226 Conn. 358 | Conn. | 1993
Lead Opinion
This case concerns the issue of whether the owner of certain real estate, the plaintiff, Susan S. Starr, can be held liable pursuant to General Statutes § 22a-432,
In response to complaints by local residents voiced by the defendant Scantic Neighborhood Assocation, Inc., of noxious odors emanating from a 44.3 acre parcel of land owned by the plaintiff on Simon Road in Enfield, the defendant commissioner of environmental protection (defendant) in June, 1989, initiated an investigation to determine the source of the odors. The defendant’s investigation, which lasted more than a year, revealed that in the past the plaintiff’s property had been utilized by a now defunct trucking company for the disposal of solid wastes, including demolition debris and industrial waste from the Springfield Gas Company. The defendant determined that the materi
In July, 1990, the defendant issued an enforcement order to the plaintiff pursuant to General Statutes §§ 22a-432 and 22a-433.
The defendant, after the hearing, concluded that the measures ordered on July 9, 1990, were necessary to remove the potential sources of pollution from the plaintiffs land and confirmed the original order. The defendant’s decision turned on the interpretation of the term “maintaining” as used in § 22a-432. In the memorandum of decision, the defendant stated: “The sole issue at this juncture is whether the respondent is, to use the precise statutory language, ‘maintaining’ that condition.”
The plaintiff appealed the defendant’s final decision to the Superior Court pursuant to §§ 22a-437 and 4-183.
The trial court noted that, at the administrative hearing, the defendant had admitted the evidence that indicated the plaintiff’s lack of culpability for causing the pollution on her property, but had “essentially held that it was not relevant in assessing responsibility for the clean-up.” The court also noted that the defendant had “implicitly conceded that the plaintiff had not ‘established a facility or created a condition’ causing the pollution” as set forth in § 22a-432, but had decided rather that the “mere passive ownership” of contaminated real property constituted “ ‘maintaining [a] facility or condition which reasonably can be expected to create a source of pollution’ ” under § 22a-432. The trial court concluded that the defendant had been incorrect in determining that “§§ 22a-432 and 22a-433 impose strict and full liability on the owner of the property for the ehmination of pollution, regardless of the owner’s ‘innocence’ in causing it and regardless of the culpability
The trial court, in addressing this issue, as did the defendant in the administrative hearing, looked to the dictionary definitions of the word “maintaining” in an attempt to determine its meaning. The court, unlike the defendant, deemed that the dictionary definitions of “maintaining” all “include the concept of some positive conduct or effort designed to preserve a particular condition.” The court concluded, therefore, that the plaintiff’s mere passive ownership of land could not be considered as “ ‘maintaining any . . . condition which . . . created a source of pollution’ on that property . . . in accordance with the commonly approved usage of the term ‘maintaining.’ ”
The trial court went on to state that the statutory scheme of the Connecticut Water Pollution Control Act (act); General Statutes § 22a-416 et seq.; provides for the liability of an innocent landowner only if the person actually responsible for the pollution does not comply with an enforcement order, cannot be found, or is unknown. It found, for example, that the defendant is authorized, pursuant to General Statutes (Rev. to 1991) § 22a-451,
The trial court therefore determined that the defendant had improperly held the plaintiff responsible for the cleanup of her property without first attempting to proceed against the actual polluters. Only if that attempt proved fruitless, the court concluded, could the defendant then proceed against the plaintiff. The court concluded that proceeding against an innocent landowner in securing reimbursement for the cleanup of pollution was a last step, not a first. The court remarked that there was good reason to require that an action against an innocent property owner be a last resort because of the possible draconian result of requiring an innocent owner to pay more for the remedial measures than the value of the land on which the pollution exists.
We disagree, and conclude that the trial court: (1) failed to give due deference to the agency’s interpretation of § 22a-432 as it applied to the issue raised in this appeal; (2) slighted the legislative history of
I
Preliminarily, we note that the usual scope of a court’s review of administrative action is quite limited. Burnham v. Administrator, 184 Conn. 317, 322, 439 A.2d 1008 (1981); Riley v. State Employees’ Retirement Commission, 178 Conn. 438, 441, 423 A.2d 87 (1979); Lawrence v. Kozlowski, 171 Conn. 705, 707-708, 372 A.2d 110 (1976), cert. denied, 431 U.S. 969, 97 S. Ct. 2930, 53 L. Ed. 2d 1066 (1977); see also New Haven v. Freedom of Information Commission, 205 Conn. 767, 773, 535 A.2d 1297 (1988); Buckley v. Muzio, 200 Conn. 1, 3, 509 A.2d 489 (1986); Persico v. Maher, 191 Conn. 384, 409, 465 A.2d 308 (1983). The reviewing court may reverse or modify an administrative decision only if the “substantial rights of the . . . [appellant] have been prejudiced because the administrative findings, inferences, conclusions, or decisions are: (1) In violation of constitutional or statutory provisions; (2) in excess of the statutory authority of the agency; (3) made upon unlawful procedure; (4) affected by other error of law; (5) clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record; or (6) arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted exercise of discretion.” General Statutes § 4-183 (j).
The trial court, in reviewing the defendant’s final decision wherein the defendant had determined that
The trial court, however, attached no significance to the role of the defendant as commissioner of environmental protection, whose agency is charged with the
The dictionary definitions of the word “maintain,” however, are themselves ambiguous, do little to rein in its inherently broad meaning, and can hardly be interpreted invariably to require the taking of affirmative action. See State Farm Mutual Automobile Ins. Co. v. Pan American Ins. Co., 437 S.W.2d 542, 545 (Tex. 1969) (“maintenance doubtless includes the idea of keeping in repair, but has a much broader meaning involving the concept of supporting”). Unless we consider who is maintaining what and for what purpose, the word “maintain” has no fixed, abiding, or useful meaning. As this court has remarked “[t]he word ‘maintain’ has no precise legal significance in the construction of statutes, its meaning varying with the statute in which it is used, the subject-matter of the law, and the purpose to be accomplished by it.” Davis Holding Corporation v. Wilcox, 112 Conn. 543, 547-48, 153 A. 169 (1930); see also Hasman v. Elk Grove Union High School, 76 Cal. App. 629, 245 P. 464 (1926) (“ ‘[maintain’s] meaning . . . depends upon the context in which it appears and the subject matter to which it relates’ ”); but see Aaron v. Conservation Commission, 183 Conn. 532, 549, 441 A.2d 30 (1981) (applying Webster’s Third New International Dictionary definition of “maintenance” as that word is used in General Statutes § 22a-40).
