Springer v. ShavenderSpringer v. Shavender
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Defendant asked the court to charge the jury that there was no evidence of the assignment of any judgment or the interest of any judgment to the plaintiff by Currituck County. This prayer the court refused, and in this there is error.
There were other questions discussed as to the assignment, statute of limitations, &c., but as plaintiff cannot sustain her action for the reason we have stated we do not consider any other question.
There is Error.
S. W. and E. D. SPRINGER v. W. M. SHAVENDER.
Estoppel—Jurisdiction—Decree of Sale—Jurisdiction—Void Judgment—Collateral Attack.
- A judgment is void, not voidable, if the court has no jurisdiction of the subject matter of the action, and the assent or neglect of a person cannot confer on the court power to render the judgment.
- A judgment void for want of jurisdiction of the subject matter cannot conclude any person, whether a party or stranger to the proceeding, and may be attacked collaterally.
- Where administration was granted upon the estate of a living man, supposed to be dead, and a decree for the sale of the supposed decedent‘s land was made in a proceeding to which all the children and heirs-at-law were made parties and the death of the supposed decedent was alleged and admitted in the pleadings; Held, that the decree was void for want of jurisdiction as against both the supposed decedent and his heirs who were made parties to the proceeding and the latter are not estopped from attacking the decree in a collateral proceeding.
118—3
PETITION TO REHEAR the case between the same parties decided at February Term, 1895, and reported in 116 N. C. Reports, at page 12. The petition was as follows:
“The petitioner, the plaintiff in the above-entitled action, respectfully presents the following statement as a sufficient summary of the case, to illustrate what he humbly considers to be the erroneous ruling of the court.
Summary of the Case.
Sometime in 1882, or shortly prior thereto, W. G. Jarvis, as the administrator of one George W. Dixon, instituted a special proceeding in the Superior Court of Beaufort county for the purpose of obtaining a license to sell the land of his intestate (it being the land in controversy) to pay the indebtedness of the estate. In this proceeding all of the children and heirs-at-law of said George W. Dixon were made parties, and personal service of the summonses was made upon them. The petition alleged that the said Dixon had died intestate and that letters of administration had been duly granted to the petitioner in said special proceeding. It also alleged that the parties defendant to the proceeding were the children and heirs-at-law of said Dixon, that the personalty had been exhausted and that a sale of the land (described in the petition) was necessary to discharge the outstanding indebtedness of the estate. The defendants (having been personally summoned as aforesaid) admitted the said allegations, and the court, after reciting the fact of personal service and finding ‘the facts alleged in the complaint to be true,’ decreed that the land be sold as prayed for. At the said sale the land was purchased by R. C. Windley, and the sale being confirmed, a deed was executed to him by said administrator, on May 17th, 1882. In 1886 the said Windley conveyed the land to your petitioner. There is no suggestion that the pro-
ceeding and sale were not in all respects regular, nor is it pretended that the said Windley and your petitioner were not bona fide purchasers. The defendants in this action claim the said land under a deed executed by the said children (heirs-at-law) and widow of the said Dixon, dated November 14th, 1887.
On the trial, it was held that the defendants could defeat the title of your petitioner by showing that, at the time of the said proceedings and decree, the said George W. Dixon was alive. Your petitioner insisted that the said decree could not be attacked by the defendants, privies in estate to the parties to said proceedings, who had admitted the jurisdictional facts; and they also insisted that if said decree could be attacked at all, it could only be done by some direct proceeding, and not collaterally.
This Court affirmed the ruling of the trial judge, and your petitioner assigns the following reasons why the court should grant a rehearing:
Assignment of Grounds for Rehearing.
