Lead Opinion
The defendant Steven Spitzinger was convicted of felony theft of property to the value of $300 or greater under Maryland Code (1957,1992 Repl.Vol.), Article 27, § 342, which carries a statutory maximum penalty of 15 years imprisonment. He was sentenced to 12 years for the offense. The issue before the Court is whether the maximum penalty for felony theft must be reduced to 10 years because the jury that convicted Spitzinger of felony theft also acquitted him of robbery with a deadly weapon and simple robbery of the same property, and the maximum penalty for simple robbery under Md.Code (1957, 1992 Repl.Vol.), Art. 27, § 486 is 10 years. We must determine whether the legislature intended that the legislatively established maximum penalty for felony theft should be lowered to the maximum penalty for robbery when the defendant is convicted of theft but acquitted of robbery involving the same property.
I. FACTS
Steven Lane Spitzinger was indicted by a grand jury in Prince George’s County for robbery with a deadly weapon (armed robbery), robbery, theft of property having a value of $300 or greater (felony theft), theft of property having a value under $300 (misdemeanor theft), and related offenses. He elected a trial by jury. At his trial in the Circuit Court for Prince George’s County, (Femia, J.) the jury was presented with the following facts. Terry Butler testified that he was driving his employer’s Pontiac Sunbird when he stopped for a red light at the intersection of Decatur Street and Kenilworth Avenue in Prince George’s County. While waiting for the
Spitzinger took the stand in his own defense and denied being the armed robber. Spitzinger did, however, admit theft of the vehicle. He claimed he found the vehicle in a nearby Mobil gas station with the keys in the ignition and the motor running, and that he got in the unattended vehicle and drove away.
The jury was asked to return verdicts on the charge of armed robbery and the lesser included offense of robbery as well as on the charge of felony theft of property valued at $300 or greater and the lesser included offense of misdemeanor theft of property valued at under $300. The trial judge told the jury:
“This case comes down to whether Spitzinger committed a robbery, armed or otherwise, as opposed to a theft. We all heard Spitzinger on the witness stand.”
The trial judge also gave the jury instructions on merger. The judge instructed the jury that robbery would merge into armed robbery if the defendant was guilty of armed robbery, and that if the defendant was guilty of theft of $300 or greater, the misdemeanor theft count would merge into the felony theft count. Although the jury was told which counts would merge, separate verdicts were sought on the robbery counts and on the theft counts. There were several possible verdict combi
II. LEGISLATIVE INTENT
Legislative intent controls our determination of the validity of Spitzinger’s sentence because it is for the legislature to define criminal offenses and their punishments. The dissent states “in merger cases ... legislative intent is only one of several relevant considerations.”
*120 “[W]hen dealing with the question of multiple punishments imposed after a single trial, and based on the same conduct, a critical question is one of legislative intent. The Block-burger test is helpful in such cases as an aid in determining legislative intent, but is not dispositive.”
Spitzinger contends that, as a matter of statutory interpretation, the legislature intended that a conviction for felony theft of $300 or greater is punishable by up to 15 years, except when the State adds armed robbery and robbery counts for which the defendant is acquitted. He suggests that a defendant’s acquittal of armed robbery and robbery was intended by the General Assembly to reduce the maximum punishment for felony theft from 15 years to 10 years. We do not believe that the legislature intended such an illogical result. It seems more likely that when the legislature established a 15-year penalty for felony theft it meant for that maximum penalty to be applicable to everyone convicted of the crime regardless of whether the State chose to additionally prosecute for possibly related robberies.
III. MERGER OF OFFENSES
Spitzinger has two contentions as to why the 15-year maximum sentence for felony theft should be reduced to the 10-year maximum sentence for robbery. His first contention is that the two offenses must merge and that the offense of felony theft must merge into the offense of robbery. His second contention is that, even if the offenses do not merge, cumulative or successive sentences were not intended by the legislature, and the sentences must merge with the sentence for felony theft merging into the potential sentence for robbery.
The two statutory felonies we must analyze in the instant case clearly do not even merge under the required evidence test because each contains an element which the other does not. Robbery requires a taking of property of any value whatsoever which is accomplished by violence or putting in fear. Snowden v. State,
There are at least two recent cases in this Court where neither the lower court nor this Court merged the felony theft conviction into the robbery conviction. Jefferson-El v. State,
The dissent assumes that historically there was a common law merger of theft into robbery, but that assumption may not be entirely accurate. Initially, at common law, misdemeanors merged into felonies, felonies did not merge into other felonies. The common law felony of larceny may not have merged into the common law felony of robbery.