II
The Connecticut Water Pollution Control Act (act), set forth in General Statutes §§ 22a-416 through 22a-484, was regarded, at the time of its enactment in 1967, as “a declaration of war against water pollution.” 12 S. Proc., Pt. 2, 1967 Sess., p. 667, remarks of Senator William B. Stanley, chairman of Water Resources Committee. Initiated by then Governor John Dempsey, the act was intended to “usher ... in a new era in the treatment of our water resources. It embodies the concept that no one, whether individual, industry or community, has the right or privilege to render our water resources unusable by pollution.” Connecticut’s Clean Water Act of 1967: An Analysis of Public Act 57, p. 2.
Consequently, in 1965, Governor Dempsey created the clean water task force, “to examine the pollution problem that we know exists and tell us the best, quickest, and most efficient and economical way to eliminate it.” The task force’s recommendations were published in a 1966 pamphlet entitled “Clean Water for Connecticut: An Action Program.” Although the work of the task force focused on a variety of water pollution control problems, the subcommittee of the
The legislative sentiment regarding the importance of the act crystallized in the act’s declaration of policy, currently set forth in General Statutes § 22a-422, which provides that: “It is found and declared that the pollution of the waters of the state is inimical to the public health, safety and welfare of the inhabitants of the state, is a public nuisance and is harmful to wildlife, fish and aquatic life and impairs domestic, agricultural, industrial, recreational and other legitimate beneficial uses of water, and that the use of public funds and the granting of tax exemptions for the purpose of controlling and eliminating such pollution is a public use and purpose for which public moneys may be expended and tax exemptions granted, and the necessity and public interest for the enactment of this chapter and the elimination of pollution is hereby declared as a matter of legislative determination.” (Emphasis added.)
The available legislative sources concerning the enactment of the act in 1967 indicate that, although
This conclusion is bolstered by the fact that § 22a-432 appears to have been intended to track and incorporate the common law of public nuisance. By declaring that “the pollution of the waters of the state is inimical to the public health, safety and welfare of the inhabitants of the state, [and] a public nuisance” (emphasis added) in General Statutes § 22a-422, the legislature appears to have assimilated, where appropriate, the common law of nuisance into the act. The common law, and particularly the law of public nuisance at the time of the passage of § 22a-422, figured prominently in water pollution control and had set the stage for legislation concerning abatement of water pollution. See Water
In defining the scope of § 22a-432 to apply to “any person . . . [who] is maintaining ... [a] condition,” it appears that the legislature envisioned that the word “maintaining” would, consistent with the common law of nuisance, encompass situations where, without fault, a contaminated condition existed on an owner’s land. The facts of this case amply demonstrate that the plaintiff currently owns property on which there exists a nuisance in the form of pollution of which she has been made aware. Because the plaintiff, under the common law of nuisance at the time § 22a-432 was enacted, could, regardless of fault, have been subjected to liability for maintaining a nuisance on her land, we conclude that § 22a-432 was properly applied by the defendant.
Our conclusion concerning the scope of the term “maintaining” is also supported by the statutory changes made to § 22a-432 subsequent to its enactment in 1967. Public Acts 1967, No. 57, § 11. In 1967, that section permitted the defendant to issue an order to “any person . . . maintaining any facility or condition which can reasonably be expected to create a source of pollution to the waters of the state.” In 1984, the legislature by Public Acts 1984, No. 84-239, § 1,
The plaintiff contends, however, that the defendant’s interpretation of § 22a-432 violates a rule of statutory construction that dictates that legislation must be read as a whole and construed to give effect to and harmonize all its parts and avoid duplication. See State v. Ellis, 197 Conn. 436, 472-73, 497 A.2d 974 (1985); Bahre v. Hogbloom, 162 Conn. 549, 554, 295 A.2d 547 (1972). The plaintiff argues that if § 22a-432 is construed so that mere ownership of contaminated land is tantamount to “maintaining ... [a] condition which reasonably can be expected to create a source of pollution to the waters of the state,” then § 22a-432 would render § 22a-433 superfluous. Section 22a-433 provides in relevant part: “Whenever the commissioner issues ... an order to correct potential sources of pollution pursuant to the provisions of section 22a-432 . . . and the commissioner finds that such person is not the owner of the land from which such . . . potential source of pollution emanates, he may issue a like order to the owner of such land.” The plaintiff contends that if the landowner were always responsible for pollution under § 22a-432, then the defendant would never have need to rely on § 22a-433 to issue an order to an
We do not, however, read § 22a-432 as necessarily making ownership of contaminated property a sufficient basis for subjecting a landowner to liability for “maintaining . . . [a] condition.” Under the common law of nuisance, a landowner who was not in fact in possession of his or her property, but who had leased it to a tenant, was not considered liable for a nuisance “where that nuisance did not exist when they were leased or was not a result reasonably to be anticipated from their use for the purpose and in the manner intended.” Swift & Co. v. Peoples Coal & Oil Co., supra, 592; see also Calway v. School & Son, Inc., 113 Conn. 586, 592, 155 A. 813 (1931). Because we construe § 22a-432 as having been intended to embrace the common law of nuisance, we do not read it to authorize the commissioner to issue an abatement order pursuant to that section to a blameless owner who was not in possession of his property, but who had leased it to a tenant. In such a case, the tenant in possession, rather than the landlord, would be considered the person who had created or was maintaining the condition that had the potential to cause pollution to the waters of the state.
