Staats v. BrownStaats v. Brown
Lead Opinion
A riverbank confrontation between property owner Jack Staats and fish and wildlife officer James Brown spawned this action for false arrest, false imprisonment, assault and battery, and violation of the federal Civil Rights Act,
I
FACTS
On June 1, 1993 Washington state wildlife agent Ken Woltering observed construction work on the bank of the Snake River near Heller Bar in Asotin County as well as debris which he believed had been pushed into the river by the work. The property was owned by Jack Staats; however, it is not claimed Staats personally performed any of the work. Woltering believed Staats had unlawfully caused construction work below the high watermark of the Snake River without that permit required by former
On the same day Woltering initially contacted Staats, June 1, 1993, Woltering also contacted fisheries patrol officer James Brown, the officer responsible for investigating alleged fisheries violations. Brown observed the construction site, spoke with Staats about the permitting process, and advised Staats he should apply for a permit. At no time did Staats engage in any shoreline construction work while in Brown’s presence, or thereafter.
On June 8 Brown again returned to the site, this time with Roger Wilms, regional habitat manager for the department of fisheries, but again observed no work in progress.
On September 3, 1993 Brown returned for a third time to inspect the site and issue a citation to Staats for commencing construction without a permit. He had neither arrest nor search warrant. No work was in progress at that time, nor is it claimed any work had been performed below the high watermark after the initial June 1 contact. Staats emerged from his trailer and ordеred Brown off the property. Brown refused to leave, informing 62-year-old Staats he intended to cite him for the construction violation, demanding further identification and information to fill out the citation. Staats refused to provide the requested identification. Brown wrote in his incident report he considered leaving and coming back at a later time, but rather determined he “now could deal with the situation” and, after some apparently quite heated discussion, arrested Staats for “refusing to cooperate to receive a citation,” contrary to former
Brown reported Staats “bodily pulled away from me. At this point I believed the suspect forced me to the next level of physical control and I grabbed his head and thin hair to pull him to the ground . . . .” CP at 54. Staats claims Brown placed him in a choke hold, forced him to the ground, dragged him backward across the rocks “and then threw Mr. Staats down face-first across a two foot boulder,” CP at 4, and then “slammеd Mr. Staats’ head down into the two-foot boulder,” id., causing his forehead to bleed. Allegedly Brown knelt on Staats’ back and, when Staats tried to get up, grabbed his head and pushed him back down into a rock which painfully pressed against his chest. Brown also allegedly pulled Staats’ ears straight out from his head causing extreme pain and suffering. Id.
Brown then allegedly searched Staats’ residence and confiscated Staats’ wallet after which Staats was transported to the Asotin County sheriffs office, processed, and released.
Subsequent to arrest for failure to provide information, but prior to release, Staats was cited for three misdemeanors: (1) commencing unlawful construction in violation of former
The state appealed to the Asotin County Superior Court which affirmed the dismissals, adopting all of the criminal trial court’s findings and conclusions. The criminal matter ended when the Court of Appeals denied the state’s request for review.
Staats then filed a civil complaint in Asotin County Superior Court alleging three violations of
Staats moved for partial summary judgment, arguing that the result reached in his criminal trial collaterally estopped Brown from denying liability for either the illegal arrest of Staats or the use of excessive force against Staats. Brown cross-moved for summary judgment of dismissal on grounds of qualified immunity. The trial court denied Staats’ motion, granted Brown’s, and dismissed Staats’ suit with prejudice on immunity grounds. Staats appealed to the Court of Appeals.
The Court of Appeals, in an unpublished opinion, affirmed the trial court’s denial of Staats’ motion for partial summary judgment, concluding the elements of collateral estoppel had not been satisfied, but reversed the trial court’s dismissal on qualified immunity grounds, remanding for trial. CP at 6, 8. We granted Brown’s petition fоr review to reconsider his claims of immunity.
II
ANALYSIS Standard of Review
Claims of qualified immunity from suit under
A. Unlawful Arrest
The threshold issue is whether Staats’ arrest for refusal to provide identification, allegedly contrary to former
It is unlawful to knowingly or wilfully resist or obstruct a fisheries patrol officer in the discharge of the officer’s duties.
Former
Thus the statute requires the presence of two statutory elements: (1) knowing or willful resistance to (2) the discharge of the officer’s duties.
The district court found both elements absent as a matter of law, reasoning: (1) one cannot “resist” by simply withholding identification or other information; and (2) the officer was not lawfully entitled to issue the citation for which he sought information and thus was not acting in the discharge of his “duties.” If the district court were correct on either ground, Officer Brown’s arrest of Staats was without legal authority.
