Case Information
*1 Supreme Court of Louisiana
FOR IMMEDIATE NEWS RELEASE NEWS RELEASE #057 FROM: CLERK OF SUPREME COURT OF LOUISIANA
The Opinions handed down on the 19th day of October, 2016 , are as follows: BY CLARK, J. :
2015-KH-0100 STATE EX REL. ALDEN MORGAN v. STATE OF LOUISIANA (Parish of
Orleans)
For the reasons expressed herein, we hold the categorical rule in Graham applies to the defendant’s 99-year sentence without parole insofar as it is the functional equivalent of a life sentence and denies him a meaningful opportunity for release, to which he is entitled. Because it is an effective life sentence, it is rendered illegal pursuant to Graham and can be corrected at any time under La. C. Cr. P. art. 882. We order the deletion of the defendant’s parole ineligibility and order that he be designated as parole-eligible in accordance with La. R.S. 15:574.4(D). As noted above, we are not ordering the defendant’s immediate release, nor or we guaranteeing his eventual release. Rather, the defendant’s access to the Board’s consideration for parole will satisfy the mandate of Graham.” Shaffer, 77 So.3d at 943. All other claims raised are procedurally barred under well- settled law. La. C.Cr.P. art. 930.3 provides no basis for post- conviction claims of trial court sentencing error. Melinie, supra.
AFFIRMED WITH INSTRUCTIONS.
JOHNSON, C.J., additionally concurs and will assign reasons. CRICHTON, J., additionally concurs and assigns reasons.
10/19/16
SUPREME COURT OF LOUISIANA No. 2015-KH-0100
STATE EX REL. ALDEN MORGAN VERSUS
STATE OF LOUISIANA ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT COURT FOR THE PARISH OF ORLEANS CLARK, J.
A jury found the defendant, Alden Morgan, committed the offense of armed
robbery at age 17. Following return of the guilty verdict, the district court
sentenced him to 99 years imprisonment at hard labor without benefit of parole,
probation, or suspension of sentence. After being denied relief on direct reviеw,
the defendant filed a motion to correct an illegal sentence in light of recent
developments in Eighth Amendment jurisprudence pertaining to the sentencing of
juveniles. Specifically, the defendant relied on
Graham v. Florida
, 560 U.S. 48,
*3
130 S.Ct. 2011, 176 L.Ed. 2d 825 (2010), wherein the United States Supreme
Court concluded that a sentence of life without the possibility of parole for a
nonhomicide offense committed when the defendant was a juvenile constitutes
cruel and unusual punishment. We granted the defendant’s writ application to
determine whether the defendant’s 99-year sentence is an effective life sentence
and is, therefore, illegal under the Supreme Court’s decision in
Graham.
For the
reasons that follow, we hold that a 99-year sentence without parole is illegal
because it does not provide the defendant “with a meaningful opportunity to obtain
release based on demonstrated maturity and rehabilitation.”
Id.
, 560 U.S. at 75,
FACTS AND PROCEDURAL HISTORY The defendant was born on March 31, 1981. On August 9, 1998, at age 17, the defendant approached a vehicle, where parents were engaged in securing their young daughter into her car seat. The defendant, holding a gun, demanded that the *4 father hand over his wallet and keys. At some point, the gun was discharged. The family was able to escape to a friend’s house down the street. The defendant subsequently escaped in the family’s vehicle. Shortly thereafter, law enforcement located the vehicle. A car chase ensued and ultimately, the defendant crashed the vehicle into a tree and fled on foot. After canvasing a neighborhood, the defendant was located in a shed on private property. The defendant was charged with, and conviсted of, armed robbery in violation of La. R.S. 14:64.
The district court imposed the maximum sentence of 99 years imprisonment at hard labor without the benefit of parole, probation, or suspension of sentence. At sentencing, the district court stated, in pertinent part:
It’s the opinion of the Court based on the testimony at trial from the witnesses and the victims that it was [the defendant’s] intent to kill either this child or to kill [the male victim].
