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Spectra-Physics, Inc., Appellee/cross-Appellant v. Coherent, Inc., Appellant/cross
827 F.2d 1524
Fed. Cir.
1987
Check Treatment

*1 diced motion to the Continental’s extent sought attorney’s

it fees under 1988. Fi- § nally, the defendant contended that plaintiffs prevailed could not have under denying plaintiff’s its order

§ motion the court only district said that it arguments parties

had “reviewed the and the relevant case law” and had deter- denied,

mined that the motion should be stating without its reasons for the denial. Although we review the district court’s de- attorney’s

nial of fees for an abuse discretion, any explanation without impossible for us to discern the correctness judgment.

of the district court’s It is nec- therefore, essary, to remand the case to the explanation district court for an of the ba- plaintiff’s sis for its denial of the motion for attorney’s fees.

Consequently, we AFFIRM the district court’s determination that 664.02 does hot appeal. moot the We AFFIRM the judgment that, of the district court con-

junction, 664.03(3) 658.29 and are uncon- §§

stitutional. We REMAND the case to the

district court for findings further and the

legal basis for its plaintiff’s denial ‍​​‌‌‌‌​‌‌‌​‌​​‌​‌‌​​‌​‌‌​‌​‌‌‌‌​‌​​‌​‌‌‌​‌​​​‌​‌‍of the motion for attorney’s fees.

SPECTRA-PHYSICS, INC.,

Appellee/Cross-Appellant,

COHERENT, INC., Appellant/Cross Appellee. Appeal 86-1114, Nos. 86-1133. United States Court of Appeals,

Federal Circuit.

Aug. 17, 1987. *2 infringed by valid and Spectra-Phys-

ics, (Spectra). Inc.

We reverse the holding district court’s that both are invalid lack of reverse, however, enablement. We also finding the court’s specifi- both *3 complied cations with the best mode re- quirement of and thus affirm the § judgment invalid, but

legal ground. on a different legal discussing

Before of aspects case, explain this we first the technology gave involved which to rise them. Limbach, Limbach, Karl A. of Limbach & Sutton, Francisco, Cal., argued ap- San for Background

pellant. Of counsel were J. William Wi- gert, Stallman, Jr. Michael A. of Lim- A. Ion Lasers—In General bach, Sutton, Francisco, Limbach & San Cal. patent The Hobart is directed to an ion laser patеnt structure and Mefferd ato Geriak, Lyon Lyon, James W. of & Los fabricating method of an ion laser. “La- Angeles, Cal., argued for appellee. With ser” is an acronym l a ight for mplification Benassi, him on the brief were John M. by s timulated e r mission of An adiation.1 Shalek, H. James David B. Ritchie and Paul type gaseous ion laser is a laser. The Meier, Lyon Lyon, Angeles, H. & Los medium, lasing typically argon krypton or Cal. gas, is contained within a discharge sealed axially aligned tube which is pair with a RICH, Judge, Before Circuit optical to cavity mirrors form the or reso- SKELTON, Judge, Senior Circuit nator. ARCHER, Judge. Circuit lasing place, argon For to take or krypton gas must excited to elevated RICH, Judge. Circuit energy by states. This is accomplished These are cross-appeals from the December рroviding high-energy electrical dis- 16, 1985, judgment of the United States through gas. charge discharge The District Court for the Northern District of through the laser must then be constrained holding California pat both of Coherent’s straight along to a line optical the laser’s suit, 4,378,600 ents in No. entitled “Gas path pinched to a small diameter to Laser” 29, 1983, issued on March to James energy concentrate its elongat- into small (the L. patent) Hobart Hobart and No. ed volume. 4,376,328 entitled “Method of Constructing discharge through Gaseous Laser” The issued on March laser ex- Wayne tremely to (the up S. Mefferd to 6000°C. The patent), exterior of hot— laser, however, invalid for of enabling operate lack un must at disclosure room der 35 U.S.C. paragraph, temperature, requiring dissipation first after of large еntering originally judgment cooling. ver amounts heat external It is finding 2, 5, 7, dict claims important gas also pressure 18 of the be uni- Hobart and claim 10 of the Mefferd formly along discharge controlled tube. Unabridged 1. Webster’s Third region New spectrum Internation netic waves in the from Dictionary, al which further defines as laser "a including ultraviolet the far-infrared device that utilizes the natural oscillations of region.” visible amplifying generating atoms for electromag- spaced-apart tungsten agreed in a series discs reason, entirely upon For some discharge move to one laser The gas within the dis- tends by physicists, phenom- This charge or the other. itself is ceramic the tube tube thin-walled end of un- causes an enon, “pumping,” tube, known example, of alumina (AI2O3). in the dis- pressure differеntial gas even tungsten discs is transmit- Heat from performance tube, resulting poor charge through to and the ce- ted conduction all. performance or no (26), which is surrounded ramic tube copper (50) jacket, by cups attached

