Tavares Wayntel Spencer, Jr., appeals his judgments and sentences for attempted first-degree murder, robbery with a firearm, aggravated battery with great bodily harm, and aggravated assault with a deadly weapon. The only issue that he raises on appeal is whether the trial court properly ruled upon his objections to the State’s exercise of two peremptory challenges of African-American members of the venire. This case requires this court to.consider the actions that must be taken by the opponent of a peremptory challenge to preserve a claim under
Melbourne v. State,
I. THE UNDERLYING FACTS
Although the issue on appeal is limited to events during jury selection, the legal analysis used to test the propriety of a peremptory challenge can' be based to some degree on the nature of the case and the factual issues that will confront the jury. Thus, we briefly explain the evidence at the trial in this case.
When Mr. Spencer was sixteen years old, he met the victim, who was a few yéars older than Mr. Spencer. Both Mr. Spencer and the victim are African-American. On the day that they met, they-text-ed extensively about the possibility of a sexual encounter. The victim was hoping to be compensated for this encounter. Only after a number of communications did the victim disclose her transgender status. This complication did not end the communications, and the two ultimately met in person the following day. Mr. Spencer led the victim into a secluded area. At this point in the story, the victim’s recollection of the incident and Mr. Spencer’s are in compílete conflict.
The victim testified that Mr, Spencer pointed a handgun at her and ordered her to the ground. She gave him her cellphone, and he took her purse. He emptied her purse and ultimately took bote her cellphone and her wallet, which contained a small amount of money. While she was still on the ground, he fired the gun twice, striking her in the hip with one shot. She got up and ran, jumping a fence. Mr. Spencer was running behind her, and he fired the gun another .three or four times. She believed one bullet grazed her back. She ran to an occupied home, and Mr. Spencer did not pursue her further.
The victim’s testimony was more consistent with the physical evidence and the text messages from both cellphones, which were-obtained from the .wireless providers and introduced into evidence. The jury apparently accepted the victim’s version and found Mr. Spencer guilty. - Due to the handgun, Mr. Spencer was sentenced to four concurrent twenty-five-year terms of imprisonment.
II. THE MELBOURNE CHALLENGES DURING VOIR DIRE
During voir dire, the State used peremptory challenges to strike at least two African-American members of the venire. When the State used a peremptory challenge on venireperson 16, the transcript reflects the following:
[DEFENSE COUNSEL]: Judge, [venireperson 16], I believe was an African American female. This is the second African American stricken by' the state for peremptory. 1 I would ask for a race-neutral reason.
[THE COURT]: Is that as to number 16?
[DEFENSE COUNSEL]: It is.
THE COURT: There’s an objection. The burden shifts to the state.
[ASSISTANT STATE ATTORNEY]: During individual voir dire at the bench, [venireperson 16] indicated that she had been arrested for battery, battery, domestic violence, specifically.
THE COURT: Just a moment. Let me look at my notes.
[DEFENSE COUNSEL]: Judge, that is correct.
THE COURT: You may respond.
[DEFENSE COUNSEL]: I have no response.
THE COURT: The state has indicated a race-neutral reason. The court finds no pretext in the exercise of this peremptory challenge. The objection to the exercise of a peremptory as to [veni-reperson] 16 is overruled.
Shortly thereafter, the State used a peremptory challenge to strike venireperson 11, who was also African-American.. As to this strike, the transcript reflects the following:
THE COURT: State exercises a peremptory as to [venireperson] 11.
[DEFENSE COUNSEL]: Judge, I’m sorry to interrupt, but I would ask for a race-neutrál reason, him being an African American male.
THE COURT: Burden shifts. Go ahead.
[ASSISTANT STATE ATTORNEY]: During individual voir dire, [venireper-son 11] did indicate that he had a friend who was arrested for breaking and entering, B and E.
[DEFENSE COUNSEL]: He also indicated that he had a friend that was killed, and I would also say he did say numerous times he could be fair and impartial.