Apparently to reach the owners of such leased properties who would not have been liable under the common law, the legislature enacted § 22a-433. Specifically, if the person or entity to whom an abatement order is issued under § 22a-432 is not the landowner but a tenant in possession, the defendant could, in addition to holding the tenant responsible for abating the condition, hold the owner-lessor jointly and severally liable with the tenant under § 22a-433. So understood, §§ 22a-432 and 22a-433 are complementary rather than
Turning to the facts of the present case, the plaintiff, at the time the defendant issued the enforcement order, was not leasing her property to a tenant who could be regarded as “maintaining” the condition that contaminated her land. In the absence of such a third party, the defendant appropriately issued the plaintiff an enforcement order, pursuant to § 22a-432, because she was the owner of the fee and had dominion over the land on which the pollution exists.
The plaintiff, however, argues that § 22a-432 should not be read to reflect the common law of nuisance because elsewhere in the act the legislature modified the common law. General Statutes § 22a-428, for example, states that the commissioner can hold municipalities liable whenever “a community pollution problem exists.” Under the applicable common law, however, a municipality is liable for maintaining a nuisance only if, in fact, the municipality both created and maintained the nuisance by some positive act. See Brennan v. West Haven, 151 Conn. 689, 692, 202 A.2d 134 (1964). The plaintiff reasons that because § 22a-428 does not require that a municipality have taken an affirmative step to create a nuisance in order to be held liable to
We do not, however, regard the modification of the common law in another section of the act as precluding the incorporation of the common law in § 22a-432, the specific provision at issue. Nor do we believe it necessary that the legislature expressly have stated that it was incorporating the common law, in order to apply common law principles of nuisance to § 22a-432. It is assumed that all legislation is interpreted in light of the common law at the time of its enactment. 2A J. Sutherland, Statutory Construction (4th Ed. Sands 1984 Rev.) § 50.01.
Until the enactment of the act, the common law had been the principal means used to force individuals and municipalities to abate water pollution.
Ill
The plaintiff finally argues that the legislative history of the act suggests that the legislature intended that the public treasury, rather than the landowner, be required to bear the cost of cleaning up contaminated property. The plaintiff supports her argument by noting that the act permits the use of public funds and tax exemptions for the purpose of “controlling and eliminating” water pollution. The plaintiff reasons that because the legislature declared, in § 22a-422, that the control and elimination of water pollution justifies the use of public funds, it would be in keeping with the intent of the act first to use public funds to clean up the pollution on her land and, only after such funds had been expended, to seek reimbursement.
The trial court embraced the same line of reasoning and noted that pursuant to General Statutes
We do not, however, read the act as mandating such a choice. Although there exist several provisions in the act that allocate public funds to municipalities and persons through the use of low interest loans and tax exemptions for the purpose of constructing abatement facilities
In summary, whether the defendant utilizes the act provisions applicable to emergency spills to clean up the plaintiff’s contaminated property or issues an abatement order to the owner under § 22a-432, is a matter that is delegated to the defendant’s discretion. The legislature has provided the alternatives but has not mandated that the defendant pursue a particular course
We realize that our resolution of this appeal may result in the imposition of liability on the plaintiff for abating the pollution on her land, the cost of which may be in excess of the value of the land. That appears to be a draconian result that violates notions of fairness.
The emphasis on clean water over possible individual hardship is manifested in the act’s declaration, in § 22a-422, that water pollution is a “public nuisance.” See New York v. Shore Realty Corporation, 759 F.2d 1032 (2d Cir. 1985), in which the Second Circuit Court of Appeals carefully analyzed and applied the common law of public nuisance to impose strict liability on landowners for the cleanup of hazardous waste. Simply, the legislature, in declaring pollution of our waters to be a “public nuisance,” established a policy that clean water was a public right. Under the common law, “[n]uisances are public where they violate public rights, and produce a common injury, and where they constitute an obstruction to public rights . . . .” (Internal quotation marks omitted.) Higgins v. Connecticut Light & Power Co., 129 Conn. 606, 611, 30 A.2d 388 (1943).
We conclude that the commissioner properly interpreted the meaning of the term “maintaining” in § 22a-432 to hold the plaintiff liable for abating the pollution on her property, which pollution reasonably can be expected to be a source of pollution to the waters of this state. If the result is unduly harsh, the remedy properly lies with the legislature and not this court.
The judgment is reversed and the case is remanded with direction to dismiss the plaintiff’s administrative appeal.
In this opinion Peters, C. J., Borden, Norcott, Katz and Santaniello, Js., concurred.
General Statutes § 22a-432 provides in relevant part: “If the commissioner finds that any person has established a facility or created a condition before or after June 25, 1985, or is maintaining any facility or condition which reasonably can be expected to create a source of pollution to the waters of the state, he may issue an order to such person to take the necessary steps to correct such potential source of pollution.”
General Statutes § 22a-423 defines “waters” as “all tidal waters, harbors, estuaries, rivers, brooks, watercourses, waterways, wells, springs, lakes, ponds, marshes, drainage systems, and all other surface or underground streams, bodies or accumulations of water, natural or artificial, public or private, which are contained within, flow through or border upon this state or any portion thereof.”
General Statutes § 22a-433 provides in relevant part: “Whenever the commissioner issues an order to abate pollution to any person pursuant to the provisions of section 22a-430 or 22a-431, an order to correct potential sources of pollution pursuant to the provisions of section 22a-432 or an order to correct a violation of hazardous waste regulations pursuant to section 22a-449 and the commissioner finds that such person is not the owner of the land from which such source of pollution or potential source of pollution emanates, he may issue a like order to the owner of such land or shall send a certified copy of such order, by certified mail, return receipt requested, to the owner at his last-known post-office address, with a notice that such order will be filed on the land records in the town wherein the land is located. When the commissioner issues such an order to an owner, the owner and the person causing such pollution shall be jointly and severally responsible.”
