before this court. Concerning the other portions of the majority opinion I concur fully.
Do the provisions of the state finance council act appointing legislative members ex-officio to the council violate the fundamental principle of the separation of powers inherent in our state constitution? This question will be dealt with in two parts: (a) Do the provisiоns of
The Attorney General by this proceeding in mandamus asks that this court overrule the case of State, ex rel., v. Kansas Turnpike Authority, 176 Kan. 683, 692-696, 273 P. 2d 198. He argues, in effect, that the court is lifting itself by the boot straps in the Turnpike case. The court there said:
“We first note that there is no provision of our constitution with reference to the power of the legislature to provide that some one or more of its members shall be ex-officio members of a board, commission or other body created by it. That the legislature has so provided in many instances must be conceded. We are not disposed to search for all statutes where it has done so but a list would include the following from G. S. 1949:
“20-2201, creating the judicial council of which the chairmen of the judiciary committees of the house and senate are ex-officio members (no salary but are paid necessary expenses);
“46-404, creating the Kansas commission on interstate cooperation of which the five members of the senate committee on interstate cooperation and the five members of the like house committee are made members. No provision is made as to salary or expenses;
“And see 46-301 et seq. and 46-401 et seq. for other instances where members of the legislature are ex-officio members of councils or boards created;
“76-201 et seq., creating a committee to investigate complaints of official misconduct for which five members of the legislature are to be appointed and
to receive the per diem and mileage they would be entitled to during the session of the legislature. “And the following instances may be found in G. S. 1953 Supp.:
“74-4301 et seq., creating the motor vehicle reciprocity commission of which the chairmen of named committees of the legislature are made ex-officio members and to receive actual expenses but no compеnsation for services;
“75-3601 et seq., creating the state office building commission to which only members of the legislature shall be appointed, and omitting provisions as to expiration of term, they shall not be entitled to any compensation ‘during any regular or special session of the legislature‘;
“75-3708, creating the state finance council consisting of six members including the president pro tem of the senate, the speaker of the house and the chairmen of the ways and means committees of the senate and the house, who shall be compensated for time spent in attendance at meetings at the rate of twenty dollars per day and actual traveling and necessary expenses in attending meetings.
“It has been repeatedly held that questions of public policy are for legislative and not judicial determination, and where the legislature does so declare, and there is no constitutional impediment, the question of the wisdom, justice or expediency of the legislation is for that body and not for the courts (see West‘s Kan. Dig., Const. L. § 70 (3) and Hatcher‘s Kan. Dig., Const., L. § 31).
“The State‘s contention that the act constitutes an unauthorized attempt to confer executive power upon members of the legislature is not extended further than to the appointment of two of its committee chairmen as ex-officio members of the Authority. While the legislature cannot interfere with nor exercise any powers properly belonging to the executive, it may engage in activities which may properly be regarded as incidental to and within the scope of its legislative duties, and it is not an encroachment on the executive for the legislature to create a commission and to designate its members to perform delegable legislative duties. See 16 C. J. S. pg. 332, et seq. [Particularly, Constitutional Law, §§ 97 to 100 incl., pp. 344-469.] A power of appointment is not an exclusive function of the executive, nor has it ever been so considered. The above statutes and many others that could be cited demonstrate it has not been so considered, and if it were fully so this court would be without authority to appoint its own clerk and reporter. Insofar as the State‘s argument that the salary of a legislator is increased beyond constitutional limitations is concerned, it is observed that the compensation paid is not connected with any duty those named persons have as members of the legislature, but is for the performance of administrative duties as members of the Authority.
“We are of the opinion the contention made under this heading cannot be sustained.”
This court after having given full consideration to this question, which was decided by a unanimous court as then constituted, the decision of which was announced on July 24, 1954, is now requested in substance to break faith and do an about face.