THE COURT: Okay. I note that the standard here is whether or not the state has indicated a race-neutral reason, whether the court sees or finds or perceives a pretext in the exercise of that peremptory challenge. The court finds no such pretext, finds that you’ve stated a race-neutral reason. The objection is overruled as to the exercise [of] that peremptory challenge.
At the end of the selection process when accepting the jury, Mr. Spencer’s attorney made a proper
Joiner
objection concerning these two peremptory challenges.
See Joiner v. State,
III. A BRIEF OVERVIEW OF THE PROCEDURE FOR OBJECTIONS TO PEREMPTORY CHALLENGES
The legal literature addressing methods to avoid discrimination in peremptory challenges is extensive. In this opinion, we will not address the developments before
Melbourne v. State,
After the U.S. Supreme Court adopted a three-step process in
Purkett v. Elem,
In both the trial courts and the appellate courts, two important rules set the backdrop for this process: (1) peremptory challenges are presumed to be exercised in a nondiscriminatory manner and (2) throughout the process, the burden of persuasion never leaves the opponent of the strike to prove purposeful discrimination.
See Hayes,
The supreme court . articulated the three-step process in Melbourne as follows:
A party objecting to the other side’s use of a peremptory, challenge on. racial grounds must: a) make a timely objection on that basis, b) show that the venireperson is a member of a distinct racial group, and c) request that the court ask the striking party its reason for the strike. If these initial requirements are met (step 1), the court must ask the proponent of the strike to explain the reason for the strike.
At this point, the burden of production shifts to the proponent of the strike.to come forward with a race-neutral explanation (step 2). If the explanation is facially race-neutrál and the court believes that, given all the circumstancessurrounding the strike, the explanation is not a pretext, the strike will be sustained (step 3). The court’s- focus in step 3 is not on the reasonableness of the explanation but rather its genuineness.
Melbourne,
The trial court’s decision is reviewed on appeal with a rather deferential standard of review. As the supreme court recently summarized in
Poole v. State,
A trial court’s decision to allow a peremptory strike of a juror is based pri/marily on an assessment-of credibility. King v. State,89 So.3d 209 , 229 (Fla.2012) (citing Melbourne v. State,679 So.2d 759 , 764 (Fla.1996)), cert. denied, — U.S. —,133 S.Ct. 478 ,184 L.Ed.2d 300 (2012). As a reviewing court, this Court must “acknowledge that peremptory challenges are presumed to be exercised in a -nondiscriminatory manner.” Nowell v. State,998 So.2d 597 , 602 (Fla.2008). On appeal, the appropriate standard to determine the likelihood that a peremptory challenge was used discriminatorily is abuse of discretion.’ Id. As the trial court is generally in the best position to assess the genuineness of the reason advanced, the decision will be affirmed unless clearly erroneous. Id. Although appellate courts need to defer to a trial court’s credibility assessment, this Court has recognized that this deference does not require this Court to “rubber-stamp” a trial court’s ruling, which is not supported by the record. See Hayes v. State,94 So.3d 452 , 462 (Fla.2012); Nowell,998 So.2d at 602 .
Such a deferential standard of review can leave the judicial system open to abuse when the record from the trial court is inadequate. This problem was discussed at some length in
Hayes,
a case in which the trial court denied the defendant’s, request for a peremptory challenge while placing the burden of persuasion on the defendant.
See Hayes,
IV. A CLARIFICATION OF THE THREE STEPS IN MELBOURNE
In reading both case law and transcripts, it seems to this court that some confusion exists about the three steps explained in Melbourne. We believe that the confusion arises from the combination of two of those steps in the following description in Melbourne:
If the explanation is facially race-neutral and the court believes that, given all the circumstances . surrounding the strike, the explanation is not a pretext, the strike will be sustained (step 3).
Melbourne,
It is helpful to think of the three “steps” as three decisions made by the trial judge during the Melbourne hearing. Phrased as questions, those decisions are:
1. Has the opponent properly invoked the Melbourne procedure by (a) objecting, (b) demonstrating the venireper-son’s protected classification, and (c) requesting the court to have the proponentof'the challenge state a neutral reason for it?
