Herschel L. Young (hereinafter, ‘Young”) appeals from the circuit court’s judgment after Teresa Hensley, prosecuting attorney for Cass County, (hereinafter, “Hensley”) instituted a quo warranto action against him, resulting in his ouster from his position as Cass County presiding commissioner. Young raises three points on appeal, challenging the constitutional validity and applicability of section 115.350, RSMo 2000, 1 and raising equal protection arguments. The judgment is affirmed.
Facts and Procedural History
On December 21, 1987, Young pleaded guilty to the felony offense of unauthorized use of a motor vehicle in the district court of Bell County, Texas. The district court entered an order “deferring adjudication” and placed Young on probation for three years. Young completed probation and the “adjudication” was dismissed. On June 29, 1995, Young pleaded guilty to assault in the second degree, a class C felony, in Cass County, Missouri. Young was sentenced to one year imprisonment. The circuit court suspended execution of his sentence and placed, him on supervised probation for three years. Young successfully completed his probation. The Missouri conviction was not recorded with the Missouri State Highway Patrol and remains absent from Young’s criminal history.
On March 16, 2010, Young filed a declaration of candidacy for the office of presiding commissioner of Cass County. On November 2, 2010, Young received the majority vote for presiding commissioner. Young was sworn in and entered upon the duties of that office on January 1, 2011.
Hensley filed this quo warranto action on January 3, 2011, alleging Young usurped the office of Cass County presiding commissioner because he was not qualified to be a candidate for elective public office due to his 1995 felony conviction in Missouri. The circuit court entered its judgment granting Hensley’s petition for
Standard of Review
Since Young is challenging the validity of a statute, this Court has exclusive jurisdiction over this appeal under article V, section 3 of the Missouri Constitution.
2
St. Louis County v. Prestige Travel, Inc.,
Constitutional Validity of Section 115.350
In his first point, Young argues the circuit court erred in ousting him from office in reliance upon section 115.350 because this statute violates article I, section 13 of the Missouri Constitution prohibiting retrospective application of the law. Young claims application of section 115.350 to him creates a new duty, obligation, or disability with respect to his 1995 felony conviction because it permanently forecloses him from running for office.
A statute is presumed to be constitutional.
Dydell v. Taylor,
Section 115.350 was enacted in 2007, several years after Young’s conviction. It provides, “No person shall qualify as a candidate for elective public office in the State of Missouri who has been convicted of or found guilty of or pled guilty to a felony under the laws of this state.”
(1) Vested Right
Article I, section 13 of the Missouri Constitution prohibits the enactment of any law that is “retrospective in its operation.” A law is retrospective in operation if it takes away or impairs vested or substantial rights acquired under existing laws or imposes new obligations, duties, or disabilities with respect to past transactions.
Hess v. Chase Manhattan Bank, USA, N.A.,
(2) New Obligation, Duty or Disability
Young’s argument encompasses the second disjunctive option, that section 115.350 imposes a new obligation, duty or disability solely because he has a prior felony conviction. Young claims this Court’s analysis in F.R. is dispositive because his 1995 conviction predates the enactment of section 115.350, thereby imposing a new obligation, duty or disability on him. Specifically, Young contends the statute imposes upon him an affirmative obligation to refrain from running for elective office and, by extension, from holding office.
In
F.R.,
this Court held two statutes were unconstitutional as applied to F.R. and Raynor when they imposed new obligations and duties on them solely as a result of their prior sex offense convictions, and their failure to perform these new duties and obligations carried criminal penalties.
F.R.,
This Court was mindful of the difficulties in distinguishing “the retroactive effect of this law from the ordinary regulatory actions that may take into account past conduct or past conditions in providing current or prospective regulation.”
Id.
Further, this Court recognized a slippery slope wherein “it could be well claimed that no statute could be enacted imposing new duties upon or giving new privileges or rights to a person already born ... [or] to a corporation already created.”
Id.
at 64 (quoting
Squaw Creek Drainage Dist. v. Turney,
Young’s argument attempts to go down this slippery slope. Section 115.350 does not impose any new obligation or duty on Young because he has no affirmative obligation to take any action whatsoever to comply with section 115.350.
