127 Wash. 2d 901 | Wash. | 1995
Lead Opinion
Petitioner Douglas County seeks review of a decision by the Court of Appeals, Division Three, reversing a ruling of the Douglas County Superior Court which upheld action of the Board of Commissioners of Douglas County conditioning approval of short plat applications by Respondents Herschel and Elizabeth Sparks upon dedication of rights-of-way for road improvements. We granted review. We reverse.
Question Presented
The question presented in this case is whether the action by Douglas County conditioning approval of the Sparkses’ short plat applications upon dedication of rights-of-way for road improvements was arbitrary and capricious and constitutes an unconstitutional taking of property.
Statement of Facts
On March 29, 1990, Herschel and Elizabeth Sparks
The planning director reviewed the plat applications and determined the streets bordering the plats were deficient in right-of-way width by county standards and thus would not accommodate future construction of street improvements.
The matter was referred to the Subdivision Review Committee, which met on June 21, 1990. Its findings were consistent with those of the planning director.
Respondents Sparks appealed the decision of the Subdivision Review Committee to the Douglas County Regional Planning Commission, which held a hearing on August 22, 1990. The Commission upheld the conditional approval of plats 2 and 3, but disapproved plats 4 and 5 based upon noncompliance with fire code provisions for adequate roadway.
Respondents then appealed the decision of the Planning Commission to the Douglas County Board of County Commissioners during a hearing on April 1, 1991. The Commissioners, reinstating the decision of the Subdivision Review Committee, approved all the short plat applications subject to the dedication requirements. As to Empire Avenue, the Board concluded:
9. Empire Avenue NW has been determined to have deficiencies regarding pavement width and pavement condition by Urban Arterial Board Standards.
10. Existing pavement width on NW Empire is 16’ to 17’ wide. Since the time of . . . this finding, Empire has been improved to 20 feet of width by a maintenance project.
11. Urban Arterial Board standards require an improved roadway section of a minimum 24 feet of paving, ditches, and backslopes which can only be accomplished in a minimum of 50 feet of right-of-way.
12. Adequate right-of-way . is not available to allow future improvements for safe access based on the existing average*906 daily traffic (ADT) 220 ADT, nor the increase in traffic that may be generated by this short plat.[6 ]
The commissioners also concluded that Twenty-Ninth Street is deficient in right-of-way and road surfacing; that Fir Street "is deficient in standards for right-of-way width to allow future street improvements”; and that Thirty-Second Street "does not meet Uniform Fire Code requirements for safe access” and is "deficient in right-of-way width, road surface, and pavement width.”
Respondents Sparks sought a writ of review in the Superior Court of Douglas County, arguing that the required dedications were unconstitutional takings of property without compensation. The Superior Court, the Honorable John E. Bridges, affirmed the County Commissioners’ action on June 18, 1992. Consistent with the Commissioners’ findings, the court determined the streets bordering the plats were deficient in paved surface and in width of right-of-way. Comparing the County’s traffic counts on each of the access streets with the projected average daily trips the developments would generate, the court found the developments would approximately double traffic in the area.
The Court of Appeals reversed in a split decision on December 14, 1993.
On January 13, 1994, Douglas County filed a petition for review in this Court. Consideration was deferred pending a decision of the United States Supreme Court in Dolan v. City of Tigard.
Discussion
The federal and Washington state constitutions provide that private property may not be taken for public use without just compensation.
"As a prerequisite for development permission, a regulation may require a landowner to dedicate property rights for public use if the regulatory exaction is reasonably calculated to prevent, or compensate for, adverse public impacts of the proposed development.”
Not Arbitrary or Capricious
Any decision approving or disapproving a plat is reviewable for "unlawful, arbitrary, capricious or corrupt action.”