The Court has reviewed Article 894.1 of the Code of Criminal Procedure and finds as follows: [The defendant’s] behavior during the course of this carjack, especially given the fact that there was a baby as a victim in this case and the fact that he discharged this weapon indicates to me that he poses an unusual risk to the safety of the public. He has shown a lack of remorse. Although he may not have any serious criminal history, I find that this was an extremely dangerous and vicious act on the part of [the defendant]. I find that while through the grace of God that this child survived as well as [the male victim] that there was tremendous psychological and emotional harm done to the victims. I find the potential for rehabilitation for a person that would fire a weapon during the course of a robbery when *5 a child is involved is relatively slim. I find that there is an undue risk that during the period of any suspended sentence, probation, or parole that the defendant will commit another crime. I find he’s in need of correctional treatment or a custodial environment that could best be provided by the Louisiana State Penitentiary and his commitment to that institution. I find that any lesser sentence other than the sentence to be imposed by the Court this morning would deprecate the serious nature of the defendant’s crime. I find that his conduct during the commission of this offense manifested deliberate cruelty to the victims, the mother and father of this child. I find that [the defendant] knew or reasonably should have known that the victims of this offense were particularly vulnerable or incapable of resistance because of the presence of this baby. I find that by discharging this weapon, although he was not charged with attempted murder or carjacking, he knowingly created a risk оf death and great bodily harm to more than one person including a person under the age of 12 years old. I find that he used threats and violence in the commission of this offense. Therefore, it’s the sentence of the Court that you serve 99 years in the custody of the Louisiana Department of Corrections at hard labor with credit for time served to be served without the benefit of probation, parole, or suspension of sentence.
The district court held a hearing on the defendant’s motion to reconsider sentence, at which evidence of mitigating circumstances was presented regarding the defendant’s learning disabilities, his unstable home environment, the violent culture in which he was raised, his substance abusе, truancy, and lack of criminal history. The district court denied the motion to reconsider and left the sentence intact. The court of appeal affirmed the conviction and sentence. [1] We denied writs thereafter. [2] The defendant also filed two previous unsuccessful applications for post-conviction relief. [3]
*6 In 2014, the defendant filed a pro se motion to correct an illegal sentence in light of recent developments in Eighth Amendment jurisprudence pertaining to the sentencing of juveniles. The district court and the court of appeal denied relief. [4] We granted the defendant’s writ application, appointed counsel, and ordered briefing.
DISCUSSION The defendant, a juvenile at the time of his offense, assigns two errors. First, he asserts his 99-year sentenсe without parole is an effective life sentence and is, therefore, illegal under . Second, he maintains the district court erred at sentencing by failing to consider his youth and other mitigating circumstances— including mental illness, unstable home environment, and lack of prior convictions.
The State asserts that established a categorical rule that
“concern[ed] only those juvenile offenders
sentenced to life
without parole solely
for a nonhomicide offense.”
We begin first with a brief review of the line of Eighth Amendment
decisions defining what constitutes excessive punishment of juveniles. Starting
*7
ex rel. Morgan v. State
, 12-2523 (La 4/16/13),
[4] The district court summarily denied the defendant’s motion to correct an illegal sentence; the
court of appeal denied writs, having found no error by the district court.
State v. Morgan
, 14-
1345 (La. App. 4 Cir. 12/16/14).
State ex rel. Morgan v. State
, 15-0100 (La. 3/4/16),
with
Roper v. Simmons
,
*9
offense, “based only on a discretionary, subjective judgment by a judge or jury that
the juvenile offender is irredeemably depraved,” does not adequately safeguard
against grossly disproportionate sentences.
Id
.,
2026–27, 2031 (citing
Roper
, 543 U.S. at 570, 125 S.Ct. at 1183).
[7]
Having
determined the Eighth Amendment requires a categorical ban, the Supreme Court
made clear that not every juvenile nonhomicide offender would ultimately rejoin
society. Rather than having to guarantee eventual freedom, states must ensure a
juvenile nonhomicide offender has a “meaningful opportunity for release based on
demonstrated maturity and rehabilitation,” a requirement which thе Supreme
Court, per its customary practice, left to the states to implement.
Id.