As to the first point — simple refusal to provide identificаtion or information for a
In White a transient was arrested for failure to provide information contrary to
“Obstructing a public servant. Every person who, (1) without lawful excuse shall refuse or knowingly fail to make or furnish any statement, report, or information lawfully required of him by a public servant, or (2) in any such statement or report shall make any knowingly untrue statement to a public servant, or (3) shall knowingly hinder, delay, or obstruct any public servant in the discharge of his official powers or duties; shall be guilty of a misdemeanor.”
White,
For all its failings former
Although the preceding consideration is sufficient unto itself to render the arrest unlawful, the district court’s second, and independent, ground yields the same result.
Even were we to assume demanding information tо support the issuance of a lawful citation is within the scope of the officer’s duties, and one who willfully refuses to provide that information does criminally “resist” the officer contrary to former
As a general rule all criminal proceedings must be initiated by complaint, not citation, unless otherwise provided. CrRLJ 2.1(a)(1) (“Except as otherwise provided in this rule, all criminal proceedings shall be initiated by a complaint.”). By the same token a citation may be issued only when “a person is arrested or could have been arrested pursuant to statute for a violation of law which is punishable as a misdemeanor . . . .” CrRLJ 2.1(b)(1). The ultimate inquiry under this prong of the statute is therefore whether Staats could have been lawfully arrested for commencing constructiоn without a permit outside the officer’s presence. If he could not, the officer would have to proceed by complaint, not citation. The district court, superior court, and Court of Appeals all concluded
First, we must recall any warrantless arrest for a misdemeanor committed outside the officer’s presence is contrary to the common law. See, e.g., State v. Hornaday,
Former
Arrest without warrant. ... A police officer may arrest a person without a warrant for committing a misdemeanor or gross misdemeanor only when the offense is committed in the presence of the officer, except as provided in subsections (1) through (10) of this section.
Former
Brown then argues, notwithstanding the absence of authority to arrest pursuant to former
(2) Fisheries patrol officers and ex officio fisheries patrol officers may arrest without warrant a person they have reason to believe is in violation of this title or rules of the director.
(Emphasis added.)
The Court of Appeals concluded
Reconciliation is here possible because the legislature chose to use the present tense in the latter statute, providing that an arrest without warrant is allowed when the officer has reason to believe someone “is in violation of this title or rules of the director.” Former
If any person . . . commences construction on [a governed project] without first having obtained written approval . . . the person ... is guilty of a gross misdemeanor.
Former
The violation, if any, which Brown had probable cause to believe Staats committed occurred three months prior to the arrest, outside Brown’s presence even then, and was neither continuing nor recurring at the time of the attempted citation. See Homaday,
Our holding in State ex rel. McDonald v. Whatcom County District Court,
“A law enforcement officer investigating at the scene of a motor vehicle accident may arrest the driver of a motor vehicle involved in the accident if the officer has probable cause to believe that the driver has committed in connection with the accident a violation of the traffic laws or regulations.”
McDonald,
Finally, Brown argues former
The arrest of Staats for violations of former
As violation of former
B. Qualified Immunity against
Staats alleged causes of action under
An arrest is a “seizure” under the United States Constitution and when made without probable cause is a violation of the Fourth Amendment. Graham v. Connor,
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress ....
No doubt Brown acted under color of state law, see Hafer v. Melo,
1. False Arrest
The first issue is therefore whether this false arrest is a “clearly established” violation of the Fourth Amendment.
The United States Supreme Court has created “qualified immunity” for government officials who are generally “shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow,
When determining a motion to dismiss on qualified immunity grounds the court must ask, as a matter of law, whether the
The central purpose of qualified immunity is to protect public officials from undue interference with their duties and from potentially disabling threats of liability. Elder,
By defining the limits of qualified immunity essentially in objective terms, we provide no license to lawless conduct. The public interest in deterrence of unlawful conduct and in compensation of victims remains protected by a test that focuses on the objective reasonableness of an official’s acts.
Harlow,
No appellate court has previously construed the meaning of resistance in former
Even were we persuaded this arrest in violation of state law necessarily violated the Fourth Amendment, the issue before us is not that but whether Staats’ Fourth Amendment right to be free of such an arrest was “clearly established” at the time of his аrrest. It was not. Accordingly we reverse the Court of Appeals, and uphold Officer Brown’s qualified immunity from suit under § 1983 for falsely arresting Staats as well as all companion claims for false imprisonment and assault and battery arising by reason of said arrest. See Bender v. City of Seattle,
2. Excessive Force
Use of excessive force to accomplish an arrest, even where supported by probable cause and/or a warrant, clearly violates the Fourth Amendment. See Graham,
Certainly the “reasonableness” of
Graham provided direction to the kinds of facts and circumstances a court need attend when applying the “test of reasonableness”: (1) severity of the crime at issue; (2) whether the suspect poses an immediate threat to the safety of the officers or others; and (3) whether he is actively resisting arrest or attempting to evade arrest by flight. Id. at 396.