“[General Statutes] Sec. 22a-436. (Formerly Sec. 25-54o). hearing on order to abate. Each order to abate pollution issued under section 22a-428 or 22a-431 or decision to deny under subsection (b) or (c) of section 22a-430 shall be sent by certified mail, return receipt requested, to the subject of such order or decision to deny and shall be deemed issued upon deposit in the mail. Any person who or municipality which is aggrieved by any such order or decision to deny an application without prior hearing under subsection (b) of section 22a-430 may, within thirty days from the date such order or decision is sent, request a hearing before the commissioner. The commissioner shall not grant any request for a hearing at any time thereafter. After such hearing, the commissioner shall consider the facts presented to him by the person or municipality, including, but not limited to, technological feasibility, shall consider the rebuttal or other evidence presented to or by him, and shall then revise and resubmit the order to the person or municipality, or inform the person or municipality that the previous order has been affirmed and remains in effect. The request for a hearing as provided for in this section or a decision under subsection (b) of section 22a-430 made after a public hearing shall be a condition precedent to the taking of an appeal by the person or municipality under the provisions of section 22a-437. The commissioner may, after the hearing provided for in this section, or at any time after the issuance of his order, modify such order by agreement or extend the time schedule therefor if he deems such modification or extension advisable or necessary, and any such modification or extension shall be deemed to be a revision of an existing order and shall not constitute a new order. There shall be no hearing subsequent to or any appeal from any such modification or extension.”
The adjudicator and the commissioner will both be referred to as the defendant.
The plaintiff agreed that the outcome depended on whether the use of the word “maintaining” in General Statutes § 22a-432 was interpreted to require positive action by the landowner or whether passive ownership sufficed for liability.
The defendant cited Final Decision in re Enforcement Order No. 681 issued to Phillip G. Andrews et al. (February 5, 1991), wherein he had stated that the owners, “whether or not they caused the alleged pollution, could be found (under the doctrine of strict liability) to be maintaining” a condition that reasonably can be expected to create a source of pollution to the waters of the state.
“[General Statutes] Sec. 22a-437. (Formerly Sec. 25-54p). appeal, (a) Any person who or municipality which is aggrieved by a decision under subsection (b) of section 22a-430 or by any order of the commissioner other than an order under section 22a-6b, to abate pollution may, after a hearing by the commissioner as provided for in section 22a-436 or subsection (b) of section 22a-430, appeal from the final determination of the commissioner based on such hearing to the superior court as provided in chapter 54. Such appeal shall have precedence in the order of trial as provided in section 52-192.
“(b) Notwithstanding the provisions of any other statute to the contrary, any appeal by a person or municipality aggrieved by an order of the commissioner to abate pollution, other than an order under section 22a-6b, or by a decision under subsection (b) of section 22a-430, shall be pursuant to this section.”
General Statutes § 4-183 provides in relevant part: “(a) A person who has exhausted all administrative remedies available within the agency and who is aggrieved by a final decision may appeal to the superior court as provided in this section. The filing of a petition for reconsideration is not a prerequisite to the filing of such an appeal.
“(b) A person may appeal a preliminary, procedural or intermediate agency action or ruling to the superior court if (1) it appears likely that the person will otherwise qualify under this chapter to appeal from the final agency action or ruling and (2) postponement of the appeal would result in an inadequate remedy.”
The defendant, on appeal to this court, does not contest the trial court’s ruling that the plaintiff was not liable under General Statutes § 22a-433.
“[General Statutes (Rev. to 1991)] Sec. 22a-451. (Formerly Sec. 25-54ee). LIABILITY FOR POLLUTION, CONTAMINATION OR EMERGENCY. EMERGENCY spill response fund, (a) Any person, firm or corporation which directly or indirectly causes pollution and contamination of any land or waters of the state or causes an emergency through the discharge, spillage, uncontrolled loss, seepage or filtration of oil or petroleum or chemical liquids or solid, liquid or gaseous products or hazardous wastes or which owns any
“(b) If the person, firm or corporation which causes any discharge, spillage, uncontrolled loss, seepage or filtration does not act immediately to contain and remove or mitigate the effects of such discharge, spillage, loss, seepage or filtration to the satisfaction of the commissioner, or if such person, firm or corporation is unknown, and such discharge, spillage, loss, seepage or filtration is not being contained, removed or mitigated by the federal government, a state agency, a municipality or a regional or interstate authority, the commissioner may contract with any person issued a permit pursuant to section 22a-454 to contain and remove or mitigate the effects of such discharge, spillage, loss, seepage or filtration. The commissioner may contract with any person issued a permit pursuant to said section 22a-454 to remove any hazardous waste that he deems to be a potential threat to human health or the environment.
“(c) Whenever the commissioner incurs contractual obligations pursuant to subsection (b) of this section and the responsible person, firm or corporation or the federal government does not assume such contractual obligations, the commissioner shall request the attorney general to bring a civil action pursuant to subsection (a) of this section to recover the costs and expenses of such contractual obligations. If the responsible person, firm or corporation is unknown, the commissioner shall request the federal government to assume such contractual obligations to the extent provided for by the federal Water Pollution Control Act.
“(d) There is established a revolving fund to be known as the emergency spill response fund, for the purpose of providing money for (1) the containment and removal or mitigation of the discharge, spillage, uncontrolled loss, seepage or filtration of oil or petroleum or chemical liquids or solid, liquid or gaseous products or hazardous wastes including the state share of payments of the costs of remedial action pursuant to the federal Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (42 USC 9601, et seq.), as amended; (2) provision of potable drinking water
“[General Statutes (Rev. to 1991)] Sec. 22a-452a. state lien against BEAL ESTATE AS SECURITY FOR AMOUNTS PAID TO CLEAN UP HAZARDOUS WASTE, (a) On and after June 3,1985, any amount paid by the commissioner of environmental protection pursuant to subsection (b) of section 22a-451 to contain and remove or mitigate the effects of a spill shall be a lien against the real estate on which the spill occurred or from which it emanated in accordance with the provisions of this section, except that such lien against real estate which has been transferred in accordance with the provisions of sections 22a-134 to 22a-134d, inclusive, shall not have priority over any previous transfer or encumbrance.
“(b) A lien pursuant to this section shall not be effective unless (1) a certificate of lien is filed in the land records of each town in which the real estate is located, describing the real estate, the amount of the lien, the name of the owner as grantor and (2) the commissioner mails a copy of the certificate to such persons and to all other persons of record holding an interest in such real estate over which the commissioner’s lien is entitled to priority. Upon presentation of a certificate of lien, the town clerk shall endorse thereon his identification and the date and time of receipt and forthwith record it in accordance with section 42a-9-409.