, 560 U.S. at
82,
*10 Notwithstanding any provision of law to the contrary, any person serving a sentence of life imprisonment who was under the age of [18] years at the time of the commission of the offense, except for a person serving a life sentence for a conviction of first degree murder (R.S. 14:30) or second degree murder (R.S. 14:30.1), shall be eligible for parole consideration pursuant to the provisions of this Subsection if all of the following conditions have been met:
(a) The offender has served [30] years of the sentence imposed[; and]
(b) The offender has not committed any major disciplinary offenses in the [12] consecutive months prior to the parole hearing date. . .
R.S. 15:574.4(D) (emphasis added).
To date,
State v. Brown
, 12-0872 (La. 5/7/13), 118 So.3d 332 is the only
case in which this Court has considered
Graham’s
applicability to a sentence other
than an actual life term. In 1999, 16-year-old Brown committed and was
subsequently convicted of five nonhomicide offenses (aggravated kidnapping and
four counts of armed robbery). The district court sentenced him to life
imprisonment “without benefit” plus four consecutive 10-year terms, also “without
benefit;” effectively a sentence of life plus 40 years without parole.
Id.
, 12-0872, p.
3,
The State interprets
Brown
to mean that this Court has opined that
Graham
is inapplicable to sentences other than actual terms of life without pаrole.
Brown
,
12-0872, p. 1
*13
We disagree and find the instant case distinguishable from
Brown
and
construe the defendant’s 99-year sentence as an effective life sentence, illegal
under . Whereas Brown was convicted of five offenses resulting in five
consecutive sentences which, when aggregated, resulted in a term pursuant to
which he would have no opportunity for release; here, the defendant was convicted
of a single offense and sentenced to a single term which affords him no
opportunity for release. In declining to extend to modify any of Brown’s
term-of-years sentences, we were most influenced by the fact that his actual
duration of imprisonment would be so lengthy only because he had committed five
offenses.
Brown
, 12-0872, pp. 13–14,
applies to any sentences which deprive a juvenile nonhomicide offender of a meaningful
opportunity for release, although, in each, the facts dealt with aggregate sentences for multiple
offenses. For exаmple, the Florida Supreme Court found the Eighth Amendment violation
identified in
Graham
arises not from the label a sentence is given but rather from the denial of a
meaningful opportunity for parole, and therefore found
Graham’s
clear intent was for the rule to
apply to life and term-of-years sentences alike.
Henry v. State
, 2015 WL 1239696 **4–5 (Fla.
Mar. 19, 2015) (defendant sentenced for multiple offenses; “[T]he specific sentence that a
juvenile nonhomicide offender receives for committing a given offense is not dispositive as to
whether the prohibition against cruel and unusual punishment is implicated.”);
see also Casiano
v. Comm'r of Correction
,
cert. denied
,
Here, in urging this Court is bound by the “life” versus “term-of-years”
distinсtion, the State does not address ’s mandate that a juvenile convicted
of a nonhomicide offense cannot be incarcerated for the duration of his life without
a meaningful opportunity for release.
See Graham
, 560 U.S. at 79, 130 S.Ct. at
2033 (“The State has denied him any chance to later demonstrate that he is fit to
rejoin society. . . . This the Eighth Amendment does not permit.”). Even granting,
as the State emphasizes, that the obligation to adhere to binding precedent is
limited to specific case holdings and is exclusive of dicta, the State misinterprets
Graham’s
holding
[11]
to the extent it fails to acknowledge its central premise that,
because a juvenile nonhomicide offender has diminished culpability, a sentence
which, based upon a judgment at the time of sentencing, bars him from ever re-
*15
130 S.Ct. at 2030. The district court made such a judgment here when, in
sentencing the defendant to the maximum term, he decided his lifetime potential
for rehabilitation was “relatively slim,” in light of his use of a weapon during the
robbery, and that the defendant would represent “an undue risk” to society if ever
given an opportunity for parole. In dismissing the penological justification of
incapacitation, the
Graham
court specifically rejected such premature judgment
about a juvenile’s lack of potential for growth and maturity. (“Even if the State’s
judgment that Graham was incorrigible were later corroborated by prison
misbehavior or failure to mature, the sentence was still disproportionаte because
that judgment was made at the outset.”
