76 F. 767 | 7th Cir. | 1896
Lead Opinion
(after tbe foregoing recital): Counsel, in their printed argument, hare discussed the jurisdiction or province of this court on this appeal. What may be said touching the function of this court, the scope of the review which may be had
*772 “A decree which disposes of a cause without reserving anything for further consideration is, of course, final. Mills v. Hoag, 7 Paige, 18; Cook v. Bay, 4 How. (Miss.) 485; Britton v. Johnson, Dud. Eq. 24; Tennent’s Heirs v. Pattons, 6 Leigh, 196; Talbot v. Todd, 7 J. J. Marsh. 456; Johnson v. Everett, 9 Paige, 636; Ex parte Crittenden, 5 Eng. (Ark.) 333. See, per Sutherland, J., in Kane v. Whittick, 8 Wend. 224; Harvey v. Branson, 1 Leigh, 108; Longfellow v. Longfellow, 1 Clarke. Ch. 344; Hey v. Schooley, 7 Ohio. 373; Brewer v. Connecticut, 9 Ohio, 189; Road Co. v. Elmer, 9 N. J. Eq. 754, 787; Webster v. Hitchcock, 11 Mich. 56. So, if it decides the rights of the parties on the merits, although it may make a reference to ascertain the amount due from one party to the other on the basis of the adjudication, reserving nothing except to determine that the report is strictly in conformity with the decree. Jones v. Wilson, 54 Ala. 50. Quackenbush v. Leonard, 10 Paige, 131. See Story v. Hawkins, 8 Dana, 12; Michoud v. Girod, 4 How. 503; Forgay v. Conrad, 6 How. 203. And such a decree is final, both as to ah original and.cross bill, that the equity of the case is with the complainant in the original bill, although leave is given to either party to apply, at. the foot of the decree, for such further order as may be necessary to the due execution of the same, or as- may be required in relation to any matter not finally determined by it. French v. Shoemaker, 12 Wall. 98. And see Wyatt v. Garlington, 50 Ala. 576.”
“Strictly speaking, every decree settling rights Upon a hearing on the merits of the original cause, or upon the equity reserved, is pro tanto a final decree. But where an appeal is only allowed by statute from a final decree, the courts have not agreed as to what decree shall be considered final within the meaning of the statute. The United States supreme court, under such a statute, has decided that, if the decree decides the right of property, and orders it to be delivered up or sold, or adjudges a sum of money to be paid, a.nd the party is entitled to have such decree carried into immediate execution, it is a final decree, under the act of congress, from which an appeal lies, although there is a reference for an account between the parties upon the basis of the decree, and the cause is retained for the purpose of adjudicating these accounts. Forgay v. Conrad, 6 How. 203.”
In Iron Co. v. Meeker, 109 U. S. 180, 182, 3 Sup. Ct. 111, it is expressly decided that a reservation as to the matter of costs does not make a decree in other respects any the less final and appealable.
In a patent case there can be no right to an accounting unless the infringement be made out; but the infringement may be found and the injunction awarded in favor of a complainant who, upon the proofs, has no right to an accounting. Upon the issue whether or not the complainant is entitled to the accounting, it may not appear that the defendant used or sold the patented device, but merely that he made it; or it may otherwise appeal' that there were, in fact, no profits, or that an account had already been stated, conditionally or otherwise, by the parties themselves, and that for want of notice, as provided in section 4900 of the Revised Statutes of the United States, no damages could be recovered. In such event there could be no award of an accounting in the decree, although the perpetual injunction would be awarded. Whittemore v. Cutter, 1 Gall. 478, Fed. Cas. No. 17,601; Elizabeth v. Pavement Co., 97 U. S. 127, 144. In a patent case on the equity side the primary and essential contention relates to the ownership of the patent by complainant, the validity of the claims, and the infringement. The final adjudication in favor of complainant on this contention is a perpetual injunction.
In the decree of March 12, 1895, the question of costs, as already stated, was expressly reserved, and the determination of the amount
In this ease, and as to that portion here appealed from of the decree there was no reservation of any further hearing. It would have been within the power of the circuit court, though such a proceeding would have been exceptional, to retain the cause for further consideration as to the ownership, validity, and infringement of the patents. Such a reservation would have meant that the injunction was still within the control of the court, merely extant until further order, or subject to vacation on any change of view by the court, or upon additional evidence which the court might choose to hear. If would have been within the power of the court, also, upon such reservation, to require a bond from complainants conditioned to answer all damages in case the court should actually see fit, at a later day, to dissolve the injunction. But no such ease is presented.
The “interlocutory order or decree” made appealable by amended section 7 must be one wherein the court grants, continues, refuses, dissolves, or refuses to dissolve an injunction. The state of the record or progress of the cause must be such, when said appealable “interlocutory' order or decree” is entered, that a “final decree” upon the matter with which said “interlocutory order or decree” has to do may yet be made. The contrast suggested by tbe words “interlocutory order or decree” and “final decree,” as used in the first paragraph of amended section 7, is between a decree which is preliminary to a hearing on the merits, and hence1 discretionary in the court, and one which follows a. hearing on the merits, and is hence final, conclusive, and as of right in the prevailing party; between a decree which is meant to preserve the subject-matter of the litigation, or prevent irreparable injury, till a bearing on the merits can be bad, and a decree which follows the hearing on the merits, and ultimately determines the rights of the litigants. The “interlocutory order or decree” made appealable by amended section 7 must be one which leaves the cause pending on the issues in the court of original jurisdiction. “The proceedings, in other respects, in the court be
. Can that portion of the decree which constitutes the adjudication specifically appealed from in the case at bar be crowded into the limitations fixed in amended section 7 for the “interlocutory order or decree” there made appealable? The injunction here is perpetual. How can a perpetual injunction, where no power over the same is reserved, be the subject of an interlocutory order? See 2 Daniell, Ch. Prac. 1683. On the face of the decree now here, no further action was to be taken by the court in the matter of the injunction or of the ownership, validity, or infringement of the patents. On the face of the decree, the injunction without limitation went as of right in the complainants, and not as of discretion in the court. On the face of the record, this decree, so far as concerns the adjudication appealed from, was not preliminary. It was technically and essentially on the merits, and after the parties had had in the fullest sense their day in court. This was a decree in which, as a condition of the injunction, no bond was, or could without error have been, exacted from complainants, they being, on the face of this decree, entitled to the perpetual injunction as of right. The hearing which resulted in this decree was of such kind that, if the court had found no infringement, and an injunction previously issued against defendants had been' dissolved, no “additional injunction bond” could have been required as the condition of an appeal by complainants. The hearing which resulted in this decree was of such kind that, if the court had found no infringement, the decree must have been a dismissal for want of equity as to all the patents sued on; and such decree, whether it dissolved a prior injunction ■ or not, could not have been interlocutory, within the sense of section 7. Furthermore, this appeal would not seem entitled to precedence in this court. The statutory requirement of precedence in appeals under amended section 7 is senseless when applied to this appeal. The precedence is given because the decree to be appealed from under that section awards or dissolves an injunction against the alleged right of the appellant before he has had his day in court upon the merits of that right, or, if the appeal be from a refusal to grant an injunction, because the appellant may be irreparably injured before his case can be heard on the merits.