“(c) Except as provided in subsection (a), such lien shall take precedence over all transfers and encumbrances recorded on or after June 3, 1985, in any manner affecting such interest in such real estate or any part of it on which the spill occurred or from which the spill emanated, or real estate which has been included, within the preceding three years, in the property description of such real estate and is contiguous to such real estate. This subsection shall not apply to real estate which consists exclusively of residential real estate, including but not limited to, residential units in any common interest community, as defined in section 47-202.
“(d) In the case of all other real estate, including real estate which consists exclusively of residential real estate, including but not limited to, residential units in any common interest community, as defined in section 47-202, the lien shall take precedence over any transfer or encumbrance recorded after the commissioner files with the town clerk notice of intent to file a lien on the land records in the town in which the real estate is located.
“(e) When any amount with respect to which a lien has been recorded under the provisions of this section has been paid or reduced, the commis
The plaintiff conceded at oral argument that there was no dispute concerning whether the state had the power, constitutionally, to order the plaintiff to abate the condition on her property. Rather, the plaintiff asserted that this appeal turned solely on the interpretation of General Statutes § 22a-432 and more particularly on the meaning of “maintaining.”
“[General Statutes] Sec. 22a-424 (Formerly Sec. 25-54c). powers and duties of commissioner. The commissioner shall have the following powers and duties:
“(a) To exercise general supervision of the administration and enforcement of this chapter;
“(b) To develop comprehensive programs for the prevention, control and abatement of new or existing pollution of the waters of the state;
“(c) To advise, consult and cooperate with other agencies of the state, the federal government, other states and interstate agencies and with affected groups, political subdivisions and industries in furtherance of the purposes of this chapter. Such powers and duties shall include receiving information provided by the United States Environmental Protection Agency, which if subject to a claim of confidentiality pursuant to the Federal Freedom of Information Act of 1976 (5 USC 552) and regulations adopted thereunder, shall be kept confidential by the commissioner notwithstanding any of the provisions of section 1-19 to the contrary;
“(d) To submit plans for the prevention and control of water pollution and to render reports and accounts to the Administrator of the Environmental Protection Agency and to any other federal officer or agency on such forms containing such information as the said Administrator or any other federal officer or agency, may reasonably require, in order to qualify the state and its municipalities for grants from the United States government;
“(e) To encourage, participate in or conduct studies, investigations, research and demonstrations, and collect and disseminate information, relating to water pollution and the causes, prevention, control and abatement thereof;
“(f) To issue, modify or revoke orders prohibiting or abating pollution of the waters of the state, or requiring the construction, modification, extension or alteration of pollution abatement facilities or monitoring systems, or any parts thereof, or adopting such other remedial measures as are necessary to prevent, control or abate pollution;
“(g) To hold such hearings as may be required under the provisions of this chapter and the federal Water Pollution Control Act or other applicable federal law, for which he shall have the power to issue notices by certi
“(h) To require the submission of plans, specifications and other necessary data for, and inspect the construction of, pollution abatement facilities and monitoring or disposal systems in connection with the issuance of such permits or approvals as may be required by this chapter and the federal Water Pollution Control Act;
“(i) To issue, continue in effect, revoke, modify or deny permits, under such conditions as he may prescribe, for the discharge of any water, substance or material into the waters of the state, or orders for or approval of the installation, modification or operation of pollution abatement facilities or monitoring systems. In taking any action pursuant to this subsection or subsection (f), (h) or (j), the commissioner may reasonably consider any prior violation by an applicant, permittee or recipient of an order, of any statute or regulation administered by the commissioner, or any order or permit issued by the commissioner;
“(j) To require proper maintenance and operation of monitoring and disposal systems;
“(k) To exercise all incidental powers necessary to carry out the purposes of this chapter and the federal Water Pollution Control Act;
“(l) To adopt regulations in accordance with the provisions of chapter 54 to implement this chapter and to comply with the federal Water Pollution Control Act and the federal Safe Drinking Water Act;
“(m) Either on his own initiative or upon complaint, to investigate or order the person who caused or reasonably may be expected to cause the pollution to investigate all points of existing or potential waste discharge which may directly or indirectly result in pollution of the waters of the state provided upon written complaint by the commissioner of health services, the chief executive officer of a municipality, the warden or any of the burgesses of a borough, a committeeman of a fire district or a local or district director of health, the commissioner shall investigate or order the person who caused or reasonably may be expected to cause the pollution to investigate all points of existing or potential waste discharges which may directly or indirectly result in pollution of the waters of the state.”
Governor John Dempsey shortly after the enactment of the act stated: “I have been keenly aware of the need for constructive action to deal with this problem before the danger to public health and the threat to wild life
The act was first entitled “an act concerning the elimination of POLLUTION OF THE WATERS OF THE state,” Public Acts 1967, No. 57.
During the legislative debates over the bill, Representative Peter A. Crombie, selected to explain the bill, provided the following background: “Mr. Speaker, speaking now on Substitute House Bill 2417. Known as the Water Pollution Bill. We are now to consider a measure that should make us proud to be members of the House. Our vote today will benefit not only all citizens of our beloved State but their children and their children’s children. We are today about to assure that one of Connecticut’s priceless resources— the water of our State—will be restored to cleanliness and thereafter remain so for generations to come. The problem of pollution is both extensive and growing. It is estimated that although more than 90 percent of the effluent from municipalities and industrial operations receive treatment of some kind, only about one-half of the municipal sewage and a quarter of the industrial effluent is adequately treated. The inadequately treated municipal waste discharged into Connecticut waterways is the equivalent of 100,000,000 gallons per day of raw sewage. The industrial wastes discharged into our rivers and streams is the equivalent of another 100,000,000 gallons per day of untreated industrial effluent. It is not even a good pun to say that we are becoming a ‘effluent society .’ . . .
“The bill before us today faithfully embodies the recommendations of the Clean Water Task Force. . . . Fundamentally, the bill provides:
“1. State grants to municipalities to correct municipal pollution problems. Together with the grants available under the Federal Water Pollution Control Administration, our towns will receive up to 85 percent of the cost of construction of pollution abatement facilities.