“The common-law rule was that, if the offenses were of different degrees, there was a merger, but not if they were of the same degree. Misdemeanors merged in felonies, as assault and battery, rape, or robbery, and conspiracy to commit a felony in the felony, if, committed. But there was no merger of a felony in a felony, as in the case of burglary and rape or larceny, robbery, and the included larceny, rape and murder, arson and murder.” (Emphasis added) (footnotes omitted).
When the legislature modified common law larceny and created degrees of theft, this Court should assume that our legislature intended what it expressly enacted and that, since felony theft and robbery each contain an element not common to the other, one offense does not merge into the other. The statutory offense of felony theft does not merge into robbery under the required evidence test or under any other test of legislative intent.
There are other reasons why it seems obvious that the legislature did not intend that felony theft merge into robbery. It would not lack rational basis for the legislature to determine that a two million dollar theft is more serious than a $10 robbery where non-deadly force is threatened or used. The statutory penalties indicate that the legislature intended that stealing large amounts of property could carry a greater penalty than unarmed robbery of property worth less than $300 where both are charged. It is “rational” for the legislature, when establishing criminal penalties, to determine that there comes a point where the high value of property stolen outweighs, for punishment purposes, an unarmed robbery of a smaller amount of property. There is no reason why the offense of unarmed robbery and the offense of felony theft of property worth several thousand dollars, as in the instant ease, must merge. There is no reason to assume that the
IV. RULE OF LENITY
Spitzinger next contends that even if the legislature may not have intended the offenses of robbery and felony theft to merge, there should be a merger of penalties based on legislative intent. We agree with this contention, though we do not agree with Spitzinger as to how the penalties merge.
In order to determine if there is a merger of penalties and the effect of that merger, we should begin by discussing whether separate cumulative punishments would be authorized for both crimes had Spitzinger been convicted of both robbery and felony theft. There are cases in this Court including Tolbert v. State,
Although the rule of lenity leads us to conclude that the legislature did not intend cumulative or successive punishments for robbery and felony theft, the rule of lenity does not lead us to conclude that the legislature intended that where a person commits both of those crimes the maximum punishment for felony theft is reduced to the maximum punishment for robbery. We said in Dillsworth v. State,
“Lenity ... serves only as an aid for resolving an ambiguity; it is not to be used to beget one. The rule comes into operation ‘at the end of the process of construing what Congress has expressed, not at the beginning as an overriding consideration of being lenient to wrongdoers.’ ” (Emphasis omitted and added.)
V. MERGER OF PENALTIES
Where there is a merger of a lesser included offense into a greater offense, we are not concerned with penalties— the lesser included offense generally merges into and is subsumed by the greater offense regardless of penalties. See, e.g., Simms v. State,
It seems obvious that where the legislature creates two separate crimes, each containing one or more elements which the other does not, but the legislature intends there to be only one punishment for a person convicted of both crimes, then the maximum authorized punishment should generally be the highest permissible punishment authorized for either of the crimes for which the defendant was convicted. We made this distinction clear in Williams v. State,
“[Wjhere there is merger based upon the required evidence test, the offense not having a distinct element merges into the offense having a distinct element. Where two offenses do not merge under the required evidence test ... and where merger is based on the rule of lenity or on other considerations, the offense carrying the lesser maximum penalty merges into the offense carrying the greater penalty.” (Citations omitted).
It would be illogical to assume, as Spitzinger contends, that the legislature intended that felony theft be punishable by up to 15 years imprisonment unless the defendant is also charged with an unarmed robbery of the same property, in which case the maximum punishment for felony theft is intended to be reduced to 10 years. It seems more logical to assume that the legislature intended that its maximum penalties are universally applicable. We should presume that, when the legislature sets a statutory maximum penalty, it intends it to be the maximum penalty for all defendants convicted of that crime.