water B. Hobart Fig. below, of the tube. See inside showing is a dissected sectional view gas to a directed Hobart portion awith portions two end substantial discharge laser having improved laser omitted, ‍​​‌‌‌‌​‌‌‌​‌​​‌​‌‌​​‌​‌‌​‌​‌‌‌‌​‌​​‌​‌‌‌​‌​​​‌​‌‍the broken section central of the laser is discharge path tube.2 axis. representing longitudinal aligned apertures line by coaxially determined path providing a means heat conduction patent reads: of the Hobart *4 Claim aperture said of each of discs from the central comprising: laser A1. through comprising wall tube cylindrical made a rela- tube gas-confining a thin-walled, electrically-insulating attaching pheriphery mate- a disc at the tively rial; means for [sic, opening periphery] of the of each gen- spaced-apart within and discs plurality attaching a cup members means for tube, perpendicular the axis said erally along edge cup of each of the rims distal co-axially aperture having a each aligned central tube; said inside wall of of said tube define axis tube; exciting gas said means within discharge path; central aligned optical cavity with said an of a cup-shaped members material plurality of conductivity, having high having each thermal generally cylindri- generally flat face and rim, opening having and eaсh cal face; middle *5 a providing patent Claim calls for “means for The Hobart further discloses path aper- cylin- heat conduction from the central a “shield” which is claims a feature through each ture of of said discs to and ring coaxially to or formed drical attached the tube wall.” This includes both means copper cups.3 each of integrally with (48) attaching tungsten discs (56) minimizing gas in These shields aid copper cup opening center of each pumping discharge within the tube. attaching cups means for inside High wall of the ceramic tube. thermal C. Mefferd conductivity by brazing or is achieved sol- patent The method Mefferd describes a dering provides permanent a which metallic fabricating structure of the laser cups contact bеtween the and the tube addressed in patent.4. problem wall. Hobart The patent assemblying plurality spaced-apart 3. Claim of a the Hobart reads: [sic] members, heat-conducting having a each dis- 2. A laser as in each claim 1 wherein defining aperture generally charge central cylindri- cup-shaped said members includes a axis, aligned in tube within and con- ring gas coaxially aligned cal barrier which tube; electrically-insulating tact with an aperture with the extends central and which tensioning through provided the cen- cup-shaped within the mandrel volume of member. bring apertures aperture to tral the central patent 4. Claim of the Mefferd reads: alignment; into exact heat-conducting securing fabricating gaseous permanently mem- A method оf laser electrically-insulating discharge comprising: tube tube. bers to the aligned, assembly insert and tures are the whole is how to the Mefferd cups permanently parts in- bond the conducting brazed with- place heat in hold Fig. tube, in and to the tube walls. See 12 below while at long, slender side the copper cups apertured discs are the shields maintaining the time same the discs the mandrel 74 and the discloses alignment. precise figure par- whereby the ceramic tube 26. The shows a technique “floating” disc tensioning assembly tial before the aligned by apertures disc cups, through each discs to the which is done a vertical passed that has been mandrel “B” aper- position upward. with end the disc apertures. Once of the disc by experimenting with solder- Importance Brazing D. ceramic bond ing. attempts These were unsuccessful the Hobart and Both attempt try made to even and no importance of the bond between stress the together any shaped parts. laser ceramic solder copper cups and the *6 contact them results Poor thermal between brought Wayne Mefferd then to higher temperatures which turn disc His problem. attachment solu- solve the through gas flow the tube. impedes brazing. tion was reliable, copper-ce- to be For the laser patent specifications disclose While the must also be able to withstand ramic bond soldering one method of attach- pulse as differing cycling. Due to the repeated heat ment, meth- clearly preferred is expansion copрer and of thermal rates 68, Fig. brazing shim process, od. In this alumina, compressive is to subject the bond cup up copper the laser heats and tensile 50 and placed forces as is between the during cooling. stress tube see the inner wall of the ceramic Fig. 3, assembly is heated to and the whole initially approached prob- Dr. Hobart melting point the braze material. copper make the to lem of how to critical heating cup specifies During mechanically is ex- 850°C. The sheet also panded into contact the tube means performed braze should be in a vacuum or expansion tool inserted into tube 26. atmosphere dry argon gas. in a neutral Using general guidelines, these further disclose “TiCuSil” developed six-stage using braze preferred brazing This material. mate- copper cups TiCuSil to attach the (an copper alloy rial is a silver eutectic cycle” ceramic “Braze a term of is ingredients proportioned are whose to have process art which refers to a defined possible melting point) the lowest awith specific parameters temperature, length percentage of small titanium added for given temperatures, of times atmo- making a ceramic metal seal under what pressure. sphere, and process. known as active metal process, this the titanium invades wets Mefferd knew that there were tradeoffs copper-silver so the ceramic one, cycle. generally in the braze For it is material copper can hold the to the ceramic. parts possi- desirable to heat as fast as In the alloy absence of an active metal heated, however, parts ble. theAs component titanium, such as the ceramic “outgassing” occurs and contaminants with, premetalized must be example, trapped parts in the are released into the moly-manganese (MoMn), provide a me- atmosphere of the oven. The vacuum tallic surface copper-silver to which the contaminants, pump outgassed removes the braze material will adhere. if outgassing rapid, but then is too process pre- TiCuSil active metal pressure may pump will not rise requires step ferred because one Also, if oxygen part work. is evolved as premetalizаtion. and avoids the need for out-gas, may the titanium react with it *7 addition, In copper cups the cannot elec- degrade strength and the of the braze trically connected destroys because this the joint. evenly graduated potential electrical down tradeoffs, assessing In the Mefferd let the bore of the required tube which pressure cycle, the the control braze as one operate. Thus, laser the any premetali- experimental approach. example, For Mef zation stripes along must be in circular pressure ferd held in the oven at 10-4 inner surface of the cop- tube so that each assembly initially torr while heated was per cup can be brazed or soldered to a 0 to from 750<’C. This took from hour stripe. different step, and a half to two hours. the next temperature he held the 750° for at ten to

