STATE ADMINISTRATION BOARD OF ELECTION LAWS v. Edwin S. BILLHIMER
No. 172, Sept. Term, 1987
Court of Appeals of Maryland
Oct. 21, 1988
Motion for Reconsideration Denied Dec. 2, 1988
548 A.2d 819
Ronald H. Jarashow (William A. Franch, both on brief), Annapolis, for appellee.
Argued before MURPHY, C.J., COLE, RODOWSKY, MCAULIFFE, ADKINS, and BLACKWELL, JJ., and CHARLES E. ORTH, Jr., Associate Judge of the Court of Appeals of Maryland (retired) Specially Assigned.
MURPHY, Chief Judge.
This case involves Maryland‘s Merit System Law, Maryland Code (1988 Repl. Vol.),
I
The “classified service” is defined in
The enumeration in
“which the Secretary [of Personnel] may determine, with the approval of the Governor, require medical, engineering, scientific, educational or expert training and qualifications.” (Emphasis added.)
Numerous sections in the Act expressly include named positions as within the classified service; some of these sections blanket existing positions and their incumbents into the classified service without competitive examination, based on a specified period of prior service in the position. See, e.g.,
The Secretary of Personnel is vested with rule-making authority by
Absent express statutory inclusion as a classified service employee, eligibility for such an employment status depends upon the results of a competitive examination administered by the Secretary. From a “list of eligibles” passing the examination, the selection must be made from those five individuals scoring the highest in the competitive examination.
Under
II
The State Administrative Board of Election Laws (SABEL) was created by ch. 555 of the Acts of 1969, now codified as Code (1986 Repl. Vol.),
In August 1971, Edwin Billhimer began work at SABEL as State Supervisor of Voting Machines. He did not take a competitive examination for this position, nor was he selected from an “eligible list” of those who had passed such an examination. According to Department of Personnel records Billhimer was given a classification code number of 5421, which indicated that he was an unclassified employee.6 In January 1972 Billhimer took and passed an examination for the position of Election Chief Clerk in the State classified service. This position did not exist within SABEL; it was available only at local boards of supervisors of elections. Billhimer was never selected for this position and thus never served as Election Chief Clerk.
In late 1977 the position of Deputy State Elections Administrator was created within SABEL and Billhimer was promoted into this рosition. The Department of Personnel code numbers assigned to the new position indicated that it was unclassified. Billhimer remained SABEL‘s Deputy Administrator until December 1982. That month he received a letter from SABEL‘s State Administrator terminating his employment effective December 31, 1982 and advising him that, under the personnel rules applicable to unclassified employees his right of appeal was limited to an inquiry into whether he was discharged for illegal or unconstitutional reasons.
Contending that he was a classified employee, Billhimer appealed his discharge to the Secretary of Personnel. In
To show that Billhimer was an unclassified employee, SABEL introduced into evidencе a draft of a 1976 Department of Personnel Report of Survey; it examined the job descriptions of, and staffing pattern for, the nine permanent positions that, in addition to the State Administrator, then existed at SABEL. The report described Billhimer‘s then position of State Supervisor of Voting Machines as “the technical expert in charge of voter registration, ballot layout and arrangement, and voting machines.” The survey team stated in the report that because SABEL lacked a deputy administrator to “take charge of the routine day-to-day decisions in the Administrator‘s absence and ... to assume his responsibilities in the event the Administrator‘s position is suddenly vacated,” a serious weakness existed in SABEL‘s organizational structure. The survey team urged that a Deputy Administrator position be created at SABEL by augmenting the duties of one of the existing SABEL positions; suggested that the position be filled by someone possessing “either a college degree with considerable administrative experience or someone with considerable experience in the electoral process and proven administrative ability“; and stated that “due to the sensitive nature of such a position, placement in the Unclassified Service is also warranted.”