The legislature appears to have established a rational sentencing hierarchy of theft related offenses. That sentencing hierarchy is based on a graduation of severity with carjacking, Md.Code (1957, 1992 Repl.Vol., 1995 Supp.), Art. 27, § 348A, the most severe offense carrying a maximum penalty of 30 years consecutive to its underlying offenses,
It is also noteworthy that each of this Court’s cases cited as authority for the dissent’s statement “[s]ince the enactment of the consolidated theft statute, the practice of merging grand larceny into robbery has continued with respect to convictions for felony theft and robbery,”
The dissent would change the 15-year legislatively established maximum penalty for felony theft to 10 years because “historical practice is relevant when deciding merger questions ... [and] at common law, the consistent practice was to merge grand larceny and robbery----”
Where, as in the instant case, there is a merger of penalties based on the rule of lenity, it is quite clear that lenity only requires that the lower penalty merges into the higher penalty. See Williams, supra,
This Court has consistently recognized the basic hornbook law that the method for resolving the statutory
JUDGMENT AFFIRMED. COSTS TO BE PAID BY THE PETITIONER.
Dissenting Opinion by RAKER, J., in which ELDRIDGE and BELL, JJ. join.
Notes
. The Blockburger test is “where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one is whether each provision requires proof of an additional fact which the other does not.” Blockburger v. United States,
. Although robbery has been loosely referred to as larceny by violence or putting in fear, see, e.g., West v. State,
. There are instances where an offense with a higher penalty should merge into an offense with a lower penalty, but these are crimes where
. The carjacking statute, Md.Code (1957, 1992 Repl.Vol., 1995 Supp.), Art. 27, § 348A, effective April 26, 1993, creates the crimes of carjacking and armed carjacking, which are felonies both carrying a maximum of 30 years imprisonment consecutive to all underlying offenses. Carjacking is defined as obtaining “unauthorized possession or control of a motor vehicle from another individual in actual possession by force or violence, or by putting that individual in fear through intimidation or threat of force or violence.” Md.Code (1957, 1992 Repl.Vol., 1995 Supp.), Art. 27, § 348A(b)(l). The policy with regard to consecutive sentences, as well as merger for this arguably redundant offense and its underlying offenses of robbery, theft, and assault, is stated as follows:
“Additional to other offenses.—The sentence imposed under this section may be imposed separate from and consecutive to a sentence for any other offense arising from the conduct underlying the offenses of carjacking or armed carjacking.”
Md.Code (1957, 1992 Repl.Vol., 1995 Supp.), Art. 27, § 348A(d).
. In sentencing for convictions of both felony theft and robbery, the judge may impose the appropriate sentence under either count and indicate that the disposition of the other count is that the sentence is merged. Where the sentence is imposed for felony theft and the disposition of the robbery count is that the sentence is merged, this is still a conviction and sentence for a crime of violence under Md.Code (1957, 1992 Repl.Vol., 1995 Supp.), Art. 27, § 643B and related statutes.
Dissenting Opinion
dissenting:
The majority in this case decides that a defendant who has been acquitted of robbery but convicted of felony theft may be sentenced to a longer prison term than the maximum allowed for a robbery conviction. This conclusion is premised on the majority’s determination that the General Assembly intended to alter the relationship between robbery and theft when it enacted the consolidated theft statute, 1978 Maryland Laws ch. 849, at 2461 (codified as amended at Maryland Code (1957, 1992 RepLVol., 1994 Cum.Supp.) Art. 27, §§ 340 et seq.). Because I believe that the majority misconstrues the legislative intent and ignores longstanding policies and historical practices, I dissent.
I would hold that felony theft merges into robbery for penalty purposes where the two convictions arise from the same act or acts. Accordingly, if Spitzinger had been convict
I.
The majority’s analysis begins by stating that “[l]egislative intent controls our determination of the validity of Spitzinger’s sentence because it is for the legislature to define criminal offenses and their punishments.” Majority Op. at 119. This statement is incomplete; furthermore, even if it were entirely accurate, I would find the majority’s analysis of legislative intent unpersuasive.
The statement is incomplete because in merger cases this Court looks at numerous factors other than legislative intent. The predominant test, of course, is the “required evidence test.” Williams v. State,
Under this Court’s decisions, the required evidence test is not simply another rule of statutory construction. Instead, it is a long-standing rule of law to determine whether one offense is included within another when both are based on the same act or acts.
