Lead Opinion
We voted this case en banc to decide whether, in the factual context presented, the display of a Bible in a monument dedicated to a philanthropic citizen and located on the grounds of the Harris County Civil Courthouse, violates the Establishment Clause. The district court ordered the Bible removed. We decline, however, to reach the merits of this appeal. Instead, we hold that the case is moot because only days before oral argument in this en banc case, the County removed the monument from the public grounds and placed it in storage, to permit the ongoing renovation of the Courthouse and its grounds. Furthermore, it is not known when, where, or under what circumstance the monument and Bible will be restored on the Courthouse grounds. Because the case is moot, we must decide whether to vacate the district court judgment. This decision rests upon equitable principles, and we conclude that the County has not met its burden of showing that it is entitled to the equitable relief of vacatur. We therefore DISMISS the appeal and REMAND the case solely for a determination of appropriate attorneys’ fees.
I.
In our panel opinion,
About two months before oral argument of this en banc case, it came to our attention that the Courthouse had closed for renovations and would likely remain closed for a few years. Accordingly, the Court asked the parties to brief these changes as they affected the “case or controversy” requirement of Article III of the U.S. Constitution.
In response, Harris County informed the Court that the monument was scheduled to be removed and placed in storage during the renovations of the Courthouse, and that the renovations would not be completed until 2009 at the earliest. On January 19, 2007, only four days before we heard oral argument as an en banc court, Harris County removed the monument and placed it in storage. Harris County specif
II.
The question before us is whether this appeal is moot. The district court ordered the Bible removed from the monument because it concluded that the placement of the Bible in the monument violated the Establishment Clause in the context of the facts of this case. Because the monument and Bible are no longer displayed, the County asks us to hold that the case has become moot, to dismiss the appeal, and to vacate the judgment. We review questions of mootness de novo. Ctr. for Individual Freedom v. Carmouche,
Furthermore, the County emphasizes that no decision has been made regarding when, where, or under what circumstances the monument will be displayed again in the future. According to the County, then, the monument’s future is too speculative to determine whether the monument will violate the Establishment Clause in the future. This raises questions of ripeness, which we also review de novo. Id. In determining the constitutionality of a religious display, the Supreme Court has made clear that “under the Establishment Clause detail is key.” McCreary County, Ky. v. ACLU of Ky.,
The importance of facts and context is evident from the respective outcomes in two recent Supreme Court decisions addressing the constitutionality of Ten Commandments displays. See McCreary,
In Van Orden, the Court upheld a Ten Commandments display on the Texas State Capitol grounds. Van Orden,
In McCreary, the Court struck down Ten Commandments displays in two Kentucky county courthouses. The two counties had installed a display in their respective courthouses, and after the ACLU sued, the counties replaced them with a second set of displays. McCreary,
In this light, we see that this appeal is moot. Staley, an attorney, claimed Article III standing because she passed the monument going to and from the Courthouse in the course of her occupation. Out of sight in some warehouse, the monument no longer raises the potential Establishment Clause violations that offended Staley. It follows that the appeal is no longer required either to establish or to protect Staley’s First Amendment rights. See, e.g., Harris v. City of Houston,
Additionally, any dispute over a probable redisplay of the Mosher monument is not ripe because there are no facts before us to determine whether such a redisplay might violate the Establishment Clause. Indeed, no decision has been made regarding any aspect of the future display of the monument. In the absence of this evidence, we are unable to conduct the fact-intensive and context-specific analysis required by McCreary and Van Or-den. Thus, any claim that the Establishment Clause may be violated after the Courthouse and grounds have been renovated, is not ripe for review. See United States v. Carmichael,
A.
Having concluded that this appeal is moot, we must now decide whether to vacate the district court judgment. In deciding whether to vacate, we first turn to the decisions of the Supreme Court. As reflected in United States v. Munsingwear, Inc.,
In U.S. Bancorp, the Supreme Court stepped back from the “automatic” vacatur that almost invariably had followed a finding of mootness on appeal. See id. The Ninth Circuit had held that a mortgagor could not proceed with a foreclosure sale because the mortgagee had filed for bankruptcy. Id. at 20,
Three years after its decision in U.S. Bancorp, the Supreme Court decided Arizonans for Official English v. Arizona,
B.
