ORDER
Plаintiff John B. Starling (“Plaintiff’), an inmate at the Federal Correctional Institution (“FCI”) in Jesup, Georgia, filed this
pro se
action pursuant to
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
BACKGROUND
On March 11, 2008, Plaintiff filed suit pursuant to
Bivens
against the United States of America, the Federal Bureau of Prisons (“BOP”), Dr. John Doe Nelson (“Nelson”), Dr. Victor Loranth (“Loranth”), Dr. Julia E. Berrios (“J. Berrios”), Dr. Tito Tanguilig (“Tanguilig”),
1
J. Thomas (“Thomas”), and Dr. Luis Berrios (“L. Berrios”). Plaintiff brought suit against Defendants Nelson, Loranth, J. Berrios, Tanguilig, Thomas, and L. Berrios in both their individual and official capacities. Plaintiff alleged that Defendants treated him with “deliberate indifference” in violation of the Eighth Amendment.
Bivens
allows an action against federal employees for violations of constitutionally protected rights. A
Bivens
action is the federal analog to a claim brought against state officials under 42 U.S.C. § 1983.
Hartman v. Moore,
Plaintiff also alleged that Defendants’ actions caused him pаin and suffering. This allegation is not actionable under Bivens, but may be actionable under the FTCA. On January 29, 2009, United States Magistrate Judge Bruce H. Hendricks issued an R & R to this court, recommending that Plaintiffs claims, under both Bivens and the FTCA, be dismissed. Plaintiff filed Objections to the R & R on February 23, 2009. Plaintiff bases his claim on a diagnosis of chronic disc disease and moderate degenerative changes in his back. Plaintiff alleges that he was refused prescribed treatment and given ineffective pain medication. Plaintiffs complaints of back pain began in July 2003. Plaintiff was seen by the medical clinic at FCI Marianna nine times between July 2003 and March 2004 for lower back pain. (Defs.’ Summ. J. Mot. Ex. 4, ¶ 4.) Plaintiff underwent a CT scan of his lumbar spine on July 16, 2004 at the Jackson Hospital in Marianna, Florida. (Pl.’s Compl. ¶ 10.) The diagnosis was chronic disc disease and moderate degenerative and hypertrophic changes. Id. Subsequently, Plaintiff was transferred from the FCI Marianna to FCI Williamsburg, located in Salters, S.C., and remained there from October 13, 2004 through January 26, 2006.
Plaintiff underwent a myelogram study on December 30, 2004. On January 3, 2005, an orthopedic surgeon in Charleston,
From July 5, 2005 through June 25, 2007, Plaintiff filed multiple requests for administrative remedies, 2 all of which were denied. Id. at ¶¶ 17-24. During this time, Plaintiff was transferred to FCI Bennettsville in South Carolina on January 26, 2006. Since his arrival at FCI Bennettsville, Plaintiff has been seen on sixteen occasions for lower back pain complaints. (Defs.’ Mot. Summ. J. Ex. 3, 93-125). Examination by an orthopedic surgeon on August 2, 2006 resulted in a finding of minimal pain and discomfort and a recommendation of continued conservative treatment. Id. at 138-39.
Plaintiff alleges that he was refused prescribed treatment, due to Nelson’s transfer request denial, and given ineffective pain mediation, which caused him pain and suffering. In contravention of a conditioned recommendation by a specialist, Plaintiff alleges that he needs surgical relief. Having exhausted his administrative remedies, Plaintiff filed this Bivens and FTCA action. Defendant filed a Motion to Dismiss, or in the Alternative for Summary Judgment alleging that the court lacks subject matter jurisdiction and Plaintiff has failed to state a claim upon which relief can be granted.
STANDARD OF REVIEW
I. Magistrate Judge’s R & R
The Magistrate Judge makes only a recommendation to the court. The recommendation has no presumptive weight, and the responsibility for making a final determination remains with the court.
Mathews v. Weber,
II. Motion to Dismiss, or in the Alternative for Summary Judgment
A Rule 12(b)(6) motion should be granted only if, after accepting all well pleaded allegations in the complaint as true, it
DISCUSSION
I. Plaintiffs Bivens Claim
A. Qualified Immunity
Initially, Defendants allege, and the R
&
R agrees, that under a
Bivens
claim, this Court lacks jurisdiction over them in their official capacities and that sovereign immunity deprives this court of subject matter jurisdiction over the BOP and the United States. The purpose of
Bivens
in allowing suit against federal officers in their individual capacity is to deter the individual officer from committing constitutional violations, not to deter the agency.