Id. at 409,
This Court has also considered several other criteria:*132 [I]n deciding merger questions, we have examined the position taken in other jurisdictions. We have also looked to whether the type of act has historically resulted in multiple punishment. The fairness of multiple punishments in a particular situation is obviously important.
White v. State,
I shall explain below why I believe these other considerations, excluding the required evidence test and fairness, militate against the result reached by the majority.
My exploration of the legislative intent begins with the principle that where a criminal statute addresses a common-law offense, “it is not to be presumed that the legislature ... intended to make any alteration in the common law other than what has been specified and plainly pronounced.” Gleaton v. State,
“[Statutes are not presumed to make any alterations in the common law further than is expressly declared, and ... a statute, made in the affirmative without any negative expressed or implied, does not take away the common law. The rules of the common law are not to be changed by doubtful implication, nor overturned except by clear and unambiguous language.”
Richwind v. Brunson,
As I recount below, the historical understanding was that theft was included within robbery, and that robbery was more severe; in accord with this understanding, the courts of Maryland routinely merged grand larceny offenses into theft offenses for sentencing purposes. Thus, the application of the principle that statutes displace the common law only where expressly declared leads to the conclusion that the General Assembly did not intend to abrogate this common-law merger rule.
I find additional support for this conclusion in the Maryland carjacking statute, § 348A of Article 27. The carjacking statute contains the following cumulative sentencing provision:
The sentence imposed under this section may be imposed separate from and consecutive to a sentence for any other offense arising from the conduct underlying the offenses of carjacking or armed carjacking.
Art. 27, § 348A(d). If the General Assembly did not anticipate that included offenses of carjacking would merge with each other or with the carjacking, there would have been no need to include § 348A(d).
The majority, disregarding our rules of construction, cursorily dismisses all larceny practices:
Regardless of whether there may have been a common law merger of larceny into robbery, common law larceny no longer exists. Larceny is now part of two separate statutory theft offenses, misdemeanor theft and felony theft with*134 the latter containing a value requirement different from common law larceny.[4 ]
Majority Op. at 123 (footnote omitted). This interpretation of the statute defies the very language of the statute itself, which states, “[cjonduct designated as theft in this subheading constitutes a single crime embracing, among others, the separate crimes heretofore known as larceny, larceny by trick, [and] larceny after trust____” Art. 27, § 341 (emphasis added).
Moreover, the legislative history contradicts the majority’s apparent belief that larceny cases are irrelevant. The General Assembly enacted the consolidated theft statute to “eliminate these technical and absurd distinctions that have plagued the larceny related offenses.” Joint Subcommittee on Theft Related Offenses, Revision of Maryland Theft Laws and Bad Check Laws 2 (1978). That the new statute was not intended to effect a decisive break from the common law is reflected in the similarities between statutory theft and common law larceny, such as the division of the offense, based on the value of the property stolen, into felony and misdemeanor forms. See Hagans v. State,
Another similarity between theft and larceny, especially significant in this context, is in the penalties: they are identical. Compare Art. 27, § 342(f) with Maryland Code (1957, 1971 Repl.Vol.) Art. 27, §§ 340 & 341. Notwithstanding this identity, the majority imputes to the General Assembly the intent to revise the traditional view of the theft-related offenses and to establish an innovative “rational sentencing
In sum, I do not believe that the General Assembly intended to abrogate the common-law merger policies. On the contrary, it appears to me, based on our rules of construction and on the similarities between statutory theft and the pre-existing larceny-type offenses, that the General Assembly intended to preserve most of the historic attributes of larceny, including the relationship between larceny and robbery.
II.
A.
In the previous section, I explained why I believe that the Legislature intended to preserve the traditional merger practices relating to theft offenses and robbery. I also noted that historical practice is relevant when deciding merger questions. As I now discuss, at common law, the consistent practice was to merge grand larceny and robbery, a form of compound larceny, when the two convictions arose from the same act or acts.
