71 N.Y.S. 104 | N.Y. App. Div. | 1901
Lead Opinion
The action is for dower. The plaintiff and William H. Star-buck, now deceased, were married in the Commonwealth of Massachusetts on October 14, 1857. At that time she was a resident of that Commonwealth. They shortly afterwards moved to this State,where Mr. Starbuck continued to reside ■ until his death, which Occurred on the 29th of March, 1896. In consequence of alleged ill-treatment the plaintiff left him in the year 1868,- and returned to her parents’ home in Massachusetts, where she remained a resident until after her husband’s death in 1896, when she removed to, and has ever since been a resident of, this State. While residing in Massachusetts she instituted an action for divorce against her husband on the ground of extreme cruelty, which resulted in a decree in her favor granted on the 4th day of May, 1874. The papers in the divorce proceedings were served upon her husband personally in this State, but he did not appear in the action either personally or by attorney, nor did he in any other manner submit himself to the jurisdiction of the Massachusetts court. He subsequently mar„ ried the defendant Matilda Eliza Starbuck in the State of Pennsylvania, and the minor defendants are children of that union. The real estate, which is the subject of the controversy, is all situated in this State, and was acquired by Mr. Starbuck after the divorce decree. The question in the case is whether the plaintiff is entitled to dower in the real estate as the widow of the deceased.
In opening the case upon the trial the plaintiff’s counsel briefly recited the material facts in reference to the divorce proceedings, whereupon the defendants moved for a dismissal of the complaint upon the pleadings and the opening.. The decision was reserved
Assuming that the technical question presented by the defendants’ exception to the amendments is properly before the court, it may be disposed of by the statement that the action of the trial justice in this particular instance in no manner affected the substantial .rights of the parties. Under such circumstances the power to make the amendments is undoubted. (Code Civ. Proc. § 723; Beitz v. Fuller, 92 Hun, 457, 459; Deutermann, v. Pollock, 30 App. Div. 378 ; Bohlen v. Met. El. R. Co., 121 N. Y. 546 ; Heath v. N. Y. B. L. B. Co., 146 id. 260.) It is not intended to hold generally that the amendment of findings does not affect a substantial right. In this instance, however, the whole controversy is still before the court upon the motion for a new trial, and may be determined on the merits without prejudice, in the attitude of the parties, equally whether the decree of divorce be regarded as admitted, subject to the plaintiff’s exception, or as rejected subject to that of the defendants.
On the vital point presented, viz., the effect of the decree upon the plaintiff’s property rights and interests in this State, the argument of the learned counsel for the defendants is ingenious, but I -am compelled to decide unsound: It realizes the force of the many adjudications which steadily attest the judicial policy of this State in ignoring and disregarding divorces like the one in question, but
The argument is derived from certain statements of the courts in the well-known series of divorce cases in this State which acknowledge the validity of such divorces as this one in affecting the marital status of the plaintiffs by whom they are procured, but such statements I think are to. be limited to the territorial jurisdiction of the foreign State and were not intended to relate to such status within this State. At all events, it has never been decided that such, a-divorce as that which the plaintiff procured operated in this State to' lawfully terminate the plaintiff’s status as Mr. Starbuck’s wife while leaving him beyond all question still her lawful husband; yet this-anomaly is the necessary -result of the defendants’ contention. In other words, it is claimed that under the authorities in this State the effect of the Massachusetts decree was to leave Mr. Starbuck a married man while his wife became afeme sole, he still being lawfully married to a woman who was not his lawful wife. A careful examination of the authorities reveals no such absurdity.
