ORDER
THIS CAUSE comes before this Court upon Defendant City of Lakeland’s Motion for Summary Judgment (Dkt.#54) and Plaintiffs response (Dkt.# 61) thereto. 1 After close consideration, this Court concludes that summary judgment should be granted.
I. BACKGROUND
This is an employment discrimination action against the City of Lakeland (the “City”). From September 15, 1997, through June 15, 2001, the City employed Plaintiff as a Public Safety Aide (“PSA”) for the Lakeland Police Department (the “Department”). 2 Beginning in May or June 2000, Sergeant Michael Chin made sexual advances toward Plaintiff. At the time, Plaintiff was not assigned to Chin’s squad, but acquiesced to Chin’s advances and had sexual intercourse with him. Soon thereafter, Plaintiff requested a transfer to Chin’s squad despite the unwanted sexual advances because Plaintiff did not get along with her previous supervisor. 3 Not knowing of the sexual relationship between Chin and Plaintiff, the Department granted Plaintiffs request and transferred her to be under the direct supervision of Chin. He directly supervised Plaintiff for the remaining time she was on duty as a PSA.
According to the Plaintiff, Chin continued to demand sexual intercourse and other sexual acts from Plaintiff. These demands occurred both while Plaintiff and Chin were on duty and sometimes when one or the other was off duty. 4 Plaintiff asserts that she continued to acquiesce because she feared Chin harming her and also feared being fired or transferred.
On June 14, 2001, Plaintiff and Chin got into an argument. While Plaintiff was away from her desk, Chin placed a note on her desk threatening to transfer her back to her former squad to be supervised by the supervisor that she did not like. The note upset Plaintiff. After she went home that night, Plaintiff told her husband about Chin’s sexual advances toward and sexual activities with her. 5 At approximately midnight on June 14, 2001, Plaintiffs hus *1221 band went to the Department and reported Chin’s misconduct.
Plaintiffs husband’s complaint was the first notice the Department and the City had of Plaintiffs and Chin’s inappropriate sexual relationship. On June 15, 2001, the Department, through its Internal Affairs unit, began an investigation. The two investigating officers conducted eighteen interviews and collected physical evidence from the locations where Plaintiff and Chin engaged in sexual activities. While the investigation was ongoing, the City allowed Plaintiff to remain at home with full pay. 6
On August 23, 2001, the investigation concluded. The Department determined that Plaintiff and Chin had engaged in an inappropriate consensual sexual relationship. But, the Department also concluded that there was insufficient evidence that the sexual relationship was “unwelcome.” Therefore, the Department concluded that Plaintiffs and Chin’s relationship did not meet the definition of “wrongful sexual conduct” as defined in the City’s “Unlawful Employment Harassment” policy. The Department demoted Chin from the rank of Sergeant to Patrol Officer, transferred him to night duty with a different unit in the Department, 7 and suspended him for two weeks without pay. 8
At the same time, the City offered Plaintiff the opportunity to return to work as a PSA. Plaintiff did not want to return to her former job and, prior to the investigation concluding on July 31, 2001, requested in writing to be transferred to another City agency. 9 Plaintiff stated that the request was “due to the torment of going back to the place where some of the incidents occurred and not knowing if my safety was guaranteed or not. I would have been in the same building as the person whom (sic) done (sic) this as well as the place some of these incidents occurred.” After the investigation concluded, the Chief of Police and the City’s Employee Relations Director met to discuss Plaintiffs employment with the City. At that meeting, Plaintiff requested to be transferred to an open position in the Criminal Investigations Section within the Department assembling information on child abuse crimes. The Chief of Police had concerns about transferring Plaintiff to that job because of Plaintiffs previous statements about returning to the Department and her prior personal history with child abuse. 10 And, because of budgetary concerns, he was not sure he was going to fill the position at all. 11
Plaintiff then asked if the City had another position available. The City’s Employee Relations Director offered her a job as a customer representative with the elec- *1222 trie department at the same pay rate and benefits as a PSA. Plaintiff accepted that position and was to report to work on September 4, 2001.
On September 4, 2001, Plaintiff failed to report for work at the electric department. Instead, in September and October 2001, Plaintiff again requested to be transferred to the Criminal Investigations Section and submitted a letter from her mental health counselor/therapist stating that she was able to work in the Criminal Investigations Section. 12 In her request, Plaintiff indicated that her transfer was causing her to suffer a pay cut because PSAs were likely to receive a pay increase in the future.
The City did not terminate the Plaintiff for not reporting to work at the electric department and actually continued to pay her despite her not working. During this time, the Chief of Police asked the City’s psychologist to review the internal affairs investigation file and Plaintiffs mental health history and therapy records. The City’s psychologist concluded that Plaintiff should be transferred away from the Department. On October 23, 2001, the Chief of Police again wrote Plaintiff stating that Plaintiff had accepted a position with the electric department and he was not filling the Criminal Investigations Section position.