This Court has found merger based on historical practice where two offenses with distinct elements have traditionally been regarded as the same offense, or where a single offense can be committed in multiple distinct ways. For instance, in Huffington v. State,
[Hjistorically, and for some purposes today, all murder is regarded as a single crime. Moreover, generally for pur*136 poses of the double jeopardy prohibitions against successive trials or multiple punishments, premeditated murder and felony murder would be deemed the same offense. This is analogous to first degree murder and second degree murder being deemed the same offense for such purposes. Nevertheless, premeditated murder and felony murder do not have entirely identical elements____
Id. at 188,
My analysis of the historical practice relating to theft and robbery begins with an exploration of larceny, a common-law crime which is now subsumed within Maryland’s consolidated theft statute. Art. 27, § 341. This Court has frequently found it helpful to consider cases and other authority relating to larceny when construing the theft statute. See, e.g., Hagans v. State,
In 1275, the Statute of Westminster,
As a matter of logic grand larceny might have been regarded as an aggravated form of larceny, but this was not the view. On the contrary, if the value of the property stolen did not exceed twelve pence this was regarded as a mitigating circumstance which entitled the thief to be spared from the extreme penalty (death).
Perkins, supra, at 276.
Robbery, in turn, is a compound larceny. Clark & Marshall, supra, § 12.08, at 874. Chief Judge Murphy, writing for
In William Hawkins’ Treatise of the Pleas of the Crown, published in 1724, in the chapter entitled “Of Robbery,” it is said:
“Sect. 2. Larceny from the Person of a Man either puts him in Fear, and then it is called Robbery; or does not put him in Fear, and then it is called barely, Larceny from the Person.
Sect. 3. Robbery is a felonious and violent Taking away from the Person of another, Goods or Money to any Value, putting him in Fear.”
John Latrobe’s Justice’s Practice under the Laws of Maryland, published in 1826, is evidence of the early adherence of Maryland to this requirement, for Section 1252 of that authority states:
“Open and violent larceny from the person, or robbery, is the felonious and forcible taking from the person of another, of goods or money to any value, by violence, or putting him in fear. The putting in fear distinguishes it from other larcenies. 4 Blac.Comm. 242.” Id. at 284.
Id. at 203,
Accordingly, under the common law, larceny was a lesser included offense of robbery. Vogel v. State,
Furthermore, the prevailing practice at common law was to merge grand larceny convictions into robbery convictions.
Since the enactment of the consolidated theft statute, the practice of merging grand larceny into robbery has continued with respect to convictions for felony theft and robbery. See Tolbert v. State,
It follows from this premise, that merger of theft and robbery is proper based on historical practice and the legislative intent to continue that practice, that theft should merge into robbery, not vice versa.
As the majority correctly states, where merger is not based on the required evidence test, the ordinary rule is that the offense with the lower penalty merges into the offense with the more severe penalty. State v. Burroughs,
Of the cases holding that merger follows the allowable penalties when not based on the required evidence test, not one involved merger based on historical practice. See Burroughs,
Moreover, despite the majority’s repeated claims, see Majority Op. at 120, 126, 128, it is not illogical to conclude that the General Assembly provided a greater penalty for a lesser offense. As this Court explained in Gerald v. State,
[W]hen the State placed Gerald in jeopardy on both the armed robbery and robbery charges, it was seeking a prosecution not only on a charge carrying a maximum possible sentence of 20 years, but, in the alternative, a charge carrying a maximum possible sentence of only 10*141 years. Had it believed that Gerald’s conduct was so atrocious as to warrant a sentence subject only to constitutional limitations, it could have gone to trial only on the simple assault charge, or, if it thought that justice would be served by a possible maximum sentence of 20 years, it could have proceeded on the armed robbery and assault charges. Of course, in such event, the prosecution would have to enter a nolle prosequi before jeopardy attached with respect to the charges it did not wish to pursue. But by putting Gerald to trial on both aggravated assaults, the prosecution indicated its acquiescence to a possible maximum sentence of 10 years. Under such circumstances, it is unfair to permit the State to exact a more severe and unanticipated penalty than that which could have been imposed if the prosecution, even though not able to prove armed robbery, had been successful in proving robbery.
Id. at 145,
Finally, the majority’s view is inconsistent not only with established practice but also with the historical understanding of the relationship between theft and robbery. The majority states that “[t]his Court should not proclaim that robbery is per se a more serious crime than felony theft in spite of the fact that the legislature, in setting the punishments for both crimes, has dictated precisely the contrary.” Majority Op. at 127. Robbery has always been regarded as the more serious offense, because it involves “misappropriation of property under circumstances involving a danger to the person as well as a danger to property.” 2 W. LaFave & A. Scott, Jr., Substantive Criminal Law § 8.11, at 437 (1986) (footnote omitted); see also R. Perkins, Criminal Law 280 (2d ed. 1969) (noting the traditional view that robbery is “a more serious
III.
