Thе question presented in this interlocutory appeal is whether absolute legislative immunity and Eleventh Amendment sovereign immunity should bar plaintiffs’ claims arising from the allegedly unlawful termination of their state employment by executive branch officials of the State of Connecticut. In particular, we consider arguments by defendants John G. Rowland (“Rowland”), former Governor of the State of Connecticut, and Mark S. Ryan (“Ryan”), former Secretary of the Office of Policy & Management of the State of Connecticut (“OPM”) (collectively, “defendants”), that the United States District Court for the District of Connecticut (Alfred V. Covello, Judge) erred when it denied defendants’ motion seeking dismissal of plaintiffs’ complaint under the doctrines of absolute legislative immunity and Eleventh Amendment sovereign immunity.
State Employees Bargaining Agent Coalition (“SEBAC”), along with twelve of thirteen unions comprising SEBAC and five individually named union members, on behalf of a putative class of similarly-situated plaintiffs (jointly, “plaintiffs”), filed the instant action in January 2003 seeking damages against defendants in their personal capacities, and injunctive relief *76 against defendants in their official capacities. They filed an amended complaint in May 2003. Plaintiffs' amended complaint alleged constitutional violations arising from the termination of approximately 3,000 unionized state employees beginning in November 2002, assertedly carried out by defendants in retaliation for the employees’ political affiliations and uniоn membership. Plaintiffs’ claims for injunc-tive relief sought reinstatement to their previous positions, or to other positions in the state workforce, and an array of other forms of relief, including a prohibition against retaliating against plaintiffs.
Defendants moved to dismiss plaintiffs’ amended complaint under Fed.R.Civ.P. 12(b)(1) and Fed.R.Civ.P. 12(b)(6), arguing, inter alia, that plaintiffs’ claims were barred on legislative immunity and Eleventh Amendment sovereign immunity grounds. 1 The District Court decided, in response to defendants’ motion, that (1) sovereign immunity barred all of plaintiffs’ claims for money damages; (2) further discovery was required to determine whether legislative immunity would bar plaintiffs’ claims for injunctive relief; and (3) sovereign immunity did not bar plaintiffs’ claims for injunctive relief. On appeal, defendants challenge the District Court’s order insofar as it held that legislative immunity and sovereign immunity did not at this time bar plaintiffs’ claims for injunctive relief. 2
We agree with the District Court that defendants are not entitled to legislative immunity at this stage in the litigation, although we do so on somewhat different grounds than those relied upon by the District Court. We hold, as a threshold matter, that legislative immunity may bar not only claims for damages, but also certain claims seeking injunctive relief against state officials in their official capacities. Nevertheless, we agree with the District Court’s holding that discovery is necessary to assess whether legislative immunity may bar any of plaintiffs’ claims for reinstatement to their previous positions. Defendants will be entitled to legislative immunity from these claims if the District Court properly concludes, after discovery, (1) that when committing the alleged violations, defendants were acting in their “legislative” capacities under the test set forth in
Bogan v. Scott-Harris,
As to defendants’ argument that sovereign immunity bars plaintiffs’ claims for injunctive relief, we affirm the District Court’s denial of defendants’ motion to dismiss on that basis. In particular, we affirm the District Court’s conclusion that the injunctive relief sought by plaintiffs falls within the exception to sovereign immunity set forth in
Ex parte Young,
I. BACKGROUND
A. Factual Allegations
We set forth below the relevant facts as alleged in plaintiffs’ amended complaint and as discussed by the District Court. Because the ease comes to us after the denial of a motion to dismiss, we accept as true the facts as they are alleged in the amended complaint, as supplemented by undisputed facts that are matters of public record.
See Almonte v. City of Long Beach,
*78
In December 2002, defendants Rowland and Ryan announced the termination of the employment of approximately 3,000 unionized Connecticut state workers. As noted by the District Court, the State of Connecticut was facing a budget crisis at the time the dismissals were ordered.
See State Employees Bargaining Agent Coalition v. Rowland,
Civ. No. 3:03CV221 (AVC),
Under Connecticut’s constitution and statutory law, the Governor and the state legislature share responsibilities for administering the state budget. The Governor is required by law to present a budget plan to the General Assembly every two years. See Conn. Gen. Stat. §§ 4-72, 4-73. Each state agency must submit to the Governor, through the Secretary of OPM, a requisition for a quarterly allotment of funds. See id. § 4-85(a). The Governor may deny the request for funds if he determines that a change in circumstances since the adoption of the budget requires a modification. See id. § 4 — 85(b)(1). Before any modification goes into effect, the Governor must file a report with the joint standing committee of the General Assembly charged with responsibility for budget appropriations. The report must describe the change in circumstances requiring budget reductions. If a deficit of more than one percent of the state’s general fund of appropriations is projected, the Governor must also devise and implement a plan to prevent a budget deficit. See id. § 4-85(b)(2).