On the reversal of an order or decree granting a pendente lite injunction — an order which would be strictly interlocutory within the sense of amended section 7 — this court must, if in the opinion
If, however, we find no error in the record, the stress of the situation will become manifest. This is a court of review. It may, on the one hand, reverse, in whole or in part, the decree appealed from; or, on the other, approve and affirm. In the latter event — ■ barring the rule that no subsequent appeal on the same question can be entertained, since this court has no power to review its own adjudications — the decree would stand in the lower court precisely as though no appeal had been taken. This court has not original jurisdiction. It may not usurp or repress the judicial power of the circuit court. Whatever of force or virtue there may be in a decree of the circuit court is attributable to the judicial power vested by law' in that court. There is no power in the court of appeals whereby its affirmance, or approval on review', of a decree of the circuit court, can give a finality to that decree which it did not have when entered of record in the circuit court. If the mat ter here appealed be an “interlocutory order or decree,” a judgment of affirmance (that is to say, a refusal to reverse) by this court cannot make it a final decree. If, so far as concerns the ownership of the claims, their validity, the infringement and the injunction, the decree entered in the circuit court on the 12th day of March, 1895, be an interlocutory order or decree, then, as pointed out by Judge; Jackson in Watch Co. v. Robbins, 3 C. C. A. 103, 52 Fed. 337, all questions concerning
In Bissell Carpet-Sweeper Co. v. Goshen Sweeper Co., 19 C. C. A. 25, 72 Fed. 545, after a full hearing on the merits in the circuit court, a decree was made and recorded wherein was adjudged the validity of the patent, complainant’s ownership, the infringement by defendant, and a perpetual injunction. It was also found in this decree that complainant was entitled to an accounting, and a reference to a master was made on that matter. The defendant appealed, and the court of appeals affirmed. After the judgment of affirmance, and long after the close of the term in the circuit court at which the decree was recorded, but prior to the report on the accounting, the judge in the circuit court, conceiving the decree to be in' all respects still within his control, on motion of complainant vacated the injunction so far as to permit the defendant to complete and sell certain of the infringing devices, the sales so made to be accounted for before the master. From this order complainant appealed, and the court of appeals reversed, declaring that the circuit court had no power to change or modify the injunction; that the decree was final and conclusive so far as concerned the patent property, the validity of the patent, the infringement, and the perpetual injunction. But the learned writer of the opinion, Lurton, Circuit Judge, in the line of reasoning whereby he reached this conclusion, said that the finality of ■ the decree in the respects mentioned was due to the affirmance in the court of appeals; that the decree in the respects mentioned was an interlocutory decree till so affirmed, and then, and as the legal result of such affirmance, became final. The rule whereby, on the reversal of an interlocutory decree, a mandate may direct a final decree to be entered in the circuit court was dwelt on in the opinion, but the learned judge failed to note the contradiction involved in the proposition that an affirmance can alter the essential character of the decree affirmed. The decree which the circuit court attempted to change was, so far as concerned •the pronouncements therein which were executed by the perpetual
In Watch Co. v. Robbins, 3 C. C. A. 103, 52 Fed. 337, also in the court of appeals of the Sixth circuit, which was an appeal by the defeated defendant in a patent ease from a decree of the hind already described, counsel for both sides joined in a motion whereby (he court of appeals was ashed to “hear and finally determine the merits of the controversy relating to the validity of the patent in suit and the infringement of the same,” as though a decree which had been made pursuant to a final hearing on flu; merits could be reviewed otherwise than on the merits, and as though the consent of counsel (Stevens v. Clark, 10 C. C. A. 379, 62 Fed. 321) could give to the court of appeals a jurisdiction which, by their application, they seemed to concede was not given by law. The court of appeals assumed without question that the decree was in all parts interior utorv. From this assumption it seemed to follow, as in effect pointed out in the opinion by Judge Jackson, that the ownership, validity, and infringement of the patent were still open questions in the circuit court; in other words, that the court of appeals was powerless to make any adjudication (of affirmance) which, on the theory of the motion, would have force in the circuit court. The matter was thereupon certified to the supreme court of the' United States. The lat ter tribunal dismissed the certificate for want of form. The court of appeals thereupon heard the appeal, and delivered a second opinion. 12 C. C. A. 174, 64 Fed. 384. The record was fully considered, and the decree affirmed. The opinion contains the statement that on the then present appeal the court of appeals could “hear and finally determine the merits of the controversy as to the validity of the patent and its infringement.” The court of appeals had no original jurisdiction. The decree affirmed, it would seem, was no more conclusive as the result of the affirmance than it would have; been if no appeal bad ever been taken. The import of,the opinion is that no appeal could be again entertained upon “the validity of the patent and its infringement.” This means that the circuit court had exhausted its power in making the decree appealed from so far as concerned “the validity of the patent and its infringement”; in other words, that to this extent the decree already of record in the circuit court and under review in the court of appeals was final.