Your petitioner, being mindful of the principle that the Court will not reverse its decisions but upon the most weighty considerations, nevertheless respectfully and earnestly represents that a careful consideration of the facts of this case, and the authorities cited in the opinion, as well as many other authorities not adverted to, will clearly bring this case within that rule, of which every Court of final review gladly avails itself in order to correct errors and to prevent the consequent injustice to suitors. In the opinion of the Court it is stated that if it had appeared (from the record) that G. W. Dixon was alive, the want of jurisdiction could have been taken advantage of in any proceeding, collateral or otherwise. This proposition, your petitioner believes to be undoubtedly correct. But your
petitioner respectfully submits that the additional proposition that ‘the same effect must be given to proof aliunde after the decree is entered,’ and as against innocent purchasers, is erroneous as applicable to all cases. Even in cases where a will has been probated in common form, or in other ex parte proceedings, such as the grant of letters of administration, and in States where the land is sold upon the petition of the administrator without making the heirs parties, there is much diversity of authority as to whether the want of jurisdiction can be shown aliunde in a collateral proceeding; and it has been distinctly held in North Carolina and many other States, that a payment to an administrator whose appointment is a nullity will be upheld by the Courts. This was held in London v. Railroad Co., 88 N. C., 584, cited in the opinion. The trend of our decisions is decidedly against a collateral attack as against persons who have dealt with such an administrator. Your petitioner represents that, however this may be in such ex parte proceedings it seems to be well settled by the consensus of judicial decision, and by the text-writers, that where the court, as in this case, has obtained jurisdiction of the parties, it is its duty to pass upon the existence or non-existence of jurisdictional facts, and that where this is done and there is no reversal upon appeal, its findings are conclusive and cannot be attacked by the parties even upon a direct proceeding, much less collaterally. Your petitioner respectfully represents that, in citing Mr. Freeman‘s Book of Monographs (Void Judicial Sales), the Court overlooked the principle laid down by the learned author (pages 21 and 22), who uses the following language: ‘The duty of the court or judge is to investigate and determine the truth of these jurisdictional allegations. * * * Whenever the jurisdiction of a court not of record depends on a fact which it is required to ascertain
and settle by its decision, such decision, if the court has jurisdiction of the parties, is conclusive and not subject to any collateral attack.’ Freeman Judgments, sec. 3523. If this be true of a court not of record or of limited jurisdiction, how much stronger is the principle when applied to such a finding by a court of general jurisdiction, as is the superior court, through its clerk in the present instance? Brittain v. Mull, 91 N. C., 498.
This proposition of Mr. Freeman is conceded by all of the text-writers. Mr. Vanfleet, in his work on ‘Collateral Attack,’ p. 91, remarks: ‘All persons interested had an opportunity to appear and controvert the allegations in regard to the death and residence of the deceased, and the final order granting the relief prayed for necessarily concluded all persons.’
To the same effect is 1 Herman ‘Estoppel,’ p. 364, who says: ‘Wherever the question of jurisdiction is one of fact, and is decided by the court whose proceedings are in question, the decision will be final, whether the question arises on a writ or error or in a collateral action.’
Your petitioner further submits, that the case of Johnson v. Beazley, 27 Am. Rep., 285, cited in the opinion, must have been inadvertently cited by the Court, as the doctrine there laid down clearly sustains an ex parte probate from collateral attack, which is much further than it is necessary for your petitioner to maintain. In that case the defendant claimed under the deed of an administrator appointed by the probate court of the wrong county. It was held that the appointment could not be attacked collaterally. In the course of the opinion, the Court uses the following language, which strongly indicates the grave considerations of public policy which should govern the present case:
‘Having a general jurisdiction over the subject matter,
and the law requiring the court to pass upon those questions, before granting letters of administration on his estate, it is to be conclusively presumed, in a collateral proceeding, that the court not only did so, but that it correctly passed upon them. To allow their heirs, or any one else, in a collateral proceeding to question the correctness of the judgment of the court, would so imperil the titles conveyed at administrators’ sales of land that no prudent man would bid their value, and estates would be sacrificed. Both public policy and the weight of authority sustain the title which defendant acquired by his purchase at the administrator‘s sale; and as the instructions which the court gave the jury are in harmony with these views, and those asked by the plaintiffs and refused asserted the contrary doctrine, the judgment is affirmed.’ When it is considered that this language is used in a case where the heirs had no notice of the grant of administration, it sustains, beyond all question, a sale made when the heirs were made parties and admitted the jurisdictional facts.
Your petitioner further represents that in none of the cases cited in the opinion were the heirs, or other contesting persons, parties to the proceeding under which the administration was granted or the land sold.