Plaintiffs filed the instant action in January 2003, approximately two months after the terminations began to take effect. They filed an amended complaint in May 2003, at a time when the terminations allegedly “continued to be implemented and [were] scheduled to continue in the future.” Plaintiffs do not refer to Connecticut’s budget crisis in their amended complaint. Instead, plaintiffs allege that defendants terminated the plaintiff employees because of anti-union animus and in retaliation for several plaintiff unions’ failure to support defendant Rowland in his re-election campaign. In particular, plaintiffs allege that, in November 2002, shortly after Rowland was re-elected Governor, Rowland and Ryan sought changes to the collective bargaining agreements previously reached between the plaintiff unions and the State of Connecticut. Defendants demanded that the unions grant concessions in the form of reduced health care and pension benefits, totaling over $450 million annually. Defendants allegedly threatened that if the unions did not agree to the concessions, defendants would terminate the employment of unionized state workers.
When plaintiffs refused to agree to the proposed concessions, defendants allegedly “carried out their prior threats” and announced that they would terminate approximately 3,000 unionized state employees. Id. ¶ 42. The terminations began to take effect on November 18, 2002, with defendants allegedly “intentionally singling] out only union members for ter *79 mination.” Id. ¶44. According to plaintiffs, “[a]ll of the state union employees selected for termination [were] members of the endorsing unions that supported defendant Rowland’s opponent in the 2002 gubernatorial race and opposed defendant Rowland’s re-election.” Id. ¶ 58. In contrast, defendants did not fire any employees belonging to the only state employee union that supported Rowland during his 2002 re-election campaign, the Connecticut State Police Union. Plaintiffs further allege that “[t]he Connecticut General Assembly did not participate in demanding that [plaintiffs] agree to $450 million in contract concessions, did not participate in threatening termination of union members ... and was not involved in determining whether any (and, if so, which) state union employees would be terminated when the demands were not granted.” Id. ¶ 49.
On the basis of the foregoing allegations, plaintiffs claim that “defendants Rowland and Ryan, in their official capacities ... violated and will in the future violate the rights of [plaintiff employees] to support, individually and through their union, political candidates of their choice, without reprisal, as guaranteed by the First and Fourteenth Amendment rights to freedom of political speech and freedom of political association, in violation of 42 U.S.C. § 1983.” Id. ¶ 61. They further assert that “because plaintiffs have asserted their rights under the [bargaining agreement], as protected by the Fifth Amendment to the United States Constitution and by the Contract Clause of the United States Constitution, defendants have penalized and/or sought to penalize [plaintiffs] by depriving them, or threatening to deprive them, of their right to continued public employment and/or to benefits arising out of their public employment.” Id. ¶ 59. Plaintiffs claim that they “have suffered and will in the future suffer irreparable harm as a result of defendants’ conduct.” Id. ¶ 62.
Plaintiffs’ amended complaint seeks compensatory and punitive money damages from defendants in their personal capacities. Plaintiffs also seek injunctive relief in the form of an order (1) “compelling defendants ... in their official capacities, to reinstate [individual plaintiffs] to their former positions with the State of Connecticut or such other position as the Court deems appropriate, with full and appropriate restoration of seniority and benefits”; (2) “enjoining defendants, in their official capacities, from ordering further terminations of members of the plaintiff Unions on account of their participation in or support of constitutionally-protected union activities”; and (3) preventing defendants from “penalizing,” “retaliating against,” or “undermining” plaintiffs for their refusal to grant concessions and for their failure to support defendant Rowland’s re-election campaign. Id. at 31-32.
B. District Court Proceedings
The case was originally assigned to Judge Alvin W. Thompson. On July 7, 2003, defendants filed a motion to dismiss the amended complaint. In their motion to dismiss, defendants asserted, inter alia, that (1) plaintiffs’ claims were barred by the doctrine of absolute legislative immunity; (2) plaintiffs’ claims were barred by the doctrine of sovereign immunity; and (3) defendants were entitled to qualified immunity with respect to plaintiffs’ claims for money damages. In November 2005, while defendants’ motion to dismiss was still pending, the case was reassigned to Judge Covello, who denied defendants’ long-pending motion to dismiss in an opinion dated January 18, 2006.
In its opinion, the District Court held that “discovery is required before the court can determine whether the defen
*80
dants are entitled to the defense” of legislative immunity.