On November 9, 2001, Plaintiff filed her EEOC charge. Shortly thereafter, Plaintiff began working at the electric department and worked at the department until May 2002. On May 16, 2002, Plaintiff resigned from the electric department “due to health issues, both physical and mental.” Plaintiff resigned after a uniformed police officer came into the billing area at the electric department, causing Plaintiff to have a nervous breakdown. Plaintiff is currently receiving short-term disability benefits from the City and has applied for long-term disability benefits.
At all relevant times, the City had a sexual harassment policy. Plaintiff and every City employee were provided a copy of the policy as part of the personnel manual at the time of their employment with the City. The policy contains a reporting procedure for a victim of sexual harassment. In addition, the Department has a general order against sexual harassment contained in General Order 4-4, which provides a reporting procedure similar to the City’s policy. 13 .Plaintiff was unaware of either policy. Chin was aware of the policies and actually had attended training on sexual harassment prior to the incidents in this case.
On October 9, 2002, Plaintiff filed this action. In her third amended complaint, Plaintiff alleges that the City: (1) negligently retained Chin; (2) violated Title VII by allowing her to be sexually harassed by her supervisor and retaliating against her; (3) violated the Florida Civil Rights Act, Fla. Stat. § 760.01, et seq. (“FCRA”) by allowing her to be sexually harassed by her supervisor and retaliating against her; 14 and (4) is vicariously liable for Chin’s assault and battery of Plaintiff. 15 *1223 On February 27, 2004, the City filed a motion for summary judgment on all of Plaintiffs claims.
II. SUMMARY JUDGMENT STANDARD
Motions for summary judgment should only be granted when the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, show there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.
See
Fed.R.Civ.P. 56(c);
Celotex Corp. v. Catrett,
III. DISCUSSION
A. PLAINTIFF’S SEXUAL HARASSMENT CLAIMS
Plaintiff claims that she was subject to quid pro quo sexual harassment by her supervisor, Chin, and the City should be vicariously liable for that harassment. This is an unusual case in that the sexual relationship between Plaintiff and Chin began- at a time when Chin was neither Plaintiffs supervisor nor in her direct chain of command. And, she voluntarily transferred under his supervision after the relationship began. In spite of this, for purposes of summary judgment, the City assumes, as does this Court, that Chin’s misconduct constituted sexual harassment. The City argues that it is not vicariously liable for that sexual harassment because no tangible employment action was taken and the City meets the Faragher/Ellerth affirmative defense. 16
In
Walton v. Johnson & Johnson Services, Inc.,
the Eleventh Circuit reiterated the standard that governs the vicarious liability of employers for the harassing conduct of supervising employees.
1. Tangible Employment Action Because Of An Agent’s Misuse Of Authority
The first question then is whether Plaintiff suffered a “tangible employment action” because of an agent’s misuse of authority. “Tangible employment action” is more than actionable harassment. It is “a significant change in employment status, such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change of benefits .... A tangible employment action in most cases inflicts direct economic harm.”
See Burlington Industries, Inc. v. Ellerth,
Plaintiff argues that she suffered such a tangible employment action because Chin used his supervisory authority (including threats of termination or transfer) to obtain Plaintiffs consent to engage in sexual activities. In other words under Plaintiffs theory, an employer is automatically liable if the harassment is
quid pro quo
harassment. While Plaintiff does not claim that she was constructively discharged from her job, Plaintiff relies on the conduct in
Suders v. Easton,
to argue that the City should be vicariously liable to Plaintiff and not be entitled to assert a
Faragher/Ellerth
affirmative defense.
18
Suders involved an employee who was subject to “several instances of namecall-ing, repeated episodes of explicit sexual gesturing, obscene and offensive sexual conversation, and the posting of vulgar images.” See id. at 435. The Third Circuit held that a constructive discharge constituted a tangible employment action and if a jury found a constructive discharge, an employer would not be entitled to assert a Faragher/Ellerth affirmative defense. 19 See id. at 461-62.
A more illustrative example of Plaintiffs argument is contained in
Jin v. Metropolitan Life Insurance Co.,
There are two problems with the Second Circuit’s (and Plaintiffs) argument: (1) it is inconsistent with Supreme Court precedent and appears to be a return to the pre-
Faragher/Ellerth
state of sexual harassment law where the category of harassment determined vicarious liability; and (2) it undermines the concept of an employee having a coordinate duty to avoid harm. Turning first to the Supreme Court precedent, the Supreme Court clearly held in
Elleyih
that labels, such as
quid pro quo,
were irrelevant to whether an employer was vicariously liable for the conduct of a supervisor.