“2. Tax benefits of a real and substantial nature to industry to encourage them to build the necessary corrective facilities; and
“3. Enforcement of the laws prohibiting pollution of our state waters. . . .” 12 H.R. Proc., Pt. 3,1967 Sess., pp. 911-15, remarks of Representative Peter A. Crombie.
The first recorded pollution control action taken by the General Assembly occurred in 1886, when it passed a special act to prohibit Meriden from discharging raw sewage into the Quinnipiac River. See M. Hupfer, Forty Years of Water Pollution Control in Connecticut (1965) p. 3. In 1925, the now defunct state water commission was established by “An Act Concerning the Pollution of Water and Creating a State Water Commission.” Public Acts 1925, c. 143, §§ 1 through 9. Under the 1925 act, the commission was authorized to take action against existing and potential sources of pollution. In 1957, the state water commission was replaced by the water resources commission. Public Acts 1957, No. 364.
General Statutes (1955 Sup.) § 2114d, entitled “Order concerning elimination of pollution,” provided in relevant part: ‘ ‘If, upon hearing, the commission shall find that any person, firm or corporation is polluting the waters of the state, it may make an order directing such person, firm or corporation to use or to operate some practicable and reasonably available system or means which will reduce, control or eliminate such pollution having regard for the rights and interests of all persons concerned, provided the cost of installation, maintenance and operation thereof shall not be unreasonable or inequitable.”
The Senate echoed the concerns of the House of Representatives that the current operation of the water resources commission had not been effective in cleaning up the state’s water pollution. While discussing the history of this pollution, and after remarking that the commission had been unable to issue many abatement orders, Senator Frederick Pope, Jr., noted that, “[a]bout ten years ago, the people of the State, and this is true throughout the country, [became] concerned over what we generally call conservation. One of the aspects of conservation, and perhaps, the most immediate one is the matter of water pollution. We’ve had in the last ten years, a growing body of public opinion in support of more stringent laws in this regard. So that is how we got the Clean Water Task Force, and that is how we got this bill.” 12 S. Proc., Pt. 2, 1967 Sess., pp. 696-98. Senator Pope then stated that he hoped that the commission would act more vigorously than it had in issuing and enforcing its abatement orders. Finally, Senator Pope remarked that he regarded as one of the great additions to the water legislation contained in the act the fact that pollution was defined “as a public nuisance in any form.” Id., p. 697.
In 1971, to implement the act, the water resources commission was replaced by the department of environmental protection. Public Acts 1971, No. 872.
The common law concerning water pollution had been considered the primary means for controlling water pollution. In fact, in 1957, the water resources commission had filed a report to the legislature in which it noted that the common law, because of its inherent flexibility, was far more capable of controlling water pollution than statutory rules that often were not subject to change. See Water Resources of Connecticut, Report to the General Assembly by the Water Resources Commission (1957) pp. A-1 through A-70.
See, e.g., Kostyal v. Cass, 163 Conn. 92, 93, 302 A.2d 121 (1972) (the plaintiff alleged that the named defendant was liable for the leakage of oil into a well, a nuisance created and maintained by the defendants); Marchitto v. West Haven, 150 Conn. 432, 437, 190 A.2d 597 (1963) (“[i]t is well established that a town may be held liable for injury resulting from a nuisance created and maintained by it”); Leach v. Florkosky, 145 Conn. 490, 491,144 A.2d 334 (1958) (“action for an injunction to restrain the defendants from operating a motor vehicle junk business ... on premises owned by the defendants . . . and from maintaining a nuisance thereon”); Bergner v. State, 144 Conn. 282, 283, 130 A.2d 293 (1957) (complaint charged “the defendant . . . with negligence and with creating and maintaining a nuisance”); Corvo v. Waterbury, 141 Conn. 719, 721, 109 A.2d 869 (1954) (“action to recover damages for injury to their property, alleged to have been caused by the defendants through their maintenance of a nuisance and their failure to maintain and repair a retaining wall”); Stratford Theater, Inc. v. Stratford, 140 Conn. 422, 424, 101 A.2d 279 (1953) (“the defendant was guilty of negligence and of maintaining a nuisance and that this negligence and nuisance were the proximate causes of the flooding of the theater”); Tenney v. Pleasant Realty Corporation, 136 Conn. 325, 329, 70 A.2d 138 (1949) (“[a]n abutting owner, in the absence of statute or ordinance, ordinar
See also Practice Book (1963) Form 355 (“Injunction and Damages, in Case of Nuisance by Maintenance of Slaughterhouse”) and Practice Book (1978) Form 104.4 (“Injunction Against Nuisance—Maintenance of Disposal Area”).
Even if the legislature did not incorporate the common law of nuisance when it enacted General Statutes § 22a-432, this court is nonetheless permitted, in cases where, as here, the language of a statute is subject to different reasonable interpretations, to refer to the applicable common law principles at the time of the statute’s enactment to provide guidance. 2A J. Sutherland, Statutory Construction (4th Ed. Sands 1984 Rev.) § 50.01.
That nuisance law played such a vital role in environmental statutes is noted in Professor William H. Rodger’s preface to his treatise, Environmental Law: Air and Water (1986) pp. 1-2: “To a surprising degree, the legal history of the environment has been written by nuisance law. There is no common law doctrine that approaches nuisance in comprehensiveness or detail as a regulator of land use and of technological abuse .... Nuisance theory is the common law backbone of modern environmental and energy law.” (Emphasis added.)
General Statutes § 22a-432 was not the first occasion on which the legislature incorporated the law of nuisance. In 1949, the legislature enacted General Statutes (1949 Rev.) § 4205, now codified at § 19a-340, entitled “Nuisances created by filthy water.” Section 39a-340 provides: “Any person who places, collects or allows to remain upon the surface of land owned or occupied by him, or discharges or allows to be discharged from his prem
See, e.g., General Statutes §§ 22a-439, 22a-440, 22a-443, 22a-449.
Under the state’s superfund statute, General Statutes § 22a-449, the commissioner is authorized to remediate pollution in emergency situations with the use of an emergency spill response fund and to seek reimbursement after the cleanup from the responsible party. We note that statutes specifically addressing emergency response to hazardous spills, e.g., General Statutes §§ 22a-449, 22a-451 and 22a-452, were not originally part of the act, as enacted in 1967. Public Acts 1967, No. 57.