Corr. Servs. Corp. v. Malesko,
[i]f a federal prisoner in a BOP facility alleges a constitutional deprivation, he may bring a Bivens claim against the offending individual officer, subject to the defense of qualified immunity. The prisoner may not bring a Bivens claim against the officer’s employer, the United States, or the BOP. With respect to the alleged constitutional deprivation, his only remedy lies against the individual.
Id.
at 72,
Here, because Bivens does not extend to causes of action against the BOP or the United States of America, Plaintiffs Bivens claims against both are dismissed. Furthermore, Plaintiff asserts a Bivens action against the remaining Defendants in their official and individual capacities. The claims against the remaining Defendants in their official capacities are also dismissed. Therefore, Plaintiffs remaining Bivens claims are those against Defendants Nelson, Loranth, J. Berrios, Thomas, and L. Berrios only in their individual capacities.
B. Jurisdiction
i. Defendant Thomas
Defendant Thomas alleges that he is entitled to absolute immunity from a Bivens action under the Public Health Service Act, 42 U.S.C. § 233(a), which provides that an FTCA suit against the United States is the exclusive remedy for tortious acts committed by Public Health Service (“PHS”) officers and employees in the course of their medical duties. Specifically, § 233(a) states that the FTCA is the exclusive remedy for actions against members of the Public Health Service:
for damage for personal injury, including death, resulting from the performance of medical, surgical, dental, or related functions ..., by any commissioned officer or employee of the Public Health Service while acting within the scope of his office or employment, [and] shall be exclusive of any other civil action or proceeding by reason ofthe same subject-matter against the officer or employer.
Id. According to § 233(g)(1)(A), an officer or employee of the PHS is “any officer ... or employee ... who is a physician or other licensed or certified health care practitioner.” Here, Thomas established his status as a PHS officer when he stated in a declaration that “[djuring the time period referenced in the complaint, as a member of the Public Health Service I was assigned to the Federal Correctionаl Institution (FCI) Williamsburg, South Carolina, and held the positions of Assistant Health Services Administrator and Health Systems Specialist.” (Defs.’ Mot. Summ. J. Ex. 7, ¶ 1).
A Bivens cause of action: may be defeated in a particular case ... in two situations. The first is when defendants demonstrate special factors counselling hesitation in the absence of affirmative action by Congress. The second is when defendants show that Congress has provided an alternative remedy which is explicitly declared to be a substitute for recovery directly under the Constitution and viewed as equally effective.
Carlson v. Green,
The present case differs from Carlson because here, Defendant Thomas argues that the FTCA preempts a Bivens remedy based on § 233(a), rather than based on the FTCA itself. Therefore, the issue for this Court to decide with regard to Defendant Thomas’s assertion of absolute immunity is whether Congress intended to use § 233(a) to provide thе FTCA as an alternative remedy to Bivens and explicitly declared it to be a substitute for recovery directly under the Constitution, viewing the FTCA as equally effective as Bivens. This Court holds that it did not.
The Ninth Circuit recently addressed this exact issue in
Castaneda v. United States,
in which PHS defendants also argued that they had absolute immunity from a
Bivens
action under § 233(a).
Carlson established a two-part test for express Bivens preemption: Congress must [1] provide an alternative remedy that is “explicitly declared to be a substitute for” Bivens (rather than a complement to it) and [2] Congress must view that remedy as “equally effective.” Both these elements must be present for a court to find the Bivens remedy expressly displaced.
Id.
at 689 (emphasis in original) (citing
Carlson,
Finally, the
Castaneda
court addressed the fact that its conclusion conflicted with the Second Circuit case of
Cuoco v. Moritsugu,
Accordingly, this Court agrees with the reasoning of Castaneda and holds that § 233(a) does not grant Thomas absolute immunity because it does not allow the FTCA to preempt a Bivens claim. Therefore, Defendant Thomas is not dismissed and Plaintiff maintains a Bivens cause of action against him in his individual capacity-
ii. Personal Jurisdiction over Defendant Nelson
Initially, this Court notes that Defendants argue that it does not have personal jurisdiction over Nelson
and
Tanguilig, but, as stated earlier, Tanguilig has been voluntarily dismissed from this action. When personal jurisdiction is challenged by the defendant, the plaintiff has the burden of showing that jurisdiction exists.