Graham
,
Moreover, in advocating that
Graham
does not pertain to a term-of-years
sentence, the State overlooks that
Graham
itself characterized the sentence at issue
in that case, which under Florida law was a life sentence, as a “term-of-years
sentence” apparently to distinguish it from a sentence of death. , 560 U.S.
at 61,
According to the Department of Corrections’ records, the defendant will not
become parole-eligible until 2082, after he has reached the age of 101. Thus, he
has received the functional equivalent of life without parole. Should we adopt the
State’s position, his net punishment would be substantially harsher than if he had
committed an offense the legislature hаs deemed more serious, such as aggravated
rape or aggravated kidnapping,
[12]
and had therefore been sentenced to a mandatory
life term to which
Graham
squarely applies.
[13]
If the defendant’s 99-year sentence
is permissible under
Graham
, he will remain incarcerated for the duration of his
life, even as fellow inmates convicted of more serious offenses,
see, e.g., State v.
Shaffer
, 11-1756 (La. 11/23/11),
[13] A hypothetical to illustrate the paradox: the defendant would be significantly better off, that is, eligible for parole more than 50 years earlier (at age 46), if, instead of committing an armed robbery of the victims, he had instead taken their car with their child still inside (aggravated kidnapping) or approached them on the street and raped the female victim at gunpoint (aggravated rape). Before Acts 2012, No. 466, Louisiana inmates serving life for nonhomicide crimes committed
as juveniles became parole eligible under
Graham
upon reaching age 45 and having served 20
years in custody.
Shaffer
,
rather than the significantly more morally upstanding alternative of allowing them to live. Our holding today, which finds a 99-year sentence to be the functional equivalent of life, resolves any such paradox in favor of common sense and morality.
Mindful that there exists no practical difference, in terms of actual length of imprisonment, between a life sentence and the 99-year sentence at issue, the State offers no compelling reason why should be construed as any less applicable to the defendant’s lеngthy sentence than to the sentence for another nonhomicide offense which under state law happens to be mandatory life. Nothing in was offense-specific, aside from the homicide/nonhomicide distinction. That courts would grapple with the “life”/“term-of-years” dilemma, however, was foreseen soon after the Supreme Court handed down its decision. As one academic onlooker put it:
What difference is there really between 120 years and life besides semantics, because the reality is the same either way. All sentencing courts would have to do is stop issuing [life without parole sentences] and instead start sentencing those same juveniles to 100 years, and the problem is solved. Gone would be the idea that juveniles are different, less culpable, and more deserving of a meaningful opportunity for release. Gone would be the incentive to rehabilitate. Gone would be Graham .
Leanne Palmer, Juvenile Sentencing in the Wake of Graham v. Florida: A Look Into Uncharted Territory , 17 Barry L. Rev. 133, 147 (2011). See also People v. Rainer , 2013 WL 1490107 at 12 (Colo. App. Apr. 11, 2013) (“Based on our consideration of the Supreme Court’s Eighth Amendment jurisprudence, and federal and state rulings since , we conclude that the term of years sentence imposed on Rainer, which does not offer the possibility of parole until after his life expectancy, deprives him of any ‘meaningful opportunity to obtain release’ and thereby violates the Eighth Amendment.”); People v. Caballero , 282 P.3d 291, 293–95 (Cal. 2012) ( Miller “made it clear that Graham's ‘flat ban’ on life without parole sentencеs applies to all nonhomicide cases involving juvenile offenders, including the term-of-years sentence that amounts to the functional equivalent of a life without parole sentence;” does not “focus on the precise sentence meted out” but requires some realistic opportunity to obtain release).
Finding that the defendant’s lengthy sentence of 99 years is an effective life sentence, we turn now to the issue of ensuring that the defendant’s sentence is in compliance with the dictates of Graham. The Louisiana legislature has already drawn the line of how many years are required before parole eligibility is available for juvenile nonhomicide offenders who have received a lifе sentence. Specifically, and as mentioned above, it enacted R.S. 15:574.4(D), to comply with , and decided that all defendants serving a life sentence for a nonhomicide offense committed as a juvenile would be parole-eligible (subject to specified disciplinary and other requirements) after serving 30 years. When it arrived at this decision, the legislature affirmatively fixed the point beyond which a juvenile nonhomicide offender in Louisiana cannot constitutionally be incarcerated without an opportunity for parole.