[T]he four proposed short plats will result in either 16 single family residences or 32 duplexes. . . . [E]ach residence generates on an average 9.5 ADT’s [average daily trips] per day which mathematically computes (in consideration of the 16 proposed lots) at a minimum of 152 ADT to a possible maximum of 304 ADT’s. The County performed traffic counts on each of the access streets. Comparing these traffic counts with the projected ADT’s resulting from the short plats reveals that the developments will approximately double the traffic in the area. In the case of Fir Street, the increase will approximate 100 percent.[24 ]
Based upon these findings, the trial court concluded that Douglas County did not act arbitrarily or capriciously when it conditioned approval of the plat applications upon dedication of rights-of-way for road improvements.
The Court of Appeals ruled to the contrary when it concluded the record "does not show an adverse impact, i.e., that the Sparkses’ developments necessitate widening the roads in question.”
"Findings of fact supported by substantial evidence
The reviewing court may not substitute its findings for those of the trial court.
The Dolan Test of Constitutionality
The statement of the law by the Court of Appeals conflicts with the United States Supreme Court’s recent ruling in Dolan v. City of Tigard, 512 U.S. 374, 114 S. Ct. 2309, 129 L. Ed. 2d 304 (1994). The Court of Appeals stated a dedication is permissible only if it "reasonably prevents or compensates for, in a specific and proportional fashion,
In Dolan, a property owner sought a permit to remove the existing building housing her electric and plumbing supply business and to replace it with a larger building and an expanded parking lot. As a condition for approval, the City of Tigard required the owner to dedicate the portion of her property lying within the 100-year floodplain for improvement of a storm drainage system and to dedicate a fifteen-foot strip of land adjacent to the floodplain as a pedestrian/bicycle pathway. In an administrative appeal, it was determined that the floodplain dedication was reasonably related to the increase in impervious surface and stormwater runoff caused by the development, and that the pathway dedication was reasonably related to the need to accommodate increased traffic and provide alternative transportation.
The Oregon Supreme Court determined the dedications did not constitute takings because they were reasonably related to the impact they were designed to mitigate.
The court in Dolan then announced that a "rough proportionality” standard of scrutiny best embodies the requirement of the Fifth Amendment.
No precise mathematical calculation is required, but the city must make some sort of individualized determination that the required dedication is related both in nature and extent to the impact of the proposed development.[38 ]
Applying this test to the facts, the Supreme Court in Dolan rejected the conditions imposed upon the proposed store expansion. First, the court determined that, although keeping the floodplain open and free from development advanced the legitimate purpose of flood control, the City of Tigard’s condition requiring the dedicated land to become part of the public greenway system did not promote the interest of flood control.
The court acknowledged that, although dedications for public ways are reasonable requirements to avoid congestion from a proposed property use, the City did not show the required reasonable relationship when it found only that the pathway "could” offset some of the traffic demand, but made no finding that it "will” or is "likely to” offset some of the traffic demand generated by the project.
The approach adopted by the United States Supreme Court in Dolan can be applied in consonance with Washington law. RCW 82.02.020 permits dedications as a condition for subdivision approval if the local government can show the conditions are "reasonably necessary as a direct result of the proposed development or plat to which the dedication of land or easement is to apply.” Reviewing agencies must consider adequacy of access to a proposed subdivision, and may condition approval on provision of adequate access.
Rough Proportionality
Addressing the first step of the Dolan test, the Sparkses have conceded that a "nexus” exists between requiring dedication of rights-of-way and the County’s legitimate interest in promoting road safety.
While Dolan disregarded precise calculations in analyzing development impacts, it ruled that local government must make some effort to quantify its findings to support its permit conditions. In this case, the findings made by the County were more than mere conclusory statements of general impact. They were the result of the kind of individualized analysis required under Dolan. The report prepared by the Planning Office for each of the short plats documented the deficiencies in right-of-way width and surfacing of the adjoining streets.