E. Six-Stage Patentee Coherent’s reducing fifteen minutes while further Cycle Braze pressure. temperature The then in According to product speci- period approximately creased of fif standard sheet, fication TiCuSil should be brazed at teen minutes until it 850°C. The reached holding manganese process. remaining steps temp include This using involved specified precision tubing time and at ceramic special at 850°Cfor and a erature com- torr, decreasing puterized striping of 10-4 pressure ground tool which circu- adding temperature to 750°C and ar rings away oven moly-manga- lar from a coat of turning the oven off. gon gas, and then painted nese metallization on thе entire in- side of the tube. six-stage cycle produced a reli- Mefferd’s cups joint copper between able Spectra eventually introduced its Model ap- Because this and the ceramic tube. gas using laser which was made worked, proach Coherent continued to use process. moly-manganese Like Coherent’s investigated moly- TiCuSil and never laser, copper cups each of the in the 2020 process experiment- or further manganese ring has a or laser shield alleviate the soldering. pat- Neither ed with the Hobart gas pumping problem. however, patent, ent nor the Mefferd dis- any additional closes the braze The Decision Below brazing copper to ceramic information on Spectra brought declаratory judgment using TiCuSil. against asking action Coherent holding invalidity non-infringement pat- and of both Spectra’s F. Disc” Lasers “Cold ents. Coherent counterclaimed for in- Wright, Spec- Dave head of research at fringement adjudication validity. and an tra, Riley, and his technician Martin thirty-two trial, days After the district worked on so-called “cold disc” lasers of eighteen “Interrogatories court submitted They in type suit the late 1970’s. Jury” jury and the answered fifteen referred to these lasers as “cold disc” la- them, finding part Spectra’s that mod- process sers because the infringed el 2020 laser claims and 18 copper cups provided to the ceramic tube of the Hobart and claim 10 of the good thermal conduction as contrasted with (the claims). Mefferd shield radiatively the earlier cooled lasers which jury remaining found that the claims of Wright however, Riley, ran hot. and had both were invalid for obviousness lasers, only limited success with cold disc anticipated by or were the work done part they because could not make a satis- Wright Riley Spectra. jury and also factory copper cups between the and bond found, however, Wright Riley had Upon repeated alumina ceramic practice not reduced their cold disc laser to cycling, heat the ceramic would crack and conception subject before matter set overheat, copper away, cause the to break patents. forth in the Hobart melt, destroyed operation years, tube. After two and a half entering judgment After on the ver- Wright was unable to make a TiCuSil braze dict, judg- the district court withdrew the joint enough which was reliable for a com- parties prepare pro- ment and asked the mercially acceptable product Spectra posed findings of fact and conclusions of temporarily project. abandoned the including law on several issues additional disclosure of best mode and enablement