See In re Celotex Corp.,
To validly assert personal jurisdiction over a non-resident defendant, two conditions must be satisfied.
Christian Sci Bd. of Dirs. of the First Church of Christ v. Nolan,
The analytical framework for determining whether minimum contacts exist differs according to which type of personal jurisdiction — general or specific — is alleged.
See generally ESAB Group v. Centricut,
The Fourth Circuit has applied a three-part test when evaluating the appropriateness of exercising specific jurisdiction: (1) whether and to what extent the defendant “purposely availed” itself of the privileges of conducting activities in the forum state, and thus invoked the benefits and protections of its laws; (2) whether the plaintiffs claim arises out of those forum-related activities; and (3) whether the exercise of jurisdiction is constitutionally “reasonable.”
Nolan,
When compared to the necessary proof for specific jurisdiction, “the threshold level of minimum contacts to confer general jurisdiction is significantly higher.”
Harrell v. Duke Univ. Health Sys., Inc.,
More specific to this case, courts have held that mere allegations relating to a BOP official’s decisions regarding an inmate’s administrative appeal outside the forum state, and other supervisory activities over a facility inside the forum state, are insufficient to establish personal jurisdiction.
See, e.g., Murrell v. Chandler,
As stated, Plaintiff has the burden of establishing grounds for the court to exercise personal jurisdiction over Nelson. Here, Plaintiff has failed to set forth any facts which would establish personal jurisdiction over this Defendant. First, Plaintiff fails to establish specific jurisdiction because he does not allege facts which would support a finding of Defendant having minimum contacts with South Carolina. Plaintiff merely states that, “[w]hen the defendants became willful participants in the constitutionally unlawful act ... they have associated themselves in the forum state ... Defendant Nelson made the decision that ultimately determined the plaintiff[’]s fate. He, Nelson called the shot.” (Pl.’s Resp. to Defs.’ Mot. to Dismiss, 13). This argument does not satisfy the three-part test from Nolan. The fact that Defendant, a resident of Washington, D.C., made a decision in his official capacity concerning an inmate located in South Carolina, without more, does not prove that Defendant purposely availed himself of the privileges of South Carolina. The only alleged contact with the forum state is this decision, which is attenuated at best and ultimately insufficient to confer specific jurisdiction. Furthermore, it also does not show that Plaintiffs claim arises out of activities related to the forum or that the exercise of such jurisdiction is “reasonable.”
Additionally, because the threshold for minimum contacts for general jurisdiction is higher than that of personal jurisdiction, Plaintiff also fails to meet this standard. Plaintiff points to nothing establishing that Defendant maintains “continuous and systematic” contacts with Sоuth Carolina. Finally, Plaintiff attempts to distinguish his case from the cited BOP cases by arguing that “Defendant Nelson did not determine a decision in an inmate appeal, he violated a law.” (Pl.’s Obj. to R & R at 17). This unsupported allegation, however, proves neither that Nelson had continuous or systematic contacts with South Carolina nor that he has conducted any activities in or established any contacts with South Carolina. In fact, Plaintiff has not alleged any claims against Nelson that occurred in South Carolina, instead merely that they occurred while he was located in South Carolina. Therefore, this Court may not assert personаl jurisdiction over Defendant Nelson and he should be dismissed.
Accordingly, Plaintiffs remaining Bivens claims are those against Defendants Loranth, J. Berrios, Thomas, and L. Berrios only in their individual capacities.
C. Merits of Bivens Claim
Plaintiff brings a
Bivens
claim alleging that Defendants “denied the Plaintiff the ‘standard of care’ for his particular back condition with ‘deliberate indifference’ in violation of the Eighth Amendment.” (PL’s Compl. ¶26.) In a
Bivens
proceeding, liability is “personal, based upon each defendant’s own constitutional violations.”
Trulock v. Freeh,
In order to be liable for deliberate indifference, the plaintiff must prove that the official was both aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and also that he had drawn the inference.
