MEMORANDUM OPINION
This civil action is before the Court on defendant Coloplast Corporation’s motion to dismiss plaintiffs complaint [Doc. 8]. The complaint asserts four state-law causes of action arising out of the manufacture and sale of the Titan Inflatable Penile Prosthesis (“the Titan Prosthesis”): design defect, failure to warn, and breach of express and implied warranties [Doc. 1-1 p. 3-6]. Defendant contends each of these claims is either expressly preempted by federal law or otherwise inadequately pleaded and must be dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6) [Doc. 8 ¶¶ 3-4].
Plaintiff has failed to respond to defendant’s motion, despite being granted additional time to do so. See E.D. Tenn. L.R. 7.2 (“Failure to respond to a motion may be deemed a waiver of any opposition to the relief 'sought.”). The Court, nevertheless, has carefully considered the matter,
I. Background
This case concerns several alleged failings of the Titan Prosthesis, which defen
A. FDA Approval of the Titan Prosthesis
The medical device now known as the Titan Prosthesis was originally owned and marketed by Mentor Corporation as the Mentor Alpha I Inflatable Penile Prosthesis [Doc. 10-1 p. 2]. Mentor intended the device for use by “male patients suffering from erectile dysfunction (impotence) who are considered to be candidates for implantation of a penile prosthesis” [/&]. On February 7, 2000, Mentor submitted an application to the FDA for premarket approval (“PMA”) of its device, which the FDA approved on July 14, 2000, subject to certain terms and “Conditions of Approval” [Id. at 2-9],
These conditions required Mentor to, inter alia, only use certain pre-approved labeling, submit annual post-approval reports, and restrict advertising to approved uses of the device [Id. at 5-6], Mentor also was obligated to submit a PMA supplement application “[bjefore making any change affecting the safety or effectiveness of the device” [Id. at 5]; see also 21 C.F.R. § 814.39(a) (placing “the burden for determining whether a supplement is required ..'. primarily on the PMA holder”). The FDA issued a public Summary of Safety and Effectiveness Data for the Titan Prosthesis [Doc. 10-3], which disclosed the information upon which the FDA relied in granting it PMA status [Doc. 10-2].
In June 2006, defendant Coloplast Corporation informed the FDA that it had purchased the Titan Prosthesis from Mentor [See Doc. 10-8 p. 2 (indicating to defendant that “[a]ll previous regulatory requirements remain in effect and are now the responsibility of Coloplast”) ]. In addition, since the device first received PMA status in 2000, Mеntor and defendant have collectively submitted multiple PMA supplements for the Titan Prosthesis, all of which the FDA approved [Docs. 10-5 through 10-7], On June 13, 2008, for example, defendant received permission to add “a new one-touch release pump,” along with other modifications, and to alter the device’s labeling accordingly [Doc. 10-7 p. 2].
B. Factual Allegations and Procedural History
According to the complaint, Brian Parker, M.D., implanted a Titan Prosthesis into plaintiff on September 18, 2013 [Doc. 1-1 ¶ 3]. After the surgery, the device was “left in a ‘mainly deflated state’ ” [Id. ¶ 3]. Plaintiff returned to Dr. Parker’s office a month later for instruction on the device’s use; however, once the Titan Prosthesis was inflated, none of the medical personnel present were able to deflate it [Id. ¶ 4]. During a follow-up visit the next day, the same malfunction occurred and the device again did not fully deflate [Id. ¶ 5]. Dr. Parker eventually concluded, on October 31, 2013, that the device was “‘nonfunc
Almost a year later, plaintiff brought suit against defendant in the Circuit Court for Knox County, Tennessee [Id. at 3, 5]. Defendant timely removed to federal court, asserting diversity of citizenship pursuant to 28 U.S.C.'§ 1332 as the basis for the Court’s subject'matter jurisdiction [Doc. 1 ¶¶ 11-12]. On Décember 19, 2014, defendant filed the present motion to dismiss [Doc. 8], supporting memorandum of law [Doc. 9], and supporting declaration with attached FDA records [Docs. 10,10-1 through 10-10]. After plaintiff failed to timely respond to the motion, defendant moved for either an order of dismissal or an order for plaintiff to show cause [Doc. 11 p. 2]. On June 3, 2015, the Court afforded plaintiff fourteen days to show cause why the action should not be dismissed [Doc. 12].'
Responding pro se on June 17, 2015, plaintiff explained that his counsel, Steven L. Williams, never received a copy of the motion to dismiss because he “is not currently licensed in [this Court] and as such is not part of the electronic filing system” [Doc. 13 ¶ 4].. Plaintiff supported his response with, an affidavit from Mr. Williams [Doc. 13-1] and requested thirty days to obtain substitute counsel and respond to defendаnt’s motion to dismiss [Doc. 13 ¶ 7]. The Court granted plaintiffs request and ordered that he - respond to defendant’s motion within thirty days [Doc. 14].
That deadline has now passed, see Fed. R.Civ.P. 6(a)(1), and the record contains no further response from plaintiff. Defendant subsequently filed a Motion for Entry of Order of Dismissal based on plaintiffs continued failure to respond and the merits of its motion to dismiss [Doc. 15].