2. Has the proponent of the peremptory challenge provided a facially neutral explanation for the challenge?
3. Has the opponent of the challenge, following the facially neutral explanation, met its burden of persuasion to establish that the facially neutral reason is a prextext?
In a case where the State’s peremptory challenge is ultimately granted and the defendant’s objection is overruled at the end of a full Melbourne hearing,- the actual decision-making process involves more than three components. The three decisions seem to involve the following components:
In step 1:
(a) The State moves to exercise a peremptory challenge for venireperson X.
(b) The defendant objects, showing that venireperson X falls within a protected class and requesting a neutral reason for the peremptory challenge.
(c) The court finds the defendant’s objection to be sufficient.
In step 2:
(a) The court .asks .the State for a neutral reason for the peremptory challenge.
(b) The State provides the reason or reasons that it claims are neutral.
(c) The defendant is given an opportunity to respond.
(d)The court determines that the reason is facially neutral.
In step 3:
(a) The court asks the defendant if he wishes to make a genuineness objection.
(b) If the defendant chooses to make that objection, the defendant is permitted to make an argument and explain the facts and circumstances that support the defendant’s claim that the facially neutral reason is a pretext.
(c) The State is given an opportunity to respond.
(d) The ■ court makes its' ruling that the facially neutral reason for the peremptory strike is genuine, explaining as necessary the basis for that ruling.
(e) Finally, if necessary, the defendant asks the court to provide any additional finding or clarity in the ruling to preserve the issue for appeal.
Courts have had á tendency to intermingle steps 2 and 3 of the Melbourne analysis. 3 Indeed, the transcript in this case as to venireperson 11 demonstrates that the trial court announced the judicial decision for step 3 before it announced the decision for step 2. In most cases, the attorneys and the trial court manage to complete the steps required for the first two judicial decisions without much difficulty. The difficulty arises during the five components of the step 3 decision under the Melbourne analysis.
There is little question that the five components of the step 3 decision described in the preceding section are sometimes not fully performed in the trial court.' Trial courts sometimes rule on the issue of “genuineness” even when the opponent has not suggested that the neutral reason was a pretext. Judges sometimes reject a claim of pretext without giving the opponent a full opportunity to argue the issue. The trial court ruling is often more of a legal conclusion than a series of findings about the circumstances surrounding the challenge. But many times these deficiencies in step 3 are not the subject of any specific objection by the party opposing the peremptory challenge. This case involves such deficiencies at least as to veni-reperson 11, and the outcome of this case depends on whether the defendant, as the opponent of the challenge, had a burden to object to the step 3 deficiencies and to call upon the trial court to correct them before the conclusion of jury selection. For the reasons explained below, we conclude that the opponent of a peremptory challenge has such a burden.
A. The Essence of Pretext Is Deception
There is no question that the process of performing the step 3 analysis in the trial court and reviewing that step in an appellate court is the most difficult part of the
Melbourne
process. Courts have tended to be indirect in explaining why this part of the process is so difficult. In addressing- the question of “pretext,” we explain that the issue is not “reasonableness” but “genuineness.”
Murray v. State,
But a common definition of . “pretext” near the time Purkett and Melbourne were written was “a false reason or motive put forth to hide the real one; excuse.” Webster’s New World Dictionary, Third College Edition 1067 (1988). Another was “a purpose or motive alleged or an appearance assumed in order to cloak the real intention or state of affairs.” Webster’s Third New Int’l Dictionary 1797 (1986).
Thus, .the decision the trial court is called upon to make in step 3 has little to do with the substance of the reason given by the lawyer that requests to strike the venireperson; it has to do with the lawyer’s intent. The trial court is called upon to determine whether the lawyer presenting the explanation for the peremptory challenge, as an officer of the court, is concealing an improper motive. Ultimately, the question the trial court must answer is whether the lawyer has truthfully provided a neutral reason or whether the lawyer is either' deceiving himself as a matter of subconscious prejudice or, even worse, simply lying to the court. “Genuineness,” thus, is really a question of whether a lawyer is being disingenuous.
