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St. Clair v. Commonwealth
174 S.W.3d 474
Ky.
2005
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*1 wealth, 794, (Ky.2005)

(“We CLAIR, Appellant, Michael D. mil ST. also address other issues retrial.”). likely are upon recur trial,

As to the join March 2003 I Parts Kentucky, COMMONWEALTH of IV.B., IV.C. and IV.D. majority Appellee.

opinion. I only concur result Part as to No. 2001-SC-0209-MR. IV.A.

Supreme Kentucky. Court of SCOTT, Opinion by Justice Concurring 20, Oct. in Part and Dissenting in Part. As Corrected Oct.

I concur all Cooper’s with of Justice IV.A.2,

opinion except issue in regards to objection.” “continuing objections granting such is

trolled the trial courts and is used to repetitive

avoid interruptions. They are a upheld

useful tool and should be when Otherwise,

granted. use their will become fraught waiver,”

so “danger with the attorney’s trial will avoid their use.

One, through repet- who has sat trials with objection

itive after repetitive objection, damaging

knows how can be

party how can irritating it be to the jury.

court—and not something It’s

one should do and this reason for,

asking getting ob- “continuing

jection.” objection continuing granted

in this case purpose served its and should upheld so to preserve its intended object

function—which in this case was to otherwise) (hearsay evidence

pertaining to the convictions.

General, Division, Appellate Criminal Frankfort, for Appellee. Counsel *3 of Opinion the Court Chief Justice LAMBERT.

FACTS Clair, Appellant, Michael D. St. was con- victed two of receiving of counts stolen $100, property over attempt murder, arson, second-degree commit capital kidnapping. He was sentenced to Brady, death kidnapping for the of Frank Brady Ap- was murdered. pellant right jury sentencing waived his on non-capital charges, agreed ato twenty years of attempted sentence for murder, twenty for years second-degree arson, years and five on each count $100, stolen receiving property over for fifty years. total of Appellant appeals now right.1 to this Court as a matter of particular This is not the first time this defendant is before this Court. Febru ary Jury a Bullitt Grand County Appellant Capital for indicted Murder Brady. of Frank He was tried and con August, victed in and sentenced to death in September of in a 1998. This Court recent Commonwealth,2 decision, St Clair (hereinafter I”), “St. Clair reversed and hearing for a penalty phase remanded new death sentence. Prior County, trial Court Hardin this ren (St. Roark,3 II), in Clair v. Clair dered St. extraordinary petition which St. Clair’s for Namkin, Boyce, Judy Donna L. Assis- prosecution for prevent relief to Frankfort, Advocates, tant Public Counsel County was denied. kidnapping Hardin Appellant. In large part complete recitation of the Stumbo, Gregory I Attorney D. General of facts is contained St. Clair and St. Smith, Kentucky, II, upon David A. Tami Allen Clair and is to illustrate the relied Stetler, Judy, Attorneys Brian T. appeal. Assistant facts relevant 110(2)(b). § Ky. (Ky.2000). Const. 3. 10 S.W.3d 482 (Ky.2004). S.W.3d 510 evidence, fired two County. shots Appellant Hardin According to the Bennett, penetrat- Trooper in at one of which escaped from Oklahoma authorities final cruiser. A September awaiting police of 1991 while ed radiator followed, sentencing for two Oklahoma murder but Reese and high-speed chase Dennis Gene victions. St. Clair Bennett’s cruiser escaped St. Clair when jail truck from a pickup Reese stole arrested Reese was two became disabled. jail and fled from the in Du- employee and waived Vegas later in Las ex- weeks rant, pickup truck even- Oklahoma. Kentucky. St. Clair ar- tradition tually and St. gas ran out Reese later in Hugo, about months rested two truck, a hand- pickup Clair stole another *4 Oklahoma. from home gun, and some ammunition 20, 1991, St. Clair was On December Stephens of Vernon and headed for the receiving indicted two counts stolen Dallas, Texas. St. wife suburbs of Clair’s attempt to commit mur- property, criminal time, Bylynn (“Bylynn”), at St. Clair der, second-degree and arson. On Janu- met with her husband and Reese in Tex- 17, 1992, County ary the Hardin Grand as, cloth- provided money, and them with Jury capital kidnap- indicted Clair for St. ing, and other items. Reese was arrested 19, 1998, the ping. On June Common- in several months later Las Neva- Vegas, to wealth filed Notice of Intent Seek its da, to his in and confessed involvement in Penalty. Death was convicted St. Clair Kentucky events detailed below. Capital February Kidnap- of 2001 of the Reese, According escaping to after he was ping Brady, of Frank and sen- Oklahoma,