The crime for which Staats was arrested was failure to provide information. Even going beyond the allegations of the complaint, Officer Brown’s report only hints at some unarticulated and speculative future risk. Nothing in the record indicates that Brown felt any immediate threat of safety for himself or others. At most Brown claims Staats was attempting to evade arrest through flight. Supplemental Br. of Pet’r at 21.
According to Staats, the allegations of whose complaint must be accepted as true, he merely turned and walked away. CP at 3. We cannot say under the facts as аlleged Brown’s decision to push a 62-year-old man to the ground, kneel on his back, injure his neck, pull his ears, press his chest into the rocks, and bloody his head is “objectively reasonable” as a matter of law. See also Barlow v. Ground,
Staats’ due process constitutional right to be free of arrest by excessive force was clearly established at the time of his arrest, and dismissal of this claim on qualified immunity grounds was error.
3. Illegal Search
Staats also claims Brown entered his residence without authorization or permission and then confiscated Staats’
However the right to be free of a warrantless entry into one’s home, except in rare circumstances, is not merely “sufficiently clear” undеr the Fourteenth and Fourth Amendments — it is crystalline. Warrantless searches are per se unreasonable and allowed only when a few specifically established and jealously guarded exceptions are present, the burden to establish same falling upon the party who conducted the warrantless search. Coolidge v. New Hampshire,
. Before agents of the government may invade the sanctity of the home, the burden is on the government to demonstrate exigent circumstances that overcome the presumption of unreasonableness that attaches to all warrantless home entries. When the government’s interest is only to arrest for a minor offense, that presumption of unreasonableness is difficult to rebut, and the government usually should be allowed to make such arrests only with a warrant issued upon probable cause by a neutral and detached magistrate.
Welsh,
Here, accepting Staats’ allegations as true, Kalina,
Qualified immunity is not available to Officer Brown for the alleged search as the Fourth Amendment right to be free of a warrantless residential search in the circumstances as alleged is clearly established.
C. No Qualified Immunity from State Tort Suit
In addition to his § 1983 claim, Staats also alleges three state tort causes of action against Officer Brown: (1) false arrest; (2) false imprisonment; and (3) assault and battery. CP at 6-8. Officer Brown claims the suit for these claims should be barred under a judicially created species of state qualified immunity, relying upon a proposed extension of Guffey v. State,
In Guffey we surveyed the evolution of qualified immunity for false arrest under various circumstances through Bender v. City of Seattle,
Guffey extended the rationale set forth in Pierson v. Ray,
[A]n officer has a qualified immunity from liability for false arrest and imprisonment when the officer (1) carries out a statutory duty, (2) according to procedures dictated to him by statute and superiors, and (3) acts reasonably.
Guffey,
Assuming the continued existence of judicially created qualified immunity for arresting officers under sоme circumstances,
We begin by noting the difference between that state immunity available under Guffey and the qualified immunity available under federal law from suit under § 1983. Although the Guffey court sought guidance from § 1983 precedents, Guffey,
But unlike Guffey, which dealt with actions predicated on a law subsequently determined unconstitutional, the officer here consummated the arrest contrary to existing court rule and statute.
Nor is state qualified immunity available for claims of assault and battery
We also note the probable consequence of generally immunizing police officers against civil claims for false arrest and battery. As explained in State v. Valentine, civil actions for false arrest are preferred to the alternative — physical resistance.
Ill
CONCLUSION
Officer Brown’s arrest of Jack Staats was contrary to existing law. State qualified immunity does not bar Staats’ state law tort action for false arrest, false imprisonment, and assault and battery. We therefore affirm the Court of Appeals’ reversal of the trial court’s dismissal, and remand for trial on Staats’ state law tort actions.
Staats’ rights under the federal constitution to be free of a warrantless search of his residence, and to be free of arrest effеctuated with excessive force, were both clearly established at the time of his arrest. We therefore affirm the Court of Appeals’ reversal of the trial court and remand for trial on these claims actionable under
However, Staats’ arrest under this state statute under these circumstances is not a heretofore clearly established violation of the Fourth Amendment. We therefore affirm the trial court, and reverse the Court of Appeals, and hold that Officer Brown is entitled to qualified immunity from Staats’
Smith, J., concurs.