In Bissell Carpet-Sweeper Co. v. Goshen Sweeper Co., supra, it is said:
“The doctrine of res adjudicate rests upon the maxim that there should he an end to litigation. No doctrine rests upon sounder principles of public policy, or is more entitled to a wide application. If, under an appeal from a decree awarding an injunction, this court obtains such a record as to enable it, with justice to the parties to the appeal, to hear and consider the merits of the cause, it would be most anomalous if we have not the power to decide. The judicial function of considering involves the function of determining. The decision of an appellate court is Anal, and no second appeal is maintainable, except as to matters reserved, or proceedings subsequent to the*778 first appeal. These considerations lead us to the conclusion that, inasmuch as it was decided upon the former appeal that the patent of the complainant was valid, and that the defendant had infringed it, and a perpetual injunction had been properly awarded, there was no power in the circuit court to dissolve, modify, or suspend the injunction. There was no room for the exercise of judicial discretion. The complainant was entitled to the remedy by injunction which had been accorded him, and that relief had been affirmed by this court.”
If the ultimate judgment of the court of appeals in the last-named case that the circuit court could not change the decree as was attempted be sound, then, since the court of appeals had no original jurisdiction in such a case, since in affirming that court merely approved or declined to reverse or modify the decree appealed from,' that decree, so far as the quality of conclusiveness or finality attached at all, must have been final and conclusive when entered of record-in the circuit court. The determining consideration in the opinion seemed to be that by the affirmance the decree appealed from became the decree of the court of appeals. But, in the nature of things, as well as by the terms of section 701, the court of appeals can merely direct a decree “to be rendered” in the circuit court, and that only when the decree appealed from is reversed or modified. The power incidental to appellate jurisdiction is the power to direct the circuit court to enter such a decree as on the showing of the record ought to have been entered by that court. What is done by a court of original jurisdiction pursuant to a mandate from a court of review on reversal is precisely what ought to have been done by the court of original jurisdiction in the first instance. The legal force as res judicata of a final decree entered in a circuit court pursuant to a mandate from a court of appeals is the same as though such decree had been entered originally, and in place of the erroneous decree which was annulled on appeal. If, for instance, and to taire an extreme and exceptional case, after the hearing, as shown' by this record, the circuit court had incorporated in its decree a reservation whereby the defendants were at liberty to present further evidence or further argument on the ownership, validity, or infringement of the patents, or given liberty to move at or before the coming in of the master’s report to vacate the decree for the injunction, it would then have been within the authority of this court upon approval here of the holdings below touching the ownership, validity, and infringement of the two patents in question on this appeal, to reverse such decree so far as concerned the reservation specified, and direct that a final and perpetual injunction without reservation ■or condition be ordered in the circuit court; in other words, to reverse or modify the decree of the circuit court, and direct to be entered in that court the decree that ought to have been originally entered there. It may be here added that in each of the following cases: Bouchier v. Taylor, 7 Brown, Parl. Cas. (1st Ed.) 414; Governors of St. Stephen’s Hospital v. Swan, 5 Brown, Parl. Cas. (1st Ed.) 454; Ellis v. Seagrave, Id. 478; White v. Lightburns, 2 Brown, Parlk Cas. (1st Ed.) 405; Scribblehill v. Brett, 1 Brown, Parl. Cas. (1st Ed.) 57; Rous v. Barker, 3 Brown, Parl. Cas. (1st Ed.) 80; McCan v. O’Ferrall, 8 Clark & F. 30; Le Guen v. Gouverneur, 1 Johns.
It is true, indeed, as stated by Judge; Lurton, that “the judicial function of considering involves the function of determining.” But what a court of error considers is the soundness of the decree appealed from, and the legal sufficiency of that decree to meet the showing of the record on which it rests. What it determines is either that such decree is not the appropriate conclusion from the record, but that some other decree would have been, in which event the decree which ought to have been originally entered is directed by the mandate; or, on the other hand, that the decree appealed from was the just conclusion of law and fact, in which event that decree as originally made by the circuit court is affirmed. The effect, the decree in question being one on the merits, is that the power of the court of error is exhausted, — the possibility of further consideration of the same matter by the court of error, the possibility of reversal or modification on appeal, is extinguished. The status of the case becomes the same, so far as the law of res adjudicata is involved, as though no appeal had been taken, but the time limit for an appeal had expired. The argument and conclusion of Judge; Lur-ton, if addressed to the proposition that the; decree, when entered in the circuit court, was final on the ownership, validity, and in frmgement of the patent and tlie injunction, would seem unimpeach - able. In other words, fremi his proposition, as applied to the court of appeals, that “the judicial function of considering involves the function of determining.” and from the further proposition that the court of appeals on the prior appeal was bound by law to hear and determine,- — in other worels, had jurisdiction. — it followed, as the matter appears to the writer of this opinion, not that finality was given by the affirmance to a decree which had not that quality when entered, hut that such decree was really final when entered in the circuit conrt, and so continued from that date.
In Richmond v. Atwood, 2 C. C. A. 596, 52 Fed. 10, the decree in favor of the complainant patentee was reversed, and the cause remanded, -with the direction that the order of reference be vacated, and the bill dismissed for want of equity. Whether the appeal in that case were by section 6 or by section 7, it was, as already suggested, entirely competent for the court of appeals upon reversal to direct a decree which, when entered of record by the circuit court, would be final. See, also, Green v. Mills, 16 C. C. A. 516, 69 Fed. 852.