jail and in he St. Clair traveled facts will tenced to death. Additional they to kidnapped Colorado where Timo- necessary. Clair presented argues St. thy Keeling pickup and stole Keeling’s improperly al- Bylynn that his wife Keeling truck. was later in murdered testify privileged lowed to to four conver- New and pro- Mexico. St. Clair Reese sations, that those conversations and Keeling’s ceeded to drive truck to New should have excluded his assertion been Louisiana, Orleans, through then Arkansas KRE of the marital under arriving and Tennessee before at a rest made, St. When statements were stop County, in southern Hardin Ken- Bylynn married. were tucky. they in Hardin County, While de- Brady’s cided Frank model to steal late Privilege I. Marital They kidnapped pickup Brady truck. given by The first statement contested County drove him from Hardin Bullitt in Bylynn was that when she met St. Clair County shot killed where St. Clair Kentucky, reached Texas before St. Clair Brady. and Reese then St. Clair returned hugged something felt hard she him and County Keeling’s and set fire Hardin objection, on his belt. St. Clair’s she Over truck. if he testified that when she asked had gave Witnesses to the arson the Ken- he, Clair, she that St. told gun, testified tucky description State Police man he took off that old whose gun her Brady truck seen near the location where (the he into home of house had broken that truck was on fire. on Keeling’s Based Oklahoma). Stephens Vernon description, Trooper Herbert Bennett Bylynn’s statement concerned second stopped Reese and St. Clair while Brady’s Oklahoma driving through meeting were truck her St. Clair still changed Zandt. remarried her name Van She has since Frost’s Farm in December of long how St. Clair had told her he had night before he was arrested. It was been in Oklahoma and the date of the there Bylynn that St. Clair stated to that conversation when he did so. She re- St. Clair and Reese had to leave their sponded 17, 1991, it was December belongings and that they burned a truck. day before his arrest. This Bylynn Clair told St. that he returned to was elicited to contradict anticipat- Reese’s Oklahoma by riding with truck drivers. ed testimony that St. Clair had arrived at objected St. Clair and moved for a mistrial 1,1991. his farm on October on grounds that this latter statement objected St. Clair to the testimony, and had not been included the Common- objection the trial court notice, overruled the privileged wealth’s and that it was grounds under the marital privilege. Commonwealth could Bylynn cross-examine any subject about Bylynn’s third statement at trial con- previously she had testified. St. telephone cerned a conversation between argues Clair now that the introduction of her and St. Clair. She testified process, violated due Clair called her from Louisiana and that *5 right to a fair trial Bylynn’s and that testi- Reese was in the bathroom while he was mony was admitted in violation the mar- calling. The Commonwealth then elicited ital privilege. argues Clair also St. that at Bylynn St. Clair told that he had to 421.210(1) trial, things leave some of his in the time of appli- behind the KRS was truck, and that he said something about cable and spouse prohibit allowed one to in being objected Louisiana. St. Clair on the other testifying from to communica- grounds the that he provided was not no- during tions made marriage, their tice of the Commonwealth’s intention to Finally, are confidential in nature.5 relating introduce evidence to his travel to argues Bylynn’s statements that Louisiana, unexpect- and that it not an was incriminated St. Clair were also inadmissi- ed answer since the Commonwealth asked 7.24(1). they ble since violated RCr her if anything St. Clair had ever said The Commonwealth contends that the about in being Louisiana. The Common- privilege marital not in apply does responded wealth that this First, case for two reasons. the Common- Bylynn not new information since had tes- argues wealth Bylynn and St. Clair County tified to it at the Bullitt trial. joint activity were involved in un- Bylynn’s fourth statement is that St. 504(c)(1). der KRE It that no posits privi- Louisiana, Clair told her that he inwas lege applicable is since the communications and that he had told her he had in been testified to occurred St. Clair’s es- Oklahoma for a few weeks before he saw cape Bryan County from the in Jail Okla- in her December at a friend’s in house Bylynn homa and that him provided with County, Durant Oklahoma. She stated kidnap items which he later used to that he had told her that the Oklahoma Second, kill Brady. the Commonwealth (OSBI) Investigation State Bureau of had argues that these communications were place, the hiding searched but that he was hay they under some confidential because were made saw him. never The Commonwealth then asked presence of Reese. Bylynn 421.210(1) 1992, repealed by present KRS Acts law see KRE 501 to 511. 1, July ch. Sec. 30 effective 1992. For (1) (2) in which one any proceeding In testi spousal contains a