In addition to the draft report, SABEL introduced into evidence letters from, and internal memoranda of, the Department of Personnel indicating its support for the creation of the new Deputy Administrator position as unclassified and assigning the position an unclassified code number. Further evidence adduced included documents showing the reclassification of Billhimer‘s former Supervisor of Voting Machines position into the new Deputy Administrator position and Billhimer‘s promotiоn into the new position. Bill-
In her Proposal for Decision issued in February 1984, the arbitrator, in five proposed findings of fact, summarized the foregoing evidence presented by SABEL. In her proposed conclusions of law, the arbitrator, after quoting from
In March 1984 the arbitrator‘s proposеd findings of fact and conclusions of law were adopted by the Director of the Employer-Employee Relations Division. The Director denied Billhimer‘s request to present two documents that had not been presented at the hearing. Billhimer‘s case was thereafter set for a hearing and restricted to the legal and constitutional bases for his termination. Prior to the hearing, Billhimer informed the Secretary that he knew of no illegal or unconstitutional bases for the discharge. No hearing, therefore, was held, and in June 1984 the Secretary, accepting the findings of the arbitrator, issued an order separating Billhimer from SABEL effective December 31, 1982.
Billhimer appealed to the Circuit Court for Anne Arundel County and moved for leave to present additional evidence. The court (Cawood, J.) granted the motion, and in May 1985 remanded the case to the Department of Personnel to receive additional evidence, retaining jurisdiction to decide the substantive issues after the additional evidence had been obtained. In July 1985 the arbitrator received into evidence from Billhimer a SABEL organization chart and a letter reporting that in January 1972 Billhimer had taken
The arbitrator also recеived additional evidence from SABEL, i.e., Department of Personnel records showing that at all times during Billhimer‘s employment at SABEL the code numbers assigned to his position indicated merit system exemption; a document explaining the meaning of the classification code numbers; a memo from Robin J. Zee, then the Department‘s Director of Classification and Compensation, pertaining to contact between the Secretary and the Governor‘s Office with regard to SABEL; and documents showing that SABEL‘s request for the creation of the Deputy Administrator position was presented to the State Board of Public Works and was approved after discussion.
The Zee memorandum was dated December 3, 1969; it stated
“Commissioner [Secretary] Bosz contacted the Governor‘s Office and it is their intention that all positions in this agency should be exempt. It was felt that the legislation creating this agency intended that this be so even though it wasn‘t specifically stated. Part of the functions for the new agency were formerly performed by the Secretary of State‘s Office. There is a feeling that this new agency is directly tied to the Executive Department which is exempt from the Merit System. The Governor had promised the new Administrator that he could employ any person he desired.”
The document from the Board of Public Works was dated December 16, 1977. Then Acting Governor Lee, Comptroller Goldstein, and Treasurer James were members of the Board at that time. The document stated, in relevant part,
Upon this additional evidence, the arbitrator, in January 1986, found that throughout Billhimer‘s employment at SABEL his classification code numbers indicated merit system exemption and that the Governor‘s office in 1969 expressed its intention that all SABEL positions be unclassified. “Nothing presented at the July 1, 1985 hearing,” the arbitrator said, “has caused me to alter the conclusions reached in my February 22, 1984 decision.”
The case returned to the circuit court. That court held that Billhimer had shown, as a matter of law, that his position had not been exempted from the classified service. In reversing the Secretary, the court reasoned that
- There must be a State position.
- The Secretary of Personnel must determine that the position requires medical, engineering, scientific, educational or expert training and qualifications and should be unclassified.
- The Governor must concur in that approval.
- There must be at least some indication that such training and qualifications are required; in other words,
this cannot be used as a subterfuge to defeat the system.”