In the Texas cases, this Court overlooked the fact that in that state the heirs are not made parties upon a petition for a sale of land for assets. (George v. Watson, 19 Texas, 369. See, also, Freeman Monogram, 37.) Having, therefore, had no day in court, they were allowed to attack the grant of administration.
In the case of Beckett v. Salener, 7 Cal., 237, the heirs were made parties, but instead of admitting the jurisdictional facts, as they did in the present case, they denied the validity of the grant of letters of administration, and
it was held that they could do so. The case, it is respectfully submitted, is not in point. In Griffith v. Frazier, 8 Cranch., 1, the land was sold under execution upon a judgment, which was revived against an administrator whose appointment was void. There was no notice or scire facias to the heirs, and they were allowed to attack the administration. This being the first opportunity they had of contesting the administration, they were therefore allowed to do so.
In Duncan v. Stewart, 25 Al., 408, the administrator of one not dead sold personal property, and the administration was successfully attacked.
In Melia v. Simmons, 30 A. M. Rep., 746, it does not appear that the heirs were parties.
In Jochumsen v. Bank, 3 Allen, 87, and Thomas v. People, 107 Ill., 517, it was held that a payment by a bank to the administrator of one living was not a discharge. This is not only inapplicable to the present case, but is opposed to the North Carolina case of London v. R. R. Co., supra.
In Morgan v. Dodge, 44 N. H., 259, it was simply held that the probate court had the power to revoke letters where they had been granted without jurisdiction.
Your petitioner has thus briefly reviewed the cases cited in the opinion for the purpose of showing that they have no application where, as in this case, the court had acquired jurisdiction of the parties and the jurisdictional facts had not only been determined, but admitted by the parties. Your petitioner confidently, but respectfully, submits that no authority can be found which authorizes an attack, either direct or collateral, upon a decree rendered under the circumstances of this case. If the parties had contested the jurisdictional fact of the death of Dixon, and it had been tried before a jury and determined against
them, it is respectfully urged that neither they nor their privies could again litigate the matter, and especially by a collateral attack. To permit this would destroy all confidence in administration sales, as in any action of ejectment a deed, made in pursuance of a decree of court having jurisdiction of the parties, could be attacked by simply showing by some witness that the alleged intestate was alive at the time of the decree. If, as it must be conceded, such an attack would not be permitted after the jurisdictional fact had been tried and determined, the same conclusion must necessarily be followed where such jurisdictional fact is admitted by the parties. Your petitioner admits that the proceedings could be impeached by Geo. W. Dixon, were he living; but as he is dead and the attack is made solely by parties and their privies who admitted the jurisdictional facts, it is earnestly insisted that as to them and their privies (Bigelow Estoppel, 75, Ed. 1876; Miller v. Bumgardner, 109, N. C., 412), the question of jurisdiction is res adjudicata, and cannot be disturbed. Your petitioner further submits that the Court overlooked the case of Doyle v. Brown, 72 N. C., 393, which decides that jurisdiction cannot be collaterally attacked unless the infirmity appears upon the record. Also to the same effect are the cases of Edwards v. Moore, 99 N. C., 1; McGlawhorn v. Worthington, 98 N. C., 199; Harrison v. Hargrove, 109 N. C., 346.
There is no finding that the heirs made the admission by inadvertence; and if they did, they must suffer and not the innocent purchaser.
Your petitioner avers that the judgment herein has been secured.
In view of the reasons above stated, your petitioner
respectfully prays that a rehearing of this cause be granted by the Court.
W. B. RODMAN,
Attorney for Petitioner.
Messrs. Shepherd & Busbee, W. B. Rodman and J. H. Small, for petitioners.
Messrs. Chas. F. Warren and J. W. Hinsdale, contra.