KRE wrongful conduct 504(a), charged with confiden spouse KRE a privilege, monial of: property privilege, against person marital communications tial 504(b), privi those exceptions KRE (A) other; The 504(c). are privileges Both leges in KRE either; (B) child of A minor mari protect and enhance designed (C) in the residing individual An otherwise relationship expense at the tal either; household 504(c)(1) KRE codifies useful evidence.6 (D) wrongful if the person A third 421.210(1).7 law, KRE KRS preexisting course of committed conduct is provides: against any of conduct wrongful (a) testimony. spouse Spousal named in this previously individuals to tes- privilege to refuse party has may court refuse sentence. oc- as to events tify against party pro- privilege allow their mar- curring after the date of of a minor if the interests ceeding privilege A riage. party has may be adverse- spouse of either child from testi- prevent spouse his or her affected; or ly fying against party events their mar- occurring after the date of in which any proceeding riage. parties. spouses are adverse (b) An indi- Marital communications. 504(a) (b) changed spousal KRE to refuse to vidual has 421.210(1) sig- in two privilege from KRS testify and to another prevent *6 First, testimonial respects.8 nificant commu- testifying any to confidential 504(a) expanded to in KRE privilege by made individual to his nication a wit- spouse preclude party enable marriage. their spouse or her him.9 testifying against spouse ness only by may The be asserted privilege Second, privi- communications the marital or holding privilege the individual 504(b) by narrowed de- in KRE lege conservator, by guardian, the holder’s require fining the term “confidential” A com- personal representative. intended was not that the communication munication is confidential if it is made i.e., any person, other for disclosure by an individual to his or her privately expecta- positive have been a there must and is not intended for disclo- spouse confidentiality.10 tion of any person. sure to (c) un- There is no Exceptions. must first address The issue we (c)(1)

der this rule: in this applies subsection whether analysis by our exam begin in which situation. We proceeding In criminal 504(c)(1). of KRE plain language sup- ining the is introduced to sufficient evidence exception states language of the conspired plain finding spouses that the port evidence” to must be “sufficient that there jointly in the commission of the or acted spouse finding “support charged; crime Commonwealth, Ky., (Ky. generally Slaven 8. See 6. Gill v. (1998). 851-56 S.W.2d 1964). Id. at 851. Lawson, Kentucky Evidence Law Hand- book, 5.10[6], 374(4th § ed. Lexis Nexis 2003). 10.Id. spired jointly crimes, or acted in the of him commission in various and their sensitive charged.”11 Plainly, crime excep- this nature combined with the circumstances of tion to the privilege applies only if each their disclosure rendered them confiden- spouse has contributed to or participated tial. For these reasons statements two charged. the crime In v.Gill Common- and three fall within the ambit confi- ' wealth,12,this applica- Court discussed the communication, dential and should have tion of the marital privi- communications been excluded virtue of the marital lege exceptions and its existed privilege. 421.210(1). Gill,

under KRS spouse of one privileged was held not Upon review, there is some doubt spouses where both being were accused of as to the confidential nature of statements particeps having criminis with the wife one and place four.15 Statement one took been indicted for the same crime that her fair, at a apparently in full was made husband had been convicted of commit- Moreover, public eye. view of the based ting.13 on the Bylynn, it is unclear whether St. Clair was alone or with Reese case, In this Bylynn facilitated St. However, at the time of this statement. Clair’s flight prison after his escape, but confidential statements need not be given there was no evidence that Bylynn con- behind closed doors to retain their confi spired jointly or acted in the commission of dential A whispered character. hushed or the crimes with which St. Clair was (two spouse statement from one may another charged of receiving counts stolen be considered $100, depending confidential property attempt over murder, circumstances of its disclosure. In arson, commit second-degree case, kidnapping). record is insufficient to make a definitive determination as to the confiden This Court has reviewed the rec Therefore, tial nature of statement one. extensively. ord Statements two and upon remand trial judge should hear undoubtedly three14 were made outside additional regarding evidence the circum *7 presence the any of Reese or other person. stances of statement one and make a factu Bylynn acknowledged on the stand that finding. al statement two in private occurred when Whether statement four was confidential she and St. Clair were in a barn loft. She trial, equally Bylynn unclear. At also confirmed that statement oc three seemed to relate the statement four disclo- phone curred a conversation with to telephone sure the same conversation in St. Clair while Reese was out of the room. 504(b), which the statement three As disclosure was stated KRE communica “[a] case, If made. this is the statement four privately tion is confidential if it is- made enjoy by privileged an would the same status as spouse individual his or her and is However, not intended for disclosure to statement three. review of the person.” running enough St. Clair was record leaves the Court with doubt authorities, require hearing and confided certain informa a on the statement four tion to his implicated wife. His statements issue. 504(c)(1) added). (emphasis

11. KRE supra p. 14. See 12. 374 S.W.2d 848. supra pp. 15. See 477-478. 13. Id. at 851. murder; if it found that he tion for two and three