II. Standard of Review
Rule 8(a)(2) of the Federal Rules of Civil Procedure sets forth a liberal pleading standard. Smith v. City of Salem,
In deciding a Rule 12(b)(6) motion to dismiss, the Court must determine whether the complaint contains “enough facts to state a claim to relief that is plausible on its face.” Twombly,
“Determining whether a complaint states a plausible claim for relief will ... be a context-specific task that requires the reviewing court to draw on its judicial experience and common sense.” Id. at 679,
III. Analysis
■ Defendant- argues that' plaintiffs four state-law causes-of action — design defect, failure to warn, and breach of express and implied warranties
A. Legal Background
The Food, Drug, and Cosmetic Act of 1938 provided for FDA premarket approval of new prescription drugs, but “it did not authorize any control over the introduction of new medical devices.” Medtronic, Inc. v. Lohr,
For example, the MDA created a three-tier classification system for devices, where the level of FDA scrutiny corresponds with the risk posed to human health. 21 U.S.C. § 360c(a)(l). Class I devices “pose little to no risk of injury” and require only “general controls”; Class II devices “pose greater risks” and require “special controls”; and Class III devices require strict pre-market oversight because they either support or sustain human life or pose a significant risk of harm. Phillips,
The manufacturer of a Class III device must “provide the FDA with a ‘reasonable assurance’ that the device is both safe and effective” before the device may be sold. Lohr,
Not all Class III devices, however, undergo such scrutiny. “Class III medical devices that are ‘substantially equivalent’ to Class III devices previously introduced into the market.... are subject to the less rigorous § 510(k) process,” which generally requires an average of twenty hours of review. Hafer v. Medtronic, Inc.,
[N]o State or political subdivision of a State may establish or continue in effect with respect to a device intended for human use any requirement—
(1) which is different from, or in addition to, any requirement applicable under this chapter to the device, and
(2) which relates to the safety or effectiveness of the device or to any other matter included in a requirement applicable to the device under this chapter.
21 U.S.C. § 360k(a).
Prior to 2008, it was unclear whether § 360k(a) expressly preempts state common-law causes of action in addition to conflicting state regulations. Compare Lohr,
The Riegel Court set out a two-part test for determining whether a state-law claim interferes with the FDA’s pre-market review pi*ocess and is thus expressly preempted:
A court ... must first consider whether the federal government has established requirements applicable to the medical device at issue. If so, the court must then determine whether a plaintiffs claim is “based upon [state] requirements with respect to the device that are ‘different from, or in addition to’ the federal [requirements], and that relate to safety and effeсtiveness.”
Phillips,
B. Analysis of Plaintiffs Claims
It is clear that the Titan Prosthesis received and has since maintained PMA status [Doc. 10-1 p. 2]. As a result, the federal government has definitively “established requirements applicable to the medical device at issue,” Phillips,
The Court now must, analyze plaintiffs claims to determine whether they “rely upon ‘any requirement’ of [Tennessee] law applicable to the [Titan Prosthesis] that is ‘different from, or in addition to[ ]’ federal requirements and that ‘relates to the safety or effectiveness of the device.’ ” Riegel,
1. Design Defect
Plаintiff appears to assert a claim based on a design defect theory of products liability [See Doc. 1-1 ¶ 12 (alleging that “[t]he non-functioning / poorly functioning penile prosthesis was defective and was placed into the ■ stream of commerce ....”)]. In Riegel, the Supreme Court held that the MDA’s “reference to a State’s ‘requirements’ includes its common-law duties.”