At oral argument, the plaintiff noted that the defendant had anticipated using the emergency spill response to remediate the contaminated condition on the plaintiff’s property. The plaintiff stressed, however, that this statutory scheme was completely separate and independent from General Statutes § 22a-432, and not relevant to the resolution of this appeal.
Moreover, the legislature believed that scattering liability broadly on individuals connected with the contaminated land would lessen the administrative delay in determining who in fact was culpable for the pollution. As Representative James J. Kennelly remarked, when discussing General Statutes § 22a-433, “[i]n a further consideration that is significant [sic] allows the owner of land to be made a party to a proceeding before the Commission and held jointly and severally liable with the tenant, and in this fashion, to avoid the question of it is not the tenant’s responsibility, it is the owner. You can get into a long delay which truly defeats meaningful implementation and enforcement aspect of the bill.” 12 H.R. Proc., Pt. 3, 1967 Sess., p. 927.
At the other end of the financial spectrum, however, the result we reach today will also impose liability on a financially secure owner of valuable land for the costs of cleanup that are far less than the value of the land. In that instance, there is nothing unfair about placing the cost on the landowner who derives benefit from the land, rather than on the taxpayers. Thus, whether the result appears “fair” or “unfair” will often turn on the particulars of the case. This highlights the fact that the legislature entrusted such decisions to the administrative discretion of the defendant, rather than, as the plaintiffs position would imply, requiring the defendant to exhaust other remedies before proceeding against the landowner.
We note that General Statutes § 22a-452b provides a limited exemption for a mortgagee who acquires title to real estate by foreclosure. Section 22a-452b provides: “Notwithstanding any provision of the general statutes, a mortgagee who acquires title to real estate by virtue of a foreclosure or tender of a deed in lieu of foreclosure, shall not be liable for any assessment, fine or other costs imposed by the state for any spill upon such real estate beyond the value of such real estate, provided such spill occurred prior to the date of acquisition of title to such real estate by such mortgagee.”
Dissenting Opinion
dissenting. I disagree with the majority’s conclusion that a property owner, without any fault on his or her part, may be required to remove pollutants from his or her property, even though the cost of removal could substantially exceed the value of the property. I agree with the trial court’s well reasoned opinion that “maintaining any facility or condition which reasonably can be expected to create a source of pollution” under General Statutes § 22a-432 requires more than passive ownership. Active, or positive conduct—that is, some fault on the part of the property owner—is required for one to maintain the condition that pollutes the waters. Without this conduct, a property owner should not be liable for full remediation costs. If this becomes our law, persons will be compelled to obtain costly environmental surveys before they acquire title to any property. Indeed, it would be foolhardy for a person to accept an inheritance, as the plaintiff did here, without such a costly survey.
I cannot believe that the legislature intended such a draconian result. The majority concedes that the result “violates notions of fairness.” Neither the plaintiff nor her deceased husband, from whom she inherited the property, were at fault in this case.
Furthermore, the majority opinion will raise havoc with our financial institutions, with the state economy and with the ability of persons to purchase homes. Although General Statutes § 22a-452b provides an exemption for mortgagees who acquire title to real estate by foreclosure, the exemption, as the majority
The amicus brief filed by the Connecticut Bankers Association and The Banks’ Association of Connecticut forcefully points out (pp. 2-5) the substantial impact of the decision: “[T]he amici wish to emphasize to this court that a ruling contrary to that issued by the Superior Court will not only have a devastating impact upon [the plaintiff], but will also have a significant adverse impact on an already struggling commercial real estate industry in the State of Connecticut. ... If the word ‘maintain’ as used in ... § 22a-432 does not require ‘active involvement,’ or ‘positive conduct or effort,’ the reach of the [Department of Environmental Protection (DEP)]’s enforcement arm will go far beyond innocent landowners such as [the plaintiff]. Rather, the DEP would have the unilateral ability to impose liability upon other innocent parties such as secured lenders and fiduciaries who hold properties in trust. Moreover, taken to its logical extreme, the DEP’s interpretation of ... § 22a-432 would make an innocent lender potentially liable for environmental cleanup costs from the very moment that the closing papers are signed because the DEP, on its own authority, could conclude that a lender ‘maintained’ a condition giving rise to liability under ... § 22a-432 by entering into contractual agreements (e.g., a mortgage) with a borrower who owns contaminated land. . . .
“The inevitable result of this decision will be a further reduction in the availability of credit and an*398 increase in the costs of loan transactions. The shock wave from a reversal of the Superior Court’s decision will spread far beyond [the plaintiff] and secured lenders, and will be felt by all persons seeking financial assistance to fund new plantfs] or property—even those persons who have not caused or contributed to the contamination. At a time when Connecticut’s economy is suffering through the throes of a recession, the lending industry and manufacturers can ill afford the uncertainty and risks that will result if the Superior Court’s decision is overruled.” See also amicus curiae brief of the Banking Law Section of the Connecticut Bar Association.
It is important to note that the defendant is not without a remedy for pollution that occurs without fault on the part of the landowner. If the party that caused the pollution does not act immediately to contain and remove or mitigate the condition, or if the party is unknown, the defendant may contract to clean up the site. General Statutes § 22a-451 (b). General Statutes § 22a-452a provides that “any amount paid by the commissioner . . . pursuant to subsection (b) of section 22a-451 to contain and remove or mitigate the effects of a spill shall be a lien against the real estate on which the spill occurred or from which it emanated . . . .” Thus, in this case, under the alternative statutory scheme which allowed the defendant to recover remediation costs by filing a lien on the plaintiff’s property, the plaintiff could have been held liable to the extent of the value of her land.
This case is not about being for or against the environment. Certainly, no one wants to pollute or endanger our drinking water. This case boils down to the simple issue of fairness. No one is suggesting that the innocent property owner should not ultimately be responsible to the extent of the value of the land. Rather, the issue is whether the innocent landowner
In addition, I disagree with the majority’s analysis. For § 22a-432 to impose liability in this case, as the majority points out, the court must find that mere ownership of property, without fault, amounts to “maintaining” a condition that “reasonably can be expected to create a source of pollution.”