Accordingly, statements During penalty robbery. have ex- a privileged and should been committed were aggrava- all three phase, jury cluded at trial. As statements one found four, be held on hearing a should remand tors.

to determine their status. on aggrava- following instructions given during the ting circumstances were the privileged admission of penalty phase trial: prejudicial because the statements was cor testimony used Commonwealth testimony that

roborate Clair NO. 3 Reese’s St. INSTRUCTION By- and the ringleader was shooter. Circumstances) (Aggravating lynn witness as her testimo was a critical Michael fixing In Dale St. jail escape sentence ny repeated the details you of Kidnapping, for the offense alleged had stolen Clair St. Clair following aggravating It felt shall consider the weapon. murder revealed that she you believe from gun person when she met circumstances which Dallas, him in a reasonable testimony beyond and her contra the evidence doubt that he dicted St. defense had never to be Clair’s true: in Kentucky been because he told her he was re- Kidnapping 1. The victim Kentucky. Bylynn’s had truck in burned a leased alive. crucial because contained 2. The has a record of Defendant only guilt, St. Clair of admission Murder, of- conviction for pieces and one of a few evidence fense. placed Kentucky time of Kidnapping The offense of was com- Consequent and murder. kidnapping mitted the Defendant was en- while ly, Bylynn’s admission of Robbery gaged in the commission prejudicial error retrial is re Degree, in the as defined in In- first quired. struction 4.No. aggravates Appellant that these contends Jury II. Instructions 532.025(2) improper. provides: are KRS retrial, we anticipation of deem it for which the In all of offenses cases

necessary provide guidance pen- on the authorized, penalty may death alty phase given instructions the lan- consider, shall judge shall or he include guage with to some of the respect aggrava- jury for in his to the it to instruction tors misstated or was either erroneous. *8 consider, any mitigating circumstances argues St. Clair that he was denied his aggravating or circumstances otherwise right by penalty phase a fair trial the any of the by authorized law and follow- jury. given Specifical- instructions ing statutory aggravating mitigating or ly, improper St. Clair contends that was may be supported circumstances which the jury to be allowed to recommend a by the evidence. if it found that kidnap- death sentence 532.025(2)(a) alive; eight forth a list of ping victim was not released if it KRS sets to be prior aggravating found had a record convic- circumstances16 consid- that he of 532.025(2)(a) kidnapping or aggravating 1. The of murder 16. KRS lists cir- offense person with by a a committed cumstances follows: offense, capital or record of for a conviction a) Aggravating circumstances: by committed a murder was offense of by jury ered for eligibility aggravator to establish by “otherwise authorized law” 509.040(2) death, specifically the sentences of KRS imprisonment allowing of a jury impose death, life, a sentence of life or probation parole, without benefit of or LWOP 25 for kidnapping.22 In a note in or imprisonment for life probation without Commonwealth,23 Young v. we said that (LWOP 25) parole or years for 25 if those capital punishment could imposed be supported circumstances are by the evi- where a defendant murdered the victim case, dence and are by found a Young clarified kidnapping. jury beyond to exist a reasonable doubt.18 that “[kjidnapping is a capital offense and An inherent conflict exists within KRS Harris holds that murder, though not an 532.025 provisions between the requiring a aggravating circumstance enumerated in trial judge “any to instruct on mitigating 532.025(2)(a), KRS is an cir ‘aggravating or aggravating circumstances otherwise cumstance by otherwise authorized by authorized ”,19 532.025(3) law and KRS ”24 law.’ expla note culminates in an prohibits imposition of sentences nation of the interplay between KRS death, life, of or jury LWOP 25 unless the 532.025(2) and kidnapping by the crime of finds that one of the enumerated statutory stating as follows: aggravating circumstances exists.20 Murder, course, of proscribed by KRS statutory conflict was reconciled in 507.020. While kidnapping is enhanced group of decisions from this Court. to a offense if victim is not Harris v. Commonwealth,21 we held that subsequently released alive or dies as a Mdnapping murder of a victim is an result of kidnapping, the additional person officer, sheriff, history who public has substantial police of official or or convictions; deputy serious assaultive engaged sheriff at the time of the act kidnapping duties; The offense of performance murder or in the lawful of his was committed while the offender was en- gaged in the commission of arson in the 8.The offender murdered the victim degree, robbery degree, first emergency in the first protective when an order or a burglary effect, degree, rape in the first in the first domestic violence order was in or degree, sodomy degree; any or designed protect in the first when other order murder, offender, by 3. The offender act victim from the such as an bond, robbery, kidnapping knowingly armed or order issued as a condition of a release, great probation, parole, pre- created a risk of ditional death more than (1) diversion, person public place by one in a trial was in effect. means destruction, weapon weapon, of mass Cooper, Kentucky 17. 1 Instructions to Juries normally or other device which would (Criminal) (4th 1999). § 12.06 ed. Anderson hazardous to the lives of more one than person; 532.025(3). 18. KRS 4. The offender committed the offense of another, murder for pur- himself or for the 532.025(2) added). (emphasis 19. KRS pose receiving money thing value, monetary profit; or for other Cooper, Kentucky 20. 1 to Juries Instructions 5. The offense of murder was committed (Criminal) (4th 1999). § 12.06 ed. Anderson person prisoner who was a and the prison employee engaged