Dist. Ct. Op.,
Addressing Eleventh Amendment sovereign immunity, the District Court held that plaintiffs’ claims were barred insofar as they sought to recover money damages. The District Court found that plaintiffs’ claims were not barred, however, insofar as they sought injunctive relief. In explaining its conclusion with respect to money damages, the District Court relied on the Supreme Court’s decision in
Pennhurst State School & Hospital v. Halderman,
On April 5, 2006, the District Court entered an order amending its earlier opinion (the “April 5 Order”). In particular, the District Court revised its earlier statement, in footnote 5 of the prior opinion, that “there is no evidence to support a finding that there existed a projected budget deficit of more than one percent, or ... that [the governor filed a] report or plan, or even an affirmation that the governor had invoked his authority under § 4-85(b).” April 5 Order at 2, Joint Appendix (“J.A.”) 90. The Court noted that, following its earlier ruling, “defendants filed for the first time a copy of an April 1, 2003 letter from the Office of the Comptroller to Governor Rowland stating that in September of 2002, there existed a deficit exceeding one percent and that on December 6, 2002, the governor furnished a deficit reduction plan.” On the basis of that letter, the District Court concluded:
Because the statute does not require the legislature to approve the governor’s [budget] plan, or even for the governor to follow his own plan when making deficit reduction decisions, a court could reasonably conclude that the defendants complied with Gen.Stat. § 4-85(b)(2) when ordering the job terminations at issue, and hence, are entitled to legisla-five immunity. However, in this Court’s view, before the defendants can cloak their actions with immunity, they must make out a good faith claim to it, that is, they must show that they ordered the layoffs to achieve budgetary savings under Conn. GemStat. § 4-85(b)(2), and' not for other reasons.
Id. The Court then concluded that “because this remains a disputed issue of fact, ... defendants are not entitled to legislative immunity at this juncture.” Id. at 2-3, J.A. 90-91. The District Court therefore reiterated its earlier denial of defendants’ motion to dismiss plaintiffs’ claims for in-junctive relief on the basis of legislative immunity.
This appeal followed.
II. DISCUSSION
A. Appellate Jurisdiction
Defendants seek to establish appellate jurisdiction over this interlocutory appeal under the collateral order doctrine, which permits interlocutory appellate review of certain non-final District Court decisions.
See Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc.,
*82
“Under the collateral order doctrine, ... [a]n order denying a motion to dismiss a complaint against a[n] ... official when the dismissal motion is based on the official’s assertion of absolute or qualified immunity is immediately reviewable, to the extent that the denial turns on issues of law.”
Almonte,
B. Legislative Immunity
We first address defendants’ argument that legislative immunity bars plaintiffs’ entire complaint and that the District Court therefore erred in concluding that discovery was necessary to determine whether legislative immunity applies to the instant claims.
1. Standard of Review and Governing Law
When a district court denies absolute or qualified immunity in response to a motion to dismiss, we review the district court’s denial
de novo. See Johnson v. Newburgh Enlarged Sch. Dist.,
Under the Supreme Court’s functional test for determining the applicability of absolute legislative immunity, “whether immunity attaches turns not on the official’s identity, or even on the official’s motive or intent, but on the nature of the act in question.”
Almonte,
2. Analysis
(a) Whether Legislative Immunity May Bar Claims for Injunctive Relief
It is uncontroversial that legislative immunity may bar claims for money damages brought against state and local officials in their personal capacities.
See, e.g., Almonte,
Generally speaking, “state legislators enjoy common-law immunity from liability for their legislative acts.”
Consumers Union,
We first addressed whether legislative immunity may shield state officials from claims for injunctive relief (as opposed to claims for damages) in
Star Distributors, Ltd. v. Marino,
Shortly after we decided
Star Distributors,
the Supreme Court similarly held that the doctrine of legislative immunity barred claims against state officials for injunctive relief, as well as for damages. In
Consumers Union,
We have ... recognized that state legislatures enjoy common-law immunity from liability for their legislative acts, an immunity that is similar in origin and rationale to that accorded Congressmen under the Speech or Debate Clause, Tenney v. Brandhove,341 U.S. 367 ,71 S.Ct. 783 ,95 L.Ed. 1019 (1951). In Ten-ney, we concluded that Congress did not intend § 1983 to abrogate the common-law immunity of state legislators. Although Tenney involved an action for damages under § 1983, its holding is equally applicable to § 1983 actions seeking declaratory or injunctive relief.
Id.
at 732-33,
Neither our Court nor the Supreme Court has expressly questioned, much less overruled, the holdings of Star Distributors and Consumers Union. Nevertheless, the Supreme Court on two occasions has somewhat cryptically cast doubt on its holding in Consumers Union that legislative immunity may bar claims for injunc-tive relief as well as those for damages.
In
Kentucky v. Graham,
When it comes to defenses to liability, an official in a personal capacity action may ... be able to assert personal immunity defenses.... In an official-capacity action, these defenses are unavailable. The only immunities that can be claimed in an official-capacity action аre forms of sovereign immunity that the entity, qua entity, may possess, such as the Eleventh Amendment.
Id.
at 166-67,
More recently, the Supreme Court in
Board of County Commissioners v. Umbehr,
We too have arguably departed from the Supreme Court’s holding in
Consumers Union
that legislative immunity applies to claims for injunctive relief, and from our own earlier holding to the same effect in
Star Distributors.
On three separate occasions, in cases involving suits against local government officials and entities, we have suggested that legislative immunity is a personal defense that government officials may not assert when they are sued in their official capacities.