20
Additionally, the Second Circuit’s (and the Plaintiffs) argument is contrary to Supreme Court precedent because a “tangible employment action” is limited to where
“a
significant change in employment status, such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change Of benefits” occurs.
Ellerth,
The Plaintiffs (and the Second Circuit’s) argument is also inconsistent with Eleventh Circuit precedent.
21
See Walton,
347
*1226
F.3d at 1281-82;
Frederick v. Sprint/United Management Co.,
Turning now to the second problem with the approach taken by the Second and Third Circuits (precluding the
Faragher/Ellerth
defenses in either submission or constructive discharge cases), this Court concludes that approach undermines the avoidable consequences doctrine which the Supreme Court incorporated into this area of law.
See Ellerth,
In the Second Circuit, an employee faced with a quid pro quo proposition fares better by submitting to a sexual demand rather than refusing and immediately reporting it. 23 Similarly in the Third Circuit, an employee subjected to a hostile work environment created by a supervisor fares far better by quitting than by immediately reporting the misconduct. Both results seem contrary to the balance sought by the Supreme Court. Therefore, this Court concludes that Plaintiffs continued employment with the City after Chin’s harassment began does not constitute a “tangible employment action” and does not preclude the Faragher/Ellerth defense.
The City offered to return Plaintiff to work at her same job without any contact with Chin. When Plaintiff declined the City’s offer, the City offered to transfer her to another City agency at the same rate of pay. Plaintiff accepted that transfer.
A transfer undoubtedly could constitute a “tangible employment action.”
See, e.g., Johnson v. Booker T. Washington Broadcasting Service, Inc.,
2. Faragher/Ellerth Affirmative Defense
This Court concludes that the City meets the
Faragher/Ellerth
affirmative defense in this case and summary judgment should be granted. In order to successfully utilize the
Faragher/Ellerth
defense, an employer must prove that: (1) the employer exercised reasonable care to prevent and promptly correct the sexual harassment; and (2) the employee unreasonably failed to take advantage of any protective or corrective opportunities offered by the employer, or otherwise failed to avoid harm.
See Faragher,
a. Reasonable Care to Prevent Sexual Harassment
As the Supreme Court explained, an employer does not always have to show a formal sexual harassment policy to meet its burden of proof of reasonable care.
See Faragher,
b. Reasonable Care to Correct Sexual Harassment
As to the reasonable care to correct element, an employer need not act instantaneously, but must act in a reasonably prompt manner to respond to an employee’s complaint of harassment.
See Frederick,
Plaintiff argues that the City did not act reasonably to correct the harassment because the City did not fire Chin. This Court disagrees. The City immediately started an investigation and allowed Speaks to remain at home. This stopped the harassment and began the process of correcting the harassment’s effects on Plaintiff. The City then offered Plaintiff her job back without Chin being her supervisor, or a job in another City department. This continued to correct the harassment’s effects on Plaintiff. Finally, the City severely punished Chin by demoting, suspending, and transferring him (to a different squad on a different shift). Further, Chin was no longer allowed to supervise anyone. These actions ensured that Chin would not be able to harass Plaintiff or anyone else. This Court concludes that the City acted with reasonable care to correct the sexual harassment by Chin.
c. Reasonable Care to Avoid Harassment or Otherwise Avoid Harm
Finally, on the reasonable care to avoid harassment element, the Supreme Court has commented that proof of a failure by the employee to use a complaint procedure “will normally suffice to satisfy the employer’s burden.”
Faragher,
It is undisputed that for over a year Plaintiff failed to take advantage of the City’s and Department’s complaint procedure. Indeed, Plaintiffs husband and not Plaintiff reported the harassment. Most, if not all, of the harm to Plaintiff could have been avoided by Plaintiff simply reporting Chin at the beginning of the harassment. Under these circumstances, this Court concludes that Plaintiff did not exercise reasonable care to avoid sexual harassment by Chin or otherwise avoid harm. Accordingly, this Court grants summary judgment to the City.
B. PLAINTIFF’S STATE LAW CLAIMS
Plaintiff has additionally brought two state law claims against the City: (1) negligent retention; and (2) assault and battery. Neither claim deserves much attention and summary judgment is appropriate on both.
First, summary judgment is appropriate on Plaintiffs negligent retention claim because the record is completely barren of any notice that the City had that Chin had ever sexually harassed any other employee. Indeed, Plaintiff concedes that she found no admissible evidence to support her claim. When an employer fails to take a corrective action against an employee because the employer had no notice of problems with the employee’s fitness, that employer is not liable under Florida law for negligent supervision or retention.
See Iglesia Cristiana La Casa Del Senor, Inc. v. L.M.,
Second, summary judgment is appropriate on Plaintiffs assault and battery claims because there is no evidence that the sexual assaults of Plaintiff by Chin were the kind of conduct that Chin was employed to perform or were undertaken to further the City’s or Department’s interests.