Thus, considerations of equity and consistency require that La. R.S.
15:574.4(D) be construed as applicable not just to those juvenile offenders serving
a sentence of life for a nоnhomicide offense, but also to those, like the defendant,
serving an effective life sentence for a single nonhomicide offense which the
legislature deems not so serious as to warrant an automatic life sentence. To
conclude otherwise would be to sanction the harsher punishment of those deemed
less culpable by the legislature than of those now indisputably entitled to parole-
*20
eligibility under present law. In making this determination, our primary focus is on
Graham’s
mandate that “the State must . . . give defendants like Graham some
meaningful opportunity to obtain release based on demonstrated maturity and
rehabilitation.”
Graham
,
In sum, because the defendant’s single sentence is distinguishable from the
multiple sentences in
Brown
and provides him no opportunity for parole, it is an
effective life sentence, illegal under
Graham
. Considering that he is being
punished significantly harsher than those convicted of more serious crimes, we
place the defendant on equal footing with the juveniles who have been sentenced to
life for nonhomicide offenses. To effectuate this decision, we order the Department
of Corrections to revise the defendant’s prison master to reflect that his sentence is
no longer without benefit of parole and to further calculate a parole eligibility date
according to the criteria in R.S. 15:574.4(D), thus satisfying
Graham
.
See, e.g.,
Shaffer
,
We reiterate that we are not ordering the defendant’s immediate release on
parole, nor or we guaranteeing his eventual release; rather, in compliance with
, we are imposing a sentence that “provides him [] with some realistic
opportunity to obtain release before the end of [an effective life] term. ,
Last, we address the defendant’s assignment of error that the district court erred in failing to consider mitigating circumstances at sentencing. We find this argument is procedurally barred. We have previously held the provisions of La.C.Cr.P. art. 930.3 “provide[] no basis for review of claims of excessiveness or other sentencing error post-conviction. State ex rel. Melinie v. State , 93-1380 (La. 1/12/96), 665 So.2d 1172. Thus, we decline to consider the defendant’s claim regarding the alleged sentencing error. Also, because this claim pertains solely to the district court’s discretion in choosing a sentence within the wide range provided by statute, it should have been raised on appeal. Id.; see also State v. Lanclos , 419 So.2d 475, 477 (La. 1982) (sentencing judge has wide discretion within statutory limits; failure to comply with La.C.Cr.P. art. 894.1 guidelines does not automatiсally render sentence invalid). Thus, while it is procedurally appropriate to review the defendant’s bona fide illegal sentence claim because he points to a now-illegal term under , which may be filed at any time ( see La.C.Cr. P. art. 882), we find the excessive sentence claim is otherwise barred and outside the scope of our review today. State v. Parker , 98-0256 (La. 5/8/98), 711 So.2d 694.
CONCLUSION
For the reasons expressed herein, we hold the categorical rule in Graham applies to the defendant’s 99-year sentence without parole insofar as it is the 10/19/16
SUPREME COURT OF LOUISIANA No. 2015-KH-0100
STATE EX REL. ALDEN MORGAN VERSUS
STATE OF LOUISIANA *24 ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT COURT FOR THE PARISH OF ORLEANS CRICHTON, J., additionally concurs and assigns reasons.
“I do solemnly swear that I will support the constitution and laws of the United States and the constitution and laws of this state. . .” La. Const. art. X, § 30.
These words, which each justice of this Court affirmеd upon taking office,
which all Louisiana lawyers affirm, and which the District Attorney also affirms,
reflect our solemn duty as members of the judiciary and the broader judicial system
to uphold the constitutions of the United States and Louisiana. Despite the clear
mandate of the United States Supreme Court in
Graham v. Florida
, 560 U.S. 48
(2010), the Orleans Parish District Attorney has taken the stunning position that
this defendant does not face the functional equivalent of life imprisonment and that
he would have—in the year 2082 and at age 101—a “meaningful opportunity to
obtain release based on demonstrated maturity and rehabilitation.”
Id.
, 560 U.S. at
75. Even worse, the District Attorney has invited this state’s high court to join him
in this constitutionally untenable position that directly conflicts with a line of
United Stаtes Supreme Court cases rolling back excessive punishment of juvenile
offenders.