Notes
We do not reach consideration of collateral estoppel here, determining the case on other grounds.
Notwithstanding the dissent’s hyperbole that the majority’s construction of former
Brown further argues former
An example of the legislature’s specifically extending common law arrest powers can be found in its reaction to our holding in Homaday that alcohol on a minor’s breath did not constitute a misdemeanor committed in the officer’s presence. State v. Hornaday,
State and federal courts have concurrent jurisdiction over
Brown cites a plethora of federal cases to support his claim of qualified immunity; however, all involve substantially different factual settings, either by recounting a significantly lower amount of force, or establishing a significantly greater grounds for use of such force, or both. For example, in Foote v. Dunagan, the arresting officer attempted to grab the car keys and remove and prevent an armed and dangerous suspect from fleeing in a vehicle.
Staats clearly pleaded an unconstitutional search of his residence in his complaint. CP at 4. The state’s motion for summary judgment to dismiss this claim was premised upon an alleged qualified immunity to the false arrest claim (CP at 82, 89, 94), which the state (mistakenly) claimed was dependent upon the illegal search claim as well (“[T]he issue of false arrest is the linchpin for plaintiffs’ case. Each cause of action is premised on this allegation.”). CP at 89. The state likewise defended the trial court’s judgment on the same basis before the Court of Appeals. Without specific discussion of the issue, the Court of Appeals held: “Summary judgment dismissing Mr. Staats’ claims based on the doctrine of qualified immunity was error,” Staats v. Brown, No. 15846-2-III, slip op. at 6 (Wash. Ct. Aрp. Nov. 18, 1997) (emphasis added), thereby remanding for trial on all issues. The state’s petition for review to this court referenced only the false arrest issue, which leads the dissent to claim only that issue is now properly before us. Although we could refrain from discussing the merits of this issue thereby tacitly allowing the Court of Appeals general remand to return it to the trial court for further proceeding, we elect to analyze the search claim on the merits as an alternative basis to affirm the Court of Appeals. See RAP 13.7(b) (“If the Supreme Court reverses a decision of the Court of Appeals that did not consider all of the issues raised which might support that decision, the Supreme Court will either consider and decide those issues or remand the case to the Court of Appeals to decide those issues.”).
Staats does not challenge state qualified immunity under
To the extent Altshuler v. City of Seattle,
We require Brown, as a peace officer, to be aware of the rules and statutes governing arrest. See Maynard Inv. Co. v. McCann,
Subjectively, there is also much in the record to indicate that Brown’s decision to arrest Staats was not the result of passionless police work, but a hasty act taken in anger and frustration. Brown apparently felt abused by Staats, who, according to Brown, challenged the state’s right to control his work. CP at 51. In their final confrontation, according to Brown, Staats “made several references to me as a ‘NAZI’ and that this is nothing more than a ‘Police State’ and other comments about my position.” CP at 52.
Concurrence Opinion
(concurring) — I agree with the result reached by the majority in this case, but disagree with the majority’s analysis on the issue of unlawful arrest, and in particular the majority’s reading of former
Former
Officer Brown’s delay of more than three months, however, took his actions outside the scope of the statute. By that time, common sense suggests the hearsay information he had received from Agent Woltering had grown stale. See, e.g., State v. Perea,
As a result, Officer Brown was not discharging his duties within the context of former
Alexander, J., concurs with Johnson, J.
The statute has essentially been recodified at
Concurrence in Part
(concurring/dissenting) — I agree with the majority that summary judgment was improperly granted on Staat’s
I agree with Justices Johnson and Talmadge, however, that the majority misstates the law regarding the authority of a fish and wildlife officer. As they explain, former
Turning to the question whether there is a cause of action for unlawful arrest, Staats was arrested for violating former
For these reasons, I concur in part and dissent in part.
Repealed by Laws of 1998, ch. 190, § 124.
Id.