Section 6 should be considered in connection with amended section 7. The latter section has been made the subject of comment in this opinion. The words “final 'decision” in section 6 may include a perpetual injunction decreed against a defendant after a full hearing on the merits in a patent case. Said words certainly must be held so inclusive if the legislative policy to that effect appear affirmatively and by reasonable intendment. By providing an appeal from a preliminary or pendente lite injunction, and in an adjoining section of the same act giving an appeal from any “final decision,” the lawmakers indicated that a perpetual injunction decreed as the outcome of a final hearing on the merits in a patent • case was appealable'as a “final decision.” The proposition that a defeated defendant in a patent case must submit to the perpetual injunction decreed against him without any right of appeal during the interval of months or years which may elapse between the entry of such decree and the order on a master’s report touching the amount of money for which complainant shall have execution, is not to be entertained in view of the legislation now current. The assumption that section 6 of the act of March 3, 1891, must be deemed the equivalent of section 692 of the Revised Statutes of the United States as construed by the supreme court in Barnard v. Gibson, 7 How. 650,
This controversy is waged most strenuously as to letters patent No. 456,122. The invention of that patent is an improvement in “means for controlling the operation of elevators” used for carrying passengers to and from the upper floors of city buildings.' A. three-armed level-, fixed at the bottom of the elevator shaft, — that is to say, a straight beam placed normally horizontal and pivoted in the center, with an arm extending from the pivotal point downwards,- -was, at the time of this invention, a known means of controlling, through pulleys and cables, with suitable attachments, the mo\ements up or down of the car of a hydraulic elevator by the attendant in charge of such car. The downward arm is attached at its point to a rod connecting with a. valve which, when such arm is perpendicular, and the beam horizontal, closes the opening or openings whereby water passes to and from the cylinder. When one side of the beam is depressed, the water passage or inlet is uncovered, so that the water is pumped into the cylinder. The piston is at the same time driven or pushed forward in the cylinder pulling down the lifting cables, and the car rises. When the other side of the beam is depressed, the valve shuts off the water from entering tin1 cylinder, and uncovers the opening for the exit, and the car descends by its own weight, driving the piston backward, and expelling the water through said place of exit. The problem before the pat-en tee, Reynolds, was to devise a means of operating from the moving ear the three-armed lever, which would be different and superior to any means already known. As shown by the patent in question, he fixed under the car, and pivoted to a downward projection from the floor of the car, a second three-armed lever or horizontal cross beam, with an arm projecting upward through a slot in the floor of the car. From one end of this second beam a rope extended downward, around a pulley on the corresponding end of the beam first described, thence upward along the side of the car and the elevator shaft to the top of the shaft, thence over a second pulley and down to the roof of the car adjoining that side of the shaft where it was secured to the car. From the other end of said secondly described arm passed another rope downward and around a like pulley at the other end of the beam first mentioned, thence upward along the opposite side of the car to a second pulley at the top of the shaft, and thence down said opposite side of the shaft to the roof of the car,
“(1) In a controlling' device for elevators, the combination of a car, two cables attached positively at each of their ends to travel with the car and connected with the controlling device, and an operating device upon the car to positively take up and pay out said cables to shift positively the controlling device, substantially as set forth. (2) In controlling devices for elevators, the combination of a car, traveling cables connected positively at each of their ends to the car, and passing over stationary pulleys at one end of the well and around movable pulleys connected to the controlling device at the other end of the well, and means for positively contracting and relaxing the bights of the cables, substantially as set forth.”
It is strongly urged that this device is anticipated by a German patent to one-Lampe, published June 3, 1882. This publication discloses a control device for an elevator. The drawing which is part of said publication exhibits the device as applied to a platform or freight elevator. A single cord, attached to a fixture marked “g” on said platform, passes downward to and around a pulley firmly secured at the bottom of the elevator shaft, thence up through or alongside the car or platform to and over a pulley at the top of the elevator shaft, thence back to the fixture aforementioned on the said platform, where it also is secured. The upper pulley is in a slotted or forked lever or arm hinged or fulcrumed at one end so that such pulley may be moved downward by a pull from the person on the platform who seizes for that purpose a handle or stirrup marked “h,” attached to the cord three or four feet above the point “g,” where the two ends are fastened, as already mentioned. The downward movement of the lever shifts the valve, whereby motion is imparted to the car or platform. A counteracting weight is depended on to lift, by means of another cord running over pulleys, the end of said lever when the pull on the rope by the attendant or person using the elevator ceases. Said counterweight is also depended on to reset the valve in its normal position, and it must be sufficiently heavy for that purpose. In using this device, as the downward pull of the handle is made, the cord becomes slack between “k” and “g.” When
There was, it seems, an interference proceeding in the patent office between Baldwin and Eeynolds. The issue there concerned a claim framed in words following:
“(1) In controlling devices for elevators, the combination of a car, flexible means attached to the ear to travel therewith and connected to the operating mechanism, and a device on the car to taire up or pay out said flexible means to shift the operating mechanism.”
The “flexible means” in Baldwin’s patent was, as already stated, a single rope. Thé feigned claim, as applicable to his patent, implies any kind of device which, upon analysis, turns out to be a mere multiplying of that invented by him. So far as the mere idea of two cables being essentially a duplicate of his one cable is concerned, Baldwin is doubtless prior to Eeynolds. But the method of combining the two cables, which, as has been suggested, is the essential point in the Eeynolds patent, is not comprehended in said feigned claim. Nor is it material that Eeynolds, as against Baldwin, would not be entitled to a claim as framed in the interference proceeding. In the course of this interference Eeynolds made a concession to Baldwin in words following:
“I hereby concede priority of invention to O. W. Baldwin in the matter of the above interference, so far as the invention contained therein is set forth in the single-rope device in the application of said O. W. Baldwin, No. 179,-5S4.”
This concession, which concerns the patent already spoken, of and afterwards issued as No. 456,107, in view of what has been said, amounts to nothing as against the validity of .the Eeynolds patent.