See Almonte,
We do not think that
Almonte, Morris,
and
Goldberg
are applicable here. Each of those cases involved official-capacity claims against local-level officials, rather than state officials. While legislative immunity is available to local officials who are sued in their individual capacities,
see Bogan,
The Supreme Court has never reached a similar conclusion with respect to suits against states, or against state agents in their official capacities. This may explain why we did not attempt to reconcile the holdings of
Almonte, Morris,
and
Goldberg
with our earlier holding in
Star Distributors,
or with the Supreme Court’s similar holding in
Consumers Union.
Because the three cases addressing the availability of legislative immunity to municipalities did not cite or discuss, much less overrule,
Star Distributors,
and no decision of the Supreme Court has overruled the relevant holdings in
Consumers Union
or
Star Distributors,
we adhere to the law of the Circuit that legislative immunity may bar claims for injunctive relief against state officials.
See, e.g., Nicholas v. Goord,
We adhere to this conclusion, even in light of the recent Supreme Court decisions in
Graham
and
Umbehr,
for two reasons. First, the Speech or Debate Clause, which has been recognized as coterminous with the doctrine of absolute legislative immunity,
see Consumers Union,
Our conclusion is supported by recent decisions of the Third and Eleventh Circuits holding that legislative immunity may bar claims for injunctive relief against state officials,
see Scott v. Taylor,
In
Scott,
the Eleventh Circuit held that the claims of a plaintiff who sought in-junctive relief against state legislators were barred by legislative immunity.
In
Larsen,
“Without attempting to draw a line for all cases,” the Third Circuit determined that the relevant question in Larsen was “whether [plaintiffs] request for prospec *88 tive relief from the Senators could be accorded consistent with the policies underlying legislative immunity.” Id. The Third Circuit then concluded that legislative immunity applied because the plaintiff “seeks reinstatement — nothing less than that the individual Senators rescind their guilty vote on his impeachment.” Id. at 254. It noted that “[i]t is difficult to imagine a remedy that would more directly interfere with the role assigned exclusively to the Senators by the Pennsylvania Constitution.” Id. 10
Accordingly, we adhere to our holding in
Star Distributors,
(b) Effect of Legislative Immunity on Plaintiffs’ Claims
A defendant’s entitlement to legislative immunity from claims for injunctive relief does not depend solely on whether the defendant’s
acts
giving rise to the alleged violation were “taken in thе sphere of legitimate legislative activity.”
Bogan,
The case of
Consumers Union
is illustrative. In that case, the Supreme Court applied legislative immunity to bar plaintiffs claims for injunctive relief insofar as the relief sought would compel the defendants to perform a legislative act — the repeal or amendment of the state’s bar code to conform with constitutional requirements.
See Consumers Union,
Other cases have illustrated that even where a defendant commits allegedly unlawful acts in a legislative capacity, the desired injunctive order might act upon
*89
the defendant (or another defendant) in a purely non-legislative capacity. In such cases, we see no reason why a defendant should be entitled to legislative immunity simply because the harm alleged originated, in some sense, with a legislative act.
See, e.g., Kilbourn v. Thompson,
Accordingly, before defendants in the instant case can invoke legislative immunity to defeat a claim for injunctive relief, they must show both (1) that the acts giving rise to the harm alleged in the complaint
(ie.,
termination of plaintiffs from their positions in retaliation for political affiliations and union activities) were undertaken when defendants were acting in their legislative capacities under the functional test set forth in
Bogan,
(1) Whether Defendants’ Alleged Acts Were “Legislative” Under Bogan
Defendants argue that, in firing plaintiffs and (allegedly) eliminating their positions, they were engaging in acts that were legislative in nature and thus, entitled to immunity for those acts. We first address the District Court’s application of the functional test set forth by the Supreme Court in Bogan for deciding whether a defendant’s acts are “legislative” and therefore protected by the doctrine of absolute legislative immunity.
According to that test, two factors are relevant in determining whether a defendant’s acts are within the “sphere of legitimate legislative activity.” Id. at 54,
Although the Court in
Bogan
did not state explicitly whether establishing both the procedural and substantive elements of this inquiry was required for legislative immunity to apply, we agree with the District Court that establishing both elements is required in these circumstances. In particular, we think that before high-level
executive
branch officials in the State
of
Connеcticut can claim the protections of an immunity traditionally accorded to members of the
legislative
branch, it is important that they show that their activities were “legislative” both in form and in substance.
See Baraka v. McGreevey,
Defendants argue that the District Court erred in concluding that further factual discovery is necessary to determine whether their alleged acts were procedurally legislative under the first prong of the Bogan test. In particular, defendants contend that the District Court impermissibly focused on defendants’ motives, rather than on the nature of their acts, when conducting its analysis. Defendants point specifically to the District Court’s conclusion in the April 5 Order that further discovery is necessary so that the Court can determine whether defendants are able to make “a good faith [showing] ... that they ordered the layoffs to achieve budgetary savings under Conn. Gen.Stat. § 4-85(b)(2), and not for other reasons.” April 5 Order at 2, J.A. 90.