Thus, in the light of the above, we now turn to consider whether Harris County has met its burden of demonstrating an “equitable entitlement to the extraordinary remedy of vacatur.” See U.S. Bancorp,
As discussed above, the Supreme Court rejected the uniform rule reflected in Munsingwear when it decided U.S. Bancorp. See
Nevertheless, it is true that the mootness in U.S. Bancorp arose out of the litigation itself (settlement of the case) and it might be said that the losing party intended to moot the case by settling it. Among the post-U.S. Bancorp cases, the best support for the County’s position seems to be Russman v. Board of Education,
We note, however, that even under the Russman approach, the language “should not preclude” does not set out a hard and fast rule; there is no language in Russman that bars other equitable considerations — if they happen to be present — in fashioning a remedy for mootness. We further note that the Supreme Court has never required, or even suggested, such an approach although it has had ample opportunity to do so. Whether a party’s voluntary conduct was not done with specific intent to moot the case is certainly one factor we may consider, but the absence of such specific intent does not outweigh other equitable factors.
Here, for example, three equitable factors distinguish this case from Russman, and indeed, from the other cases that have applied the Russman approach, see Khodara Envtl.,
C.
Having considered the arguments favoring the County, we now turn to the equities in favor of preserving the district court judgment. Here, Staley prevailed not only in the district court but also before a panel of this Court.
In weighing the equitable considerations in this case, we also consider the County’s conduct in the course of mooting the case. Here, not only did the County’s voluntary actions cause this case to become moot, but, more importantly, the County has pledged to display the monument again after the renovations. Additionally, although the County was well aware of the renovations ever since the Harris County Commissioners Court approved the “Master Preservation Plan” in February 2004, it has failed to keep the courts updated on the status of the renovations or to suggest mootness until we raised the question. In fact, the County never apprised the courts that renovations could have a possible impact on this litigation. Instead, it was Staley’s attorney who raised the matter at trial when he asked Harris County Judge Robert Eckels on direct examination whether the monument would be removed; Judge Eckels replied that the plans were not well-enough developed to answer the question. After trial, as many months passed, the case proceeded to appeal in this Court, through the panel, the en banc petitions, and the en banc vote without the County ever having suggested that the monument — the center of the litigation— could be removed at any time, ending the controversy, even though “[i]t is the duty of counsel to bring to [our] attention, ‘without delay,’ facts that may raise a question of mootness.” See Arizonans,
Finally, the County has not shown how the public interests weigh in its favor. See id. at 27,
D.
Weighing the equities before us, we dispose of this case “in the manner most consonant to justice,” see U.S. Bancorp,
IV.
The final and separate question before us is the question of attorneys’ fees. “[A] determination of mootness neither precludes nor is precluded by an award of attorneys’ fees. The attorneys’ fees question turns instead on a wholly independent consideration: whether plaintiff is a ‘prevailing party.’ ” Doe v. Marshall,
Given our opinion today, Staley has obtained the primary relief she sought and therefore remains the prevailing party. See id. As a prevailing party, she is entitled to appropriate attorneys’ fees. See id.
V.
Because the Mosher monument has been placed in storage indefinitely and is no longer available for public viewing, the appeal is DISMISSED as moot. We decline to vacate the district court’s judgment, and we REMAND the case to the district court solely for a determination of appropriate attorneys’ fees for Staley.
DISMISSED and REMANDED.
Notes
. For the purposes of our case today, Justice Breyer’s concurrence is the controlling opinion in Van Orden. See Marks v. United States,
. Since U.S. Bancorp and Arizonans, our Court has decided questions of vacatur not inconsistent with the equitable principles in U.S. Bancorp. For example, in cases mooted by actions that were clearly unattributable to the voluntary actions of the parties, we have consistently vacated. See Murphy v. Fort Worth Independent School District 334, F.3d 470, 471 (5th Cir.2003) (per curiam) (vacating because the appellee's graduation was "happenstance” and not “the voluntary action of the losing party”); AT&T Commc’ns of the Sw., Inc. v. City of Dallas, Tex.,
. See also Khodara Envtl., Inc. v. Beckman, 237 F.3d 186 (3d Cir.2001); Nat’l Black Police Assoc. v. Dist. of Columbia,
. Given these differences, the equities in the decisions of our sister circuits are different from the equities in this case. Accordingly, we are not creating a circuit split because, like the decisions of our sister circuits, we are deciding this case based on the facts and the equities before us.