The application for the Eeynolds patent was filed January 26, 1887. The patent was finally granted July 14, 1891. On December 15, 1885, one Eudolph C. Smith filed an application and on January 26, 1886, there was issued to him a patent showing a device which, as counsel for appellees apparently concede, would have been an anticipation of the Eeynolds patent. But appellees meet the
In December, 1884, Reynolds and Smith, who were intimate acquaintances, met, and conversed with each other. In the course of their conversation they talked of the invention sketched by Reynolds in September. Reynolds, as he testifies, then made a pencil drawing, showing his plan of the pendent weights. He swears also that Smith then made a pencil drawing, showing the cables attached to the car. These pencilings by the two were not put in evidence or preserved. It may be that Smith conceived the invention prior to this talk. It is possible, however, that he conceived it during the talk, and from what was then disclosed to him by Reynolds himself. But Reynolds evidently received at that conversation, and, for a time
Assuming the validity of this patent, it is not contended that appellants do not infringe. The three claims of the patent No. 828,-614, together with, the two claims of patent No. 456,122, all concern portions of the equipment of a hydraulic elevator. The assignments of error are three in number, and are set forth in the statement which precedes this opinion. The first assignment is not distributive or severable as between the five claims. The proposition to which appellants commit themselves is that their construction is not an infringement of any one of the five claims. This court cannot sustain the assignment in form and effect as made without declaring that no one of the claims is infringed. So, also, as to the second assignment. The proposition therein put forward by appellants is that neither of the patents is valid. This court cannot sustain this assignment without holding that both are invalid. But two of the claims were infringed, and one of the patents, namely, that numbered 456,122, is valid. Assuming that the two assignments of error meet the technical rules of this court, — a matter not here decided, since a court of error may, of its own motion, reverse for an error not assigned, — this court must necessarily overrule said assignments, The situation here is plain enough without elaboration. It has been law time out of mind that a demurrer to an entire declaration must be overruled if there be one good count. Such demurrer asserts that no cause of action is shown. It therefore'raises no further question if one count be good. The argument in such case may properly cover all the counts, but the ruling is complete with the determination that one count is good.
¡ Since this court may reverse for an error not assigned, and in view of misunderstandings as to the scope and effect of this appeal, the validity and alleged infringement of the three claims of patent No. 328,614 have been' considered. Claims 2 and 4 are in words following:
“(2) The combination, with a hydraulic cylinder and piston and a change or reversing valve for controlling the flow of water to and from the cylinder, of an air-escape pipe leading from the top of the cylinder to the valve-casing, and controlled by said change or reversing valve, substantially as and for the purpose here described.”
“(4) The combination, with the horizontal cylinder, A, its piston, piston-rod, and cross-head, of two sets of sheaves, B, B’, the change or reversing valve*787 whereby 1he flow of water to and from the cylinder is controlled, and the water-passage, 113, leading from said valve to the bottom of the cylinder at the rear end thereof, whereby the discharge of any foreign matter from the cylinder will be facilitated, substantially as and for the purpose herein described.”
Beading these claims in connection with the drawings and specification, the matter to be noted as bearing npon the infringement in dispute is the provision whereby, at each backward full stroke of the piston, the accumulated air is expelled from the cylinder through one opening or passageway and the water by another, these two passageways uniting, after they have ceased to be integral with the interior space of the cylinder, and thence constituting a common passageway to a common exit on an elevation with the uppermost surface of the cylinder. “The; flow of water” spoken of in claim 2, and means therefor, namely, the large pipe from the bottom of the cylinder, or some other separate means for “the flow of water,” must be thought of in order that the air-escape pipe can be an air exit as contrasted with the water exit. By fair implication from the terms of the claim, the change or reversing valve controls a flow of water which leaves the cylinder at one point, and also a flow of air which leaves the cylinder at another point. Claim 4 contains factors other than and in addition to factors shown in claim 2. The emphatic feature is the large pipe or water passage, H3. This exit from the cylinder is a water exit connected at ihe lowest plane of the cylinder, so that the water flow may carry with it hard substances which might otherwise remain in the cylinder, and ini (irrupt the free movement of the piston. But it is described asa water-passage, not an air exit, or an exit for water and air; and in the invention of this patent described in the specification a, passage; intended for air and a passage for water, the two passages being separate and distinct from each other when; they leave the cylinder, is a feature. The “cylinder, A,” and “the change or reversing valve,” constructed “substantially as and for the purpose herein described,” are a cylinder with a hole in or near the upper surface, through which the accumulated air escapes at each backward stroke of the piston, and a valve with a hole in the upper casing, or some other means of ingress, whereby the air from the cylinder enters. A closed passage from one hole to the other, or from the hole in the cylinder to the Interior of the valve-casing, is shown a,s part of the invention, and is necessary to make the combination operative as intended. The air-escape pipe, or some means other than the water passage H3, for the escape of air, must be assumed in view of the specification and drawings, in order that the passage, H3, may be in fact what it is called, and evidently intended to he, a water passage, and not the common and sole passage for water and air. In the construction of appellants the water is expelled from the cylinder through an opening along the lowest portion of its rear end into a compartment the lower internal level of which is not above the lowest portion of the cylinder. It is thence carried upward to the highest elevation of the cylinder, where it is joined by the air driven into the same compartment by the same movement of the piston through a hole or passageway in the end and near or adjoining the extreme upper surface of the cylinder,
Following are the words of claim 6:
“The combination, with the cylinder and piston of a hydraulic elevator and a passage for liquid to and from the cylinder of a shut-off or safety valve arranged in said liquid passage, an unbalanced piston for holding said valve normally open, and appliances through which said valve is moved automatically against the pressure of water on said piston to close the valve as the main piston approaches the end of its movement, substantially as herein described.”
As shown by the drawings and specification of this patent, the secondary or limit stop valve called in the claim the “shut-off or safety valve” is placed in the water passage between the main or change valve and the cylinder. Through this passage the water is driven to the cylinder from the main valve, and from the cylinder to the main valve. In or across this passage is the safety valve. Its purpose is to stop, when the car is at the top or bottom of the shaft, the flow of water, whether it be coming in towards the cylinder or going out from the cylinder. It is, in operation and effect, a singlé valve, and its action “against the pressure” of the water, or in returning to its normal position by means of the unbalanced piston, is the same whether the flow be towards or from the cylinder. The unbalanced piston, together with leakage holes through the disks which form the valve, is the means whereby the flow of water to or from the cylinder is gradually stopped and started in the reverse direction through the passage, H3, when the ca.r is at the bottom or top of the shaft. A passage for liquid to and from the cylinder wherein is arranged a shut-off or safety valve held normally open by the expedient of an unbalanced piston, substantially as shown in the drawings and described in the specification, is the important factor in this claim. When a hydraulic cylinder is constructed so that there is one water passage for the flow towards such cylinder and another for the outward flow, a safety valve in either to stop the
The third error alleged by appellants concerns the title of appel-lees to the patent numbered ■‘128,614. The title comes to them by divers assignments. Copies of the record in the patent office of such assignments were put in evidence, and no oilier proof of the original instruments or the signatures thereto was made. It is tlw; want of such additional proof, rather than the incompetency, for any purpose, of the copies from the record in the patent office, which appellants insist: on. • Section 1898 of the Revised Statutes of the United States is in words following:
“See. 4898. Every patent or any interest therein shall be assignable in law, by an instrument in writing; and the patentee or his assigns or legal representatives may, in like manner, grant and convey an exclusive right under his patent to the whole or any specified part of the United States. An as*790 signment, grant, or conveyance shall be void as .against any subsequent purchaser or mortgagee íor a valuable consideration, without notice, unless it,is recorded in the patent office within three months from the date thereof.”