See Graham
,
supra
,
Roper v. Simmons
,
Relatedly, I emphasize that the district attorney has an awesome amount of
power in our justice system, which encompasses the “entire charge and control of
every criminal prosecution instituted or pending in his district,” including the
determination of “whom, when, and how he shall prosеcute.” La. C.Cr.P. art. 61. As such, a prosecutor’s responsibility is as “a minister of justice and not simply
that of an advocate.” Model Rules of Prof’l Conduct R. 3.8 cmt[1] (Am. Bar. Ass’n
1983).
See also State v. Tate,
Notes
[1]
State v. Morgan
, 00-0622 (La. App. 4 Cir. 2/21/01),
[2]
State v. Morgan
, 01-1000 (La. 2/22/02),
[3] In his previous post-conviction applications, the defendant claimed counsel rendered ineffective assistance and the district court erred in failing to appoint a sanity commission. State
[6] Just this year, the Supreme Court revisited its rationale for these decisions, when it clarified that
Miller
(like
Roper
and
Graham
) announced a new substantive rule of constitutional law which
applies retroactively: “. . . the penological justifications for life without parole collapse in light of
“the distinctive attributes of youth . . . [and] sentencing a child to life without parole is excessive
for all but ‘the rare juvenile offender whose crime reflects irreparable corruption.’”
Montgomery
v. Louisiana
, 577 U.S. ___, ___, 136 S.Ct. 718, 734, 193 L.Ed.2d 599 (2016), rev’d, (Jan. 27,
2016),
abrogating, inter alia, State v. Tate
, 12-2763 (La. 11/5/13),
[7] The Court found a life sentence for such an offender entirely incompatible with the goal of rehabilitation because it “forswears altogether the rehabilitative ideal” in favor of a premature judgment about the juvenile's inherent worth and value to society. ,560 U.S. at 71–74,130 S.Ct. at 2028–30. In response, by Acts 2012, No. 466, the Louisiana legislature amended R.S. 15:574.4, providing in pertinent part:
[8]
Brown
drew upon similar cases in which courts have found
Graham
inapplicable to lengthy
aggregate sentences.
Id
., pp. 8–9,
[9] in that case (as in Brown ), the defendants were convicted of multiple offenses and had therefore been sentenced to lengthy terms which in the aggregate would deprive them of an opportunity for parole.
[10] The State has not pointed to a single case in which a juvenile convicted of
just one nonhomicide offense was sentenced to a single term of years exceeding his
life expectancy. In fact, we have encountered only one other such case within the
aggregate sentence for nine offenses was an effective life sentence under .
Brown
, 12-
0872, pp. 8–9,
[11] An opinion can be divided into two parts for the sake of its precedential value: its holdings,
which consist of “propositions along the chosen decisional path or paths of reasoning,” decided
based on facts and which lead to judgment; and dicta, which is everything else. Dicta and the
Rule of Law,
[12] The mandatory sentence for aggravated rape and aggravated kidnapping is life imprisonment. R.S. 14:42(D)(1); R.S. 14:44. A life sentence, in contrast with the sentencing range provided for armed robbery, see R.S. 14:64, indicates the legislature generally deems the former to be more serious than the latter. See State v. Wilson , 96-1392, pp. 6–7, 685 So.2d 1063, 1067 (“The
[15] The defendant urges that his trial counsel was disbarred at the time of trial. To the extent he
contends this disciplinary matter amounts to a special circumstance that authorizes this court’s
review of procedurally barred issues, we expressly find that the defendant’s trial counsel was not
yet disbarred during the 1999 trial of defendant, owing to rehearing delays that follow an order
of disbarment.
functional equivalent of a life sentence and dеnies him a meaningful opportunity
for release, to which he is entitled. Because it is an effective life sentence, it is
rendered illegal pursuant to and can be corrected at any time under La.
C.Cr. P. art. 882. We order the deletion of the defendant’s parole ineligibility and
order that he be designated as parole-eligible in accordance with La. R.S.
15:574.4(D). As noted above, we are not ordering the defendant’s immediate
release, nor or we guaranteeing his eventual release. Rather, the defendant’s
access to the Board’s consideration for parole will satisfy the mandate of .”
Shaffer
,