AVERY, J.: The basis of the application to rehear and reverse the former ruling of this Court (116 N. C., 12) is the contention that there was error in holding that the children of George W. Dixon were not concluded by the finding in the special proceeding, instituted by his administrator to sell the land in controversy, and to which said heirs were parties, that he was then dead, though it is now found by the jury that he was in fact alive when the administrator issued the summons and when the land was sold under the decree for assets. The question presented is whether the doctrine of estoppels applies to and binds the children, who since Dixon‘s death have brought suit to recover possession from those claiming through the purchaser at the sale, and it depends for its solution upon the answer to the preliminary question whether the judgment is in law utterly void or only voidable. The contention of the defendant rests upon the erroneous assumption that a judgment void for want of jurisdiction of the subject matter is prima facie conclusive on the parties and protected from collateral attack, as it is where the authority to deal with the subject matter is conceded and it is proposed to impeach the decree, because of an incorrect finding in the record that a party waived personal service by appearance or otherwise, submitted to the authority of the court. The fundamental and inherent difference between the two kinds of judgments grows out of the fact that the
In discussing the contention that such judgments, as that rendered in the special proceeding, are liable to collateral attack, the Supreme Court of Texas gives its sanction to the principle upon which the former opinion in this case rests, as follows: “This (the rule that judgments cannot be collaterally impeached) cannot be universally true, because in the case of an administration upon the estate of a living man the court necessarily determines that the man is dead, and yet the man may be shown to have been alive at the time of the judgment, and
“Jurisdiction,” said the Supreme Court of Illinois in Thomas v. People, supra, “in the general and most appropriate sense of that term, as applied to the subject matter of a suit, is always conferred by law, and it is a fatal error to suppose the power to decide in any case rests solely upon the averments of a pleading.” Quoting from Melia v. Simmons, 45 Wis., 334, the Court said of the appeal before it: “If this case falls within any class of cases, it is a class in which no court has any right to deliberate or render any judgment, and in which every conceivable act is an absolute nullity. The only jurisdiction the county court has in respect to the administration of estates, is over the estates of dead persons. It would seem that the bare statement of such a proposition is enough without citing authority.”
In enumerating the classes of cases in which decrees of probate courts are utterly void, and those where the court has jurisdiction of the subject matter, but by some mistake issues letters testamentary irregularly or illegally, the Court of New Hampshire classified our case among those void for want of jurisdiction. “So,” said the Court,
In the case of Scott v. McNeill, supra, the only question presented was whether the alleged intestate was bound by the probate proceeding to which his heirs were parties, and in which the court had found that he was dead, when he appeared in person before the court, and of course it was only adjudged that he was not estopped from denying the title of the purchaser under a decree to sell his lands for assets. But on page 43 the Court said: “The absolute nullity of administration granted upon the estate of a living person has been directly adjudged or distinctly recognized in the courts of many other States.” The second authority cited in support of the proposition was State v. White, 7 Ired., 116, where the obligor on a bond executed as administrator of an alleged intestate, not the intestate himself, was allowed to impeach the grant of letters collaterally. The Court, after citing an array of authorities, call attention (as did this Court in the former opinion) to the fact that the case cited in the petition from 63 N. Y., 460, is not sustained by authority elsewhere, was seriously criticized by Chief Justice Redfield, and subsequently
No man can put himself in the place of the sovereign and make the adjudication of a court valid by ratifying an unauthorized exercise of power by its agent when the law of the land, which is the agent‘s power of attorney, declares that the court has no authority to render the judgment. It was upon this principle that this Court, in State v. White, supra, allowed the obligor upon the plea of the general issue to show that the alleged intestate of the plaintiff to whom letters of administration had been issued was alive when the letters were granted. If he was alive the subject matter was wanting and there was no jurisdiction in the probate court. This Court may be supposed to have known that the facts in London v. Railroad were not such as to make it direct authority to support this principle, but it is authority to show that the Court there (88 N. C., pp. 588, 589,) cited State v. White, supra, with approval, and distinguished London v. Railroad from it, as subsequently the same principle was adverted to in Garrison v. Cox and other cases cited for the purpose of distinguishing them and not in support of the opinion. After citing State v. White, with approval (p. 89), the Court said: “If the person on whose estate the court undertakes to grant letters testamentary or of administration be dead, and at the time of his decease have his domicile or have bona notabilia to be administered, it matters not how irregular may be the proceedings of the court, or how obscured and incomprehensible its conclusions, they afford sufficient authority to cover the bona fide transaction of its appointees.” The Court thus clearly sustained the doctrine already stated, that irregularities in appointing administrators would not invalidate their acts where it appeared that there was a dead man, and jurisdiction,
Upon examination it will be found that this distinction has been followed by all text writers and all the appellate courts of this country that have had occasion to discuss the subject, with the single exception of the Court of New York, which rests its ruling, as has been stated, upon the peculiar provisions of The Code of that State.
