MEMORANDUM
Plaintiff Craig A. Spencer brought this action under 42 U.S.C. § 1983
1
against defendant Milton Steinman
2
claiming that James Crumlish, Esquire, one of Steinman’s lawyers in a state court action brought by Spencer against Steinman, used his influence with Philadelphia Common Pleas Judge Eugene Maier, the judge presiding over the state action, to gain favorable rulings from Judge Maier in that litigation (“Steinman
The Court finds that (1) while neither the original complaint nor the amended complaint were served within 120 days of the date of filing the original complaint there is good cause to extend the time for service of the original complaint; (2) that the Rooker-Feldman doctrine does not bar the action because plaintiff is not seeking review of the state court decisions of Judge Maier but rather is pointing to these decisions merely to show that the violation of his rights have caused him injury; (3) that plaintiff has not stated a cause of action under the theory of joint participation for state action because plaintiff is not challenging a state statute or procedure but rather is claiming misuse or abuse of a state procedure by a state actor; and (4) plaintiffs claims of influence by attorney Crumlish upon Judge Maier and of Judge Maier’s bias and prejudice toward plaintiff do not establish state action on behalf of the defendant under a conspiracy theory. Therefore, the motion to dismiss will be granted.
I.
Defendant contends that because he was not served with either the original complaint or the amended complaint within 120-days after the original complaint was filed 4 , service of process was insufficient. Moreover, according to the defendant, there is no good cause for extending the time for service of the original complaint under Rule 4(m) of the Federal Rules of Civil Procedure. Therefore, the defendant argues, the Court is without personal jurisdiction to hear the case. See Fed.R.Civ.P. 12(b)(5).
Rule 4(m) of the Federal Rules of Civil Procedure provides as follows:
Time Limit for Service. If service of the summons and complaint is not made upon a defendant within 120 days after the filing of the complaint, the [district] court upon motion or on its own initiative after notice to the plaintiff, shall dismiss the action without prejudice as to that defendant or direct that service be effected within a specified time; provided that if plaintiff shows good cause for the failure, the Court shall extend the time for service for an appropriate period.
Fed.R.Civ.P. (1993) (emphasis added).
In performing an analysis in the face of a Rule 4(m) challenge, the Third Circuit has instructed district courts as follows:
[f]irst, the district court should determine whether good cause exists for an extension of time. If good cause is present, the district court must extend the time for service and the inquiry is ended. If, however, good cause does not exist, the court may in its own discretion decide whether to dismiss the case without prejudice or extend the time for service.
Petrucelli v. Bohringer & Ratzinger,
In determining whether there is good cause under Rule 4(m), district courts should
Here, the Court finds that each of the above three factors weighs in favor of finding good cause to extend the time for service of the original complaint. As to the first factor, e.g. whether plaintiff made a reasonable effort to effect service, counsel for plaintiff has made the following representations to the Court which have not been controverted by counsel for the defendant: (1) plaintiff attempted unsuccessfully to serve the defendant personally at his Florida residence on several occasions prior to the expiration of the 120-day deadline because the defendant deliberately evaded service of process; (2) plaintiff delivered to defendant’s counsel the original complaint prior to the expiration of the 120-day deadline; (3) and plaintiff served the defendant at his Pennsylvania residence only ten days after the expiration of the 120-day deadline once he learned from defendant’s counsel that he was not authorized to accept service on behalf of the defendant. Under these circumstances, the Court concludes that plaintiffs failure to effectuate timely service of the original complaint upon the defendant was not the product of counsel .for plaintiffs half-heartedness or mere inadvertence.
As to the second factor, e.g. prejudice to the defendant by the lack of timely service, the “defendant’s actual knowledge of the lawsuit — which is undisputed — is crucial.”
U.S. v. Nuttall,
Finally, as to the third factor, e.g. whether or not plaintiff has moved for an enlargement of time for service under Fed.R.Civ.P. 6(b)(1), this “factor is simply a subset of the first factor, which considers the diligence and reasonableness of plaintiff’s efforts.”
Nuttall,
Having found good cause under Rule 4(m), the Court will extend the time for service of the original complaint until July 16, 1996, the date when service of the original complaint was made on the defendant. Accordingly, the Court will deny the motion to dismiss on the basis of insufficient service of process.
Defendant has also moved to dismiss the amended complaint on the ground that under the
Rooker-Feldman
doctrine the Court lacks subject matter jurisdiction to hear the case.
