STATE COMPENSATION INSURANCE FUND et al., Petitioners, v. INDUSTRIAL ACCIDENT COMMISSION, PAUL J. HULL, Respondents.
S. F. No. 18366
In Bank
Mar. 25, 1952
38 Cal. 2d 659 | 242 P.2d 311
Edmund J. Thomas, Jr., T. Groezinger, Robert Ball, P. H. McCarthy, Jr., F. Nason O‘Hara, Herbert S. Johnson and Alfred C. Skaife for Respondents.
CARTER, J.-Compensation was awarded to Paul J. Hull under the workmen‘s compensation law. The employer and his insurance carrier seek to have the award annulled.
Hull was employed as an oiler on road construction work west of Woodland, California. He had been working about three and a half days with an outfit of which William Hoover was foreman. While they were at work Hoover walked past Hull to a truck driver and directed the latter to tell Hull to help load a caterpillar. Hull received confirmation of the order by calling across to Hoover. Later Hull approached Hoover and inquired why he didn‘t give him a direct order instead of relaying it through the truck driver. Hoover asked, “What‘s the matter, don‘t you like your job?” Hull said he didn‘t mind the job, but he wanted to be talked to as man to man. Asked if he wanted to quit, Hull said he did
The commission‘s first order was a denial of compensation based on the finding that Hull was the aggressor in the fight. A petition for rehearing was granted by the commission to reconsider whether Hull was the aggressor and if so, whether an aggressor injured in an argument arising out of the employment was entitled to an award of compensation under the workmen‘s compensation law of this state. In its order on rehearing the commission found that Hull sustained injury occurring in the course of and arising out of the employment in an altercation in which he was the aggressor. An award of $8.57 temporary disability and an additional award to cover the cost of medical and dental treatment followed.
The petitioners challenge the validity of the award on the ground that it is contrary to the decisions of the Industrial Accident Commission from the beginning of operation of the governing law in this state and contrary to definite intimations of this court in harmony with the decisions of the commission. The respondents concede that their present position is contrary to former decisions of the commission and of statements of this court, but they assert that “the modern trend” in industrial accident cases is to award compensation “irrespective of fault” and that although an aggressor may be at fault he is nevertheless entitled to compensation.
The workmen‘s compensation law as declared in the Constitution and statutes compels affirmance of the award. The Constitution confers upon the Legislature power to establish a system of workmen‘s compensation and create and enforce a liability on employers to compensate their workmen for injury sustained in the course of their employment “irrespective of the fault of any party.” (Italics added.) (
These principles, including the negation of a requirement that the employee is doing something for his employer‘s benefit, were clearly stated by this court in the recent case of Pacific Emp. Ins. Co. v. Industrial Acc. Com., 26 Cal.2d 286 [158 P.2d 9, 159 A.L.R. 313], where we abandoned the long standing rule in this state that the victim of “horseplay” was not entitled to compensation. The logic of that case is here compelling. We said: “As grounds for annulling the award, the insurer contends that, although the applicant‘s injury occurred in the course of her employment, it did not arise ‘out of’ her employment and, accordingly, is not a compensable injury within the jurisdiction of the Industrial Accident Commission. . . . ‘It is not indispensable to recovery, however, that the employee be rendering a service to his employer at the time of the injury. (Citations.) The essential prerequisite to compensation is that danger from which the injury results be one to which he is exposed as an employee in his particular employment.’ . . . The petitioner concedes
It should be noted that in the Carr case the court cited and quoted with approval from Hartford Acc. & Indem Co. v. Cardillo, 72 App.D.C. 52 [112 F.2d 11], cert. den. 310 U.S. 649 [60 S.Ct. 1100, 84 L.Ed. 1415] (see portion of Carr case last quoted above). The Hartford case was written by Judge Rutledge, later an Associate Justice of the Supreme Court of the United States, and involved the issue of whether an employee who was assaulted because of vile language he used arising out of a work dispute could recover workmen‘s compensation under the Longshoremen‘s & Harbor Workers’ Compensation Act. The court in an illuminating discussion held he could, stating: “No common denominator for the cases can be found in the nature of the specific act or event which is the immediate cause of the injury. Whether it is ‘natural’ or abnormal, occurs on or off the employer‘s premises, consists in the action of physical or human agencies and, if the latter, is reflex or volitional, lawful or unlawful, by one deranged or responsible, the common element is to be found in
“Nor is it necessary, as these cases show, that the particular act or event which is the immediate cause of the injury be itself a part of any work done for the employer by the claimant or others. Otherwise no award could be given for many injuries now compensated, such as those caused by stray bullets, unexplained falls, objects falling from outside the employer‘s premises and work, many street risks, horseplay, most assaults and many other causes. ‘The risks of injury incurred in the crowded contacts of the factory through the acts of fellow workmen are not measured by the tendency of such acts to serve the master‘s business.’ Not that the act is in the line of duty, or forwards the work, or creates special risk, but that the work brings the employee within its peril makes it, for purposes of compensation, ‘part of the work.’