Cf. F.R.; Doe v. Phillips,
Young also attempts to draw a parallel between his claim and those of F.R. and Raynor by arguing he will be subjected to criminal penalties under the election statutes based solely upon his 1995 conviction. In F.R., this Court stated both men would be subject to criminal penalties if they failed to comply with the laws as applied to them and that an essential element to be proven if felony charges were brought was that they both were convicted sex offenders. Id. at 63. Likewise, Young argues his 1995 conviction would be an essential element of any felony charge brought pursuant to section 115.631 concerning the averments contained in his declaration of candidacy form.
Section 115.349.1 provides that every candidate must file a written declaration of candidacy prior to having his or her name placed on the ballot. Section 115.349.3 requires the written declaration contain a statement that “if nominated and elected he or she will qualify.” This declaration must be subscribed and sworn under oath. Id. Section 115.631 sets forth felony election offenses connected with the exercise of the right of suffrage. This section includes falsely making any statement on the declaration of candidacy form.
The declaration of candidacy requirements apply to all candidates, not only those who have a felony conviction. Young’s obligation to prepare the declaration only arises because of his desire to run for office, not his 1995 conviction. Young filed his written declaration of candidacy and averred he was qualified to be elected as presiding commissioner. In contrast to the sex offenders in F.R., any possible criminal consequences Young may suffer pursuant to section 115.631 would not arise solely because of his 1995 conviction, but rather, would arise because the averment he included in his declaration of candidacy that “if nominated and elected he ... will qualify” was false. Any persons, previously convicted or otherwise, would be subject to criminal liability under section 115.631 if they included false assertions in the declaration of candidacy form, unlike the sex offenders in F.R, who were subject to liability solely due to their status as sex offenders.
Section 115.350, as applied to Young, does not operate retrospectively in violation of the constitution. Young’s first point is denied.
Appropriateness of Quo Warranto Proceedings
Young next argues that even if this Court finds section 115.350 constitutional, the circuit court still committed error ordering his ouster based upon Hensley’s quo warranto petition. Young raises four grounds to support his claim.
(1) Quo Warranto is Appropriate Remedy
Young claims quo warranto is only appropriate to determine an office holder’s legal right to “hold” office, not his qualifications for candidacy or his legal right to “run” for office. Since the circuit court relied upon section 115.350, which only speaks to Young’s qualifications to run for office, he contends its judgment ousting him from office by way of a quo warranto proceeding was improper.
Missouri caselaw dating back to 1895 has addressed this issue. In
State ex rel. Weed v. Meek,
Young attempts to distinguish all of these cases by arguing they did not state the ousted officials were not qualified to have their names placed on the ballot for the election, but instead merely found the ousted officials were not qualified to hold office at the conclusion of the election. It is axiomatic that one of the requisites to being qualified to hold office is that the person seeking office be a valid candidate and comply with statutory provisions regarding candidacy. Moreover, in
Kasten v. Guth,
(2) Quo Warranto not Superseded by Comprehensive Election Reform Act of 1977
In the alternative, Young argues if quo warranto was the appropriate remedy to oust unqualified candidates who hold elected office under this Court’s longstanding precedent, the legislature chose to abrogate this law by enacting the Com
While Young asserts this is the only mechanism to challenge the qualifications of a candidate, the statute does not make that intention clear. The plain language of section 115.526 permits other candidates to challenge their opponents’ qualifications in a private cause of action. Filing an action pursuant to section 115.526 is distinguishable from a quo warranto proceeding, which must be instituted by the attorney general or a prosecuting attorney and whose purpose is to determine lawful title to office and may be predicated upon whether the person challenged holds the requisite qualifications. The right to institute a quo warranto proceeding has not been superseded by this statute.
(8) Applicability of Section 561.021
Young next argues he is qualified to hold office pursuant to section 561.021.2. Young submits he completed probation several years before seeking office as presiding commissioner and this section prevents his ouster from office.
Section 561.021.2 provides:
[A] person who pleads guilty or nolo contendere or is convicted under the laws of this state of a felony or under the laws of another jurisdiction of a crime which, if committed within this state, would be a felony, shall be ineligible to hold any public office, elective or appointive, under the government of this state or any agency or political subdivision thereof, until the completion of his sentence or period of probation.