6
See
Fed.R.Civ.P. 12(b)(1). The
Rooker-Feldman
doctrine teaches that, “ ‘lower federal courts lack subject matter jurisdiction to engage in appellate review of state court determinations or to evaluate constitutional claims that are inextricably intertwined with the state court’s [decision] in a judicial proceeding.’ ”
Marks v. Stinson,
While the Third Circuit has not addressed the application of
Rooker-Feldman
in the specific factual context present here, the Seventh Circuit recently did in
Nesses v. Shepard,
Chief Judge Posner, speaking for a divided panel, found that whether
Rooker Feldman
barred the claim depended upon whether the plaintiff was “[merely] claiming that the decision of the state court was incorrect, [and therefore] that it denied him some constitutional right,”
id.
at 1005, or whether plaintiff claimed that the decision violated “some independent right of his, such as a right (if it is a right) to be judged by a tribunal that is uncontaminated by politics.”
Id.
In the former, plaintiffs claim is barred by
Rooker Feldman
in that plaintiff would be seeking the review of the merits of a state court decision by a lower federal court.
See id.
In the latter, however, it would not because in that case plaintiff would be suing “to vindicate [the independent right to be judged by a tribunal uncontaminated by politics] and would be relying on the adverse decision only to show that the violation of his rights had caused the plaintiffs harm.”
Id.
(citation omitted).
Cf. Ernst v. Child & Youth Services of Chester Cty.,
Chief Judge Posner further explained the requirement of pointing to the adverse decision by the state court to show injury from the conspiracy noting that, unless plaintiff did so, he could show “no harm and without harm there is no tort.”
Id.
(citation omitted). To put it another way, reliance upon the adverse decision of the state court was necessary to show not that the state judge’s decision was wrong but rather that the conspiracy between the lawyer and the state judge to obtain favorable rulings for plaintiffs opponent in the state court litigation had caused
Since plaintiff in this case does not seek reversal of Judge Maier’s rulings and apparently, like the plaintiff in Shepard, is pointing to the rulings of the state judge only as evidence of the harm which the alleged conspiracy caused him 7 , the Court finds that the Rooker-Feldman doctrine does not bar his § 1983 claim. 8
III.
Defendant seeks dismissal of the amended complaint under Rule 12(b)(6) of the Federal Rules of Civil Procedure for failure to state a cause of action. The purpose of a Rule 12(b)(6) motion is to test the legal sufficiency of a complaint.
See Sturm v. Clark,
A.
“Although a private [party] may cause a deprivation of ... a right, [the party] may be subjected to liability under § 1983 only when it does so under color of law.”
Flagg Bros. Inc. v. Brooks,
Plaintiff argues that the allegations in the amended complaint satisfy the state action requirement under § 1983 for two reasons, though he places considerably greater emphasis upon the first than upon the latter. First and foremost, citing the Supreme Court’s decision in
Lugar v. Edmondson Oil Co.,
Plaintiff contends that the amended complaint satisfies the “joint participation” or “joint action” test 10 for state action under § 1983. In this vein, plaintiff alleges that (1) the defendant had a “political history,” “influence,” and a “special relationship” with Judge Maier; and (2) that Judge Maier was biased and made a series of unconstitutional rulings in favor of defendant and against plaintiff.
Plaintiffs theory of “joint participation” is anchored upon the Supreme Court’s decision in
Lugar v. Edmondson,
The Third Circuit has interpreted
Lugar
to teach that “at least when the state creates a system permitting private parties to substitute their judgment for that of a state official or body, a private actor’s mere invocation of state power renders that [private] party’s conduct actionable [as a joint actor with the state] under § 1983.”
Cruz v. Donnelly,
Lugar
is inapplicable in this case. Here, unlike the plaintiff in
Lugar
who challenged the constitutionality of a state created procedure followed by the defendants in obtaining the prejudgment attachment, the plaintiff is challenging the conduct of a particular state actor. Under
Lugar,
therefore, a challenge based on “abuse or misuse” of a state procedure by a state actor, such as in this case, does not state a cause of action for conspiracy under § 1983.
11
See e.g., Hoai v. Vo,
ii.