The findings upon which the County relies reflect the required rough proportionality between the exactions and the impact of the Respondents’ proposed developments. It is undisputed that the developments would generate increased traffic on adjacent roads which are not adequate for safe access under county standards. The County has, in the process of individualized analysis, satisfied the final step of the Dolan test.
Respondents argue that the substandard conditions of the roads existed even prior to the Sparkses’ plat applications and cannot therefore be caused by their proposed
Summary and Conclusions
A decision approving or disapproving a plat is reviewable for arbitrary or capricious action. Based upon well-documented findings by the Douglas County Planning Office, the Subdivision Review Committee and the Regional Planning Commission, Petitioner Douglas County conditioned its approval of plat applications by Respondents Sparks on dedication of rights-of-way for road improvements. It reached its determination upon due consideration of substantial evidence of increase in traffic which would likely result from the proposed developments. The Superior Court of Douglas County thus properly found the County’s action was not arbitrary or capricious. The Court of Appeals was in error in substituting its own judgment in overruling the trial court’s finding of adverse impact.
The result reached by the Court of Appeals is not sustainable under the recent ruling by the United States Supreme Court in Dolan v. City of Tigard, 512 U.S. 374, 114 S. Ct. 2309, 129 L. Ed. 2d 304 (1994). The determination by the Court of Appeals that there was no adverse impact generated by the Sparkses’ developments was based upon a strict standard of "specific proportionality” between development impacts and exactions which the court in Dolan examined and expressly rejected. Under Dolan, a land use regulation does not effect a taking if the local government shows by individualized determination that its exaction is "roughly proportional” to the impact of the
We reverse the decision of the Court of Appeals which reversed the Douglas County Superior Court ruling upholding the action by Petitioner Douglas County conditioning approval of plat applications by Respondents Sparks on dedication of rights-of-way for road improvements.
Dolliver, Guy, Johnson, and Talmadge, JJ., and Utter, J. Pro Tern., concur.
See Ex. A; Clerk’s Papers at 4.
Clerk’s Papers at 5-13. The record indicates existing right>of-way widths as follows: Empire Street Northwest — forty-five feet; Twenty-Ninthth Street Northwest — forty-five feet; Fir Street Northwest — twenty-five feet; Thirty-Second Street Northwest — fifteen feet.
Douglas County Code 17.20.060 established the following standards for widths of streets and sidewalks within short plats and subdivisions: Arterial street— minimum width is sixty to eighty feet with four-foot sidewalks; Secondary arterial — sixty feet of right-of-way with four-foot sidewalks; Local streets — fifty feet of right-of-way with four-foot sidewalks. The Douglas County Comprehensive Plan provides that Empire Avenue is a collector arterial, and Thirty-Second Street and Fir Street are local streets. Clerk’s Papers at 30.
Clerk’s Papers at 12-13.
Administrative R. (Sparks 2) at 49-56.
Administrative R. (Sparks 2) at 57.
Administrative R. (Sparks 2) at 20-21.
Administrative R. (Sparks 3) at 25; (Sparks 4) at 25; (Sparks 5) at 22-23.
Clerk’s Papers at 47.
Clerk’s Papers at 48.
Sparks v. Douglas County, 72 Wn. App. 55, 863 P.2d 142 (1993).
Id. at 58-59.
512 U.S. 374, 114 S. Ct. 2309, 129 L. Ed. 2d 304 (1994).
U.S. Const. amend. V; Const. art I, § 16 (amend. IX).
Nollan v. California Coastal Comm’n, 483 U.S. 825, 831-32, 107 S. Ct. 3141, 97 L. Ed. 2d 677 (1987).
Id. at 836.
Presbytery of Seattle v. King County, 114 Wn.2d 320, 336 n.30, 787 P.2d 907 (quoting Richard R. Settle, Regulatory Taking Doctrine in Washington: Now You See It, Now You Don’t, 12 U. Puget Sound L. Rev. 339, 356 (1989)), cert. denied, 498 U.S. 911 (1990).