It is not a pleasant task for one attorney to insist that the trial court ’ determine whether another officer of the court is relying on a pretext. It is an even less pleasant task for the trial court to make an affirmative finding of pretext. One of the reasons the case law has not required trial courts to “recite a perfect script or incant ‘magic’ words,”
see Hayes,
If it is truly presumed that lawyers exercise peremptory challenges in a nondiscriminatory manner, then the trial court should not be expected to initiate on its own a genuineness challenge of every facially neutral reason. This is particularly true when no party has responded to the neutral reason with a claim that it is a pretext. Given the seriousness of a charge that a lawyer is providing a pretextual reason for a challenge, the opponent should be expected to object to the facially neutral reason as a pretext. It is unquestionably the better practice for a trial court, having made a determination of neutrality under step 2 of the Melbourne analysis, to ask the opponent whether he or she wishes to challenge the genuineness of the proponent’s reason, but we see no reason to reverse a judgment and sentence following an entire trial when the trial court omits this step without objection from anyone.
B. The Circumstances Supporting a Claim of Pretext Are Often Factually Complex
As Justice Pariente explained for the court in Hayes:
It has been observed that “[t]he genuineness of the explanation is the yardstick with which the trial court will determine whether or not the proffered reason is pretextual.” Davis v. State,691 So.2d 1180 , 1183 (Fla. 3d DCA 1997). Melbourne teaches that to assess genuineness, the trial court must consider all relevant circumstances surrounding the strike in determining whether the proffered reason for the strike is genuine. Melbourne,679 So.2d at 764 n. 8. This Court explained in Murray v. State,3 So.3d 1108 (Fla.2009), that
[i]n determining whether or not a proffered race-neutral reason for a peremptory strike is a pretext, the court should focus on the genuineness of the race-neutral explanation as opposed to its reasonableness.
In making a genuineness determination, the court may consider all relevant circumstances surrounding the strike. “Relevant circumstances may include — but are not limited to — the following: the racial make-up of the venire; prior strikes exercised against the same racial group; a strike based on a reason equally applicable to an unchallenged juror; or singling the juror out for special treatment.” [Melbourne,679 So.2d at 764 n. 8] (citing State v. Slappy, 522 So.2d 18 (Fla.1988)); see also Booker v. State,773 So.2d 1079 , 1088 (Fla.2000) (“[W]e provided a nonexclusive list of factors a trial court may consider in determining whether the reason given for exercising a peremptory challenge is genuine .... ” (citing Melbourne,679 So.2d at 764 n. 8)).
Murray,3 So.3d at 1120 (citations omitted).
Hayes,
The circumstances described in
Hayes
and
Murray
are not an independent basis to establish pretext. Rather, they are circumstances used to determine the intent of the lawyer presenting the peremptory
Again, it is the better practice for a trial court to affirmatively ask an opponent to state all of the circumstances the opponent believes support a claim of pretext, but if the trial court omits this step, it should be incumbent upon the opponent to object and ask to place into the record the circumstances that it wishes the trial court to cdnsider and the appellate court to review. Often it may seem apparent to the trial court that the neutral reason is not a pretext. If the court jumps ahead because of the judge’s own thought process, it should be the opponent who has an obligation to slow the decision-making process and to make certain the record is adequate.
Under Melbourne, it is the opponent of the challenge that has the burden of persuasion from the beginning to the end. We recognize that in step 3 it might be feasible to place a burden on the proponent of the peremptory challenge to demonstrate “genuineness,” but we are not authorized to make that change in the law.
C. The Remedy Required for Any Error in a Melbourne Hearing Is Drastic
An error in this process generally requires a new trial even if the rest of the trial is flawless.
See Hayes,
Thus, as we stated at the beginning of this opinion, we see no basis to believe that the supreme court was abandoning requirements for full preservation in
Hayes
when it stated that “[c]ompliance with each step is not discretionary, and the proper remedy when the trial court fails to abide by its duty under the
Melbourne
procedure is to reverse and remand for a new trial.”