The doctrine of stare decisis is a well-established general rule that
On October 14, 1954, by force of the constitutionality of the Turnpike Act $160,000,000.00 in bonds, the principal amount of the turnpike revenue bonds, were sold and delivered to Smith, Barney & Company and The First Boston Corporation. These bonds then found their way to the investing public in all parts of the country. The proceeds were applied to the construction of the Kansas Turnpike and its operation. (Kansas Turnpike Authority—Third Annual Report, 1955, pp. 8 and 9.) If the doctrine of stare decisis has force, it should be applied with greater force under the circumstances now present.
In the case now before the court the same identical question is presented relative to the designation of legislative members to serve ex-officio on the state finance council which the legislature created by enactment.
The first question considered is: Do the provisions of
These sections so far as here applicable, read:
“. . . It shall have the power to provide for the election or appointment of all officers, and the filling of all vacancies not otherwise provided for in this constitution.” (
Art. 2, § 19 .)“All officers whose election or appointment is not otherwise provided for, shall be chosen or appointed as may be prescribed by lаw.” (
Art. 15, § 1 .)
The constitution of the state of Kansas limits rather than confers power, and where a statute is attacked as unconstitutional the question to be determined is not whether its provisions are authorized by the constitution, but whether they are prohibited by it. (Lemons v. Noller, 144 Kan. 813, 63 P. 2d 177; State, ex rel., v. Ancient Order
The long and well-established rules of this jurisdiction relative to the presumption of constitutionality of a statute and rules of construction are succinctly set forth in the majority opinion. To unduly burden this opinion by repetition would serve no purpose. These rules are fully applicable to the questions discussed herein and specific reference is made to them. (Hunt v. Eddy, 150 Kan. 1, 4, 90 P. 2d 747; Carolene Products Co. v. Mohler, 152 Kan. 2, 102 P. 2d 1044; Board of County Comm‘rs v. Robb, 166 Kan. 122, 199 P. 2d 530; State, ex rel., v. Board of Regents, 167 Kan. 587, 207 P. 2d 373; Marks v. Frantz, 179 Kan. 638, 298 P. 2d 316; State, ex rel., v. Board of Education, 137 Kan. 451, 455, 21 P. 2d 295; State, ex rel., v. State Highway Comm., 163 Kan. 187, 182 P. 2d 127.)
There is no express provision of the constitution which restricts or limits the power of the legislature to appoint its members to boards or commissions created by legislative enactment. Then, is there a restriction or limit implied from the inherent provisions of the constitution which provides for three distinct and separate departments of government---legislative, executive and judicial? To create by implication an inhibition there must be some express affirmative provision. The mere silence of the constitution creates no prohibition. To sustain an implied inhibition, the express provision must apply to the exact subject matter. (Prouty v. Stover, Lieut. Governor, 11 Kan. 235; Lemons v. Noller, supra.) An implied prohibition is as potent as an express inhibition, but it must be as plain as an express inhibition, and in order that it may be so, the implication must arise from an express provision. (Bank v. Laughlin, 111 Kan. 520, 207 Pac. 433.)
A power of appointment is not an exclusive function of the executive department, nor has it ever been so considered. (State, ex rel., v. Kansas Turnpike Authority, supra.) If there existed in the provisions of
Once the true meaning of
Further consideration of this point leads to a discussion of the next point.
Does the separation of powers in the state constitution into legislative, executive, and judicial departments create an implied inhibition against the usurpation by one department of the powers which belong to another?
The language as generally used in cases involving a constitutional question is prone to waive in terms of broad generalities which are hard to pinpoint to the application of facts until such time as the writer of the opinion comes to the conclusion that the matter before the court is or is not constitutional.
It is neither difficult by continued repetition of constitutional theory, as expressed in relation to other facts before a particular court, to conjure in the mind of the reader an impression of facts which do not exist, nor is it difficult to present other facts and circumstances as hypothetical fodder for argument. One should not be overcome by the repetition of theory piled higher and higher in matters concerning the separation of powers before the facts and practical aspects of the problem have been thoroughly exploited by judicial thought.