“Recognition that this is so came more easily as to physical than as to human forces. As with street risks, the early disposition in cases of human action was to emphasize the particular act and its nature, except anomalously when it involved merely negligence of the claimant or fellow employees. The statutory abolition of common law defenses made easy recognition of the accidental character of negligent acts by the claimant and fellow servants. The extension to their accidental (i. e., non-culpable, but injurious) behavior was not difficult. So with that of strangers, including assault by deranged persons, and their negligence intruding into the working environment. But these extensions required a shift in the emphasis from the particular act and its tendency to forward the work to its part as a factor in the general working environment. The shift involved recognition that the environment includes associations as well as conditions, and that associations include the faults and derelictions of human beings as well as their virtues and obediences. Men do not discard their personal qualities when they go to work. Into the job they carry their intelligence, skill, habits of care and rectitude. Just as inevitably they take along also their ten-
“But resistance to application of the broad and basic principle has been most obstinate perhaps where the particular act immediately causing injury involves responsible volition by the claimant or others. The extreme instances are those containing an element of illegality or criminality. The horseplay and assault cases are illustrative. Confusion and conflict still reign in these realms.
“Several factors have sustained the resistance. One is the hangover from common law conceptions of profiting by one‘s own wrong. But this applies as well, in logic, to contributory or one‘s own exclusive negligence. Another was the now thoroughly dissipated notion that voluntary responsible action cannot be accidental. The volitional character of the act also raised a supposed analogy to ‘independent, intervening agency’ in tort causation. There was, further, an assumed essential opposition between ‘personal’ acts and those of an ‘official’ (i. e., related to the work) character. An assault necessarily involves emotional make-up and disturbance. In a broad sense nothing is more personal. Quarreling is always so. This accounts for the early disposition to regard all injuries from wilful assault as not compensable, a view also necessarily dictated, except rarely when duty requires fighting, if tendency of the particular act to forward the work or direct connection with line of duty are the tests of liability. But that view now is repudiated universally in recognition that work causes quarrels and fights. That they involve volition and fault, have no tendency to forward the work, and are permeated with the personal element of anger no longer suffices to break the causal connection between work and injury. Emotional disturbance is not of itself an ‘independent, intervening cause’ or a ‘departure from the work.’
“But differences remain as to when work causes quarrels. So long as the claimant is merely the victim, not a participant,
“The limitation, of course, is that the accumulated pressures must be attributable in substantial part to the working environment. This implies that their causal effect shall not be overpowered and nullified by influences originating entirely outside the working relation and not substantially magnified by it. Whether such influences have annulling effect upon those of the environment ordinarily is the crucial issue. The difference generally is as to the applicable standard. It is not, as is frequently assumed, the law of ‘independent, intervening agency’ applied in tort cases. It cannot be prescribed in meticulous detail, but is set forth in the statute, not only in the broad presumptions created in favor of compensability, but more explicitly in the provision by which Congress has expressed clearly its intention concerning the kinds of acts which bar recovery when done by the claimant. The provision is: ‘No compensation shall be payable if the injury was occasioned solely by the intoxication of the employee or by the willful intention of the employee to injure or kill himself or another.’ (Italics supplied.)
“This provision, reinforced by the statutory presumptions and the Act‘s fundamental policy in departing from fault as the basis of liability and of defense, except as specified, is inconsistent with any notion that recovery is barred by misconduct which amounts to no more than temporary lapse from duty, conduct immediately irrelevant to the job, contributory negligence, fault, illegality, etc., unless it amounts to the kind and degree of misconduct prescribed in definite terms by the Act. It is entirely inconsistent with reading into the statute the law of tort causation and defense, where liability is predicated on fault and nullified by contributory fault.” (Italics added.)