We agree with defendants that the District Court impermissibly focused on defendants’ motivеs when concluding that discovery was warranted. It has been well-settled since the Supreme Court’s decision in
Bogan
that courts may not consider a defendant’s motives when assessing the legislative nature
vel non
of his actions.
See Bogan,
The District Court thus erred when it determined that before defendants’ activities could be cloaked with legislative immunity, defendants would have to make a “good faith showing” as to their “reasons” for ordering the alleged terminations. Neither a showing of “good faith” nor an inquiry into defendants’ subjective “reasons” addresses the relevant issue of whether the “nature of the aet[s]” that gave rise to the alleged harm was legislative or executive.
Id.
at 54,
Nevertheless, we agree with the District Court’s ultimate conclusion that further discovery is necessary to determine whether defendants’ acts were indeed procedurally legislative under
Bogan.
We are unable to determine on the current record whether defendants’ alleged acts were “integral steps in the legislative рrocess.”
Id.
at 55,
We turn next to the District Court’s application of the second prong of the Bo-gan test, inquiring whether the acts undertaken by defendants were substantively legislative. Defendants argue that bеcause the District Court concluded that defendants’ actions were “substantively legislative,” and because the Supreme Court in Bogan did not address whether legislative immunity attaches only to actions that are both substantively and procedurally legislative, we should conclude that legislative immunity bars the instant action. Appellants’ Br. at 37.
We reject this argument for two reasons. First, as explained above, to establish a legislative immunity defense in the instant case, defendants must show that their acts are procedurally, as well as substantively, legislative. Second, the current record does not reveal whether the District Court properly concluded that defendants’ actions were substantively legislative. The District Court based its conclusion on its observation that “in this case the governor faced a budget crisis in the fall of 2002, and, as the state’s chief executive officer, exercised his discretion to reduce expenditures by demanding collective bargaining agreement concessions and
by eliminating some 3,000 union jobs
through executive order.”
Dist. Ct. Op.,
The elimination of a position, unlike “the hiring or firing of a particular employee,” is a substantively legislative act for legislative immunity purposes.
Bogan,
Even assuming arguendo that the current record established that some positions were eliminated from the state workforce during the relevant time period, defendants cannot demonstrate at this stage of the litigation that their acts were substantively legislative. The District Court did not consider whether plaintiffs’ positions were eliminated, or whether plaintiffs’ loss of their state employment was directly attributable to any budget modifications proposed or implemented administratively by defendants. 12
Accordingly, discovery is necessary before the District Court can determine conclusively whether defendants’ actions were substantively legislative. After discovery, the dispositive question to be answered by the District Court regarding this aspect of its
Bogan
inquiry should be whether plaintiffs’ positions were eliminated (a substantively legislative act),
see Almonte,
Although we do not set forth the precise contours of the distinction between legislative position eliminations and administrative firings, we briefly note, for the benefit of the District Court, the possibility that discovery will reveal facts suggesting defendants initially administratively fired plaintiffs and only subsequently eliminated their positions. In
Jessen v. Town of Eastchester,
(2) Whether the Relief Sought Would Enjoin Defendants in Their Legislative Capacities
Assuming arguendo that defendants’ alleged actions are substantively and procedurally legislative under Bogan, defendants must still show, before they are afforded the protections of legislative immunity as to claims for injunctive relief, that the requested relief would enjoin them in their legislative capacities. Defendants do not address this issue, other than to assert broadly that the reasoning of the Eleventh Circuit’s decision in Scott is persuasive and should be adopted by our Court. Plaintiffs address the issue more directly when urging us to find as a matter of law that legislative immunity is inapplicable to the instant claims for injunctive relief. In particular, plaintiffs claim that they “do not seek to enjoin defendants from performing any legislative functions,” but seek instead merely to prevent defendants “from enforcing unconstitutional legislation ... that they participated in enacting.” Appellees’ Br. at 66. Consequently, plaintiffs argue that defendants may not invoke legislative immunity against the instant claims for injunctive relief at this stage, or at any future stage, in the litigation.
Addressing the merits of this argument, we look first to the nature of the relief sought. Plaintiffs’ amended complaint seeks relief in the form оf an order that would, inter alia, “compel[] defendants ... in their official capacities, to reinstate [plaintiffs] to their former positions with the State of Connecticut or such other position as the Court deems appropriate, with full and appropriate restoration of seniority and benefits.” Am. Compl. at 32 ¶ 9. We agree with plaintiffs that legislative immunity does not bar the requested relief insofar as it involves reinstatement to existing positions other than the positions that plaintiffs previously held — ie., reinstatement to “other position[s] as the Court deems appropriate.” Id.; see also Appellees’ Br. at 42 (“[E]ven if positions occupied by the unreinstated employees do not currently exist, these employees can be reinstated to equivalent positions ... in any number of other State agencies”); id. at 43 (“[E]ven if no such vacancies in the full-time workforce exist, the District Court can order unreinstated workers to be hired as durational employees until openings arise”). Because ordering defendants to hire plaintiffs into existing positions in the state workforce would not require either a new allocation of funds or the passage of new legislation, but would instead compel defendants to act only in their administrative capacities as executive branch officials with authority over the state workforce, we conclude that legislative immunity presents no obstacle to the District Court’s ordering of any such relief. 13
Nevertheless, we cannot assess, at the pleading stage, the merits of plaintiffs’ argument that legislative immunity also presents no obstacle to their claims seeking reinstatement to their
previous positions.