victim was a *9 (Ky.1990). 21. 793 S.W.2d 802 performance the time of the act in the of his duties; 22. Id. at 805. killing 6. The offender's act or acts of multiple were intentional and resulted in deaths; (Ky.2001). 23. 50 S.W.3d 148 killing 7. The offender’s act of in- tentional and the victim was a state or local 24. Id. at 155.

483 of the KRS light in In our construction of to kill KRS of element intent 532.025(2)(a)(l) circum 507.020(l)(a) aggravating provides statutory ag- the stance, allegations of error capi- gravating authorizing circumstance First, we find easily are resolved. punishment kidnapping. tal for satisfies aggravating circumstance Roark, 482, Ky., v. 10 486- Clair S.W.3d “pro demands and the Constitutional (1999).25 87 meaningful for distin a basis vided Harris, Young, in reasoning line of cases in guishing [the the few which v. in and St. Clair Roark was reconfirmed many from cases penalty] imposed is v. Jacobs stated Jacobs Commonwealth.26 not,” Georgia, Godfrey v. which it is only in obiter dictum that “Hams holds 1764, 427, 1759, 420, 100 446 S.Ct. U.S. death-eligible that a defendant is for (1980) 398, (quoting 64 406 Fur L.Ed.2d capital if he kidnapping offense of or she 238, 313, 92 Georgia, v. 408 U.S. man kidnapping also murdered the victim.”27 2764, 2726, S.Ct. 33 L.Ed.2d 346 Jacobs, however, differs the instant (White, J., concurring)). not The statute in that it a death case involved sentence only provides “some ‘common-sense core for a murder kidnapping conviction where juries ... meaning of ” aggravating circumstance.28 understanding[,]’ of capable should be 967, Tuilaepa, at 114 512 U.S. S.Ct. Commonwealth,29 Finally in v. Salinas 2630, 2632, L.Ed.2d (quoting 129 at 760 held fact that Court that the the vic- Texas, 262, 279, 96 Jurek v. 428 U.S. an aggra- tim was not alive is not released (1976)) 2959, 2950, 49 929 S.Ct. L.Ed.2d vating authorizing circumstance capital but, (White, J., concurring judgment), 532.025(2); punishment under KRS rather view, objective in our contains clear only serves to enhance status of a jury may from which deter standards kidnapping from A or B felony a Class eligibility capi mine for a defendant’s offense.30 If the evidence on retrial KRS Simply put, tal sentence. same, substantially jury shall be 532.025(2)(a)(l) not permit does “[t]he that capital punishment may instructed imposition standardless and unchanneled imposed jury unless the finds that St. uncontrolled death sentences Brady murdered Frank basically uninstructed discretion course of the kidnapping.31 429, 100 446 jury,” Godfrey, U.S. S.Ct. part 1759, The second 1765, 407, of instruction number 3 64 L.Ed.2d at properly was correct. The trial court con prohibits. constitution cluded St. Clair had a record of correctly The trial court also denied conviction murder. St. Clair v. Appellant’s motion for directed verdict Commonwealth,32 that the proper we held acquittal respect with to the KRS 532.025(2)(a)(1) 532.025(2)(a)(l) application aggravating KRS is as circum- Although judgments stance. the final follows: Young Ky., 25. 30. Id. 148, (2001). Kentucky Cooper, 31. See 1 to Ju- Instructions (Ky.2001). S.W.3d

26. 58 (4th (Criminal) § Anderson ries 12.06 ed. 1999). Id. at 450-451. at 449. Id. (Ky.2004). 32.140 S.W.3d 510 (Ky.2002). 29. 84 S.W.3d