Spectra resumed work on the cold disc 112, co-inventorship under of the shield project in 1981 after Coherent introduced Rempel, claims Dr. another Coherent embodying its INNOVA laser the inven- *8 employee, inequitable and conduct. The patents tions of the in suit. Because of court ruled in favor of Coherent on all of uncertainty brazing, Spectra their abоut Reed, except brazing expert, hired a these issues enablement. On that Dr. Leonard issue, develop patents a the court held both moly-manganese process for invalid attaching six-stage cups the to the ceramic for failure to disclose the nearly After year experimentation, of Dr. used Coherent to manufacture the developed Reed Spectra’s proprietary moly- found that the laser. court best mode 1532 satisfied, however, ing

requirement patents was be- while at the time same concealing public preferred Hobart nor deliber- from the cause neither em- of bodiments their inventions ately accidentally they or concealed as have in fact attaching conceived. copper cups of the the best mode ceramic tube. question ... of whether an inven- tor has has not disclosed what he feels from appeals judgment the Coherent is, however, is his best mode question respect to lack of enablement with and separate and distinct question from the jury of the seeks reinstatement verdict that sufficiency of the of his disclosure to infringed are the claims valid and shield satisfy requirements of [enablement]. appeals portion Spectra. also Coherent 772, USPQ (emphasis Id. at 315 finding judgment remaining of the original). (non-shield) invalid for claims obviousness of an erroneous because instruction Thus, compliance with the best requests remand for a trial new on requirement mode on focuses a different these claims. compliance matter than does еn requirement. ablement Enablement looks cross-appeals from Spectra judgment placing subject matter of the claims mode, inventorship as it relates to best of generally possession public. claims, the shield and derivation of the If, however, applicant develops specific subject Wright claimed from matter instrumentalities or techniques which are Riley. Spectra appeals also the denial of recognized ‍​​‌‌‌‌​‌‌‌​‌​​‌​‌‌​​‌​‌‌​‌​‌‌‌‌​‌​​‌​‌‌‌​‌​​​‌​‌‍filing at the time of as the best request attorney its fees. invention, way carrying out then the best imposes mode obli gation OPINION to disclose that information to the public Flick-Reedy Corp. as well. See v. 1. Adequate Disclosure Introduction — Co., 546, 550-51, Hydro-Line Mfg. F.2d 112, Under Paragraph 1st § USPQ (7th 694, Cir.1965), cert. denied, 958, 1222, 86 S.Ct. U.S. adequate To constitute disclosurе (1966); L.Ed.2d 301 Corp. Union Carbide paragraph under the first of 35 U.S.C. Borg Corp., Warner F.2d 361- 112, patent specification must set forth § (6th Cir.1977). 6-7 both the process manner and making using (the the invention enablement The situation before us is one in which requirement) and the best mode contem patent specifications disclose more than plated by the inventor carrying out the making one means for the claimed inven- (the invention best requirement). tion, mode do adequately but disclose the The difference actually between these is ex best two means known to the inven- plained recognized In re tors. The court Gay, 309 F.2d district that the (CCPA specifications inadequate 1962): were under incorrectly but based its decision The essence of enablement re- [the explain, lack of enablement. As we quirement] specification is that a shall problem mode, is really one of best disclose an invention in such a manner as thus, disagree while we with the district

will enable one skilled in the art to make issues, court’s views on these judgment and utilize it. Separate and distinct both invalid cor- from best mode re- [enablement] [the rect and must be sustained. quirement], the essence of which re- quires the inventor to disclose the best contemplated

mode Enablement him, time he application, executes the Question Jury a. The carrying out his Manifestly, invention. the sole purpose require- of this latter addressing Before substance ment is to enablement, restrain apply- inventors from district court’s decision on we