See Iglesia,
It is therefore ORDERED AND ADJUDGED that:
1. Defendant City of Lakeland’s Motion for Summary Judgment (Dkt.# 54) is GRANTED.
2. The Clerk is directed to enter a judgment in favor of the City against Plaintiff.
3. The Clerk is directed to terminate all pending motions as moot and close this case.
Notes
. Plaintiff previously settled her claim against Defendant Michael Chin and voluntarily dismissed the count against him.
. A PSA is a non-sworn employee of the Department that handles "not-in-progress calls." PSAs do not have arrest powers and do not carry a gun.
. The City was divided geographically into four squads. At the time of transfer, Plaintiff could have transferred to a squad other than Chin’s squad and avoided Chin.
. Chin and Plaintiff disagree on the number of instances that they engaged in sexual intercourse and acts.
. Plaintiffs husband had previously confronted Plaintiff about some strange numbers on her pager. Plaintiff had told her husband *1221 that the numbers were nothing to worry about.
. On June 18, 2001, the Department gave Plaintiff a choice of working in another area where she would not have contact with Chin or staying at home with full pay.
. The Department transferred Chin so that Plaintiff would not have to transfer when she returned to work.
. In addition, by internal memorandum, the Chief of Police indicated that Chin should not be allowed to supervise any employees. In the sanctions letter from the Chief of Police, the Chief indicated that the reason he was not terminating Chin was because of his clean service record and length of service (twenty-two years) to the Department.
. She had made an oral request to transfer to another city department at a June 18, 2001 meeting with the Chief and Deputy Chief of Police.
. Plaintiff disclosed to the Chief that one of her children had been murdered as the result of child abuse.
. The Chief has still not filled the position in the Criminal Investigation Section.
. Plaintiff admitted in her deposition that she really did not want to work in the Department because Chin was still employed there.
. There appears to be a dispute on whether the sexual harassment policy was posted and whether employees received training when they became employed with the City.
. Since the FCRA essentially mirrors Title VII, Florida courts look to federal case law construing Title VII.
See Byrd v. Richardson-Greenshields Securities, Inc.,
.Count V of the third amended complaint was against Chin alone. Plaintiff voluntarily dismissed that claim.
. The affirmative defense comes from two sexual harassment opinions of the Supreme Court in
Burlington Industries, Inc. v. Ellerth,
. Indeed, the quote from the Eleventh Circuit is based directly on the Supreme Court’s opinion in
Ellerth,
. Plaintiff's argument misses the mark, because under Faragher/Ellerth it is not the category or the nature of the harassment that automatically creates vicarious liability. Instead, it is whether a "tangible employment action” occurred.
. In
Walton,
the Eleventh Circuit explicitly avoided ruling on whether a constructive discharge could constitute a "tangible employment action” under
Faragher/Ellerth
analysis.
. The Second Circuit in
Jin
is correct that
Ellerth
was a hostile environment case and not a
quid pro quo
submission case.
. Plaintiff is correct that Walton was a hostile environment case. However, the facts are largely identical and the categorization of a claim under Faragher/Ellerth should not effect whether an employer is vicariously liable.
. It also encourages Plaintiffs’ counsel to bring and fit facts into certain types or categories of harassment claims, the problem the Supreme Court in
Faragher/Ellerth
expressly tried to resolve.
Ellerth,
. This is especially true because the Second Circuit in
Caridad v. Metro-North Commuter R.R.,
concluded that a constructive discharge did not constitute a "tangible employment action.”
. Indeed, Plaintiff in her deposition admitted that she never wanted to come back to the Department after she accepted the transfer to the electric department. Instead, she wanted to “see if he would allow me to come back ... [t]o the department after I reported this sexual abuse on Sergeant Chin. They all cling together.”
. In her response, Plaintiff has not opposed summary judgment on her retaliation claims. This Court concludes that Plaintiff has failed to establish a prima facie case of retaliation because there is no evidence of a causal connection between the adverse employment action and the protected activity.
.The fact that Plaintiff does not remember seeing the policy posted in the Department does not mean that the policy was not posted.
See, e.g., Walton,
. The remaining arguments of Plaintiff against the effectiveness of the policy are nothing, but unsupported conjecture. As part of its burden, the employer need not prove how many times the sexual harassment policy was effectively utilized.
. While not raised by Plaintiff, this Court also concludes that the complaint procedures within the policy also demonstrate the employer’s reasonable care in preventing sexual harassment. The policy presents employees alternative avenues of reporting sexual harassment other than through the harassing supervisor. Such policies have been repeatedly found reasonable by the Eleventh Circuit.
See Walton,
.Like in
Walton,
Plaintiff has not raised the issue of the City's liability alone for the first alleged sexual assault in May or June of 2001.