The Court notes, howеver, that this second element “does not prevent a State from providing a damages remedy for claims premised on a violation of FDA regulations; the state duties in such a case ‘parallel,’ rather than add to, federal requirements.” Riegel,
Plaintiffs complaint does not suggest defendant has failed to conform to the FDA requirements prescribed by its pre-market approval or has deviated from or violated any federal statute or regulation [See generally Doc. 1-1]. Therefore, the Court finds the exception for parallel claims does not apply, the second element is met, and the claim is preempted by the MDA. See Starks,
2. Failure to Warn
Plaintiffs complaint next asserts that defendant failed to properly warn him of the dangers of the Titan Prosthesis [Doc. 1-1 ¶ 11 (“Defendant failed -to warn the Plaintiff of potential problems- such as pain and mechanical failure____”) ]. This theory, however, fails to, state a claim for the same reasons as plaintiffs design de-. feet claim. After all, a warnings defect claim is simply another species of strict products liability, along with,manufacturing and design defect claims. See Lee v. Metro. Gov’t. of Nashville & Davidson Cnty.,
Regarding the second element, the FDA has already approved specific warnings and instructions for ’the Titan- Prosthesis [see Docs. 10-9, 10-10], and the complaint-does not assert that defendant has deviated from this accepted language in any respect [see generally Doc. 1-1]. -Plaintiffs failure-to-warn claim therefore would impose liability for defendant’s failure to include warnings or instructions that are not required under federal law. See Sadler v. Advanced Bionics, Inc.,
3. Breach of Implied Warranty
Plaintiffs complaint also contains a bare assertion that “[defendant breached warranties, both express and implied, said breaches resulting in injury and pain of body and mind” to plaintiff [Doc. 1-1 ¶ 13]. As an initial matter, plaintiffs implied warranty claim appears to fail under Tennessee law. The Tennessee Product Liability Act (“TPLA”) incorporates breach of implied warranty into its definition of a products liability action, Tenn.Oode Ann. § 29-28-102(6), and provides that “[a] manufacturer or seller of a produсt shall not be hable ... unless the prodúct is determined to be in a defective condition or unreasonably dangerous,” § 29-28-105(a). In other words, “[a] finding that a product was not defective or unreasonably dangerous fore
As for preemption, an implied warranty claim was аt issue in Riegel,
4. Breach of Express Warranty
As noted above, plaintiff also claims defendant breached express warranties [Doc. 1-1 ¶ 13]. Such a claim may survive an MDA preemption challenge as it “ ‘arise[s] from the representations of the parties and[’] ... may ‘not necessarily interfere with the operation of the PMA.’ ” Gomez v. St. Jude Med. Daig Div. Inc.,
Here, plaintiff has failed to plead his express warranty claim with sufficient dеtail to allow the Court to make this determination [See Doc. 1-1 ¶ 13 (stating only that' “[defendant breached warranties, both express and implied”) ]. Plaintiff has offered nothing more than a “ ‘naked assertionf ]’ devoid of ‘further factual enhancement,’ ” Iqbal,
IV. Conclusion
For the reasons set forth herein, plaintiffs claims for design defect, failure to warn, and breach of implied warranty will be dismissed with prejudice, and plaintiffs claim for breach of express warranty will be dismissed without prejudice. Accordingly, Defendant’s Motion to Dismiss [Doc. 8] will be GRANTED, and Defendant’s Motion for Entry of Order оf Dismissal [Doc. 15] will be GRANTED in part and DENIED in part, as the Court declines to dismiss the express warranty claim with prejudice [see id. ¶3]. The complaint in this matter [Doc. 1-1] will be DISMISSED, and the Clerk of Court will be DIRECTED to CLOSE this case.
ORDER ACCORDINGLY.
Notes
. In Carver v. Bunch, the Sixth Circuit clarified that, in certain situations, a district court abuses its discretion in dismissing a complaint solely for failure to respond to a defendant’s motion to dismiss pursuant to Rule 12(b)(6).
. The Court here relies upon and takes judicial notice of various publicly-available Food and Drug Administration (“FDA”) documents, which are attached as Exhibits 1-10 to the declaration of defense counsel Leaf McGregor [Docs. 10, 10-1 through 10-10]. “‘In determining whether to grant a Rule 12(b)(6) motion, the court primarily considers the allegations in the complaint, although matters of public record ... also may be taken into account.’ ” Amini v. Oberlin Coll,
. Although the Motion for Entry of Order of Dismissal requests dismissal of all counts with prejudice [Doc. 15 ¶3], neither defendant’s motion to -dismiss [Doc. 8] nor its accompanying memorandum of law [Doc. 9] specifies ■ whether dismissal should be with or without prejudice. As explained later in the opinion, the Court will dismiss all claims with prejudice except plaintiff’s express warranty claim, which fails to state a claim due to an insufficiency in pleading rather than a legal bar to the causе of action. See 5B Charles Alan Wright & Arthur R. Miller, Federal Practice and’Procedure § 1357 (3d ed.1998) (recommending dismissal without prejudice when a claim fails because of the formal insufficiency of the complaint, “regardless of how unpromising the initial pleading appears’’).
. Defendant interprets plaintiff’s complaint as asserting these four specific causes of action [Doc. 8 ¶ 2-3], The Court agrees with defendant's interpretation but notes that the com- ■ plaint could also potentially be construed as asserting a manufacturing defect claim [See Doc. 1-1 ¶ 12 (“The non-functioning / poorly functioning penile prosthesis was defective and was placed into the stream of commerce____”)]. Such a claim — if asserted at' all — might survive an-MDA preemption challenge in some circumstances. See Phillips v. Stryker Corp., No. 3:09-CV-488,
. Defendant, als.o argues that plaintiff’s claims for design defect and implied warranty fail under the Restatement (Second) "of Torts § 402A cmt. k [Doc. 9 p. 17-1-9], Comment k ■ governs “[unavoidably unsafe products” and provides that "[s]uch a product, properly prepared, and accompanied by proper directions and warning, is not defective.” Restatement (Second) of Torts § 402A cmt.'k. Some courts have determined that inflatable penile prostheses constitute inherently dangerous products and have relied on comment k to dispose of design defect and imрlied warranty claims concerning such devices. See, e.g., Harwell v. Am. Med. Sys., Inc.,
. Pub.L. No. 94-295, 90 Stat. 539 (codified as amended in 21 U.S.C. § 360c et seq.).