Section 892 is in words following:
“Sec. 892. Written or printed copies of any records, boohs, papers, or drawings belonging to the patent office, and of letters patent authenticated by the seal and certified by the commissioner or acting commissioner thereof, shall be evidence in all cases wherein the originals could be evidence; and any person mating application therefor, and paying the fee required by law, shall have certified copies thereof.”
Section 4898 does not require that any instrument in the chain of title to a patent shall he recorded, hut all such assignments may he recorded. The sense — the essential significance and intent — of this section is that the record or official copy of any assignment shall give to any person interested the prima facie assurance that an original assignment was made in terms as shown in the record, that such instrument was subscribed as shown, that it was delivered, that the signature thereto is the genuine signature of the assignor,, and that such assignor had an assignable interest according to the purport of the instrument. These are the inferences — the prima facie inferences — which any person interested is authorized and authorized by law (that is to say, by the section itself) to draw. The laws of thought are not suspended when the inquiry arises in a court of justice. The'selfsame inferences spring up prima facie when a litigant in a patent case, being called on to prove that A. assigned to B., produces a writing, purporting to show on its face an assignment from A. to B., which is proven to be a copy of a record in the patent office. The record of assignments in the patent office is a record “belonging to the patent office,” within the literal terms of section 892. But, in the absence of that section, and on the general principles of evidence, a paper purporting to be a copy of a record in the patent office could be proven to be such copy by the sworn testimony of the person who made it, or of a person who had compared it with the original record in the patent office. The view here stated as to the prima facie probative force of a copy from the record of an assignment in the patent office has been substantially taken in many reported decisions. Brooks v. Jenkins, 3 McLean, 432, Fed. Cas. No. 1,953; Parker v. Haworth, 4 McLean, 370, Fed. Cas. No. 10, 738; Lee v. Blandy, 1 Bond, 361, Fed. Cas. No. 8,182; Dederick v. Agricultural Co., 26 Fed. 763; National Folding Box & Paper Co. v. American Paper Pail & Box Co., 55 Fed. 488. The same theory as to the probative force of records made by authority of law in the case of alienations of other property is recognized with more or less definiteness in the following cases: Sudlow v. Warshing, 108 N. Y. 522, 15 N. E. 532; Chamberlain v. Bradley, 101 Mass. 188; Ward v. Fuller, 15 Pick. 185; Lane v. Bommelmann, 17 Ill. 95; Seeley v. Wells, 53 Ill. 120; People v. Lee, 112 Ill. 113; Railway Co. v. Trayes, 17 Ill. App. 136; Sampson v. Noble, 14 La. Ann. 347; Evanston v. Gunn, 99 U. S. 660; Navigation Co. v. Amsden, 25 Ill. App. 307.
Said the supreme court of Massachusetts, speaking of the probative force of a copy of a deed from the public registry of deeds, in. Chamberlain v. Bradley, supra;
*791 “Between natural persons, the production of a copy is evidence of the execution of the deed by the person whose deed it purports to be, of its delivery, of its due acknowledgment; and, in the absence of other evidence, of the seisin of the grantor. This involves the presumption or inference of fact (1) that the seal was the seal of the grantor; (2) that it was affixed by him, or by his authority; (3) that he signed his name, or authorized it to be signed by him or in his presence; (4) that it was the grantor who made the acknowledgment; (5) that the certificate of the magistrate is genuine; and (6) that the grantor was seised of the Land which the deed purports to convey.”
It is not here meant that a plaintiff in ejectment conld make out a prima facie case by putting in evidence a copy from the record of the last deed in his chain of title. The presumption that the assignor of a patent, for instance, was vested with the interest assigned on the face of the instrument, or that the grantor in a land conveyance was seised of the estate transferred on the face of the deed, in the absence of other proof tracing prima facie the title of such assignor to the original source, or to a source which was common to the contending litigants, would doubtless be sufficiently rebutted in the case of a patent by the adverse user, in the case of land by the adverse possession.
In Navigation Co. v. Amsden, 25 Ill. App. 307, and in Sampson v. Noble, 14 La. Ann. 347, records in the collector’s office were used as nrima facie proof to show the ownership of a vessel. In a case where the litigant against whom the copy is offered was himself the as-signee in the assignment to be proved, and may, for that reason, be assumed to have the custody of the original, an objection that no notice was given to him to produce the original will be good, but such objection must specify the want of notice as its ground. On the other hand, if a litigant should offer a copy from the patent office to prove an assignment wherein he himself is assignee, and presumptively in possession of the original, an objection specifically on the ground that he should produce, or show the loss of, or account for, the original. would likewise be good. Draper v. Hatfield, 124 Mass. 53; Stockwell v. Siloway. 105 Mass. 517; Samuels v. Borrowscale, 104 Mass. 207; Blanchard v. Young, 11 Cush. 345; Palmer v. Stevens, 11 Cush. 147; McNichols v. Wilson, 42 Iowa, 385. The record in the case at bar shows the following note of the objection made when the copy from the patent office of the first in the chain of assignments was introduced in evidence before the commissioner;
“Counsel for defendants objects to the introduction of the said paper as an exhibit for its admission in evidence, on the ground that the original of which it is certified to be a copy, so far as the purposes of the suits which defendants’ counsel represents, is immaterial, indefinite, incompetent, and not proven.”