The modern trend is in accord. (Stark v. State Ind. Acc. Com., 103 Ore. 80 [204 P. 151]; Stulginski v. Waterbury Rolling Mills Co., 124 Conn. 355 [199 A. 653]; Commissioner of Taxation & Finance v. Bronx Hospital, 276 App.Div. 708 [97 N.Y.S.2d 120]; Dillon‘s Case, 324 Mass. 102 [85 N.E.2d 69]; see cases collected 41 Ill.L.Rev. 354-363; Forty Years of American Workmen‘s Compensation, Stefan A. Riesenfeld, Professor of Law, University of Minnesota (1951), 35 Minn.L.
“Is there some good reason why so many courts, without knowing exactly why they do it, deny recovery to all types of aggressors? Where the aggression is deliberate and by murderous means, the reason is apparent. Assume that a quarrel starts on Monday over work tools. Tuesday one employee, still angered over that argument, steals up on the other and attempts to kill him with a hatchet, and instead trips and injures himself, or is killed by the intended victim in self-defense. The quarrel having its origin in a fight over tools, arises out of the employment.
“If he is to be denied compensation, it must, therefore, be on some other ground. Most acts supply that ground, by expressly providing that there shall be no recovery where the claimant is guilty of serious and wilful misconduct, or of wilful intention to injure or kill himself or another, or similar enactments. Certainly a deliberate hatchet-murder, attempted the following day when the excuse of high passion is gone, falls within the express exception, and no recovery is possible.
“But no such wilful intention or wilful misconduct can be spelled out of every aggressive act. A playful push, an angry curse, or even an impulsive punch with a fist is not what legislatures intended to punish, by depriving workers of compensation. And the burden of proof of such serious and wilful misconduct, or wilful intention to injure or any similar defense, is upon the employer or insurer. Where the board, commission or court does not expressly find such violation, what right has the court to read in a new exception for ‘aggressors‘? Why rule out negligence, contributory negligence, assumption of risk, etc., in all other types of compensation cases, and leave it in for assaults?
“Wilful misconduct or wilful intention to injure another usually denotes premeditated or deliberate misconduct. Serious and wilful misconduct does not cover misconduct which is trivial, no matter how grave the result, or misconduct which
“Many assaults result from impulsive, thoughtless or unintentional acts, often trivial in origin, although the result may be serious or even fatal. The ‘explosive point is merely the culmination of antecedent pressures’ in many instances. A worker tells his foreman he wishes to quit the gang and that the foreman is prejudiced against him. One word leads to another, and fists fly. To create an artificial rule that he whose fist first made contact is an aggressor (and can never recover, even though the first fist did no harm, whereas the second fist permanently injured the fellow worker), is to forget the legislative command that injuries arising out of the employment be compensated, short of wilful misconduct or similar provisions. And where the quarrel had its origin in the work or work-environment and was short of wilful misconduct, or short of any express defense in the act, how can the court justify their own judicially-created defenses? How are they justified in bringing into the compensation act the discarded principles of the common law as to contributory fault, independent intervening cause, and the like? That these tort theories have been discarded is too well recognized for further modern argument. That there is a natural repugnancy to help a guilty party is no excuse for relieving industry of a liability and placing it on the worker or charity.
“The moment courts properly admit that, for the non-aggressor, an assault, malicious or sportive, arises out of the employment, that the same assault necessarily arises out of the employment for the aggressor. It is the character and nature of the assault which determines whether it arises out of the employment, not the culpability or lack of culpability of the parties involved. It is the assault itself which arises out of the employment; and who initiates the altercation has no bearing on that question, relates to common law culpability considerations, and is of importance only in considering the legislative defense of wilful misconduct and the like.” (Italics added.)
Mr. William R. Schneider, in analyzing the cases states that the weight of authority supports the propositions that (1) assaults arising out of controversies over the manner and method of performing work are compensable as a general proposition, but may not be if the injured employee initiated the assault.
The contention is made that considerations of public policy require that recovery be denied in cases where the employee is injured while engaged in the violation of a penal statute, because, to allow recovery in such a case, would permit a person to benefit by his own wrong. That appears to be the real basis of many of the decisions denying recovery. The effect of such a holding is to deny recovery because of the fault of the employee contrary to the express provisions of the Constitution and statutes relating to workmen‘s compensation. The question of policy is for the people and the Legislature in the first instance and here they have spoken in no uncertain language, saying that fault, serious and wilful misconduct, and contributory negligence do not bar recovery. Hence to the extent such action by the employee is within a “wrong” by which he may not ordinarily benefit, the policy declared is that he may so benefit.