1533 Coherent, by information to enable those question, raised skilled in thе the consider art to make and use the claimed free to decide en- invention. court was the whether See, Hybritech e.g., Inc. v. Monoclonal considering first all without ablement Antibodies, Inc., 1367, 1384, 802 F.2d 231 specific ques- no While jury the verdict. USPQ 81, (Fed.Cir.1986), denied, 94 cert. jury the on enable- submitted to tion was — U.S.-, 1606, 107 S.Ct. 94 L.Ed.2d jury the ment, court instructed the district (1987). 792 The district court held both of infringed” cannot be claims that “invalid patents in suit invalid for lack of en on the general instructions provided their failure ablement based on to disclose Coherent maintains of enablement. law six-stage cycle Coherent’s for braze braz infringed, finding shield claims by ing TiCuSil. court found that enablement in its implicitlydecided jury “necessary enjoy to the favor, the court could not overrule and that ment of the invention [sic].” making the findings without determi- these however, cycle, appli- Coherent’s braze required JNOV. nations brazing, just cable to TiCuSil which is however, court, did not feel The district ways one to make and use the jury verdict because it constrained claimed inventions. Hobart question of enablement considered attaching” copper calls “means for court also viewed the one of law. The be cups to the inside of the ceramic tube and special as a verdict form of verdict essentially step has same Fed.R.Civ.P., 49(a), Rule as a under “permanently securing” cups verdict. general specifications identify tube. The as suit- techniques able attachment the alternatives ultimately Although enablement is brazing, moly-manganese of TiCuSil braz- law, see, question e.g., Moleculon Re ing, low-tempеrature pulse-soldering. CBS, Inc., 1261, Corp. 793 F.2d search v. 1268, 805, (Fed.Cir.1986), USPQ 810 pertains If an invention to an art — U.S.-, 875, denied, 107 S.Ct. cert. predictable, e.g., the results are me where (1987), recog 93 L.Ed.2d 829 this court has arts, opposed chanical as to chemical may underlying nized that there be factual broad claim can be enabled disclosure of involved, Quaker City issues see Gear embodiment, Cook, single In re 439 F.2d Works, 1446, Corp., Inc. 747 F.2d v. Skil 298, (CCPA USPQ 1971); 1161, 1453-54, (Fed.Cir.1984), Vickers, 522, 527, USPQ 141 F.2d In re denied, 1136, 105 471 U.S. S.Ct. rt. 122, (CCPA 1944), ce and is not invalid (1985). 86 L.Ed.2d 694 The court simply it lack of enablement because reads may legal submit issues such enable on another embodiment of the invention 49(a), if it ment to under Rule but disclosed, inadequately which see Gould does, may subsequent the court not make Mossinghoff, 711 F.2d findings implicit (D.C.Cir.1983).5 Thus, which overrule an and in it is respect finding jury. herent sufficient here to enablemеnt Id. Because patents least one at that the disclose at applying the district court erred in the sub per tachment means which would enable a enablement, however, stantive law of we ordinary son of skill the art to make and need not decide whether also overruled the claimed Because the use inventions. jury’s finding. moly disclose the alternatives of manganese brazing pulse-soldering, By b. Enablement Alternative Means Ti their failure to also disclose Coherent’s enabling To pat under cycle is not fatal to enablement CuSil braze § specification ent must disclose under 112. sufficient § logical implication having This is also the enable one to make and use invention and separate preferred best mode under single still not disclose a embоdiment. contemplates specification can *10 1534 patents’