The final consideration that rebuts the majority’s view is the practice in other jurisdictions with respect to the merger of theft and robbery offenses. There is relatively little authority from other jurisdictions on the question of whether felony theft (sometimes called “grand theft”) merges into robbery, but the cases that exist usually find that such merger occurs.
At least three states—California, Florida, and Utah—do not permit separate punishments for grand theft and robbery. See People v. Pearson,
I have found only one state, Montana, that currently permits robbery and felony theft to be punished cumulatively. See State v. Madera,
IV.
Finally, it is also worth noting that the majority’s approach leaves several critical questions unanswered.
The majority suggests that these problems would not arise, because it is the penalties, not the offenses, that merge, so the robbery conviction would stand even though no sentence was entered upon it. Majority Op. at 129 n. 5. Ordinarily, however, the jury should not reach a verdict on the lesser charge once it has found the defendant guilty on a greater charge. State v. Frye,
Even if the court records convictions for both robbery and theft, it is not at all clear, as the majority asserts, that the robbery conviction could thereafter support a § 643B enhancement. Under § 643B, enhanced penalties are not based on convictions alone, but rather on “terms of confinement” arising from such convictions. Art. 27, § 643B(b)-(c). The majority does not explain how a sentence for felony theft, which is not a crime of violence within the meaning of § 643B, can constitute a “term of confinement ... as a result of a conviction of a crime of violence.” Art. 27, § 643B(c).
A different predicament arises if the defendant has already been twice convicted of crimes of violence. In that case, the defendant would be subject to a mandatory twenty-five-year sentence under § 643B. A proper instruction should characterize felony theft as a lesser included offense of robbery, not vice versa. At the time the jury is instructed, however, the trial court may not yet know of the defendant’s eligibility for a § 643B enhancement. See Maryland Rule 4-245(c) (requiring notice of mandatory penalties only fifteen days prior to sentencing).
In conclusion, I would vacate the sentence and remand this matter for a new sentencing proceeding with the maximum permissible penalty of ten years.
I am authorized to state that Judges ELDRIDGE and BELL join in the views expressed herein.
. An example of this language appears in the carjacking statute, which I discuss below.
. I agree with the majority opinion, for the reasons stated therein, that the offenses do not merge under a strict application of the required evidence test. I believe that fairness favors merger but does not necessarily indicate which offense merges into the other.
. Unless otherwise indicated, all statutory citations herein are to Maryland Code (1957, 1992 Repl.Vol., 1994 Cum.Supp.) Article 27.
. It is not clear what is meant by the phrase "a value requirement different from common law larceny.” It is true that the value requirement for grand larceny was $100, Maryland Code (1957, 1971 Repl. Vol.) Article 27, § 340, while it is $300 for felony theft. Article 27, § 342(f). The legislative history makes clear, however, that the change reflected inflation, not a substantial policy change. Joint Subcommittee on Theft Related Offenses, Revision of Maryland Theft Laws and Bad Check Laws 46 (1978).
. The majority opinion quotes Clark and Marshall to the effect that, at common law, "there was no merger of a felony in a felony.” Majority Op. at 122 (quoting Clark & Marshall, supra, § 2.03, at 118-19) (emphasis omitted). The quoted passage is not discussing cumulative punishments, however, but rather "whether there may be a prosecution for any one of these offenses, or whether one of them merges and extinguishes the others, so that it alone can be prosecuted.” Clark & Marshall, supra, § 2.03, at 118. With respect to merger for punishment purposes, it is well-settled that one felony can merge into another. See, e.g., White v. State,
. Ultimately, the rule announced today may have little impact. There will be a period in which convicted robbers will be subject to a fifteen-year penalty despite the ten-year statutory maximum. Legislation has been introduced into the General Assembly, however, that would increase the penalty for robbery to fifteen years. See House Bill 844 (1995).
If this legislation is enacted, then robbery and felony theft will carry the same penalty and there will be no way, under the majority’s reasoning, of determining which offense merges into the other. Any response to this potential conundrum would be premature.