This objection, in terms, is that the record in the patent office is “immaterial, indefinite, incompetent, and not proven.” “The original of which” the paper put in evidence was “certified to be a copy” is the record in the patent office, not the original writing of assignment. The meaning of the objection is that the record in the patent office is “immaterial,” etc. This objection was repeated, or rather referred to, in connection with each succeeding assignment in the chain of title as the copy from the patent office was put in
In accordance with the prevailing opinion of the judges on this hearing, the adjudication appealed from is affirmed in all respects except as to the sixth claim of patent No. 328,614, and as to that claim the decree is reversed, with the direction that the order of reference be to that extent vacated, and the bill to that extent dismissed for want of equity; and the cause is remanded to the circuit court.
Dissenting Opinion
(dissenting). There is manifestly no present necessity for considering whether the decree appealed from is final or interlocutory, but that it is interlocutory only has been der termined too often to admit of further question. Barnard v. Gibson, 7 How. 650; Humiston v. Stainthorp, 2 Wall. 106; Iron Co. v. Martin, 132 U. S. 91, 10 Sup. Ct. 32; McGourkey v. Railway Co., 146 U. S. 536, 13 Sup. Ct. 170; Latta v. Kilbourn, 150 U. S. 524, 14 Sup. Ct. 201; David Bradley Manuf’g Co. v. Eagle Manuf’g Co., 6 C. C. A. 661, 57 Fed. 980, and 18 U. S. App. 349; Dudley E. Jones Co. v. Munger Improved Cotton Mach. Manuf’g Co., 1 C. C. A. 668, 50 Fed. 785. and 2 U. S. App. 188; Richmond v. Atwood, 2 C. C. A. 596, 52 Fed. 10, and 5 U. S. App. 151; Marden v. Manufacturing Co., 15 C. C. A. 26, 67 Fed. 809, and 33 U. S. App. 123; Bissell Carpet-Sweeper Co. v. Goshen Sweeper Co., 19 C. C. A. 25, 72 Fed. 545; Lockwood v. Wickes, 75 Fed. 118; Brush Electric Co. v. Western Electric Co. (this court, Oct. 5, 1896) 76 Fed. 761; Raymond v. Baking Powder Co. (this court, Oct. 12, 1896), 76 Fed. 465.
What shall he the effect of theraffirmance or reversal of an interlocutory order can properly be considered when the question arises out of subsequent, action of the court, of which an instance is found in the case of Bissell Carpet-Sweeper Co. v. Goshen Sweeper Co., supra, where, after affirmance by the- court of appeals, the circuit
“Notwithstanding the rule in respect to final judgments, that on a mandate from the supreme court affirming k decree the circuit court must execute its decree as affirmed (Durant v. Essex Co., 101 U. S. 555), it has been decided that the affirmance of an interlocutory order of injunction does not operate to deprive the circuit court of its inherent power to suspend the injunction whenever the ends of justice call for the exercise of such power (United States Electric Lighting Co. v. Edison Electric Light Co., 11 U. S. App. 600, 8 C. C. A. 200, and 59 Fed. 501); and by the same principle, we think, a decision on appeal reversing or modifying such an order should be deemed conclusive only in respect to the particular order reviewed, and in the further progress and upon final hearing of the case in the circuit court the opinion and ruling on the appeal should be regarded as advisory only, — more or less controlling, according to the circumstances. In this ease the circuit court looked upon the mortgage of the appellants as a nullity. Eor the reasons given in the opinion, this court reached the opposite conclusion; but if, instead of the positive conviction declared, we had entertained grave doubt upon the point on which the question turned, it would have been our duty to rule just as we did, because an injunction before final hearing should be allowed only when the right to it is clear. Standard Elevator Co. v. Crane Elevator Co., 9 U. S. App. 556, 6 C. C. A. 100, and 56 Fed. 718. It is plain, therefore, that our decision did not involve, and should not be regarded as, a technical and final adjudication, for the purposes of the case, of the points which we considered in reaching our conclusion that the order of the circuit court was wrong, or of the questions propounded in the petition for a rehearing.”
While in that case the order appealed, from was only a temporary one, the decision suggests what it seems to me must become the practice in respect to interlocutory injunctions or orders which result from a hearing on the merits. Indeed, that is the scope of the decision in United States Electric Lighting Co. v. Edison Electric Light Co., supra. Such orders, being interlocutory, if not appealed from, it is certain, remain subject to modification or revocation; and, if appealed from and affirmed, it must still be true, from their very nature, that they remain interlocutory, and, technically speaking, not beyond the power of modification by the circuit court until made final by a further order or decree. But, as a matter of practice, the right of the circuit courts to make such modifications, without new proofs showing the necessity or propriety of so doing, on grounds not presented and considered on the appeal, ordinarily will not be recognized, and on a second appeal the original order as affirmed, if modified or set aside after affirmance, will be summarily reinstated,
It is said that “this court has no power to review its own adjudications,” but, while true in respect to adjudications upon appeals from final decrees or judgments, except upon petitions for rehearing, the proposition is not, and cannot reasonably be deemed, applicable to decisions upon appeals from interlocutory orders. The same is true of the proposition, taken from the opinion in the case of the Bissell Carpet-Sweeper Co., that “the judicial function of considering involves the function of determining.” That is unquestionable, but it does not follow, under a statute authorizing the review of interlocutory orders, pending further proceedings in the court below, that in such cases “the decision of an appellate court is final.” The determination of a final matter is final, but a decision upon an interlocutory matter ex vi termini must be interlocutory.