The leading cases in the Court of Appeals are People v. Baker (76 N. Y. 78) ; O'Dea v. O'Dea (101 id. 23); Jones v. Jones (108 id. 415); Cross v. Cross (Id. 628); De Meli v. De Meli (120 id. 485); Williams v. Williams (130 id. 193); Matter of Kimball (155 id. 62); Atherton v. Atherton (Id. 129); Winston v. Winston (165 id. 553). They all adhere to the general principle enunciated in the Baker Case (supra, p. 84) “ that a State may adjudge-the status of its citizen towards a non-resident, and may authorize to that end such judicial proceedings as it sees fit, and that other States-must acquiesce, so long as the operation of the judgment is kept within its own confnes. But that judgment cannot push its effect over the borders of another State to the subversion of its laws and the defeat of its policy, nor seek across its bounds the person of one
In the case of Williams v. Williams (supra) the record of a Minnesota divorce was excluded upon the trial, and the court held that it was properly excluded, “ being void.” The authorities were collated and considered, and the conclusion reached that a judgment of divorce granted by a, sister State without acquiring jurisdiction of the defendant has no effect beyond the limits of the State within which it was granted, and in this State is inoperative and void. Referring to the case of Maynard v. Hill (125 U. S. 190), in connection with Cheely v. Clayton (110 id. 701), the court said (p. 198): “ The case involved the legality of a legislative divorce granted by the legislature of the territory of Oregon, but the consideration of this question was by the facts of the case confined wholly to the territory within which the decree was granted, hi either case questioned the rule prevailing in this state, and the decree in Maynard v. Hill goes no further than that a divorce granted without service upon or personal appearance of the defendant establishes the status of the parties to it within the state in which it was rendered. It does not overrule the decision.-^ of this state, but it is in harniony with them, as it has never been denied by our courts that a state may adjudge the status of its citizens towards a non-resident, and that so long as the operation of the judgment is kept within its own confines other states must acquiesce.”
In Matter of Kimball (supra) the claim made by the plaintiff herein was urged upon the court, but disregarded.. The point was made (p. 64) that “ the Dakota court had jurisdiction of the plaintiff in the divorce action, who is the appellant herein. As to her or any party standing upon, urging or relying upon her status, the decree of divorce is valid.” The court held otherwise, viz., that the decree which the appellant, then Mrs. Semon, obtained in Dakota while a resident of that State, was not valid in this State as to her / that she remained Semon’s wife in this State, her marital status not being affected here by her decree; that her subsequent marriage to Kimball was accordingly invalid; and that she was properly denied the right to administer on his estate. The court said (p. 68) that it was “ well settled that the judgment of a court of a sister state has no binding effect in this state, unless the court had juris
In Jones v. Jones (supra) Andrews, J., said (p. 423): “The judgment of another state may be impeached for want of jurisdiction of the person or subject-matter when it comes in question in our courts. It is an elementary principle that no court can lawfully adjudge rights of persons or property in the absence of jurisdiction; and it is firmly settled that a judgment of the court of another state is binding here only so far as the court rendering it had jurisdiction. It is not protected under the Constitution and laws of the United States from attack for want of jurisdiction. If rendered without jurisdiction it is not a judgment but a mere arbitrary prescription, without force as a judicial proceeding in another forum. (Borden v. Fitch, 15 John. 121; Starbuck v. Murray, 5 Wend. 148 ; Kerr v. Kerr, 41 N. Y. 272; Thompson v. Whitman, 18 Wall. 461.) In the determination of the question whether the Texas court acquired jurisdiction of the person of the defendant in the action, it must be conceded at the outset that the service of the citation upon the defendant here, who, at the time, was a resident and citizen of New York, owing no allegiance to the state of Texas, was utterly void and ineffectual as a means-of giving the courts of Texas jurisdiction of the'defendant. The process of courts run only within the jurisdiction which issues them. They cannot be served without the jurisdiction, and courts of one state cannot acquire jurisdiction over the citizens of another state under statutes which authorize a substituted service, or which provide for actual service of notice without the jurisdiction so as to
In Lynde v. Lynde (162 N. Y. 405) Gray, J., said (p. 412) “ That the decree of divorce was of no force as to him ” — the husband residing and served in this State — “ cannot be disputed. It is quite settled at the present day that no state can exercise jurisdiction and authority over persons or property without its territory. Its laws and the judgments of its tribunals can have no extra-territorial operation, except so far as the former may be allowed such by comity. The decree of divorce, which the plaintiff obtained in Yew Jersey, was effectual to determine her status as a citizen of that state towards the defendant; but as to him it effected nothvng and was void for want of personal service of process or of an appearance by him in the divorce proceedings. One or the other of these conditions was required to be shown to enable the court to proceed with jurisdiction im, personam. As the service of process was constructive by publication, however authorized by the laws of the state, it was ineffectual against the defendant for any pumpose. (People v. Baker, N. Y. 78; Matter of Kimball, 155 ib. 62; Pennoyer v. Neff, 95 U. S. 714; Story’s. Conflict of Laws, sec. 539.) ”
It is quite apparent from these cases and many others which might be cited, that the theory upon which they are based is that the matrimonial relation is not a res within the jurisdiction of a sister State under the circumstances accompanying the plaintiff’s residence in Massachusetts; that a valid decree terminating the relationship as against a citizen of this State requires a voluntary appearance or such service of process as would be valid in actions m personam; that whatever effect is to be given the decree must be confined to the plaintiff and to the State in which it was granted, and that in this State it is without binding force or efficacy in any respect, for any purpose and as to either party.