Whether restoring plaintiffs to those positions would compel defendants to act in their legislative capacities will neces
*94
sarily hinge on the findings made by the District Court regarding the issues to be resolved under
Bogan.
If defendants successfully demonstrate that their actions in terminating plaintiffs’ positions were legislative in nature under
Bogan,
plaintiffs’ claims for reinstatement to their previous positions would be barred by legislative immunity. This is so because ordering such relief would require no less than a judicial order compelling defendants, in their official capacities, to re-create positions that would have been eliminated through prior legislative action. As the Third Circuit has recognized in similar circumstances, granting such relief contravenes “the general policies underlying legislative immunity.”
See Baraka,
Moreover, unlike the injunction in
Consumers Union,
which prevented “enforcement” of unconstitutional provisions of the Virginia Bar Code, plaintiffs’ projected relief would not merely enjoin defendants from performing discretionary functions or from exercising their “independent enforcement authority.”
Consumers Union,
In sum, we dismiss defendants’ appeal for lack of jurisdiction insofar as it challenges the District Court’s conclusion that defendants’ entitlement to legislative immunity from plaintiffs’ claims seeking reinstatement to their
previously-held positions
hinges on findings that can be made only following discovery.
See Almonte,
C. Eleventh Amendment Sovereign Immunity
We turn now to defendants’ argument that Eleventh Amendment sovereign immunity bars the instant action in its entirety, and that the District Court therefore *95 erred by not dismissing plaintiffs’ claims seeking injunctive relief.
1. Standard of Review and Governing Law
We review
de novo
the District Court’s denial of defendants’ motion to dismiss the amended complaint on Eleventh Amendment sovereign immunity grounds.
See Western Mohegan Tribe & Nation v. Orange County,
The Eleventh Amendment provides that “[t]he Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S. Const, amend. XI. “The reach of the Eleventh Amendment has ... been interpreted to extend beyond the terms of its text to bar suits in federal courts against states, by their own citizens or by foreign sovereigns.... ”
Western Mohegan,
2. Analysis
Defendants assert that plaintiffs have failed to meet the requirement of
Ex parte Young
that they allege an
“ongoing
violation of federal law.”
Verizon Md., Inc. v. Public Serv. Comm’n of Md.,
Plaintiffs claim that this Court lacks interlocutory appellate jurisdiction to consider defendants’ sovereign immunity argument. They contend that defendants’ argument is merely a claim of mootness disguised as a claim of entitlement to sovereign immunity and assert that a defendant should be deemed to have asserted a claim of mootness, rather than one of sovereign immunity, when, as here, the defendant has claimed that requested relief became unavailable
after
commencement of the litigation. Plaintiffs rely for support on two cases denying interlocutory review to government officials who were subjected to civil
litigation—Will v. Hal-lock,
Neither
Will
nor
Bastien
works in plaintiffs’ favor.
Will
did not involve a claim of entitlement to sovereign immunity. Indeed, the Court in
Will
expressly distinguished that case from cases emerging in the sovereign immunity context where, as the Court recognized, interlocutory appeal is generally permissible.
See Will,
Although
Bastien
involved a claim of entitlement to sovereign immunity, it did not require application of the
Ex parte Young
exception that is relevant to the instant appeal. We are specifically required by
Ex parte Young
to examine whether there exists an
ongoing
violation of federal law.
See Verizon,
Addressing the merits of defendants’ sovereign immunity arguments, we find them to be unpersuasive. Every Circuit to have considered the issue, including our own, has held that claims for reinstatement to previous employment satisfy the
Ex parte Young
exception to the Eleventh Amendment’s sovereign immunity bar.
See Dotson v. Griesa,
Of these cases, only the First Circuit’s decision in
Whalen
involved a claim seeking reinstatement to a position that no longer existed.
See Whalen,
Assuming
arguendo
that plaintiffs’ positions no longer exist, we conclude, as a matter of first impression, that the alleged violation of plaintiffs’ rights is nevertheless “ongoing” for the purposes of the
Ex parte
*97
Young
exception. We reach this conclusion because, to the extent plaintiffs assert violations of their right to state employment, the elimination of their positions would do nothing to extinguish that right, much less the underlying violation. Rather, the elimination would merely extinguish the specific
positions
to which plaintiffs claim they are still entitled. Nothing prevents plaintiffs — either as a conceptual matter or under the doctrine of
Ex parte Young
— from claiming an “ongoing” harm based on the State’s present, ongoing failure to re-create those positions in the State workforce, or to restore plaintiffs to other existing positions. Indeed, the state’s alleged failure to act in that-regard is, by its nature, both (1) ongoing and (2) potentially curable by prospective relief compelling the State to re-create positions or rehire plaintiffs into existing positions.