Spectra argues moly-manganese process refer- successful also do process” “moly-manganese is ences of not show lack enablement. For exam- low-temperature only regard pulse-sol- in to ple, Spectra moly-manga- contends that the disagree. A dering, brazing. not We fair process requires nese the precision use of reading paragraph part of of that tubing, something ceramic taught not in brazing, given of general that discussion Jarrett, patent. charged But Steve brazing was the moly-manganese most developing Spectra's process, braze bonding method metal to ce- common stated that precision reason he used ramic, in the is that one skillеd art would tubing Likewise, was to save labor costs. recognize moly-manganese brazing that Spectra claims that Dr. Reed had to devel- an means of was alternative attachment. special op computerized striping a tool Wright, among others, Dave Spectra’s tes- grind away rings circular from the coat moly-manganese brazing tified that was moly-manganese painted metallization on industry common in was well- the inside of the A Spectra in-house brazing copper to ceramic. known reveals, however, report stripe that metal- lized tubes were available from the same ignored court moly The district vendors that made the ceramic tubes them- however, manganese process, for the erro selves. neous reason that it was “neither described patents nor advocated in suit.” A As court’s statement that teach, patent need not preferably moly-manganese not was “advocated” in omits, is what well known in the Hy art. patents, this is entirely. another matter britech, USPQ 802 F.2d at at 94. only We can surmise that the court some moly-man While there is no elaboration how confused the enablement ganese brazing specifications, with the best mode.6 is Nonenablement brazing the district court found that mode, any failure to disclose In re an technique old and well-known when the Glass, 492 F.2d applications were filed. 1974), (CCPA depend and does not Spectra argues moly-manganese that applicant advocating particular a em constructing suitable for use in making bodiment or method for the inven lasers thе two was not enabled terms, practical In tion. only where required experimentation because it undue enabled, alternative embodiment the dis as evidenced the amount of time and may closure of the best mode be inade money spent it developing moly-manga- its quate. separate But is question that process. efforts, Spectra’s however, nese question distinct from the whether simply not finding moly- were directed to specification enabled in one to make the manganese process work, that would but vention at Gay, all. In re F.2d at encompassed a range enterprises whole USPQ at 315. necessary making commercially suc- product. fact, cessful it took three Finally, there no mention at all of months Spectra from the time decided on a low-temperature pulse-soldering, except to specific design for its laser until it estab- the extent that the court considered be it to lished workable technique, but it “moly-manganese pro- the same as the year was almost another before it made its Spectra pulse-soldering cess.” asserts that truly prototype first successful laser. could not be used in the method claimed major problems Spectra permits two that because it sol- claims it had to solve in dering order to have a of only cup may one time. This (1st Cir.1973), 6. One probably USPQ indication that district court and Union Carbide concepts confused the mode is the cases cited enablement and best Borg Corp. Corp., Warner 550 F.2d the court in its (6th Cir.1977), primarily which deal enablement, conclusions on Dale Electronics mode, enablement, with best under Electronics, Inc., Inc. v. RGL 488 F.2d true, nothing making (right by jury says about to trial of factual issue may but by agreeing be waived patent. instructions claimed in the Hobart the structure questions); need not answer all see least, very the court should At the have also 5A Moore’s Federal Practice 1149.03[4] operative it was an al- considered whether *11 (1986). Coherent’s failure object to to the making the Hobart structure. ternative interrogatories form of the caused the best issue, by operation 49(a), mode of Rule to 3. Mode Best Quak revert to court for decision. See 1453, F.2d City, USPQ er 747 at 223 at Question Jury (Again) a. The Thus, 1166. we review the district court’s question raises the same with Coherent findings on best mode under “clearly respect to mоde that we found unnec- best 52(a), erroneous” standard of Rule Fed.R. enablement, is, essary Civ.P., not, to decide for that argument as Coherent’s suggests, jury implicitly ruling found that the as if the lower court’s whether a denial of a motion for JNOY under Rule disclosed the mode. Because patents best 50(b). court found for the district also Coherent mode, unnecessary seem on best would single jury The instruction to the that question in context jury