484

were not in Appellant’s entered receiving first two ed of property thereby stolen Oklahoma Murder implicitly convictions until No- acquitting him of greater 22, 1991, vember approximately six first-degree offense of robbery. (6)weeks murder, Brady’s after Appel- It is felony well established that a acknowledged lant culpability first-degree such as robbery proper is a phase testimony that he had been con- aggravating making circumstance one con victed those two counts of Murder victed of kidnapping eligible.36 death We following a trial.... Because these two find no in merit St. Clair’s contention (2) murder convictions demonstrated there was error in the language of the that Brady was murdered by person “a instruction. The instruction mirrored the prior with a record of conviction for a language verbatim of the model instruction offense,” capital correctly the trial court as well as language of the statute.37 denied motion for directed Moreover, there was no error in the inclu verdict aggravating circum- sion of the definition of first-degree rob Benham, stance. Commonwealth v. 816 bery jury as its inclusion aided the 186,187 (Ky.1991).33 S.W.2d determine robbery whether a had been The determination finality of level of for a remand, committed. If on the evidence is “prior record of conviction” under KRS substantially similar, the same instruction 532.025(2)(a)(l) was determined to an first-degree on robbery aggravator as an accepted guilty plea guilty or a verdict given. should be rendered a judge jury.34 Our decision Likewise, we find no- merit held that purposes of KRS argument Clair’s that the Commonwealth 532.025(2)(a)(l) that a pending appeal does was precluded seeking pen the death impact finality “prior record alty because County the Hardin Grand of conviction for a capital offense.”35 As a Jury’s identify ag indictment did not law, matter of St. Clair had two gravating circumstances. capital convictions for the 1991 murders Although “a defendant cannot be made before he kidnapping. committed the sentencing phase to face the Therefore, retrial, jury should be given trial unless he or she is first suffi- accordingly. instructed cient notice of the in- Commonwealth’s St. Clair also contends that the third penalty!,]” tention to seek the death ... aggravating circumstance Instruction authority supporting [Ap- is no “[t]here No. 3 of kidnapping engaged while in a pellant’s] aggravating claim that an cir- first-degree robbery charged was not cumstance must be described in the in- indictment, and that the definition of 38 dictment.” robbery in 4 Instruction No. misstated the aggravating circumstance. St. Clair also complied The Commonwealth with KRS 532.025(l)(a) argues that he was entitled to a by providing directed St. Clair with verdict of acquittal because he was convict- written in aggrava- notice of the evidence 532.025(2)(a)(2); Cooper, Kentucky 33. Id. at 570-71. 37. KRS (Criminal) (4th § Instructions to 12.06 Juries Id. at 568-70. 1999). ed. Anderson Id. at 568-70. Commonwealth, 38. St. Clair v. 140 S.W.3d at 36. Dillard v. (citations omitted). (Ky.1999).

485 give to coerce her to introduce. table ever tried it intended to tion her. She interview taped statement clearly Clair was stated indictment had, that no one at that table responded capital kidnapping with the charged with a man” lady headed but “a blond accomplish or advance the com- “intent house flashed pulled to her up felony,” i.e., first-degree rob- mission badge that if not talk 582.025(1) and told her she did only requires bery. KRS writ- her the sheriff to make get would aggravating notice of circumstances ten hearsay objected talk. on St. Clair 19, 1998, prior to trial.39 June On the trial court sustained grounds and of filed its Notice Intent Commonwealth continued objection. The Commonwealth 2001, January Penalty. of Seek Death a connec- attempting to show questioning approximately was tried two- Appellant people questioned tion between who years after the Commonwealth and-a-half trial, At St. Clair and St. Clam. Weedmen filed its notice. reliance on ground moved for a mistrial v. the proposi- Jones United States40 for testimony prejudicial. irrelevant and was aggravators all must alleged tion that Although admission of this Jones is incorrect. held the indictment reversal, error would it was not warrant charged elements offense that the retrial.42 upon and should not be admitted indictment, alleged in the must be sentencing penalty ag- considerations The second error concerned gravators.41 The indictment satisfies transcript of of Ste admission Vernon 6.10, requirements of and there RCr was testimony in phens preliminary hearing no error as to the indictment. of The Com Oklahoma in March 1992. transcript moved to admit the monwealth