. Of course, here, only the district court judgment survives. When the Court voted the case en banc, the panel opinion was automatically abrogated. See Freeman v. Tex. Dept. of Criminal Justice,
. As to Judge DeMoss’s suggestion to the district court that it consider modifying its injunction on remand, see
. The Supreme Court's decision in Buckhannon Board and Care Home, Inc. v. West Virginia Department of Health and Human Resources,
Dissenting Opinion
with whom EDITH BROWN CLEMENT and OWEN, Circuit Judges, join, dissenting:
Because I disagree with the majority’s determination that this case is moot on the present record, I respectfully dissent.
If this case is moot, it is because&emdash;as the majority recognizes&emdash;“Harris County, by its ‘last-minute’ voluntary acts, [has] removed (temporarily) the monument from public viewing.” What the majority wholly ignores, however, is the well-settled rule
Despite the majority’s assertion to the contrary, it is not at all clear that Harris County’s voluntary removal of the monument caused this case to become moot. Rather, Harris County’s placement of the monument in storage pending completion of the Courthouse renovations mooted this case only if that act made it absolutely clear that the Establishment Clause violation alleged to have occurred in this case could not reasonably be expected to recur. Id. at 193,
. As the majority points out, upon learning that the Courthouse had closed for renovations and would likely remain closed for a few years, this Court asked the parties to brief that change of circumstances as it pertained to issues stemming from Article Ill's case or controversy requirement, including but not limited to standing and mootness. In response, Harris County took the position in its brief and at oral argument that changed circumstances mooted the case because the monument was being placed in storage until the renovations were completed. Thus, Harris County is the party asserting mootness in this case.
. Indeed, the majority’s discussion of the equities that favor keeping the district court's judgment in place — which emphasizes that Harris County's removal of the monument is only temporary and that preserving the lower court judgment will serve to discourage the parties from relitigating "the identical issues ... under the same circumstances in the fu
Concurrence Opinion
with whom JERRY E. SMITH, Circuit Judge, joins, dissenting in part:
I concur in the majority’s conclusion that this case is moot. However, because I believe that vacatur of the district court’s judgment and permanent injunction is appropriate, I respectfully dissent in part.
Properly framed, the question is whether vacatur is appropriate when voluntary action taken by an appellant moots a case, but the action taken is completely unrelated to the litigation. The question should be answered in the affirmative.
Admittedly, the few vacatur rules given to us by the Supreme Court do not directly answer the question, and our Court has not yet squarely addressed it. However, every other circuit court to address the issue has determined that vacatur is appropriate under such circumstances.
For example, in Russman v. Board of Education, the Second Circuit was forced to decide whether vacatur was warranted after the plaintiff-appellant student voluntarily withdrew from school, thereby mooting the case between her and the defendant-appellee school board.
The court began with the basic rules of a vacatur:
In general, where the appellee has caused the case to become moot, we vacate.... On the other hand, where the appellant has caused the mootness, we may dismiss the appeal without vacating the district court’s judgment.
Id. at 121-22 (citations omitted).
The court went on to explain the rationale behind the general rules:
If we were to vacate where the party that lost in the district court has taken action to moot the controversy, the result would be to allow that party to eliminate its loss without an appeal and to deprive the winning party of the judicial protection it has fairly won.
Id. at 122 (citations omitted).
Then, the court applied that understanding to the narrow question presented, the same question we are presented with in this case:
[N]ot all actions taken by an appellant that cause mootness necessarily bar va-catur of the district court’s judgment. For an appellant’s conduct to constitute “forfeiture” of the benefit of vacatur ... we believe [the appellant] must have intended that the appeal become moot, either in the sense that mootness was his purpose or that he knew or should have known that his conduct was substantially likely to moot the appeal. Accordingly, an appellant’s conduct that is undertaken with an intent to escape the collateral consequences of the decision below may defeat vacatur_ Similarly, if the appellant’s conduct of the litigation itself causes mootness, such as where he settles the case or fails to prosecute the appeal, the appellant must*317 know that the appeal will be mooted and thus vacatur will usually be inappropriate.
Id. at 122-23 (citations omitted).
Finally, the court crafted the precise rule, a rule we should adopt:
[Cjonduct that is voluntary in the sense of being non-accidental, but which is entirely unrelated to the lawsuit, should not preclude our vacating the decision below.