to decide the this (a infringed invalid claims cannot be non- however, relevant, It is as far as well. statement), many sense one supposed of on proper standard of review in it affects law, general principles of does not and so must address it. operate this court we interrogatories convert the on infringement general into verdicts which parties clearly jury The intended the Spectra’s invalidity subsumed all of defens- interrogatories mode. decide best The sub- es, including Any best mode. inference however, jury, carry mitted to the failed to jury implicitly found that the best 14 Interrogatory out that intent. read as negated mode was satisfied is follows: preamble to interrogatory 14 which 14. Did Coherent disclose the best mode jury in effect told the it need not patent appli- the time known to it at consider the best mode. cation was filed? Yes_ No_ Adequate b. Disclosure Best Mode of question The came back unanswered be- provi Because best mode preamble question cause the to the in- speaks 112 sion of terms of the best jury structed the to consider mode best inventor,” “contemplated by mode only prеceding if it had answered the inter- objective there is no standard which to rogatory jury “no.” The obviousness judge adequacy of a best mode disclo question “yes” only answered that 1318, Bernier, DeGeorge sure. v. 768 F.2d —but preamble 1324, for certain claims. The to inter- USPQ 758, (Fed.Cir.1985). Instead, “concealment,” rogatory 14 should have instructed the evidence of intentional, whether accidental or is con to answer best mode if the answer to obvi- specificity sidered. Id. The of disclosure “yes ousness was “no” or as to less than required comply the best mode re all claims.” by the quirement must be determined type This is the of inadvertent omis knowledge possession of facts within the of 49(a), Fed.R.Civ.P., sion that Rule remedies filing appli the inventor at the time of by providing by jury that trial has been Dep’t Energy сation. See United States effectively waived these circumstances. 438, 446, Daugherty, 687 F.2d Quaker Works, City See Gear Inc. v. Skil 4, (CCPA 1982). 1446, 1453, USPQ 1161, Corp., 747 F.2d (Fed.Cir.1984), denied, 471 U.S. cert. mode re Compliance with the best (1985) appli- quirement, depends because it on the 105 S.Ct. 86 L.Ed.2d 694 mind, question adequately fact cant’s disclosed. court state The stated findings clearly subject heading erroneous standard fact under the “EN- Co., McGill, Inc. v. John ‍​​‌‌‌‌​‌‌‌​‌​​‌​‌‌​​‌​‌‌​‌​‌‌‌‌​‌​​‌​‌‌‌​‌​​​‌​‌‍Zink ABLEMENT”: review. See (Fed.Cir.), 736 F.2d put 2. use to which Coherent denied, S.Ct. 469 U.S. rt. ce was, TiCuSil braze material and was (1984). assumes, This 83 L.Ed.2d 404 known to be time, Coherent however, understanding proper legal contrary to criteria the use of TiCuSil requirement, literature, find the best mode we as contained in the analysis. missing the district court’s from again, disagree general, we do not with the references to as used in by the court. It is fаcts as found district and the extraneous texts *12 only ultimate conclusion that the court’s (Kohl, Brochure) Wesgo upon by relied requirement the was best mode satisfied Coherent, do not the describe for benefit reject. that we of one skilled in the art of laser construc- compliance In with the best analyzing the in tion manner which the Mefferd requirement, mode the district court fo- method is usable for the construction of on generic cused the rather than the apparatus by the Hobart means [TiCu- specific information to the inventors known brazing. Sil] and found that neither Mefferd nor Hobart The district court also found the that inven- intentionally, deliberately, accidentally problems tors were the aware of associated technique “concealed the braze as best the with TiCuSil: attaching mode of the heat the web to recognized The difficulty by known 8.) (Findings alumina 4 tube.” Fact working Hobart and Mefferd in with Ti-. specifications patent clear, make how- as a purpose CuSil braze material for the ever, contemplated by that the best mode they which it put to is reflected in Ho- inventors, as far as least as the critical bart’s disclosure dated March 1979 ... attaching” “means for copper cups titanium-copper-silver process that is concerned, the ceramic tube is more was in high “not in the favor ceramic indus- just brazing general than in was TiCu- —it preferred try” compared and “not as brazing. Sil active metal Coherent ac- what is moly-manganese with called the knowledges as by much its references to technique рroduces stronger which “preferred” TiCuSil brazing as the material leak-prone also less seals” and essential- by fact that Coherent never used language in ly May, same 1979 anything else. patent signed Hobart, disclosure all of Mefferd and Johnston. appropriate question Thé then is cycle Coherent admits that its braze not whether inventors disclosed TiCuSil in not disclosed either nor is it con- brazing they at did—but Ti whether all— Instead, prior in tained art. it main- brazing CuSil was adequately disclosed. unique that tains its braze to its Sherwood, See In 809, 816, re 613 F.2d 204 ovens, performance because of in- USPQ 537, (CCPA 1980), denied, cert. considerably, dustrial ovens varies the ac- 994, 101 450 U.S. S.Ct. L.Ed.2d meaningless parameters tual be would (1981). though Even may gener there be a someone who used a different oven. mode, al reference to the quality best support position, of its cites Coherent In re may poor disclosure so as Gay, F.2d at effectively result in concealment. Id. last every which states that detail is “[n]ot described, The facts found specifications district to be else court, placed when proper production specifications, frame would turn into work, plainly demonstrate that the they TiCuSil which never meant to be.” In were brazing technique however, so, used was doing Coherent Coherent was not dis- cussing complied it had whether with the inventions broadly claimed could be requirement practiced knowledge it, best mode because the without court which patent specifications means that issue; had held its favor on that enabling. The evidently trial court had a discussing complied whether it had grasp on the essential facts but somehow enablement which the got them wrong legal into the pigeonholes. against court had held it. With the lawyers, aid of this is not difficult First, up it is not to the courts to decide to do. how an inventor should disclose the best Spectra’s claim in declaratory judg- this mode, but whether he has done so ade- complaint ment that the two in suit quately Fritz, under the statute. Weil v. are invalid must therefore be sustained on 601 F.2d ground they fail to disclose the (CCPA 1979). Second, being far from best mode contemplated by the inventors “production specification,” did Coherent for practicing respective their inventions. any disclose details about its U.S.C. and 282. §§ process. complete is this It lack of detail effectively resulted its conceal- 4. Attorney Fees ment. primary Spectra’s basis for re wrong Where the district court went on quest attorney fees is sup Coherent’s *13 reaching right the law while result is posedly bad during faith conduct litigation, starkly in its revealed conclusions of law. specifically manipulation suppres heading Under the of “BEST MODE” is sion of evidence. While bad faith conduct this conclusion: during litigation may make a case excep tional 285, see, under 35 U.S.C. e.g., § concealment There no deliber- Standard Oil Co. v. Cyanamid American by ate or otherwise Hobart or Mefferd of in F.2d Co., 448, 455, USPQ 293, brazing process as the best mode of (Fed.Cir.1985),judgments of a district court bonding heating web to the alumina concerning good and bad faith are not easi overturned, ly Western Marine Electron pointed out, however, As we hаve this re- Co., ics v. Furuno Elec. 764 F.2d fers to general, not the actual USPQ 334, (Fed.Cir.1985). brazing cycle with TiCuSil and all of the Spectra alleged lists by abuses Co parameters which Coherent found to be its herent, presented all to the court below and mode, admittedly best not disclosed. unconvincing. Spectra found has not contrast, heading but under the “ENABLE- implicit shown that the court’s determina MENT,” key is the conclusion of law which tion that this was not exceptional case supports our judgment, conclusion and the was erroneous or that the court abused its reading as follows: by denying Spectra discretion attorney its stage 3. The six braze employed fees. Alloys Cory. See Reactive Metals Coherent, by developed it, by are ESM, Inc., 1578, 1582-83, 769 F.2d [sic, necessary to the enjoyment of the is] (Fed.Cir.1985). Further taught by invention patents suit more, we see no need to remand as in S. C. person skilled in the art of laser con- Sons, Johnson Carter-Wallace, & Inc. v. struction, and are not sufficiently [sic] Inc., 781 F.2d patents disclosed [Origi- suit. (Fed.Cir.1986), where the court’s reasons emphasis.] nal readily can be inferred from the record and arguments made below. For explained, reasons above Coherent’s failure to disclose stage its “six cy- 5. Other Issues cle” fully supports the defense of non-com- pliance with the best mode judgment Because we affirm the paragraph first although patents invalid, the Hobart and Mefferd § we presented