In addition the claims of error ad- 804(b)(1). I,43we In St. Clair under KRE above, Appellant dressed has asserted nu- held the offense occurred before that as Most merous claims. asserted of adoption the 1992 and effective date error, frivolous, claims were not or are not 804(b)(1), governed KRE it would be upon However, likely to recur retrial. we previous rule introduction prohibiting a few will address such claims of error that unless prior testimony at criminal trial upon may recur retrial if the evidence is given previous “a substantially similar. trial of offense ... on the same the same admis charge.”44 Although we held the III. Various Other Claims sion of such evidence harmless because likely first upon error recur testimony, it of St. was cumulative Clair’s the testimony retrial is the introduction of error in this case nonetheless Mary Weedman about individuals com should be excluded. ing attempting to coerce her into talking Finally, we will address St. Clair’s with them. The Commonwealth He claims anyone whether at the defense last valid assertion error. inquired 510, (Ky.2004). v. 127 43. 140 S.W.3d 536-537 39. Garland S.W.3d 529, (Ky.2003). 546 Commonwealth, 140 S.W.3d 44. St. Clair v. 227, 1215, U.S. S.Ct. 143 L.Ed.2d 40. 526 119 510, 536-537, citing Com RCr 7.22. See also (1999). 311 119, (Ky. Bugg, 514 S.W.2d monwealth v. Howard, 1974); Commonwealth 1218, Id. at (Ky.App.1984). S.W.2d 42.KRE 401. *12 that when Commonwealth asked Reese death.46 It is well settled that statements “was there conversation that went on may be admitted show the declarant’s between Brady St. Clair and Mr. you as all mind, state of testimony showing a thirty drove that minutes to an hour toup mind, fear, declarant’s state of e.g., is ad- old Boston Road?” immediately Defense However, missible. testimony objected hearsay grounds. A bench cerning Brady’s daughter and his desire to conference was held and the trial judge go home was inadmissible hearsay and testify allowed Reese to grounds on the should have been excluded from trial. that Brady’s subject declaration was to the reasons, For forgoing we reverse dying exception declaration in KRE and remand. 804(b)(2). Reese Brady testified that said he had a daughter college and that she I, part As to COOPER and

was home for the weekend. Brady also JOHNSTONE, JJ., concur.

talked about his wife. The Commonwealth ROACH, J., by separate concurs Brady asked what had said about his wife opinion; WINTERSHEIMER, J., answered, and Reese “He wanting was by separate dissents opinion in which go back home.” SCOTT, JJ., join. GRAVES and Upon appeal, this the Commonwealth II, As to responds by part all concur noting except that Reese testified COOPER, J., who Brady by separate told dissents St. Clair that he wanted to go opinion. family. home to his The Common-

wealth claims that this was be- III, part As to all concur. ing Brady used to show that being Concurring opinion by Justice ROACH. against held his will. The Commonwealth posits that this was admitted to show join I Parts II and III of majority topic of conversation Brady not what actu- I, opinion. As to Part I concur with the ally said. In support, the Commonwealth majority’s conclusion that it was error to cites v. Wilson Commonwealth45 for the admit statements two and three as proposition showing that evidence that a communications, were privileged marital begged victim had always for his life is pursuant to KRE I agree with the However, Wilson, admissible. nei- we majority that the admission of statement hearsay ther addressed nor discussed the two mandates reversal of the case. How- dying exception. declaration We note that ever, I believe the admission of statement this argument is novel to appeal three amounted to I harmless error and argued at trial. would not ground. reverse the case on that This was not admissible as a Opinion by COOPER, Justice dying declaration because the statements concurring part dissenting in part. did not concern the impending causes of death, the victim’s and it is not clear that I agree that this case must be reversed the victim was aware of impending because of introduction of evidence in vio- 1992). (Ky. 45. 836 S.W.2d 872 declaration was made at a when the time imminent; (3) declarant believed death was Turner the declaration the cause concerned or cir- (Ky.1999) (holding qualify that to for a cumstances of the declarant believe to what dying party exception declaration must death). impending be the cause of show that the declarant is unavailable as a 804(a); (2) witness as defined in KRE unforeseeably pretations of the law the marital and concur lation of majority accompanying in that opinion respect. expand punishment in the However, majority I from the an actor beyond dissent conviction permits insofar the use of opinion of com- anticipated the time could have *13 act.”). to support 1991 convictions mitting See also St. a criminal aggravating circumstance defined in J., the I, (Cooper, 575 Clair 532.025(2)(a)(1)for the same reasons KRS cases dissenting) (citing federal my dissenting opinion in in forth St. set issue). overruling Thompson The of this Commonwealth, 510, 140 v. S.W.3d Clair interpretation our of KRS change was a in (“St. I”). (Ky.2004) Specifi 574-75 Clair 532.025(2)(a)(l) unforeseeably expand- cally, Thompson in v. 862 St. accompanying ed the punishment (Ky.1993), superseded 871 on oth S.W.2d conviction, i.e., applicable made Clam’s 9.38, by we held that a grounds er RCr au- circumstance aggravating St. Clair an capital conviction of a offense thorizing capital of imposition punishment, final ap not because it was still on was preclud- have would been otherwise subsequent peal at the time the by Thompson. ed committed could not be used offense I dissent. Accordingly, the circumstance de prove aggravating 532.025(2)(a)(l). in Id. fined KRS at 877. by Dissenting Opinion Justice I, majority In St. Clair of this Court WINTERSHEIMER. Thompson overruled and held that a “con upon plea guilty viction” occurs “a of ac I the ma- respectfully must dissent from cepted by the trial or a jury’s court jority opinion there was no error because guilty.” verdict judge’s of 140 [sic] part judge permitting on the of the trial agreed at 570. I that Thompson S.W.3d concerning of the ex-wife wrongly decided and should be over between the accused communications However, majority ruled. Id. at 574. escape patently her and other during his opinion retroactively ap went further and majority opinion The activities. Thompson of plied overruling to St. broadly. privilege marital too construes the Clair, whose offenses occurred after communications marital (of course) Thompson was decided in this situation because apply does Thompson before was overruled. Id. at aiding involved communications activity patently criminal and because “fair of warning” aspect the Due sought privileged communications be Clause of the Fifth Amendment to Process to be with likely were intended shared prohibits the United States Constitution Furthermore, third the wife’s testi- party. an application the retroactive of unforesee- mony probative value substantial has change in able the construction statute thereby prejudi- the minimal outweighing subject person liability to criminal cial effect. punishment past conduct. increased Thus, majority interpreted has Columbia, 347, City v. 378 U.S. Bouie privi- communications confidential marital 354-55, 1697,1703,12 84 S.Ct. L.Ed.2d 894 to be broadly. Privileges too are Haeberlin, 930, lege (1964); v. Dale 878 F.2d (6th Cir.1989) (“We interpreted narrowly. United States hold that 934 Cir.1993). (6th Porter, 1014, 1018 F.2d process 986 protections, stitutional due like ex Porter, must “privileges states protections, pro- supra, do extend to post facto ‘only to accepted judicially changes strictly in inter- construed scribe enforced 488 very limited tors, extent that permitting a or when justifies the evidence such a