According to the court, the evidence before the arbitrator failed to establish the second and third elements. The only evidence probativе of these elements, the court said, was the Zee memorandum which failed to show that the Secretary ever determined that Billhimer‘s position required “medical, engineering, scientific, educational or expert training and qualifications,” or that the Governor ever approved that determination. The reasons advanced for treating SABEL‘s employees as unclassified, the court said, did not satisfy
The court also rejected the argument that Billhimer‘s classification code numbers established that he was in an unclassified position. Quoting Henslee v. State Personnel Board of Review, 239 N.E.2d 121, 123, 15 Ohio App.2d 84 (1968), the court stated: “The fact that a position is carried on the auditor‘s payroll as being in the unclassified service does not establish that classification.” Also unconvincing to the circuit court was SABEL‘s contention that because Billhimer accepted the benefits of unclassified status by not passing a competitive examination for his position, he could not now claim classified status. To accept this argument, according to the trial court, “would mean that the executive branch could place any person in the unclassified service, however illegally or haphazardly, inform them of the same, and then, in effect, deprive them of the benefits of the classified service.” The court remanded the case for a hearing on the merits of Billhimer‘s termination.
SABEL appealed to the Court of Special Appeals, which affirmed the judgment of the circuit court. State Election Bd. v. Billhimer, 72 Md.App. 578, 581, 531 A.2d 1298 (1987). The intermediate appellate court, stating that the trial court reversed the agency as a matter of law and not on the basis of the agency‘s factual findings, held that that court had correctly concluded that the agency misconstrued and misapplied the law. It first noted that thе legislature, in 1971, amended both the Act (
The standard and scope of review of the Secretary‘s decision is set forth in the Maryland Administrative Procedure Act, Code (1984)
“reverse or modify the decision [of the agency] if any substantial right of the petitioner may have been prejudiced because a finding, conclusion, or decision of the agency:
(i) is unconstitutional;
(ii) exceeds the statutory authority or jurisdiction of the agency;
(iii) results from an unlawful procedure;
(iv) is affected by any other error of law;
(v) is unsupported by competent, material, and substantial evidence in light of the entire record as submitted; or
(vi) is arbitrary or capricious.”
In determining whether an agency‘s decision is supported by substantial evidеnce, we are mindful that substantial evidence is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Supervisor v. Group Health Ass‘n, 308 Md. 151, 159, 517 A.2d 1076 (1986); Bulluck v. Pelham Woods Apartments, 283 Md. 505, 512-13, 390 A.2d 1119 (1978); Snowden v. Mayor & C.C. of Balto., 224 Md. 443, 448, 168 A.2d 390 (1961). In applying the substantial evidence test, we must not substitute our judgment for the expertise of the agency, Supervisor of Assessments of Montgomery County v. Asbury Methodist Home, Inc., 313 Md. 614, 547 A.2d 190 (1988); Motor Vehicle Admin. v. Lindsay, 309 Md. 557, 564, 525 A.2d 1051 (1987); Group Health Ass‘n, supra, 308 Md. at 159, 517 A.2d 1076; Bernstein v. Real Estate Comm., 221 Md. 221, 230, 156 A.2d 657 (1959), appeal dismissed, 363 U.S. 419, 80 S.Ct. 1257, 4 L.Ed.2d 1515 (1960), for the test is a deferential one, requiring “restrained and disciplined judicial judgment so as not to
(A)
We do not share the view of the circuit court and Court of Special Appeals that the arbitrator misconstrued and misapplied the law. As the arbitrator correctly stated, the law controlling this case is contained in
Nor do we think that the arbitrator incorrectly applied the provisions of
We thus find that no error of law affected the Secretary‘s decision.
(B)
In determining whether the Secretary‘s decision was supported by substantial evidence, it is well to distinguish two issues that have become somewhat intertwined in the treatment accorded them below. The first is whether Billhimer occupied an unclassified position when he began work for SABEL in 1971 as State Supervisor of Voting Machines. The second is whether the position Billhimer occupied from 1978 to 1982 as Deputy Administrator was unclassified. The second issue is, of course, the decisive one. We think there was substantial evidence to support the Secretary‘s determination that when occupying the Deputy Administrator position Billhimer was an unсlassified employee.
The four elements required for exemption by
The second element was established by the evidence showing that the Secretary, in recommending the creation of the Deputy Administrator position, adopted the findings of the Department‘s survey report. Evidence probative here included a November 1977 letter from the Department‘s Supervising Analyst to the then Secretary of the Department of Budget and Fiscal Planning, confirming the Secretary‘s support for the Deputy Administrator position, and stating that the “recommendation was made in our survey conducted in 1976.” This letter, considered together with other documents showing that the Secretary directed that the Deputy Administrator position carry an unclassified personnel code number, supports the inference that the Secretary аdopted the draft report‘s findings that the position required expert training and expertise.