The defendants claim that Matter of Morrisson (52 Hun, 102) is an authority in favor of their contention. That case was decided by the General. Term in the first department in March, 1889, and affirmed by the Court of Appeals, without opinion (117 N. Y. 638). It decided that a decree of divorce was valid in this State- which was procured in another State by service by publication upon the
The case of Todd v. Kerr (42 Barb. 317), decided by the General Term in this department in May, 1864, is precisely in point. That was an action for dower. The plaintiff resided with her husband in Brooklyn, but left him and went to New Jersey to live. While there she procured the passage of an act of the Legislature granting her a divorce. • Subsequently to that act her husband acquired real estate in New. York, and died in 1862. Her action for dower was defended by the husband’s heirs, but the court unanimously held that she was entitled. The court said (p. 319): “ If it,” the act of the Legislature, “ left the husband’s marital rights unimpaired, so it did the wife’s rights to the property of her husband, if she survived him. It is said, however, that she is estopped from denying the force and efficiency of the legislative divorce. I do not see the elements of an estoppel in the transaction.”
But it is said that an element of estoppel exists in this case because the plaintiff’s husband, by remarrying, acted upon the decree which she procured, He did not marry, however, in this State, and such marriage, had it occurred hére, would have been bigamous, beyond all question, under the decision in People v. Baker (supra). I know of no case where it has been held that the act of one party can operate as an estoppel to the prejudice Of another in a jurisdiction where such act would constitute a felony, and I should hesitate to import into our adjudications a doctrine which might involve in its logical result the conferring of a benefit for the commission of crime. Nor do I think the deduction which invokes the theory of estoppel is fairly deducible from Mr. Starbuck’s act, viz., that he acted on the assumption that the plaintiff’s decree was valid. It is at least equally reasonable to assume that in remarrying in another
Holmes v. Holmes (4 Lans. 388), decided by the General Term in the third department in December, 1871, enforced the same rule as Todd v. Kerr (supra), viz., that the party obtaining an invalid decree of divorce is not estopped from calling it in question. The court said (p. 392): “ That the plaintiff is not estopped from denying the validity of the divorce obtained by him, will be seen when it is considered that if it did not, in fact, dissolve the marriage, the courts will not allow either party to deny the existence of the marriage. The parties have no power of themselves, either in form or effect, to dissolve the marriage contract, as would be done, if effect should be given to the estoppel claimed in behalf of the defendant.” To the same effect is Rigney v. Rigney (127 N. Y. 408, 416; reversed on another point as Laing v. Rigney, 160 U. S. 531). (See, also, Moe v. Moe, 2 T. & C. 647; People ex rel. Commissioners v. Smith, 13 Hun, 414; Rundle v. Van Inwegen, 9 Civ. Proc. Rep. 328.) The latter case contains a clear and convincing opinion on the question in an action for dower, written by Mr. Justice Charles F. Brown, in which it is held that a wife is not estopped from denying the validity of a foreign divorce by her acquiescence therein and subsequent remarriage.