need not decide the other issues appeal Spectra’s by Coherent’s cross- namely, appeal, relating those obviousness, inventоrship of instruction claims, and derivation from the shield Wright Riley.

CONCLUSION judgment of the district court that patents Hobart and Mefferd are both is affirmed but on a invalid different ground than that relied on the court hold both

below. We that are in- paragraph, valid under first fail- mode, ure to disclose the best not for lack of enablement as the district court held. Spectra’s district court’s denial of request attorney fees is affirmed.

AFFIRMED ARCHER, Judge, concurring. Circuit join opinion

I the majority, except I majority’s find no basis for the com- regarding ment the “aid of lawyers.” ‍​​‌‌‌‌​‌‌‌​‌​​‌​‌‌​​‌​‌‌​‌​‌‌‌‌​‌​​‌​‌‌‌​‌​​​‌​‌‍[the] appeal The record on does not indicate that lawyers misled the court otherwise *14 affirmatively er- contributed the court’s regarding ror enablement and best mode which, intended, whether seems to the implication comment. KIRLIN, INC.,

JOHN J. Plaintiff-Appellant, STATES, The UNITED Defendant-Appellee.

No. 87-1162. United States Appeals, Court of

Federal Circuit.

Sept.

Case Details

Case Name: Spectra-Physics, Inc., Appellee/cross-Appellant v. Coherent, Inc., Appellant/cross
Court Name: Court of Appeals for the Federal Circuit
Date Published: Aug 17, 1987
Citation: 827 F.2d 1524
Docket Number: Appeal 86-1114, 86-1133
Court Abbreviation: Fed. Cir.
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