Plaintiff next argues that, even assuming that the allegations in the amended complaint are insufficient to establish joint participation, plaintiffs contentions satisfy the conspiracy state action pleading requirement under § 1983. Notably, the term “conspiracy” appears nowhere in the amended complaint, and is referred to only in a footnote in plaintiffs reply memorandum to the motion to dismiss. Nevertheless, plaintiff argues, his “allegations of ‘joint participation’ in conjunction with the particular allegations in the amended complaint of improper influence, partiality, and bias, stemming from Mr. Crumlish’s connection with, and influence over, Judge Maier, when read in the light most favorable to plaintiff, are sufficient to support the existence of a conspiracy.”
The Supreme Court has held that an allegation that a private actor conspired with a state judge to deprive plaintiff of his constitutional rights can satisfy the state action requirement under § 1983.
Dennis v. Sparks,
Agreement is the
sine qua non
of a conspiracy. As the Third Circuit has explained, to allege a civil conspiracy for purposes of § 1983, the plaintiff must aver “a combination of two or more persons to do a criminal act, or to do an unlawful act by unlawful means or for an unlawful purpose.”
See Ammlung v. City of Chester,
The gist of plaintiffs complaint is that Mr. Crumlish and Judge Maier shared a “political history” and a “special relationship” which allowed Mr. Crumlish through ex parte communications to obtain upon request favorable rulings from Judge Maier, and that the rulings issued by Judge Maier at the behest of Mr. Crumlish were legally incorrect. 14 Nowhere among the prolix allegations of the sixty-page amended complaint, however, does plaintiff claim, much less proffer any specific facts to support a claim, that Mr. Crumlish acted through a “combination, agreement, or understanding” or “plot” or “plan” or “conspiracy” with Judge Maier. Nor does plaintiff supply any similar formulation that would support a claim that Mr. Crumlish and Judge Maier had reached a meeting of the minds to violate plaintiffs civil rights.
Allegations similar to those of the amended complaint were found by the Tenth Circuit to be insufficient to state a cause of action for conspiracy under § 1983.
Crab-tree By and, Through Crabtree v. Muchmore,
The district court found, in a decision adopted by the Tenth Circuit, that “[a] conspiracy [under § 1983] cannot be found from allegations of judicial error, ex parte communications (the manner of occurrence and the substance of which were not alleged), or adverse rulings absent specific facts demonstrating an agreement to commit the alleged improper actions.”
Id.
at 1481.
Accord, Casa Marie, Inc.,
Here, given that plaintiffs claim of a conspiracy between Mr. Crumlish and Judge Maier is not supported by specific facts pointing to an agreement between Mr. Crumlish and Judge Maier to violate plaintiffs civil rights, the Court concludes that the allegations set forth in the amended complaint are insufficient to show state action on the part of the defendant under a conspiracy theory.
See e.g., Crabtree,
IV.
In cases involving federal claims and appended state claims “if the federal claims are dismissed before trial ... the state claims should be dismissed as well.”
United Mine Workers v. Gibbs,
V.
For the above reasons, the Court will grant the motion to dismiss under Fed. R.Civ.P. 12(b)(6) since plaintiff has failed to state a cause of action under § 1983.
Notes
. Plaintiff has also alleged sundry state torts based on the same conduct by the defendant.
. Plaintiffs original complaint was captioned Arden Phoenix Group v. Steinman. Plaintiff is the general partner of Arden Phoenix 1700. Furthermore, plaintiff’s original complaint named as defendants Steinman and twenty unnamed John and Jane Doe's, who were employees of the Court of Common Pleas of Philadelphia County. Plaintiffs amended complaint, however, which is the subject of the instant motion to dismiss, names only Steinman as defendant.
. The Steinman litigation is essentially a two-party partnership dispute between Steinman and Craig Spencer. Steinman's complaint named as defendants Craig A. Spencer, Argus Group 1700, Inc. (“Argus”), Arden Phoenix Group 1700, L.P. ("Phoenix”), Robert Spencer, and Arden Group ("Arden”). Steinman's primary allegations were that the Craig and Robert Spencer fraudulently induced Steinman to invest in Phoenix, and that the Spencers and Argus mismanaged and stole money from the Phoenix partnership and breached the Phoenix limited partnership agreement.
. Plaintiff filed the complaint on March 7, 1996. The amended complaint was filed on February 10, 1997.
. In support of his motion-to dismiss for insufficient service of process, defendant directs the Court’s attention to Ayres v. Jacobs & Crumplar, P.A., 99 F.3d 565 (3d Cir.1996). The Court finds that Ayres is inapplicable in this case.