As to the third element, whether the Governor approved the Secretary‘s determination, SABEL introduced into evidence a document showing that the Deputy Administrator position was approved by the Governor while acting as a member of the Board of Public Works.7 The transcript accompanying this document does not indicate that the Governor expressly recognized that the Deputy Administrator position was one which required expert training and qualifications. Nevertheless, an inference can be drawn
In determining whether there was substantial evidence to support the agency‘s decision, we consider, in addition to evidence of compliance with
JUDGMENT REVERSED; CASE REMANDED TO THE COURT OF SPECIAL APPEALS WITH DIRECTIONS TO REMAND THE CASE TO THE CIRCUIT COURT FOR ANNE ARUNDEL COUNTY FOR THE ENTRY OF JUDGMENT AFFIRMING THE DECISION OF THE SECRE-
ADKINS, Judge, dissenting, in which COLE, J., joins.
Edwin Billhimer (Billhimer) once was the deputy administrator of the State Administrative Board of Election Laws (SABEL). In 1982 he was separated from that position, pursuant to procedures applicable to State employees in the unclassified service. His claim to the protection of procedures available to those in the classified service or merit system was rejected by the Department of Personnel. The Circuit Court for Anne Arundel County (Cawood, J.) and the Court of Special Appeals, State Administrative Bd. of Election Laws v. Billhimer, 72 Md.App. 578, 531 A.2d 1298 (1987), saw it otherwise. A majority of this Court now holds that Billhimer was indeed in the unclassified service. Because the majority, in reaching its conclusion, has failed to construe the statutes here involved in a manner consistent with the legislative goals sought by those statutes, I respectfully dissent.
By Ch. 41, Acts of 1920, the General Assembly added to the Annotated Code Article 64A, entitled “Merit System.” In so doing, Maryland became the tenth state to enact a merit system law. See O. Stahl, Public Personnel Administration 33 (6th ed. 1971). This State was, therefore, in the forefront of the movement to bring about more efficient state government and, what is more important, to try to exclude from government service aspects of corruption and political patronage that had so cоncerned reformers of the late nineteenth and early twentieth centuries. See R. Vaughn, Principles of Civil Service Law, § 1.2 (1976). As the Court of Special Appeals has recognized, “[o]ne of [the] purposes [of Article 64A] is to provide standards of employment and advancement through testing, etc., intending to avoid problems inherent in political spoils systems such as nepotism and related abuses.” Sec., Dep‘t of Personnel v. Bender, 44 Md.App. 714, 715, 411 A.2d 107, 108 (1980), aff‘d and rem‘d, 290 Md. 345, 430 A.2d 66 (1981).1
Cynics or pragmatists may argue that one cannot take the politics (i.e., patronage) out of politics and that Governors and others who occupy the seats of power will find methods of achieving what they wish despite merit system laws. It may be that laws of this sort are subject to evasion, avoidance, and misadministration. But a court should not countenance efforts of those kinds when a proper construction of the law will tend to prevent them. Our task is tо effectuate the legislative goal embodied in the statute. Kaczorowski v. City of Baltimore, 309 Md. 505, 513-515, 525 A.2d 628, 632-633 (1987).
The exemption before the Court in this case is
[1] the existence of a State position; [2] the Secretary‘s determination that the position requires medical, engineering, scientific, educational, or expert training and qualifications; [3] the Governor‘s approval of the Secretary‘s determination; and [4] a showing, applicable here, that the position is one requiring ‘expert training and qualifications.’
314 Md. at 60, 548 A.2d at 826, 827. I agree with this analysis of the statute, but cannot agree that it was complied with here. I believe that at the agency level this statute was misconstrued—a misconstruction also adopted by the majority. Beсause, however, the agency decision was predicated on an error of law, “no deference is appropriate and the reviewing court may substitute its judgment for that of the agency.” Id. at 59, 548 A.2d at 826; Washington Nat‘l Arena v. Comptroller, 308 Md. 370, 378-379, 519 A.2d 1277, 1281 (1987).