Presently before the court is a specific set of facts and circumstances definitely limited and very narrow in scope concerning which a constitutional attack is made. Of importance to this action in mandamus is whether the state treasurer and controller should be compelled to transfer all moneys in the state emergency fund to the general revenue fund in the state treasury. It is limited to the specific enactments involving this fund and its administration by the state finance council. Constitutions and enactments of other states or general statements of law based upon facts, circumstances and statutes dissimilar to the precise case before us are misleading and immaterial.
Material to this discussion are only a few specific statutes. They are:
“Make allocations to, and approve expenditures by a state agency, from any appropriations to the finance council for that purpose, of funds for unanticipated and unbudgeted needs, under conditions and limitations prescribed by the legislature“;
“The state emergency fund created by section 74-4105 of the General Statutes of 1949 is hereby continued in the office of the treasurer of state for the use of the state finance council created by section 8 [75-3708] of this act for the purposes and within the limitations prescribed by sections 13 [75-3713] and 14 [75-3714] of this act.“;
and
Its organizational structure, found in
The provisions of
An analogous situation exists under the laws governing the United Nations. By provisions of the Charter of the United Nations,
There is little difficulty in concluding that the members of the state finance council operate and function as individual members of an administrative body in the performance of administrative duties. As individuals, they must cooperate with each other in this administrative capacity to function as a state finance council at all. When they cease to cooperate they cease to function for the simple reason that any member has a power of veto. Likewise, four members of the state finance council being ex-officio legislative members, it cannot be overlooked as a practical matter that as between the legislative and the executive departments of our government the enactment contemplates comity and coopera-
There is no quarrel with the law that the constitution of Kansas creates three distinct and separate departments-the legislative, the executive, and the judicial. In this respect, our state constitution is the same as our federal constitution. In O‘Donoghue v. United States (1933), 289 U. S. 516, 53 S. Ct. 740, 77 L. Ed. 1356, Justice Sutherland speaking for the court said:
“The Constitution, in distributing the powers of government, creates three distinct and separate departments-the legislative, the executive, and the judicial. This separation is not merely a matter of convenience or of governmental mechanism. Its object is basic and vital, . . . namely, to preclude a commingling of these essentially different powers of government in the same hands. . . .”
“If it be important thus to separate the several departments of government and restrict them to the exercise of their appointed powers, it follows, as a logical corollary, equally important, that each department should be kept completely independent of the others-independent not in the sense that they shall not cooperate to the common end of carrying into effect the purposes of the Constitution, but in the sense that the acts of each shall never be controlled by, or subjected directly or indirectly, to, the coercive influence of either of the other departments. . . .” (Emphasis added)
See also: 11 Am. Jur., Constitutional Law, § 187, p. 886; and 16 C. J. S., Constitutional Law, § 130, pp. 545-547.
On the facts before this court we are confronted quite definitely with a cooperative proposition on matters of emergency and extraordinary circumstance, and not one which consists of the usurpation of power by the legislature over the executive or vice versa. At no place in the enactments under consideration is one department of the government subjected directly or indirectly to the coercive influence of the other. It was aptly said by Justice Sutherland in the foregoing quoted portion of the opinion that the independence of the departments in government does not mean
It is significant to point out that the portion of the state finance council act presently before the court does not consist of an effort on the part of the legislature to create an agency of the state made up of a collection of its own members only as was true in the case of Stockman v. Leddy, 55 Colo. 24, 129 Pac. 220. The authority and duty of the governor of the state to faithfully execute the laws enacted by the legislature is not in any way infringed by the state finance council enactment insofar as the question is now before this court.