See Young v. City of Mount Ranier,
Initially, the Court notes that Plaintiff fails to allege any facts against Defendants J. Berrios, L. Berrios, and Thomas establishing personal involvement of these defendants in the alleged violation of his constitutional rights. In fact, after listing Defendants’ names in his complaint under “Parties,” Plaintiff never mentions J. Berrios, L. Berrios, or Thomas again. This absence of any allegation of personal involvement fails to prove that any action or inaction on the part of these three Defendants resulted in the deliberate indifference of Plaintiffs illness in violation of the Eighth Amendment. Therefore, these Defendants should be dismissed.
Plaintiffs remaining Bivens claim is against Defendant Loranth. Plaintiffs first allegation against Loranth is that he gave Dr. Edwards only post myelogram CT images and not the myelogram films for review on March 22, 2005, and that this made Dr. Edwards’ diаgnosis incomplete. Although Dr. Edwards noted that he reviewed the myelogram images instead of the films, he did not indicate that this hindered his diagnosis in anyway. Dr. Edwards recommended that “if his neurologic function remains stable, then I would tend to treat him conservatively as you apparently have been doing.” (Pl.’s Compl. ¶ 15.) The assertion that Loranth failed to give Dr. Edwards a different set of myelogram images, therefore, had no impact on Edwards’ diagnosis and recommendation and is insufficient to show deliberate indifference. Furthermore, Plaintiff fails to establish how this allegedly incomplete diagnosis caused him handicap or permanent loss.
Plaintiffs оther allegations against Loranth include ignoring specialist’s recommendations, dispensing inferior
Accordingly, Plaintiffs Bivens claims against Defendants J. Berrios, L. Berrios, Thomas and Loranth are dismissed.
II. FTCA Action
Claims of negligence or malpractice, can, however, support a cause of action under the FTCA. The FTCA is a significant exception to the doctrine of sovereign immunity, which holds that the government is typically not subject to tort lawsuits.
See, e.g., Perkins v. United States,
Under the FTCA, federal courts are directed to determine liability based upon an analysis under state law. Since the medical negligence allegedly occurred in South Carolina, the substantive law of South Carolina controls.
See United States v. Neustadt,
In South Carolina, a plaintiff alleging a medical malpractice claim must prove by a preponderance of the evidence the following:
(a) the recognized and generally accepted standards, practices, and procedure in the community which would be exercised by competent physicians in the same specialty under the sаme circumstances;
(b) that the physician or medical personnel negligently deviated from the generally accepted standards, practices, and procedures;
(c) that such negligent deviation from the generally accepted standards, practices, and procedures was a proximate cause of the plaintiffs injury; and
(d) that the plaintiff was injured.
Dumont v. United, States,
Here, Plaintiff has failed to establish a claim under the FTCA. Plaintiff has not set forth any evidence, aside from his own conclusory allegations, that Defendants failed to conform their conduct to a required standard or were negligent. Plaintiff failed to establish any causal link between the alleged behavior and any injury. Ultimately, Plaintiff failed in his burden of proof. Therefore, Plaintiffs FTCA claims are dismissed.
III. State Law Claims
To the extent that Plaintiffs complaint states additional claims under state law, since there is no remaining independent basis for federal jurisdiction, this Court declines to exercise supplemental jurisdiction over the claims as summary judgment is granted for Defendants on Plaintiffs federal claims. See 28 U.S.C. § 1367(c)(4).
CONCLUSION
For the foregoing reasons this Court dismisses both Plaintiffs Bivens and FTCA claims and ORDERS that Defendants’ Motion to Dismiss, or alternatively, for Summary Judgment be GRANTED. Plaintiffs Motion for Preliminary Injunction is DENIED as moot.
AND IT IS SO ORDERED.
Notes
. Tanguilig was voluntarily dismissed by Plaintiff on July 21, 2008 due to an inability to serve him process and Plaintiff's determination that Tanguilig "is not essential to the success of this action.” (Pl.'s Consent to Dismissal of Def. Tito Tanguilig ¶ 3).
. Plaintiff’s requested remedies included back surgery, evaluation by a back specialist, medical treatment and medication for back pain, physical therapy, and five million dollars. (Pl.’s Compl. ¶¶ 18-20, 22-24).