In a cursory manner, the majority concludes that the “expert training and qualifications” factor of
The 1976 draft report reviews job descriptions and staffing patterns as they then existed at SABEL—a staff which contained but five full-time positions. As to Billhimer‘s then position, the report says it “serves as the technical expert in charge of voter registration, ballot layout and arrangement, and voting machines....” The report also identifies the need for a deputy administrator who could “take charge of the routine day-to-day decisions in the Administrator‘s absence and the ability to assume his responsibilities in the event the Administrator‘s position is suddenly vacated for any reason....” The report‘s authors suggest that the deputy administrator‘s position “be filled by someone who possesses either a college degree with considerable administrative experience or someone with considerable experience in the electoral process and proven administrative ability.” Because of “the sensitive nature of the position,” and not because of any purportedly necessary expertise, the authors conclude that “placement in the unclassified service is also warranted.”
The 1981 document, a position questionnaire prepared by Billhimer, lists the deputy‘s duties as
to assist in all phases of the election process that are the statutory duties of the Administrator and of SABEL. In addition, the Deputy assumes full authority for the day to day operations and policy decisions in the Administrator‘s absence and assumes temporarily the responsibilities if that position is suddenly vacated for any reason.
Other duties listed include such matters as “[s]upervise the collection and tabulation of voter statistics,” “maintain inventory of all voting equipment used by local boards,” “[s]upply applicants with voter lists,” “[p]repare ... ballot form and layouts for each local board,” “[m]aintain a general overview of all office operations,” and “[s]erve аs office parking coordinator.” The “expertise” revealed by these documents is not the sort of “expert training and knowledge” demanded by
It must be so, because the construction adopted by the majority is wholly inconsistent with the legislative goal of Article 64A. As a factual matter, the record shows that Billhimer‘s position demanded, at best, modest middle management abilities and some understanding of the electoral process and the equipment and forms used in it. The latter knowledge is of the type that may be readily garnered by on-the-job training or simply job experience. If that is all that is demanded by “expert training and qualifications” then every second or third level manager in State service may be exempted from the classified service, along with others not even at the managerial level. Such a reading of
I do not believe there is substantial evidence in this record to support the agency finding that the Secretary of Personnel determined that the deputy administrator position fell within the requirements of
None of that really matters, however, if, as I contend,
Nor can it matter that the Department of Personnel coded the position as an unclassified one. Article 64A does not permit the department to remove an employee from the
So Billhimer cannot have bеen in the unclassified service. Where, then, was he? The majority, with some force, says he could not have been in the classified service either, because he had taken no examination and was not placed there pursuant to any statute, 314 Md. at 69, 548 A.2d at 826. Nevertheless, I believe the majority incorrectly concludes that he did not “hold a classified position under the terms of this article.” Art. 64A, § 1.
It is true that Billhimer did not meet the ordinary prerequisites for entry into the classified service. But
I would affirm the decision of the Court of Special Appeals.
Judge COLE has authorized me to say that he joins in this dissenting opinion.
Notes
Commissioner [later Sеcretary of Personnel] Bosz contacted the Governor‘s Office and it is their intention that all positions in this agency [SABEL] should be exempt.... There is a feeling that this new agency is directly tied to the Executive Department which is exempt from the Merit System. The Governor had promised the new Administrator that he could employ any person he desired.
That an agency designed to assure compliance with the election laws should be the last to be exempt from the merit system is a proposition that need not now be debated. See, however, Ch. 351, Acts of 1971, placing most permanent employees of local boards of supervisors of elections in the merit system. What is at least arguable from this memo is that SABEL positions were exempted because the Governor‘s Office wanted it that way and because the Governor had given the new administrator leave to hire by way of patronage. Obviously, this approach to exemption is the antithesis of the merit system and is not a basis for exemption warranted by § 3(13).