Under all the facts and circumstances here considered the legislature has seen fit to set up a cooperative plan in the public interest and the wisdom of such plan is not for the judiciary to pass upon but only to determine whether the enactment complies with the requisite constitutional safeguards. (Noel v. Menninger Foundation, 175 Kan. 751, 267 P. 2d 934; McAllister v. Fair, 72 Kan. 533, 84 Pac. 112, 115 Am. St. Rep. 233, 3 L. R. A. n. s. 726; see West‘s Kan. Dig., Constitutional Law, § 70 [3] and Hatcher‘s Kan. Dig., Constitutional Law, § 31.) It is true that the legislative department of our government may not operate in the executive department to execute laws, but it is clear that the legislative department may cooperate, investigate, study, research, recommend and enact laws. The specific enactments, as limited by the scope of this action, challenged before this court fall in the realm of cooperation on the part of the legislature and do not attempt to usurp functions of the executive department of the government.
The statutory enactments under constitutional attack, when construed in accordance with the rules set out in Hunt v. Eddy, supra, and the cases following as herein cited, clearly indicate no violation of the separation of powers inherent in our state constitution, there being no usurpation by one department of the powers of the other on the specific facts and circumstances presented in this action.
Under such conditions it follows that no inhibition may be implied to prevent the legislature from appointing its members ex-officio to the state finance council by enactment. The legislature may engage in activities which may properly be regarded as incidental to and within the scope of its legislative duties. (State, ex rel., v. Kansas Turnpike Authority, supra).
ROBB, J. (concurring specially): I find myself unable to agree completely with either the court‘s opinion or the dissenting opinion. My purpose in concurring specially in the majority opinion is that I believe some additional discussion may be helpful and I wish to emphasize statements of some of the authoritiеs that I consider appropriate on the particular constitutional problem presented by this case.
I would be inclined to join in the dissent were it not for that long line of decisions of our court following the almost universal rule that an act of the legislature is presumed to be constitutional unless it contravenes an express inhibition of the constitution or one necessarily implied from some express affirmative provision of that instrument. (State, ex rel., v. Ancient Order of United Workmen, 178 Kan. 69, 78, 283 P. 2d 461.) For additional Kansas cases on this subject see, also, State, ex rel., v. Board of Education, 137 Kan. 451, 453, 21 P. 2d 295; Thompson v. Reno County Comm‘rs, 152 Kan. 610, 106 P. 2d 700; Miller v. Jackson, 166 Kan. 141, 143, 199 P. 2d 513; Mizer v. Kansas Bostwick Irrigation District, 172 Kan. 157, 175, 239 P. 2d 370; 1 Hatcher‘s Kansas Digest, rev. ed., Constitutional Law, §§ 15, 16, pp. 610, 611, and 1956 Cum. Supp. §§ 15, 16, pp. 56, 57; 3A West‘s Kansas Digest, Constitutional Law, § 48, p. 23, et seq.) The foregoing are not by any means all of our cases on this subject.
In the majority opinion reference is made to State, ex rel., v. Kansas Turnpike Authority, 176 Kan. 683, 273 P. 2d 198, and to the fact that some of the members of the Authority are also members of the legislature and serve on the Authority with compensation. In this specially concurring opinion I am not considering any analogy between that case and our present one. However, I do not favor an unlimited creation of boards and commissions with the members of the legislature constituting the paid personnel thereof.
It is elementary that the government of Kansas is conferred upon three coordinate departments-the legislative, the executive, and the judicial. Each is supreme within its own sphere, subject only to our constitutional limitations. (Hicks v. Davis, 97 Kan. 312, 314, 154 Pac. 1030; State, ex rel., v. Ancient Order of United Work-
All political power is vested and inherent in the people under our federal constitution and under
As the legislature cannot ordinarily diminish, enlarge, or interfere with the jurisdiction of a court (Wyandotte County Comm‘rs v. General Securities Corp., 157 Kan. 64, 75, 138 P. 2d 479) it likewise cannot so affect the jurisdiction of the executive. It must be generally recognized that such an effort would be a contravention of its powers which are limited by the constitution.