See Hayes,
D. The Process Should Not Require the Trial Judge to Become an Advocate for a Venireperson or to Step Outside His or Her Neutral Role
In
Powers v. Ohio,
The U.S. Supreme Court does not seem to have expected the trial judge to play the
Therefore, where the record is completely devoid of any indication that the trial court considered circumstances relevant to whether a strike was exercised for a discriminatory purpose, the reviewing court, which is confined to the cold record before it, cannot assume that a genuineness inquiry was actually conducted in order to defer to the trial court.
Hayes,
We believe that this language is being taken out of context. It is true that, the trial courts must make the three decisions required by
Melbourne
if requested, but the parties are not entitled to sit back and have the court gó through this process for them. It simply is hot the job of the trial court to develop the circumstances that may weigh against the genuineness, of a proposed peremptory challenge. The trial court has an obligation to maintain its neutrality.
See, e.g., Livingston v. State,
VI. APPLICATION OF THE LAW TO THE FACTS IN THIS CASE
Reviewing the transcript concerning the challenge to venireperson .16, the trial court properly commenced the Melbourne hearing. Defense counsel had “no response” when the State provided venire-person 16’s prior arrest for domestic violence as its neutral reason for the challenge. The trial court then expressly found that there was “no pretext” in the State’s exercise of this peremptory challenge. It is frankly unclear whether the trial court thought it was ruling that the reason was facially race neutral and merely used the .wrong language, or whether it simply jumped to step 3 without making an express ruling on step 2. Defense counsel never claimed that the State’s reason was á pretext. Defense counsel never even attempted to offer any circumstance that might indicate tfiat the State’s reason for its peremptory challenge was pretextual. Even on appeal, the defendant has not argued that anything in the record suggests that .the State’s feason for this peremptory challenge supports a theory that it was a pretext. The record simply does not support any preserved error as to the decision to allow a peremptory challenge of venireperson 16.
Although the State’s explanation for its peremptory challenge would seem to apply to many people who are subpoenaed for jury duty, from the content of this record we cannot hold that the trial court abused its discretion or that its finding was clearly erroneous when it determined that the neutral reason was not pretextual. The record demonstrates that the trial court was aware that it needed to consider the issue of genuineness and that the parties had an opportunity to present information on that issue. Even if defense counsel had properly objected to genuineness and presented the issue for ruling, this is not a situation where the record is “completely devoid” of any indication that the trial court considered this issue.
See Hayes,
VIL A CERTIFIED QUESTION
Many of the decisions discussing
Melbourne
do not expressly consider the burden on the opponent of a-peremptory challenge to create a record establishing the basis for a claim of pretext. Nevertheless, we are inclined to believe that the analysis in this decision and in the decision in
Ivy v. State,
case No. 2D14-289,
The process of jury selection occurs daily in our courts, and there should be no confusion about the relative burdens of the parties and of the court during a Melbourne hearing when the hearing reaches step 3. Accordingly, we certify the following dispositive question as one of great public importance:
DURING A MELBOURNE HEARING, WHEN' A TRIAL COURT FINDS THAT THE PROPONENT’S REASON FOR A PEREMPTORY CHALLENGE IS FACIALLY NEUTRAL, IS IT THE BURDEN OF THE OPPONENT (1) TO . CLAIM THE REASON IS A PRETEXT, (2) TO PLACE INTO THE RECORD THE CIRCUMSTANCES SUPPORTING ITS POSITION, AND (3) TO OBJECT IF THE TRIAL COURT’S RULING DOES NOT CONTAIN ADEQUATE FINDINGS ON THE ISSUE OF GENUINENESS?
Affirmed.
Notes
. The record does riot support defense counsel’s claim that the State’s requested peremptory strike was the second such request involving an African-American. Perhaps the race of an earlier challenged venireperson is not revealed by the record. We note that the State did challenge without opposition an earlier African-American venireperson for cause. Although it was not necessary, the State provided a neutral reason for that unopposed challenge for cause. Perhaps that is the challenge that defense counsel recalled.
.
Batson v. Kentucky,
.
See, e.g., Daniel v. State,