16
Cf. Elliott,
Green v. Mansour,
Nor is the relief sought here analogous to that which the Supreme Court, in
Papa-san,
held was barred under the Eleventh Amendment. In that case, the Court held that a request to enjoin the state from withholding “accrued benefits” of a land trust sought retroactive, rather than prospective, relief and was therefore barred by the Eleventh Amendment.
Here, plaintiffs’ requested relief of reinstatement to positions that might no longer exist can hardly be characterized as “retroactive” or as seeking “accrued benefits.” To the contrary, the relief would be entirely forward-looking inasmuch as it would require the state prospectively to rehire plaintiffs into existing positions or create
new
positions in the State workforce, and to compensate plaintiffs for work performed in the course of their
future
employment.
See Doe,
131 F.3d at
*98
841 (relying on fact that plaintiff “would be entitled to [a] salary solely for his work after reinstatement” to conclude that relief of reinstatement was prospective in nature). Moreover, plaintiffs’ injunctive claims do not seek compensation for past wrongs, and they would not appear to require the state to pay lost wages, back-pay, or retroactive benefits to plaintiffs.
See id.
(observing that “while reinstatement would relate to the past violation, it would not amount to relief
solely for the past violation”).
Rather, reinstatement, if granted, would serve directly to “end[ ] the [alleged] violation of federal law.”
Papasan,
Defendants also argue that plaintiffs’ other claims for injunctive relief, including its claims for an injunction prohibiting retaliation against plaintiffs, are barred by Eleventh Amendment sovereign immunity as a matter of law. Defendants contend that the additional forms of in-junctive relief requested by plaintiffs also do not respond to any ongoing violation of federal law. We disagree. Plaintiffs seek other forms of injunctive relief as a remedy for defendants’ alleged ongoing retaliation against the individual and union plaintiffs, as demonstrated by defendants’ alleged failure to rehire the individual plaintiffs (or restore their positions). The prohibition against retaliation sought by plaintiffs, for example, would prevent this alleged ongoing injury from occurring again in the future. Thus, sovereign immunity does not bar the other forms of injunctive relief sought by plaintiffs.
In sum, we conclude that the District Court properly denied defendants’ motion to dismiss plaintiffs’ claims for injunctive relief on sovereign immunity grounds.
III. CONCLUSION
To summarize, we hold that:
(1) Legislative immunity does not apply exclusively to bar claims for damages, but may also apply to bar claims for injunctive relief brought against state officials in their official capacities.
(2) In determining whether the instant claims for injunctive relief are barred by legislative immunity, it is necessary to determine (a) whether defendants’ actions were “substantively” and “procedurally” legislative; and (b) whether the specific relief sought would enjoin defendants in their performance of legislative functions.
(3) In the circumstances presented, discovery is necessary to assess whether defendants are entitled to legislative immunity with respect to plaintiffs’ claims for reinstatement to their previous positions.
(4) As a matter of law, defendants are not entitled to legislative immunity with respect to plaintiffs’ claims to placement into other, existing positions, because granting this relief would not enjoin defendants in their performance of legislative functions.
(5) Eleventh Amendment sovereign immunity does not bar plaintiffs’ claims for injunctive relief.
Accordingly, we hereby Dismiss the appeal for lack of jurisdiction insofar as it challenges the District Court’s denial of legislative immunity with respect to plaintiffs’ claims seeking reinstatement to their *99 previous positions. We Affirm the order of the District Court insofar as it denied legislative immunity with respect to plaintiffs’ claims seeking placement into other, existing positions. We also Affirm the order of the District Court insofar as it held that plaintiffs’ claims for injunctive relief were not barred by the Eleventh Amendment.
Notes
. Defendants also moved to dismiss plaintiffs' claims under Fed.R.Civ.P. 12(b)(6) for failure to state a claim upon which relief can be granted. That motion was denied by the District Court in its entirety,
see State Employees Bargaining Agent Coalition v. Rowland,
Civ. No. 3:03CV221 (AVC),
. As plaintiffs note in their brief, although the District Court found that plaintiffs' claims for money damages were barred pursuant to Eleventh Amendment sovereign immunity, the District Court did not explicitly “dismiss" these claims, nor did it "grant” defendants' motion to the extent it sought dismissal of the claims.
See
Appellees’ Br. at 51. Nevertheless, it is apparent from the District Court's order that defendants' motion was effectively granted insofar as it sought dismissal of plaintiffs’ claims for money damages due to lack of subject matter jurisdiction under the Eleventh Amendment.
See Dist. Ct. Op.,
. We recognize that defendants no longer occupy state office. Although we use the phrase "defendants” throughout this opinion when discussing plaintiffs’ official-capacity claims for injunctive relief, we note that any relief that is ultimately granted by the District Court against defendants in their official capacities would apply not to Rowland and Ryan, but to the current Governor and Secretary of the Office of Policy Management of the State of Connecticut.