Young’s obligation to comply with the statutory requirements of section 115.350 and demonstrate he is qualified for candidacy does not conflict with his purported eligibility to hold office under section 561.021. These are two distinct issues that both must be addressed before a candidate may take office. Application of section 561.021 to Young does not change the fact that he first had to demonstrate he was qualified to be a candidate under section 115.350 before taking office after the election.
(k) Applicability of Section 561.016
Finally, Young argues section 115.350 conflicts with section 561.016. Young asserts section 115.350 does not define sufficiently what constitutes a “felony under the laws of this state” to comply with section 561.016.1(3) so as to impose a legal disqualification or disability upon him.
Section 561.016.1 states:
No person shall suffer any legal disqualification or disability because of a finding of guilt or conviction of a crime or the sentence on his conviction, unless the disqualification or disability involves the deprivation of a right or privilege which is
(1) Necessarily incident to execution of the sentence of the court; or
(2) Provided by the constitution or the code; or
(3) Provided by a statute other than the code, when the conviction is of a crime defined by such statute; or
(4) Provided by the judgment, order or regulation of a court, agency or official exercising a jurisdiction conferred by law, or by the statute defining such jurisdiction, when the commission of the crime or the conviction or the sentence is reasonably relatedto the competency of the individual to exercise the right or privilege of which he is deprived.
Section 561.016.1(3) requires the conviction to be defined by statute. Young asserts this means section 115.350 was required to list each specific felony under Missouri law in order to apprise the reader sufficiently of the specific conduct that carries with it the consequences of legal disqualification or disability. Young’s reading of section 561.016.1(3) defies logic and practicality. Section 115.350 provides sufficient notice of the conduct that will result in a legal disability or disqualification.
Young also contends section 561.016 restores his legal right to hold office in contravention of section 115.350. In
Chandler v. Allen,
Not all disqualifications or disabilities that historically have resulted from conviction of a criminal felony statute are encompassed by section 561.016. The legislature has not expressed intent within the statute to make a protected class of convicted felons who have concluded the penalty for their miscreant activity. Significant in understanding the purpose of the statute is the included phrase “legal disqualification or disability.” The statute expresses the intent of the General Assembly to remove much of the legal stigma resulting from conviction for a felony.... Legal disqualifications or disabilities are those disqualifications and disabilities imposed by law that restrict the legal ability of a convicted person to participate in civil activities and to enjoy certain rights ascribed to citizenship. To reduce the several legal disqualifications and disabilities historically imposed on convicted felons and to articulate the identification of those not otherwise articulated and imposed by statute, the General Assembly has provided that convicted felons will not suffer from “legal disqualification or disability” as a result of their convictions, except as provided by state constitution, code, or statute. The legislature’s grant of social reinstatement of convicted felons is not comprehensive, however. The General Assembly has continued to disqualify convicted felons by statute from enjoying several activities attendant to citizenship within our culture....
The prohibition from imposing legal disqualification or disability as articulated by section 561.016 is limited by the provisions of subparagraphs (1) through (4). These subparagraphs provide that a state constitution provision, code, or statute specifically disqualifying or restricting a convicted felon’s participation in civil life is excluded from section 561.016.1. The result of the remaining legal disqualifications and disabilities not eliminated by section 561.016 and other statutes means that the convicted felon is not returned to full enjoyment of citizenship ....
Chandler,
While it is evident the legislature intended to restore some of the legal disqualifications and disabilities convicted felons previously suffered by enacting section 561.016, it did not eliminate all disabilities. Id. at 762. Young’s second point is denied.
Equal Protection
In his final point, Young argues the circuit court erred in ousting him from office because section 115.350 violates the Equal Protection Clause of the Fourteenth Amendment of the United States Constitution and article I, section 2 of the Missouri
(1) Standing
Before addressing the merits of Young’s equal protection argument, the Court must determine whether he has standing to bring this constitutional challenge.