The fact that an unconstitutional statute enacted by legislative authority remains in our statutes indefinitely without challenge does not impart legality to a subsequently-enacted statute with the same, or similar, infirmity, nor does this relieve a court of its duty to determine the constitutionality of the subsequent enactment if and when such question is properly presented for determination, as was substantially stated in the Wyandotte County Comm‘rs case at page 79. We are not governed in this case by the fact that other boards and commissions have been established by previous legislative enactment whereby provision was also made for members of the legislature to serve thereon and the constitutionality of such previous legislative enactments has not been properly contested and determined.
Our state constitution was modeled after that of Ohio and the case of Zanesville v. Telegraph and Telephone Co., 64 Ohio St. 67, 59 N. E. 781, 52 L. R. A. 150, is cited in the dissent as pertinent on the point of separation of powers. There the legislature delegated power to the probate court to make final determination
“The legislature, by conferring any particular power upon a court, virtually declares that it considers it a power which may be most appropriately exercised under the modes and forms of judicial proceedings. . . .” (p. 84)
and later stated,
“The administration of that remedy . . . consists of an order made by the court in the usual manner of legal proceedings, after a hearing of the allegations and evidence of parties who are brought before the court by proper process. . . .” (p. 89)
and finally, as a result of consideration of the propriety or constitutionality of the enactment, the court concluded,
“The argument [that it was not constitutional] to the contrary at most has served to cast a doubt upon the validity of the provision, but that is not enough to justify the court in holding it unconstitutional. . . .” (p. 91.)
To avoid unduly lengthening this opinion, I will not go into other facets of this Ohio case but it is a well-reasoned and well-developed opinion. It was cited in a dissenting opinion in Cleveland v. Pub. Util. Comm., 102 Ohio St. 341, 358, 359, 131 N. E. 714, in support of the rule on distribution of powers as previously stated herein, and it was again cited in Local Tel. Co. v. Mutl. Tel. Co., 102 Ohio St. 524, 552, 133 N. E. 527.
A later Ohio per curiam opinion (In re Bostwick, 125 Ohio St. 182, 180 N. E. 713) involved the removal of a judge who contended that the removal of a public officer presented a political question and not a judicial one, which contention was not upheld by the court. The court there quoted from the City of Zanesville case, supra, Syl. 2, as follows:
“The fact that a power is conferred by statute on a court of justice, to be exercised by it in the first instance in a proceeding instituted therein, is, itself, of controlling importance as fixing the judicial character of the power, and is decisive in that respect unless it is reasonably certain that the power belongs exclusively to the legislative or executive department. (p. 183.)
In a later Ohio case (Bogen v. Clemmer, 125 Ohio St. 186, 180
“Where a power is quasi legislative, or quasi administrative, or quasi judicial, or a combination of all of them, the Legislature may, where such twilight zone of distinction applies, characterize the power and confer it upon any agency it selects or creates for the purpose. [Citations.]
“It might be said, in passing, that it always has been and always will be the policy of our government, national and state, to keep distinct and separate our legislative, judicial and executive departments of government, so that each may operate as a check and balance upon the other; but government would prove abortive if it were attempted to follow such policy to the letter. State agencies and public officials, regardless of classification, could not function if this rule were strictly followed, particularly in the exercise of the police power of the state.” (p. 189.)
Thus I conclude, as did the Ohio court, that we cannot waive our constitutional provisions on the theory that even the constitution must bend to the public good.
I think it is evident that the governor‘s power is not limited. He may call the legislature together in a special session or he may, as chairman, call the members of the finance council to meet. (
No. 40,206
JULIUS J. JONES, Appellee, v. H. B. ZIMMERMAN, Appellant.
(308 P. 2d 96)
Opinion filed March 9, 1957.
Fred R. Vieux, of Augusta, argued the cause and William A. Kahrs and Robert H. Nelson, both of Wichita, were with him on the briefs for appellant.
John W. Sowers, of Wichita, argued the cause for appellee.