But even if the divorce procured by the plaintiff in Massachusetts were binding upon her in this State, it is very doubtful whether it could be permitted to operate to bar her dower any more than would a valid limited divorce procured by her in this State for the same cause. Analogy to the laws and policy .of the State would only require that it should be regarded as a judicial separation, leaving intact such property rights as depend, upon and attach to coverture. As was said by the court in Rundle v. Van Inwegen (supra at p. 336): “ It is settled by numerous authorities in this State that adultery on the part of the wife will not bar her dower in her husband’s estate unless she be convicted of that offense by a decree of the court.” If this be so, how can a decree granted in another
If there is a distinction, accuracy and certainty in real estate titles require that it should be pointed out by a court which can speak with the force and finality of ultimate authority. It will be unnecessary to determine the question in this case, however, if the divorce is held to be inoperative in this State. And even if it be held otherwise, it is quite apparent that the plaintiff, if endowed, will receive nothing to which she would not have been entitled had she sued in Hew York instead of Massachusetts and recovered here a judgment for such a divorce as can be obtained for cruelty.
In this connection it is noteworthy that the Legislature of this State has made provision by section 186 of the Real Property Law (Laws of 1896, chap. 547) by which divorced women may release their right of dower in lands after acquired by their former husbands. It provides for the release by an instrument in writing sufficient to pass title to real estate by a woman who is divorced from her husband, whether such divorce be absolute or limited, or granted in his or her favor, of her inchoate right to dower to him in all the real estate, general or specific, theretofore owned by him, and also such as he shall thereafter acquire. This section is a substitute for
It follows from the views herein expressed that the plaintiff’s right of dower could only be destroyed by voluntary release, or by a decree, of divorce granted because of her adultery; that the decree which she procured in Massachusetts because of her husband’s cruelty could not and did not affect her marital status in this State; and that such decree being ineffectual to dissolve the marriage relation in this State, she is entitled to dower in all the real estate of which her husband died seized..
A question is raised with respect to certain pieces .of' property which were conveyed to the defendant • Herbert.- B.- Turner, and which the latter by written instruments .duly executed . ain.d' ackúbwL edged, certified and declared that he held in trust'for the benefit., of "William F. Starbuck, his heirs and assigns. The defendants claim that these parcels are to be regarded as free from the claim of dower on the authority of Phelps v. Phelps (143 N. Y. 197). That was the case, however, of lands paid for by the husband, but deeded to a third person, neither conveyed nor agreed to be conveyed to the husband. Under a written agreement between the grantee and the husband it was agreed that the latter “ should receive all the benefit of, and have control of said property.” The court held that the husband had no estate in the land itself, and only a right of action for damages in the case of a breach of the contract. The later case, however, of Wendt v. Walsh (164 N. Y. 154) seems Controlling. There the. grantee in a deed of absolute conveyance of real property Executed a declaration of trust in favor of a third person, his heirs, administrators and assigns, and it was held.' that such grantee took a mere naked trust which was abolished by the Real Property Law (Laws of 1896, chap. 547); that as trustee: nb' legal or equitable estate vested in him; but that the absolute .fee of the premises vested in the person in whose favor the trust was declared.
I am also aware that the views herein expressed may conflict to some extent with the recent decision rendered in the fourth department in Matter of Swales (60 App. Div. 599). That case, how.ever, did not relate to dower, and the reasoning of the court is based on the theory that a foreign divorce obtained by substituted service
The defendants’ exceptions must be overruled and the motion for a new trial denied.
All concurred, except Goodrich, P. J., who read for reversal, and Jenks, J., not voting.
Dissenting Opinion
I cannot concur in the affirmance of this judgment.
The action sounds in equity. Mr. Pomeroy, in his Equity Jurisprudence (Yol. 3, §§ 1380-1382), states that originally the wife’s right of dower was purely legal and was asserted at law; that in the
In the present action dower is claimed, not only in real property which was conveyed to William H. Starbuck in April, 1884, and stood in his name, but also in another piece of property which, in 1881, was conveyed to, and stood in the name of¿ one Turner, and-of which, the complaint alleges that Starbuck was in fact owner. It was necessary to bring an action in equity to remove this title impediment in the way of plaintiff’s recovery; and she has sought such forum.It is not necessary to cite authority for the principle that he who seeks equity must do equity and must come into court with clean hands. (1 Story Eq. Juris. § 64e; Bisp. Eq. §§ 42, 48; “ Qui sentit commodum sentare debet et onus.” Broom Leg. Max. 705.)