Missouri State Medical Ass’n v. State,
Hensley argues Young lacks standing to attack section 115.350 on the basis of equal protection by claiming it distinguishes between Missouri felons and felons from other jurisdictions because Young has pleaded guilty to offenses in Missouri and Texas. Hensley asserts section 115.350 would disqualify him in either instance under a plain reading of the statute. This Court disagrees. Section 115.350 clearly confínes itself to a person “who has been convicted of or found guilty of or pled guilty to a felony under the laws of this state.” (Emphasis added).
The circuit court determined Young lacked standing to raise this issue but for a different reason. The circuit court found Young’s 1987 guilty plea in Texas did not result in a felony conviction due to his “deferred adjudication.” In Texas, “[u]n-der the deferred adjudication scheme, a judge does not make a ‘finding of guilt’; instead the judge makes a finding that the evidence ‘substantiates the defendant’s guilt’ and then defers the adjudication.... A deferred adjudication is often referred to as a deferral on the finding of guilt.”
Donovan v. State,
Since Young is not a convicted felon in Texas, he has no standing to raise the application of section 115.350 to felons from other jurisdictions. However, he does have standing to raise constitutional challenges to the statute on behalf of felons convicted in Missouri based upon his 1995 conviction.
(2) Suspect Class or Fundamental Right
The United States Constitution provides, “No state shall ... deny to any person within its jurisdiction the equal protection of the laws.” U.S. Const. amend XIV. Article I, section 2 of the Missouri Constitution provides in pertinent part, “[A]ll persons are created equal and are entitled to equal rights and opportunity under the law.” Missouri’s equal protection clause provides the same protections as the United States Constitution.
In re Care and Treatment of Coffman,
Suspect classes are classes such as race, national origin, or illegitimacy that “command extraordinary protection from the majoritarian political process” for historical reasons.
Id.
(quoting
Riche v. Dir. of Revenue,
(3) Level of Scrutiny
The second step of the analysis requires the application of the appropriate level of scrutiny to the challenged statute.
Weinschenk v. State,
Section 115.350’s disqualification of Missouri felons from being candidates for elective public office has a rational basis under the law.
The public is entitled to the service of public officials who are of the highest character. It is of paramount importance to the people to have confidence in the honor and integrity of public officials. Society expects much from its public officials and rightly so. The public interest demands that public affairs be administered by officers upon whom rests no stigma of conviction of a felony.
State ex inf. Peach v. Goins,
Young acknowledges the legislature may restrict candidacy based upon certain prior criminal conduct and that this disqualification is a reasonable means of safeguarding the honesty and integrity of public officials exercising governmental power. However, he argues this is not a rational basis to disqualify Missouri felons while simultaneously finding felons from other jurisdictions are qualified to apply for candidacy to elected office. Young’s point is well-taken, but that is an issue to be addressed by the legislature, not this Court.
(U) Elected v. Appointed Felons
Finally, Young argues section 115.350 creates an additional unequal classification in that it treats Missouri felons who run for elective office differently from Missouri felons who are appointed to public office. As an example, Young cites language from section 561.021.2 that disqualifies Missouri felons, whether they hold elective or appointive office, until the completion of their sentences or periods of probation. Young’s argument fails because he cannot demonstrate these classes of felons are similarly situated. There is a clear distinction between being elected to public office by the citizens of the state and being appointed to an office by an appointing authority that ostensibly performs a vetting process to determine the qualification of its appointees.
Young failed to demonstrate section 115.350 violates the equal protection laws under the United States or Missouri Constitution. Young’s third point is denied.
Conclusion
Section 115.350 is constitutional as applied to Young and does not violate the constitutional guarantees of equal protection. The circuit court’s judgment is affirmed.
Notes
. All statutory references are to RSMo 2000 as updated by RSMo Supp.2010.
. In
State v. Olvera, 969
S.W.2d 715 (Mo. banc 1998), this Court held its jurisdiction to adjudicate quo warranto actions that sought to remove officials from office was confined to whether the office in question was a "state office.”
Id.
at 716. In that case, the Court explicitly held if the appeal did not involve title to any state office, jurisdiction was vested with the court of appeals, not this Court.
Id.
Several cases were noted that no longer should be followed to the extent they implied jurisdiction of an appeal contrary to that opinion.
Id.
at 716 n. 1. One of the cases is
State ex inf. Atty. Gen. v. Shull,