This Court, in Collins v. Turner, N. C. Term Rep., 105, (54) sustained the principle, upon which the decision in this case rests, by holding that the grant of letters of administration on the other hand in a county where the court had no jurisdiction of the subject matter, was utterly void and might be attacked collaterally, thus marking the distinction between that and the case where, dealing by proper authority with the subject matter, the court has inadvertently deprived the lawful claimant of the administration. In the early case of French v. Frazier, 7 J. J. Marshall (Ky.), 425, the Court, upon the principle that an administration upon the estate of a person then alive was void for all purposes and could be impeached collaterally, held, as did this Court in State v. White, supra, that a debtor of the alleged decedent could set up the plea that the plaintiff was not administrator.
The distinction which seems to have been overlooked by the petitioner in this case is that, while none but parties are bound by a decree, and while the want of actual service may be waived, a judgment, where there is want of jurisdiction of the subject matter, is void as to all persons, and consent of parties can never impart to it the vitality
It seems needless to pile up other authorities to sustain the proposition, that where a court rests its right to jurisdiction of the subject matter upon a grant of power to deal with the estates of dead men, its decrees are absolutely void when the administration is by mistake upon the effects of a living person. Yet it is respectful to notice and follow the line of the argument on behalf of the petitioner, and to discuss the leading authority relied upon to support his contention. The Supreme Court of Washington rested its decision in Scott v. McNeill, upon the New York case, cited for the petitioner, but the Supreme Court of the United States on appeal pronounced it, as we have stated, insufficient authority. The Court of Washington also held that the judgment was good even against the alleged intestate on his re-appearance, on the ground that the probate court was required to find that a person was dead before the grant of letters, and the proceeding was therefore in effect one in rem, but this reason was also declared wholly insufficient. The Court in Scott v. McNeill laid down the proposition (p. 46) that “to give such proceeding any validity there must be a tribunal competent by its constitution—that is, by the law of its creation—to pass upon the subject matter of the suit.” The Court go on to say (p. 47) that the death of the owner of an estate is “a fundamental prerequisite to the exercise by the probate court of jurisdiction to grant letters testamentary or of administration upon his estate, or to license any one to sell his land for the payment of his debts.” If the death was a fundamental prerequisite to the exercise of jurisdiction, it was because, until the death occurred,
The reasoning of the petition rests upon the idea that the same rule as to the binding effect of judgments is applicable where there is a defective service on some of the persons interested, as where there is a want of jurisdiction of the subject matter; and the petition is based upon a false construction of section 364 of 1 Herman on Estoppels, where the author is treating the question of personal service. In the succeeding section (365) the same writer explains that where there is no service at all, the judgment is void and subject to collateral attack, but “if the court to which the process is returnable adjudges the service to be sufficient and renders judgment thereon, such judgment is not void but only subject to be set aside by the court which gave it, upon reasonable and proper application or reversed upon appeal.” “The rule, therefore, deducible from the authorities (says the same author in the section referred to) may be thus stated: Where jurisdic-
But the section relied upon is authority for the position that a void judgment is not protected from collateral attack and works no estoppel even on a party to the proceeding in which it purports to have been rendered. The same author (1 Herman, Section 364) says that the necessary elements of a good plea res adjudicata are not only that there should have been a final judgment between the same parties for the same cause of action, but “the principal element is that it must be a valid judgment. That is, it must be rendered by a court legally constituted, having jurisdiction of the cause and the person. Without jurisdiction there is no validity or vitality to the judgment. In order to give validity to a judgment of a court there must be jurisdiction of the cause and of the person.”