The plaintiff invoked the jurisdiction of the Superior Court of Massachusetts, in commencing an action for divorce, and submitted herself to the power of that court. She cann'ot now in good conscience refuse to abide by its decree dissolving the marital bonds. '
In Hewitt v. Northrup (75 N. Y. 506) it was said (p. 510) :(i But the claim is further made that the Supreme Court is not the court to determine the amount and validity of debts, nor to marshal the assets of a bankrupt, and that the proper parties are not here for that purpose;" But the plaintiffs went into that court' and invoked its jurisdiction, and brought in just such parties as they deemed proper, and they cannot now complain that the court determined all the questions needful for a proper disposition of the case.”
The marriage in question took place in Massachusetts, and there is no evidence tending to show that the plaintiff went there for the purpose of acquiring a domicile in order to bring an action for divorce. She went there in 1868, and her action for divorce was not commenced until 1874. She obtained her decree, received and accepted whatever benefits accrued therefrom, including the custody of a minor child of the marriage; and, from 1874 until the death of William H. Starbuck, practically proclaimed that she was no longer
I think the plaintiff is estopped to claim a dower right in property acquired by William after the dissolution of the marriage tie between herself and him. He acted upon the faith of the judgment and contracted a new marriage, not in New York, but in Pennsylvania, so that no prosecution for bigamy, within the principle of People v. Baker (76 N. Y. 78), could have been maintained against him in New York. Children have resulted from the marriage, and an affirmance of the judgment would in effect declare the new wife to be an adulteress and the children bastards, and strip them of rights in property acquired by the husband and father after the plaintiff had obtained her decree of divorce and after the contracting of the new marriage. I cannot assent to any doctrine which would have that result.
There is no decision of our Court of Appeals, so far as I can find, where it has been announced that a plaintiff who has sought and •obtained a decree of divorce within the jurisdiction of her domicile, can be heard to assert its invalidity for the purpose of claiming dower in the property of her divorced husband acquired after the •decree and a second marriage. There are decisions at Special Term which sustain the doctrine upon which the prevailing opinion is based. There are also opinions of the same character in the old General Term. But there are also opinions in the old General Term to the contrary, and as- these are referred in the opinion of Mr. Justice Hirschberg, I do not refer to them.
A recent opinion in the fourth department (Matter of Swales, 60 App. Div. 599) contains this significant language (p. 603): “ Mrs. Swales, in order to obtain an absolute divorce from her husband, •elected to go into the State of Illinois, where the rules and regulations respecting such actions are much less rigid than they are in this State. She obtained what she went for, and, reposing upon the regularity and security of her decree, she subsequently married another man, with whom she is still living. Having made this election and secured to herself all the benefits that were obtainable therefrom, it would seem like a travesty of justice to permit her now to repudiate the same and by impeaching the validity of the
People v. Baker (supra) and other like cases rest upon the principle that where there is substituted and not personal service upon the defendant within the State, the court acquires no jurisdiction of' the defendant as he has had no opportunity to be heard. But that principle does not affect the plaintiff, who has invoked the jurisdiction, has been heard and had her status declared.
In Jones v. Jones (108 N. Y. 415) there had been an action for divorce in Texas, in which the defendant there appeared at first to object to the jurisdiction, but afterward appeared generally and defended the action and prosecuted an appeal from the judgment. The court held (p. 427) “ that the Texas judgment is a valid and binding adjudication. There is no reason to regret this result. The present plaintiff had a full opportunity tó be heard and to present, his defense in that proceeding, and availed himself of it. He appealed from the judgment, which was affirmed by the highest jurisdiction of the state. The litigation was, we think, conclusively ended by the final decree.”