Concurrence in Part
(concurring/dissenting) — I agree with the majority that the trial court incorrectly granted summary judgment to the defendants on Jack Staats’ claim under
Initially, the majority reaches an issue not properly before us. Staats claims Brown entered his home on September 3, 1993 without a warrant and took his wallet, violating
We have on occasion allowed an appeal of issues not previously raised before the court. RAP 1.2(a) states: “These rules will be liberally interpreted to promote justice and facilitate the decision of cases on the merits.” This rule makes clear a technical violation of the rules will not bar appellate review “where the nature of the challenge is perfectly clear, and the challenged finding is set forth in the appellate brief[.]” State v. Olson,
Moreover, this issue is not discussed at all in the Court of Appeals’ opinion. Insofar as the Court of Appeals did not even address the issue, we must assume the Court of Appeals did not believe the issue was before it. If Staats were aggrieved by the failure of the Court of Appeals to address the issue, then he was obliged to raise the issue appropriately in his answer to Brown’s petition for review. See RAP 13.4(d); RAP 13.7(b); Shumway v. Payne,
The most significant flaw in the majority’s analysis is its determination that the warrantless arrest authority of a fish and wildlife officer was not clearly established for purposes of qualified immunity. Our decision in Guffey v. State,
Here, there is nothing in the record to suggest that in attempting to cite, and eventually to arrest Staats, Brown failed to carry out a statutory duty, or that he carried out the duty in a manner contrary to Title 75 RCW Furthermore, Brown had no knowledge of any alleged conflict between former
The test for qualified immunity under federal law is an objective one, measured by reference to clearly established law. See Harlow v. Fitzgerald,
In the present case, the central questions we must confront are whether Staats had a right to be free from a warrantless arrest and whether such a right was “clearly established” under Washington law. The majority’s laborious analysis of Washington law regarding warrantless arrests by fish and wildlife officers and the nature of the arrest by Brown for Staats’ violation of former
I agree with the majority that Brown arrested Staats for refusing to cooperate in receiving a citation for the hydraulics violation. However, as former
In addition to Brown’s authority to arrest Staats for refusing to cooperate, Brown had authority to arrest Staats for the hydraulics violation without a warrant. By its plain terms, former
Fisheries patrol officers and ex officio fisheries patrol officers may arrest without warrant a person they have reason to believe is in violation of this title or rules of the department.
The majority’s analysis misreads the Fisheries Code, Title 75 RCW, which is self-contained, and fails to apply our lоng-standing principles of statutory interpretation. Former
In fact, in the most recent session of the Legislature, the Legislature combined the provisions of Title 75 RCW and Title 77 RCW regarding the enforcement power of fish and wildlife officers. Laws of 1998, ch. 190, §§ 1, 114, 124. The Legislature specifically reauthorized fish and wildlife officers to engage in warrantless arrests of persons found to be violating either Title 75 RCW or Title 77 RCW. Laws of 1998, ch. 190, § 114.
Again, the authority of fish and wildlife officers is self-contained and has no relationship whatsoever to
The rationale for the authority of fish and wildlife officers to make warrantless searches, seizures, and arrests is manifest. If an officer were compelled to secure a warrant before arresting an offender, then the offender could abscond with the illegal fish or wildlife in his or her possession. Moreover, if the intent of the Legislature were to require a fish and wildlife officer to actually view the misdemeаnor violation as it occurred, such intent would prevent an officer from arresting most offenders for most fish and wildlife violations. The officer would literally have to be present at the time the individual pulled the illegal fish out of the water or illegally shot the animal before a violation could be found. This hardly makes
An additional reason for believing Brown was qualifiedly immune from liability is that even if we were to interpret former
The majority believes Brown had to have contemporaneous information in June regarding the violation of the statute; that is, he had to know Staats “commenced” work; this is an absurd interpretation of the statute. Literally, under the majority’s analysis, if fish and wildlife officers encountered a sweeping violation of
Notwithstanding his own observations on June 1, 1993, Brown was entitled to rely on the information conveyed to him by officer Woltring to support his probable cause determination that a violation of former
Additionally, even as late as September, Brown had contemporaneous information Staats had violated former
Brown’s stated purpose for his September visit to Staats’ property was to present a formal restoration plan to Staats so he would know what was required for his deferred
Finally, under federal law, an officer’s actual or good faith belief he or she has probable cause to arrest is a complete defense to liability for an action under
The majority’s interpretation of former
Agent Brown enjoyed qualified immunity from any liability for both state-law-related claims and federal claims. However, Staats has stated a cause of action under
Guy, C.J., 'and Ireland, J., concur with Talmadge, J.
“In this case, Mr. Staats has alleged that Officer Brown not only entered his property on the Snake River, hut also entered his residence (purportedly to obtain identification information).” Br. of Appellant at 10.
RAP 10.3(a)(3) requires “[a] separate concise statement of each error a party contends was made by the trial court, together with the issues pertaining to the assignments of error.”
Repealed by Laws of 1998, ch. 190, § 124.
Id.
Id.
Indeed, as we noted in State v. Mierz,
The district court also noted Brown “returned for the purpose of again observing the site and for the purpose of issuing [the citation].” Clerk’s Papers at 139.
The majority spends considerable time discussing the force employed by Brown to subdue Staats and, if entirely true, Staats states a