refusal testify or excluding conclusion, relevant evi a declaration of the husband or public good dence has a transcending the wife at the question time the act in normally predominate principle utilizing not privileged”. Certainly, under the situ ” all rational means for ascertaining truth.’ facts, ation described these the wife citing 986 F.2d at 1019 Trammel v. United part became some of the criminal activities States, 40, 50, 906, 445 U.S. 100 S.Ct. Furthermore, her assistance. (1980); L.Ed.2d 186 United States v. Nix analysis is more consistent with the 6th on, 683, 709-10, 418 U.S. S.Ct. Circuit’s interpretation joint partic (1974). L.Ed.2d 1039 ipation exception to the confidential mari *14 tal privilege. communications See United In concluding that statements two and Sims, (6th States v. 755 F.2d 1239 Cir. confidential, three were majority opin- 1985) (Exception to privilege for confiden ion analyze fails to whether the informa- tial marital communications out arising tion shared between St. Clair and his wife joint activity criminal exists for conversa were “not intended for any disclosure to pertain patently tions that illegal activi 504(b). person.” other KRE Because St. ty.). though Even part analysis this of the Clair and escaped Reese and a pick- stole may case, be a close call in this the com up together, truck it is reasonable to infer munications were not confidential. plans, made securing escape. means to continue their For in- majority opinion states that the evi- stance, communications to the wife con- dence of testimony the wife’s would be cerning clothing, the need for money, prejudicial. analysis is This incorrect un- expected items would be to be non der KRE KRE 403 disallows evi- confidential because St. Clair would tell dence whose prejudicial value outweighs Reese from where aid to their escape probative value. Because her testimo- would Accordingly, come. ny evidence, statements corroborated some other from St. Clair to concerning his wife especially because her was the location, location, and Reese’s future key critical place in Kentucky plans would also fail the “not commissions, intended for at the time of the criminal person” disclosure to another significant test because has probative value. Accord- Bylynn was a ingly, source aid to them. judge the trial did not err admit- ting disallowing after 504(c)(1) KRE privilege states that the confidential marital privi- communications “in excepted proceeding lege apply. which sufficient evidence is introduced to support Therefore, finding spouses there no confidential spired jointly or acted in the commission marital communications here. charged.” majority crime in- The trial judge properly instructed the terprets Bylynn jury. this to mean that I must would affirm the conviction all directly respects. have aided in receiving stolen property, criminal attempt commit mur- SCOTT, JJ., join GRAVES and

der, or second-degree argua- arson. It is dissent. aiding abetting ble whether escape

results in conspiring purposes for the

rendering privilege. v.Gill Common-

wealth, states, (Ky.1964) 374 S.W.2d 848

“when co-conspira- husband and wife are

Case Details

Case Name: St. Clair v. Commonwealth
Court Name: Kentucky Supreme Court
Date Published: Oct 24, 2005
Citation: 174 S.W.3d 474
Docket Number: 2001-SC-0209-MR
Court Abbreviation: Ky.
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