Coming to the merits of the appeal, the third specification of error presents the question whether the complainants had proved title to patent No. 328,614. The proof made consisted in certified copies of the record in the patent office of assignments purporting to have been made by Reynolds, the patentee, to the Crane Bros. Manufacturing Company, and by that company to the Crane Elevator Company, and by the last-named company to James H. Raymond, trustee. For the purpose of showing that the alleged assignments had been recorded in the patent office, as provided in section 4898 of the Revised Statutes, the copies were admissible in evidence, over the objection of incompetence and irrelevancy; but that they constituted no proof of the execution or genuineness of the original instruments seems clear both on principle and authority. It has been so declared in well-considered cases by the courts of appeals in both the First
I am of opinion that claim 2 of patent No. 328,614 shows no invention. An exactly similar construction, it is admitted, existed in the prior art, and if it be true, as said, that the prior device “was at once an air and water pipe,” it was no less an anticipation. It is not shown that air and water both do not pass off through this pipe. They certainly would but for the presence of the bottom connection, covered by claim 4; and the fact that the escaping water is diverted through a new channel does not make of the unchanged old device a new invention.
That claim 4 contains nothing patentable is so evident that counsel for appellees are constrained to insist that, while claim 2 is for the air escape per se, claim 4 is for the combination of the bottom discharge and air escape with the reversing valve. The wording of the claim admits of no such interpretation. Railroad Co. v. Mellon, 104 U. S. 112; Day v. Railway Co., 132 U. S. 98, 102, 10 Sup. Ct. 11; Wollensak v. Sargent, 151 U. S. 221, 227, 14 Sup. Ct. 291.
The third claim, — for the stop valve, — if not anticipated by the prior art, as I am inclined to think it- is, especially by the Curtis patent, No. 314,167, is certainly subject to a narrow construction, and is not infringed by the valve of the appellants, which is different both in construction and mode of operation.
In respect to patent No. 456,122, it is agreed that the invention is covered by the Smith patent, No. 334,907, and is anticipated thereby, unless it has been established that Reynolds rvas in fact the first inventor. The burden of proof in that respect was upon the appellees, and, unless the proof is clear and convincing, the prior patent' should prevail. Smith’s application was filed December 15, 1885, and the patent issued .January 26, 1880. Reynolds filed his application January 26, 1887, and obtained his patent July 14, 1891. The evidence is not only not conclusive that Reynolds was the first inventor, but, as I view it, preponderates in favor of Smith’s priority. Reynolds’ own testimony on the point, together with that of Smith, is the most direct and satisfactory. As witnesses they were both inclined to favor the appellees, and whatever there is in their testimony favorable to the appellants should be given full credence. They agree that in December, 1884, Reynolds made a
is not the original, but an alleged copy, made after the date of Smith’s patent. If conceded to be a true copy of a genuine original, it is of obscure meaning, and falls far short of showing an attachment of the cables to the upper parts of the car; and upon the entire evidence I am satisfied that, if in September, 1884, Reynolds, as he has testified, made a drawing like the alleged copy, there was then in his mind no conception beyond what is shown in his patent No. 317,202, for which he applied within a few days after his talk with Smith. The rule is that a drawing may be the foundation of a claim of priority of invention "if it be sufficiently plain to enable those skilled in the art to understand it.” Loom Co. v. Higgins, 105 U. S. 580, 594. There is in the drawing in question, as the fac simile in the margin demonstrates, no sign of a connection between the end of one of the cables and the top of the cart, and, if the lines or scratches which are said to indicate such attachment of the ropes to the upper end of the car can be said to indicate anything more than other meaningless lines apparent in the drawing, they may fairly be said to suggest ropes extending from one of the weights to the car, and from one weight to the other, designed rather for the purpose of steadying the weights than to indicaté that they may be dispensed with, and the cables connected directly with the car. If Reynolds, when he produced the drawing, intended to illustrate such direct connection, and so explained to members of his family, there is no evidence of the facts, unless it can be found in his own uncertain testimony; and manifestly he is not a witness whose unsupported word, however explicit, should prevail against a patent which, in numerous
The testimony of Smith is clear, and, by reason of his avowed and evident friendliness to the appellees, is the more convincing. Besides, he is strongly corroborated by Wells, Cartright, and others, and by circumstances of which there can be no doubt; and, as it seems to me, there can be no other reasonable conclusion, upon the entire contention over these patents, than that Smith first conceived the idea of cables attached at both ends to the car, that he communicated the idea to Reynolds; and that when, in February and March, 1885, the conception was reduced to practice in the shops of the Crane Company, in whose service both Smith and Reynolds were then employed, and in the Memory Building, in Chicago, it was the idea of Smith, and not of Reynolds, and was so understood at the time by Reynolds himself. To that effect is the explicit tes-' timony of Weils, who gives a detailed and clear account of the facts, showing that it was upon his insistence that Smith’s idea, illustrated by drawings which Smith produced, was put to the practical test. That Smith’s design was in fact so used the circumstances make probable, and the only evidence to the contrary is the testimony of Reynolds, discredited by his prior conduct and statements, and by his affidavit.
Stress has been laid upon the decision against Smith in the interference with Baldwin, but, aside from the lack of relevancy of that matter to the present issue, it is clear enough that the contest in behalf of Smith’s patent was purposely allowed to go by default,— Smith himself refusing to testify in support of it, — because his employers, who owned the patent, had on the other side an equal or greater interest. Besides, if in respect to the matter now in dispute Baldwin was prior to Smith, he was also prior to Reynolds. But, if Reynolds’ priority were conceded, it would be a grave question whether the holders of the patent are entitled to relief in equity. Their rights, I suppose, are not better than Reynolds’ would be if lie had made no assignment of his title; and, it being clear that he entered into an arrangement with Smith, the evident purpose of which was to enable each to obtain a patent on similar devices without an interference with the other, ought either of them, or the assignee of either, to be allowed a standing in equity? I think not. In respect to the public, and to the assignees of either, the agreement which they made was essentially fraudulent. Letters in evidence demonstrate that solic.il ors so understood when prosecuting Reynolds’ application for a patent; and, but for the fact of the agreement, and the subsequent manipulation by which a declaration of interference between Reynolds’ application and Smith’s patent was improperly prevented, it is probable that this litigation would not have occurred.
Concurrence Opinion
In my view, the question whether or
not the decree appealed from be interlocutory or final is not necessarily involved. I therefore express no opinion on that point. In other respects I concur in the foregoing opinion and in the conclusion above announced.