In the same connection, fear has been expressed that workmen will receive compensation for injuries suffered while committing a serious crime and who may be imprisoned for the offense. This fear is unfounded. Situations are conceivable where all would probably agree that compensation should be awarded even though a crime was committed. Take the case where an employee is injured while driving a car with defective brakes or without lights at night while engaged in conducting his employer‘s business or is required to make fast deliveries and so operates it that he is guilty of speeding, reckless driving, or even manslaughter. There may be cases in which a crime (e. g., murder) is committed where the criminal act may not be said to be reasonably related to the employment-is not within the realm of those acts which may arise out of emotional conflicts engendered by frictions in
The dictum contrary to the foregoing in Globe Indemnity Co. v. Industrial Acc. Com., 193 Cal. 470 [225 P. 273] and Globe Indemnity Co. v. Industrial Acc. Com., 2 Cal.2d 8 [37 P.2d 1039], is disapproved.
The award is affirmed.
Gibson, C. J., and Traynor, J., concurred.
Edmonds, J., concurred in the judgment.
SHENK, J.-I dissent. The crucial issue is conceded to be whether the injury “arose out of” the employment. The majority assumes to settle the question by the observation that the Constitution declares that injury so sustained shall be deemed compensable “irrespective of the fault of any party“; that since aggression is fault, it is therefore not a defense. This oversimplified solution is contrary to established state policy and decisional law.
The holding in Pacific Emp. Ins. Co. v. Industrial Acc. Com., 26 Cal.2d 286 [158 P.2d 9, 159 A.L.R. 313], does not sustain the proposition. As the majority opinion points out, the court there abandoned the long existing rule that the non-participating “victim” of horseplay was not entitled to compensation. Here we are dealing with the aggressor, not his victim. Nor is reference to the result under the doctrine of respondeat superior in point. There again the injuries to another person are involved. In my opinion the words “without the fault of any party” apply, as the Constitution indicates, after it is determined that the injury arises out of the employment. As the opinion concedes, an aggressive act has not uniformly been deemed to be an act coupled with and therefore arising out of employment. On the contrary the weight of authority has supported and still supports the view that an aggressor has stepped aside from his employment and at least as to his own injuries is not within the purview of the compensation acts.
Regardless of the seemingly broad and all-inclusive language of our constitutional provision as an enabling act, it has always been recognized that certain facts must be established and conditions found to exist before the compensation law may be invoked. It is essential that the relationship of employer and employee be present at the time of the injury. It is also essential that the injuries must have been sustained by the workmen “in the course of their employment.” (
The incidents of employment relationship and “course of employment” requirements of subdivisions (a), (b) and (c) cannot be seriously questioned; and the prohibitions against compensation, notwithstanding the concurrence of all other requirements, contained in subdivisions (d) and (e) have never been successfully attacked.
Furthermore
No one may rightfully question the power of the Legislature to place proper restrictions on the right to compensation subject of course to the constitutional provisions. Whether an “aggressor” should be entitled to compensation and the extent if any to which he may be so entitled is a question of public policy, a subject on which the Legislature might well provide appropriate regulations. The fact that it has not done so may be accounted for by the fact that in the
In view of that history, interpretation and long standing public policy, it is not the province of this court to lay down a rule that an aggressor should be entitled to compensation under any and all circumstances. The offense might be of such a nature as to exclude the conduct of the aggressor-employee from consideration as action within the course of his employment. Such conduct might be in violation of some penal law of the state involving conduct malum in se and of the most flagrant nature. It might even result in murder. In such a case, if the commission‘s position be sustained, the perpetrator of the crime could be receiving compensation while confined in state‘s prison for the offense. Liberal construction of compensation laws should not go the length now established by the majority decision as the policy of the state that an aggressor should receive compensation benefits. It certainly should not be the rule that an employee committing a criminal assault on another should be deemed to be acting for his employer for the purpose of collecting from him compensation for injuries which he sustained as a result of his own criminal act. Whether the aggressor-employee‘s conduct would constitute such a penal offense as to entitle him to or exclude him from compensation should be determined in accordance with some legislative guide. If the acts of the aggressor-employee amount to serious and wilful misconduct compensation to the extent of one half may in a proper case be awarded as provided by
The decisions of the commission which have denied compensation to the aggressor, with the sole exception of the order on rehearing in this proceeding, include the following: Hemphill v. Industrial Acc. Com., 20 I.A.C. 110; Sosson v. Industrial Acc. Com., 17 I.A.C. 120; Turner v. Industrial Acc. Com., 17 I.A.C. 119; McGuirk v. Frank J. Klimm Co., 17 I.A.C. 12; Wilson v. Carter, 14 I.A.C. 78; Challman v. State Harbor Commrs., 9 C.C.C. 120; Galpin v. Industrial Acc. Com., 2 C.C.C. 29.