In Rigney v. Rigney (127 N. Y. 408) the court said (p. 413): “ The courts of the United States and those of most of the several states, including Hew York and Hew Jersey, hold a divorce to be valid, so far as it affects the marital status of the plaintiff, which is granted by the courts of a state pursuant to its statutes, to one of its resident citizens in an action brought by such citizen against a resident citizen of another state, though the defendant neither appears in the action nor is served with process in the state wherein the divorce is granted. (Cheever v. Wilson, 9 Wall. 108; Pennoyer v. Neff, 95 U. S. 714; People v. Baker, 76 N. Y. 78; Doughty v. Doughty, 28 N. J. Eq. 581; Cooley on Const. Lim. 400; 2 Bish. Mar. Div. & Sep. § 150 et seg.) But the courts of this and some of the states hold that the marital status of such non-resident defendant is not changed by a. judgment so recovered, he or she. remaining a married person. (People v. Baker, 76 N. Y. 78; O’Dea v. O’Dea, 101 id. 23; Jones v. Jones, 108 id. 415 ; Cross v. Cross, Id. 628 ; Cook v. Cook, 56 Wis. 195; Doughty v. Doughty, 28 N. J. Eq. 581; Flower v.
Thus we have the declaration of the Court of Appeals that the marital status of the plaintiff has been changed by the valid decree of the Massachusetts court. As that decree declared her to be no longer the wife of William, it is somewhat difficult to understand how she can have dower in his subsequently acquired real estate.
The judgments of divorce under consideration in People v. Baker (supra) and O'Dea v. O'Dea (supra) were obtained previously to 1874, at which time there was no provision in our Code for serving an absent defendant in a divorce action by substituted service. The Code was amended in 1876 so that in a divorce action a non-resident could be served by publication, and this fact was referred to by Judge Folger in his opinion in the Baker case, at page 87. Both of these cases, therefore, were decided at a time when our statutes did not provide for the service by publication of a summons upon a defendant in an action for divorce. Since the amendment which authorized the acquiring of jurisdiction against a non-resident in such an action, it seems unreasonable that, as against the plaintiff, we should refuse to recognize the decree of the court of a sister State, obtained by the plaintiff in precisely the same manner, and thereby fail to give that full faith and credit to the records and judicial proceedings of every other State which is required by article 4, section 1, of the Federal Constitution.
These views are sanctioned by Atherton v. Atherton (181 U. S. 155), where the court said (p. 162): “ The purpose and effect of a decree of divorce from the bond of matrimony by a court of competent jurisdiction are to change the existing status or domestic relation of husband and wife and to free them both from the bond. The marriage tie, when thus severed as to one party, ceases to bind either. A husband without a wife or a wife without a husband is unknown to the law. When the law provides, in the nature of a penalty, that the guilty party shall- not marry again, that party, as well as the other, is still absolutely freed from the bond of the former marriage.” The court cites, apparently with approval, Dit
The wide divergence of opinion in the courts of different States upon this important question gives weight to the remark of the Court of Appeals in People v. Baker, where it was said: “It remains for the Supreme Court of the United States, as the final arbiter, to determine how far a judgment rendered in such a case, upon such substituted, service of process, shall be operative without the territorial jurisdiction of the tribunal giving it.” It seems to me that the-United States Supreme Court has virtually decided , the question adversely to the views expressed in the prevailing opinion in the present case, as that court (Atherton case, p. 173) said: “ The result is that the courts of Kew York have not given to the Kentucky decree of divorce the faith and credit which it had by law in Kentucky, and that, therefore, their judgments must be reversed.”
My objections to the conclusions of Mr. Justice. Hieschbebg are, that his opinion fails to regard the equities of the situation; that it .makes no distinction between the rights of a plaintiff who has invoked the jurisdiction of a court and those of a defendant who, though he may have been summoned according to the law of the jurisdiction, has not appeared in the action; that it fails to give effect to the doctrine declared in Rigney v. Rigney (supra), that the plaintiff’s marital status is fixed by the Massachusetts decree; that it disregards the principle that one who has accepted the benefits- of one part of a decree cannot reject the burdens imposed by it ;-and that full faith and credit are not accorded to the judgment of the Superior Court of Massachusetts.
Defendant’s exceptions overruled and motion for new trial denied, with costs.