To be sure, in Ayres, the Third Circuit made clear that "[a] summons which is not signed and not sealed by the Clerk of the Court does not confer personal jurisdiction over the defendant.” Ayres, 99 F.3d at 569 (citing 2 Moore's Federal Practice § 4.05 (2d ed. 1996)) ("Under Rule 4(b) only the clerk may issue the summons ... [A] summons issued by the plaintiff's attorney is a nullity.” (other citations omitted)). The Third Circuit made equally clear, however, that "under such circumstances ... it becomes unnecessary for the district courts to consider such questions as whether service was properly made, or whether an extension to the 120-day service period should be granted under Rule 4(m).” Id. Accordingly, the Court finds that Ayres is not even implicated in a case such as this one where it is necessary to determine whether there is good cause under Rule 4(m).
. Plaintiff has not addressed the
Rooker-Feldman
issue in his submissions. This failure alone would ordinarily be grounds for granting the motion to dismiss as unopposed.
See
L.R. Civ. P. 7.1(c). Nevertheless, since the Court must satisfy itself that it has the power to hear the case,
see Ernst v. Child & Youth Services of Chester County,
Nor has defendant suggested that the case should be dismissed under the abstention doctrine of
Younger v. Harris,
. Plaintiff seeks,
inter alia,
preliminary and permanent injunctive relief barring the defendant and Mr. Crumlish from using their alleged influence with Judge Maier to obtain future court orders from Judge Maier. The Court will construe this request, at this early stage of the litigation, at least as asserting a constitutional right to have plaintiff's state law property claims heard in the future by a stale judge free from the political influence of an adversary (if there is such a right).
See Shepard,
. The Court finds that this conclusion is consistent with the Third Circuit's ruling in
Marks v. Stinson,
.42 U.S.C. § 1983 provides as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proceeding for redress.
. The Supreme Court has adopted at least three tests for determining whether there has been state action, “the exclusive function test, the joint action or company test, the symbolic relationship test"
See Borough of Hatboro,
at 1141-48. The lines separating these tests are more "nice" than "bright”. For example, more than one test may be relevant to a particular factual situation,
see, Goussis v. Kimball,
. In Lugar, the Supreme Court expressly limited its holding to prejudgment attachments and offered the following caveat:
[w]e do not hold today that a private party’s mere invocation of state legal procedures constitutes 'joint participation' or 'conspiracy' with state officials satisfying the § 1983 requirement of action under color of law. The holding today, as the above analysis makes clear, is limited to the particular context of prejudgment attachment.
The Lugar test “is inapplicable to cases in which a private party is alleged to be a state actor merely because it brought suit and invoked the independent judgment of the state judiciary.” See Smith v. Wood,649 F.Supp. 901 , 905 (E.D.Pa.1986) (Scirica, J.).
. Plaintiff's § 1983 claims are bottomed on an allegation that defense counsel, not the defendant, had influence and a political histoiy with Judge Maier. Nevertheless, for purposes of considering the motion to dismiss, the Court will construe the allegations in the amended complaint in the light most favorable to plaintiff, and therefore will assume that, in his dealings with Judge Maier, Mr. Crumlish was acting as an agent of the defendant and with the defendant's knowledge and consent.
.
See also, Franklin Music v. American Broadcasting Companies,
. Plaintiff's allegations of conduct between the defendant and Judge Maier fall roughly into the following six categories: (1) ex parte communications (e.g., see doc. no. 17, paragraph nos. 55, 73, and 75); (2) adverse rulings (e.g., see doc. no. 17, paragraph no. 42); (3) judicial error (e.g., see doc. no. 17, paragraph nos. 90 and 112); (4) bias and/or prejudice (e.g., see doc. no. 17, paragraph nos. 61, 90, 115 and 118); (5) political influence and/or political history (e.g., see doc. no. 17, paragraph nos. 29, 38, 43, 47, 55, 57, 67, 71 and 91); and (6) direction of activities (e.g., see doc. no. 17, paragraph nos. 38, 55, 62, 66, 67, 108-110, and 120).
. If he so desires, plaintiff may file a second amended complaint in conformity with this opinion of the Court.
See Darr v. Wolfe,
Following the Supreme Court's decision in
Leatherman v. Tarrant County Narcotics Intelligence & Coordination Unit,