. The District Court viewed defendants’ motion to dismiss on legislative immunity and sovereign immunity grounds as challenging only the District Court’s subject-matter jurisdiction under Fed.R.Civ.P. 12(b)(1), rather than as challenging the legal sufficiency of the amended complaint under Fed.R.Civ.P. 12(b)(6).
See Dist. Ct. Op.,
It is well-settled that legislative immunity is not a jurisdictional bar, but is rather a personal defense that may be asserted to challenge the sufficiency of a complaint under Rule 12(b)(6).
See Goldberg v. Town of Rocky Hill,
However, we need not decide whether the District Court correctly reviewed defendants’ motion to dismiss on sovereign immunity grounds as a challenge to the District Court’s subject-matter jurisdiction, nor need we consider the related question of whether facts outside plaintiffs’ amended complaint could be considered for the purposes of resolving the motion.
Cf. Wisc. Dep’t of Corr. v. Schacht,
. Plaintiffs argue that it is unclear whether the District Court intended to dismiss all of their claims for money damages.
See
Appel-lees’ Br. at 51 n. 15 (contending that "[t]he precise meaning of this aspect of the District Court’s ruling is unclear” and that the District Court might have intended not to bar claims for "other aspects of compensatory damages” such as "emotional distress” and for "punitive damages”). We find no ambiguity in the District Court’s statement that
“[a]ny
claim for money damages ... is
*81
barred,”
Dist. Ct. Op.,
. The District Court also denied as “moot” defendants’ claim that qualified immunity shielded them from liability. In particular, the District Court concluded that because qualified immunity is a defense against suits for money damages, and because plaintiffs’ claims for money damages were precluded on Eleventh Amendment grounds, it was not necessary to address defendants’ qualified immunity arguments.
Dist. Ct. Op.,
. The Speech or Debate Clause provides that "for any Speech or Debate in either House, [Senators and Representatives] shall not be questioned in any other Place.” U.S. Const. art. I, § 6, cl. 1.
. As the Court also explained, [p]ersonal capacity suits seek to impose *85 personal liability upon a government official for actions he takes under color of state law.... Official capacity suits, in contrast, generally represent only another way of pleading an action against an entity of which an officer is an agent. As long as the government entity receivеs notice and an opportunity to respond, an official-capacity suit is, in all respects other than name, to be treated as a suit against the entity. It is not a suit against the official personally, for the real party in interest is the entity. Thus, while an award of damages against an official in his personal capacity can be executed only against the official's personal assets, a plaintiff seeking to recover on a damages judgment in an official-capacity suit must look to the government entity itself.
Graham,
. This possible reading of
Graham,
however, is called into question by another aspect of the decision.
Graham
also discussed with approval the Court's earlier holding in
Consumers Union
that plaintiffs could not claim attorney's fees premised on the legislative acts of the defendant Virginia Supreme Court justices, who were sued for injunctive relief in their official capacities.
See id.
at 164,
. The Third Circuit recently reaffirmed its conclusion that legislative immunity may, in appropriate cases, bar claims for injunctive relief against state officials sued in their official capacity in
Baraka
v.
McGreevey,
. The District Court did not make any conclusive determinations in this regard. See April 5 Order at 2, J.A. 90 (stating that "a court could reasonably conclude that the defendants complied with Conn. Gen.Stat. § 4-85(b)(2) when ordering the job terminations at issue here”) (emphasis added). Moreover, the amended complaint does not directly address the issue of which, if any, legislative powers were invoked, but simply alleges in a conclusory fashion that "[d]efendants were not acting in a legislative capacity when they made their demands for union contract concessions, when they made their threats of retaliatory union member terminations ..., and when they implemented the terminations at issue in this lawsuit.” Am. Compl. ¶ 50.
. We note that defendants need not prove they acted unilaterally in order for their acts to be legislative.
Cf. Bogan,
. Of course, defendants could still object to the practical availability of the "administrative” relief sought by plaintiffs. But such objections would speak not to the legislative nature vel non of the relief that would be granted, but instead to the doctrines governing judicial exercise of discretion when determining the extent and nature of injunctive relief that may be granted.
. Because defendants do not assert that the other forms of injunctive relief sought by plaintiffs, including plaintiffs’ request for an injunction prohibiting retaliation against them, would enjoin defendants in their legislative capacities, we do not consider whether legislative immunity might also bar these forms of relief. The parties are directed to address arguments concerning these other forms of relief to the District Court in the first instance.
. Because we also conclude below that defendants are not entitled to sovereign immunity from claims for injunctive relief as a matter of law, see post, we reject plaintiffs’ additional argument against our exercise of interlocutory jurisdiction-—namely, that resolution of the sovereign immunity issue hinges on unresolved factual determinations. See Appellees’ Br. at 34-35.
. Of course, we need not address here whether legislative immunity might bar the awarding of such relief.
. Defendants' argument that plaintiffs' eighth claim for relief is barred under the Eleventh Amendment because it is based on an alleged violation of state law, in violation of
Pennhurst,