Numerous authorities elsewhere disclose the prevailing view to be that a claimant who is the aggressor in an assault steps aside from his employment for a purpose of his own even though the argument which precipitates the assault is work-incited. Such cases follow the general rule (see note, 112 A.L.R. at page 1270 with citation of cases), that where the claimant is the aggressor in provoking an assault upon himself, the injury does not arise out of the employment. (Vollmer v. City of Milwaukee (1948), 254 Wis. 162 [35 N.W.2d 304]; Riley v. Industrial Com. (1946), 394 Ill. 126 [67 N.E.2d 172]; Kimbro v. Black & White Cab Co. (1934), 50 Ga.App. 143 [177 S.E. 274]; Merkel v. T. A. Gillespie Co. (1932), 10 N.J.Misc. 1081 [162 A. 250]; Davis v. Robinson, (1932), 94 Ind. App. 104 [179 N.E. 797, 799-800]; Triangle Auto P. & T. Co. v. Industrial Com. (1931), 346 Ill. 609 [178 N.E. 886]; cf. Horvath v. LaFond (1943), 305 Mich. 69 [8 N.W.2d 915]; Williams v. Industrial Com. (1939), 63 Ohio App. 66 [25 N.E.2d 313]; Cherry v. Magnolia Pet. Co. (Tex.Com.App. 1932), 45 S.W.2d 555; Fulton Bag & Cotton Mills v. Haynie (1931), 43 Ga. App. 579 [159 S.E. 781]; Martin v. Sloss-Sheffield Steel & Iron Co. (1927), 216 Ala. 500 [113 So. 578]; Curran v. Vang Const. Co. (1926), 286 Pa. 245 [133 A. 261]; Stillwagon v. Callan Bros. Inc. (1918), 183 App.Div. 141 [170 N.Y.S. 677]; Griffin v. A. Roberson & Son (1916), 176 App.Div. 6 [162 N.Y.S. 313, 314].) Carr v. Wm. C. Crowell Co., 28 Cal.2d 652 [171 P.2d 5], Fields v. Sanders, 29 Cal.2d 834 [180 P.2d 684, 172 A.L.R. 525], and similar cases are consistent with that general rule. Those cases involve the right of third parties to recover from an aggressor‘s employer for injuries inflicted by the aggressor while acting in the course of his employment. (Cf. Hartford Acc. & Indem. Co. v. Cardillo (1940), 72 App.D.C. 52 [112 F.2d 11], cert. den. 310 U.S. 649 [60 S.Ct. 1100, 84 L.Ed. 1415].) In those cases it was not the aggressor-employee who was seeking recovery of benefits for injuries which he received. Such cases are not in point and should not be considered to have controlling effect here.
Because this court in Pacific Emp. Ins. Co. v. Industrial Acc. Com., supra, 26 Cal.2d 286, overruled numerous earlier cases which denied compensation to a nonparticipating employee injured through the horseplay of a fellow worker is no reason now to disclaim adherence to the cases in this state which have impliedly approved the general rule heretofore followed by the commission in aggressor assault cases. The decision in that case may properly lead to a holding of compensability for injuries suffered by the victim of the aggressor; but it is not authority for compensating the self-provoked injuries of an aggressor. The risk that an employee may receive injuries from his own act of aggression should not be considered incidental to his employment. If the rule as heretofore established in this state is to be relaxed and recovery be authorized under circumstances which do not otherwise offend the law, the change should be made by the Legislature, not by the courts. In my opinion the award should be annulled.
Schauer, J., and Spence, J., concurred.