First, the majority sets an erroneous standard by stating that our review is “quite limited.” Although our review may be somewhat limited, we are not required to abstain from review or to give carte blanche to the administrative agency’s interpretation. On the contrary, we have a legislative mandate to review and reverse decisions that are in “violation of . . . statutory provisions” or “in excess of the statutory authority of the agency . . . .” General Statutes § 4-183 (j).
The majority concludes that we must travel down the path set by the defendant’s construction of § 22a-432 by according the defendant’s interpretation great deference. We have long held that “[although the factual and discretionary determination of administrative agencies are to be given considerable weight by the courts ... it is for the courts, and not for administrative agencies, to expound and apply governing principles of law.” (Citations omitted; emphasis added; internal quotation marks omitted.) Connecticut Humane Society v. Freedom of Information Commission, 218 Conn. 757, 762, 591 A.2d 395 (1991). Furthermore, we have always withheld this deference when there has been no previous judicial scrutiny. “Ordinarily, the construction and interpretation of a statute is a question
The majority also states that the deference to the defendant on the interpretation of the law in this case is greater because the defendant has on one occasion “interpreted § 22a-432 to hold an innocent landowner liable to abate a polluted condition on his land.” This sole circumstance cannot be sufficient for this court to turn our judicial function over to the executive branch of government.
The majority opinion is contrary to our own precedent. We have consistently held, in the context of environmental law and within the same statutory title, that the word “maintenance” requires some conduct on the part of the individual. Aaron v. Conservation Commission, supra, 549.
Nevertheless, even if we conclude that maintenance is susceptible to two constructions “one of which would have an absurd consequence, a legislative intent to attain a rational result may be assumed.” Hartford Electric Light Co. v. Water Resources Commission, 162 Conn. 89, 103, 291 A.2d 721 (1971). We do not leave our common sense at home when interpreting a stat
Furthermore, although I agree that the legislature intended to abate pollution and protect our water, that sentiment alone does not indicate that the legislature intended to hold innocent landowners personally liable beyond the value of the land. The majority’s discussion regarding the water pollution “crisis” is totally irrelevant.
Finally, I also disagree with the majority’s analysis regarding the law of nuisance. In the Mianus Bridge case, we made it absolutely clear that the state of Connecticut could not maintain an action for public nuisance absent intentional conduct on the part of the defendant. State v. Tippetts-Abbett-McCarthy-Stratton, 204 Conn. 177, 183, 527 A.2d 688 (1987). In the context of the law of nuisance, we have held that intentional means “not that a wrong or the existence of a nuisance was intended but that the creator of them intended to bring about the conditions which are in fact found to be a nuisance.” Beckwith v. Stratford, 129 Conn. 506, 511, 29 A.2d 775 (1942). There was no such intentional conduct on the part of the plaintiff in this case.
Furthermore, the Restatement (Second) of Torts is instructive. Section 839 places on the possessor of land the obligation to abate an artificial condition that constitutes a nuisance. The scope of the possessor’s duty is “not an absolute duty to prevent harm to others at all costs, but merely a duty to do what is practicable and reasonable under the circumstances. . . . If he does take the action [to abate the unnatural condition] but it proves insufficient to stop or prevent the condi
It is an “ ‘elementary rule of statutory construction that we must read the legislative scheme as a whole in order to give effect to and harmonize all of the parts.’ ” Connecticut Light & Power Co. v. Department of Public Utility Control, 216 Conn. 627, 636, 583 A.2d 906 (1990). The statutory scheme is clear—the legislature intended to hold persons who have intentionally caused pollution liable for the full extent of damage. The legislature did not intend to hold innocent landowners liable beyond the value of their land, but instead intended to have the defendant contract to do the cleanup and place a lien on the property pursuant to §§ 22a-451 and 22a-452a.
The majority opinion will place enormous costs not only on property owners, but also on the financial market. A significant portion of the state’s land and landowners may be affected by this decision. The majority’s interpretation of § 22a-432 may have a large impact on landowners because significant parts of greater Hartford, Bridgeport and New London are located over groundwater that may be problematic.
Accordingly, I respectfully dissent.
Indeed, as the majority points out, the plaintiff did not have access to the property from the time she took title until the pollutants were discovered.
The defendant argues that the trial court improperly substituted its judgment for that of the agency as to the weight of the evidence on questions of fact only. The majority, however, concludes that the trial court failed to afford proper deference to the agency’s construction of General Statutes § 22a-432, even though the defendant does not challenge the trial court’s failure to defer regarding statutory interpretation.
In Aaron v. Conservation Commission, 183 Conn. 532, 441 A.2d 30 (1981), the plaintiff claimed that a septic system was exempt from regulation under General Statutes § 22a-40 (a) (4) because it was “ ‘incidental for the enjoyment and maintenance of residential property.’ ” This court defined “maintenance” as “ ‘the labor of keeping something ... in a state of repair or efficiency.’ ” Id., 549.
In Anderson v. Bradley, 23 Conn. Sup. 87, 177 A.2d 227 (1961), the defendants purchased property that contained a covenant that required owners to “keep and maintain” a dam located on the premises. The dam was later destroyed in a flood and the plaintiffs sought a decree ordering the defendants to rebuild the dam to its former height. The court found that the words “keep” and “maintain” required the defendants to take action to prevent the dam from gradually deteriorating, although it did not include a duty to reconstruct or restore the dam. Id., 89.
“[A]ccording to the DEP’s 1987 Water Quality Classifications Map of Connecticut, large parts of the Greater Hartford, New Haven, Bridgeport, and New London metropolitan areas are located over groundwaters classified as GB or GC. A classification of GB means that the water ‘may not be suitable for direct human consumption due to waste discharges, spills or leaks of chemicals or land use impacts’ .... A classification of GC means that discharges to the groundwaters are permitted and ‘the historic waste disposal practices may have, for all practical purposes, permanently rendered the groundwater unsuitable for drinking water without treatment.’ ” Amicus brief of the Connecticut Bankers Association and the Banks’ Association of Connecticut p. 4.