The question here is whether the judgment operated as an estoppel upon the heirs because of the declaration and finding of the court that their ancestor was dead when he was in fact alive, and because they did not appeal from that finding and have it reversed or institute a direct proceeding to set it aside. The author relied upon, as appears from citations already made, declares that such findings are conclusive as to the fact of service, when collaterally attacked, not where there was no service and no jurisdiction of the person at all. Of course the inference
In stating what is essential in order to give conclusive effect to a judgment, Bigelow in his work on Estoppel, p. 57, says: “In the next place the judgment must have been valid. If for want of jurisdiction or for any other reason it was void, it will have no effect, though it was otherwise as we shall see, if it was only voidable,” (citing the opinion of Judge Cooley in Nixon v. Stevens, 17 Mich., 518.) “It is necessary that both the person of the defendant and the subject matter of the suit should be fully within the cognizance of the court either at the beginning or in the course of the action.” As illustrating the principle that only valid judgments work an estoppel, the author cites two leading cases from the courts of New
If it were necessary numberless authorities might be added in support of the propositions: 1. That a judgment is void, not voidable, if the court has no jurisdiction of the subject matter of the action. 2. That where a judgment is invalid for want of jurisdiction of the very subject matter, its authority over which must be derived from a grant from the sovereign State, the assent or the neglect of a
Upon the former hearing, as upon the rehearing, the conclusion of the court rests upon the two plain propositions, that the judgment in the special proceeding was void for want of power in the court to exercise jurisdiction over the estate of a live man, and the deduction from it that, being void, it worked no estoppel.
If additional reasons are necessary to sustain the opinion on the former hearing, the acknowledged test of the conclusiveness of a decree upon a party in such cases, may be applied, and would be involved in the question whether the purchaser, through whom the plaintiff claims, and, by reason of his privity with whom, he insists that the heirs of Dixon and their assignees are concluded, would have been estopped by the finding from paying the amount of his bid (30 dollars) had he discovered before payment that Dixon was alive. Estoppels must be mutual, and in order to operate mutually in this case, the decree must have been conclusive, as to the very finding insisted upon, both on Windley the purchaser and the heirs of Dixon. This is an action for possession, in which the question whether the purchase money paid by Windley shall be restored is
If it had appeared upon the record that George W. Dixon was alive when the special proceeding was instituted and when the decree of sale was granted, the judgment would have been pronounced a nullity without proof aliunde that he was not dead. There is no sufficient reason to adopt the suggestion of the petitioner and modify the proposition to this effect in the former opinion of the Court.
The Petition is Dismissed.
CLARK, J. (dissenting): As to the person erroneously supposed to be deceased, the leave granted to sell his real estate to make assets is necessarily a nullity. He was not a party to the proceeding nor in privity and can in no wise be bound by the judgment. As against him the judgment is a nullity, the Court is careful to emphasize in Scott v. McNeill, 154 U. S., 34, 46, and I find no case that goes beyond that. The clerk has general jurisdiction of the subject matter of winding up dead men‘s estates, and his finding of fact in a particular case that a man is dead, is binding and conclusive on all parties to that judgment, when unappealed from and unreversed. The parties do not give jurisdiction by consent, but the judicial finding
The decree divested no interest in nor title to the land possessed by the ancestor who was erroneously supposed to be dead. But it should estop the plaintiffs ever thereafter to claim as against the purchaser under the decree, any interest in land which had been adjudicated, (they being parties) to belong to them subject only to their ancestor‘s debts. I have found no case anywhere which will controvert this proposition. Many cases use the general expression that such judgments are nullities, but
The general jurisdiction of this class of cases rested in the court making the decree of sale in this case. Its adjudication of the fact that the ancestor of the plaintiffs was dead was one it had legal authority to make, and must pass upon in all such cases, and its decision upon that fact, like any other decision either upon the facts or the law, unappealed from, is conclusive as to such fact or ruling, as to all parties to the action. If judgments of the courts upon matters within their general jurisdiction do not bind even the parties thereto, but can be upset at any time thereafter by showing by other witnesses that the facts were otherwise, then the stability of judgments and the reliance to be placed in titles acquired under them, will be rudely shaken. The death of some witnesses or the failing memory of others will become sufficient, even as to parties to the action, to set aside all judgments based upon the finding of the courts upon the fundamental facts which justify the assumption of jurisdiction in any given case.