Id. at 23 (emphasis added) (citations omitted).
This rule has been adopted by every other circuit that has addressed this precise issue. Khodara Envtl., Inc. v. Beckman,
Applying the rationale of every circuit court to address the issue, it is clear that in this case vacatur of the district court’s judgment and injunction is appropriate. It cannot reasonably be said that Harris County’s refurbishment of the Old Civil Courts Building, an action that is voluntary only in the sense that it is non-accidental, is in any way related to this litigation. In fact, the decision to close and refurbish the building was made years before Staley’s filing of this lawsuit, and would have occurred even if this lawsuit was never commenced.
No other relevant factor suggests that we should leave in place the district court’s judgment and injunction. Indeed, although the majority states that its decision is based on its balancing of the equities in this case, it cites no relevant factors that weigh in favor of not vacating.
Furthermore, and more importantly here, the district court’s judgment and injunction in this case, which were based on Supreme Court Establishment Clause jurisprudence, are of practically no prece-dential value to anyone because they preceded the Supreme Court’s decisions in Van Orden and McCreary County. Without question, these two cases are now the starting point of any religious display analysis. (The original panel opinions in this case, which of course were vacated by our grant of en banc reconsideration on November 17, 2006, focused almost entirely on Van Orden and McCreary County.) Therefore, the district court’s judgment and the injunction that followed were based on precedent that is certainly outdated and perhaps completely irrelevant. There is absolutely no equity in leaving intact an opinion, judgment or remedy that is based on superseded precedent. Therefore, this factor actually favors vacatur.
Similarly, as I mentioned previously, the majority’s decision to not vacate is contrary to the decisions by other circuits to vacate under similar circumstances. There is no equity in creating a circuit split to leave in place the judgment and remedy in this case; our usual course is to avoid such splits if at all possible.
I would vacate the judgment and injunction entered below, but recognizing that a majority of this Court disagrees, I simply note that there exists a strong basis for modification.
. The Old Civil Courts Building closed on April 28, 2006, and the new courthouse opened the following Monday, on May 1, 2006.
. Although the majority states that three equitable factors unique to this case weigh in favor of not vacating, those novel factors are unpersuasive because they are either irrelevant, factually inaccurate or based on a faulty premise.
First, the majority relies on Staley's “temporary victory” before the original three-judge panel of this Court. I fail to see the relevance of this alleged factor. Harris County timely petitioned for rehearing. A majority of this en banc Court agreed that the Establishment Clause issue warranted rehearing before the entire Court. Simply put, the decision to rehear the case abrogated the panel's decision, and it matters not whether that decision was made in Staley's favor. In our legal reality, the panel decision no longer exists (except, of course, for very limited purposes such as explaining the procedural history of the case or the parties’ arguments throughout the litigation). Indeed, this en banc Court has not spoken on the merits of the district court’s decision or the original panel's decision. Thus, to the extent that the majority implies that Staley has some sort of an equitable interest in the judgment and remedy, it is mistaken. Of course, the majority's implica-
Second, the majority concludes that not vacating is equitable because Harris County has stated that its removal of the monument is only temporary. To start, this factor is relevant only if it is presumed that redisplaying the monument is unconstitutional. This is a faulty premise, however, because this Court has not addressed the constitutionality of the monument. More importantly, this factor is based on a factual inaccuracy. Harris County stated in its brief and at oral argument that the possibility existed that it would redisplay the monument. It is also possible, however, that Harris County will not redisplay the monument. It is also possible that Harris County will redisplay the monument, but in a different location or different context. The possibilities are endless, and not nearly as predicable as the majority states. In any event, contrary to the majority’s assertion, Harris County has not stated that the monument will be redisplayed at all.
Finally, the majority contends that equity favors not vacating because the district court’s judgment and remedy in this case have little effect on non-parties to this litigation. This will come as a big surprise to millions of Harris County residents who have had a possibly constitutional public monument removed at the request of one individual. I am confident most readers will immediately see the fallacy in the contention that the parties in a religious display case are the only ones affected by its outcome. Perhaps this contention is rooted in the majority's apparent presupposition that the monument is unconstitutional even though we have not reached the issue.
. Moreover, the Supreme Court noted several times that its holding in U.S. Bancorp is strictly limited to the proposition "that mootness by reason of settlement does not justify vacatur...." U.S. Bancorp,