Nollan, 483 U.S. at 836.
Id. at 834.
Id. at 837.
RCW 58.17.180.
Breuer v. Fourre, 76 Wn.2d 582, 584, 458 P.2d 168 (1969).
Washington State Employees Ass’n v. Cleary, 86 Wn.2d 124, 129, 542 P.2d 1249 (1975).
Abbenhaus v. Yakima, 89 Wn.2d 855, 858-59, 576 P.2d 888 (1978).
Finding of fact 2.14; Clerk’s Papers at 47.
Sparks, 77 Wn. App. at 58.
(Footnote omitted.) Id. at 58-59.
Id. at 58-59.
Cowiche Canyon Conservancy v. Bosley, 118 Wn.2d 801, 819, 828 P.2d 549 (1992).
Robinson v. Safeway Stores, Inc., 113 Wn.2d 154, 157, 776 P.2d 676 (1989).
Thorndike v. Hesperian Orchards, Inc., 54 Wn.2d 570, 575, 343 P.2d 183 (1959).
(Italics ours. Italics omitted.) Sparks, 77 Wn. App. at 58.
The court in Dolan rejected the stringent test adopted by some state courts: "Under this standard, if the local government cannot demonstrate that its exac.tion is directly proportional to the specifically created need, the exaction becomes 'a veiled exercise of the power of eminent domain and a confiscation of private property behind the defense of police regulations.’ We do not think the Federal Constitution requires such exacting scrutiny, given the nature of the interests involved.” Dolan, 114 S. Ct. at 2319 (citation omitted).
Dolan v. City of Tigard, 317 Or. 110, 112, 854 P.2d 437, 443-44 (1993).
Dolan, 114 S. Ct. at 2317.
Dolan, 114 S. Ct. at 2317.
Dolan, 114 S. Ct. at 2317-18.
As indicated by the court in Dolan, this test is similar to the "reasonable relationship” test adopted by a majority of state courts, requiring the municipality to show the dedication requirement is reasonably related to the needs created by the development. However, the court did not use the term "reasonable relationship,” which it said could be confused with the "rational basis” test underlying equal protection claims. Dolan, 114 S. Ct. at 2319.
Dolan, 114 S. Ct. at 2319-20.
Id. at 2320.
Id. at 2321.
Id. at 2321-22.
Id. at 2322.
Lechelt v. Seattle, 32 Wn. App. 831, 835, 650 P.2d 240 (1982) (citing 4 Robert M. Anderson, American Law of Zoning §§ 23.33-.35 (2d ed. 1977)), review denied, 99 Wn.2d 1005 (1983).
RCW 58.17.110(2). The statute provides in relevant part:
*914 A proposed subdivision and dedication shall not be approved unless the city, town, or comity legislative body makes written findings that: (a) Appropriate provisions are made for the public health, safety, and general welfare and for such open spaces,, drainage ways, streets or roads, alleys, other public ways . . . and all other relevant facts . . .; and (b) the public use and interest will be served by the platting of such subdivision and dedication. . . . Dedication of land to any public body, provision of public improvements to serve the subdivision, and/or impact fees imposed under ROW 82.02.050 through 82.02.090 may be required as a condition of subdivision approval. ... No dedication, provision of public improvements or impact fees . . . shall be allowed that constitutes an unconstitutional taking of private property.
Local governments are to adopt their own regulations governing short plats, which may be different from those governing major subdivisions. ROW 58.17.060(1). Douglas County, however, has mandated that short plats be subject to the same requirements as those governing subdivisions. See Douglas County Code 17.12.120; ch. 17.20.
Simpson v. North Platte, 206 Neb. 240, 248, 292 N.W.2d 297, 302 (1980).
Resp’ts’ Supp. Memo. in Opp’n to Pet. for Review at 3-4.
Clerk’s Papers at 5-13.
Concurrence in Part
(dissenting in part) — I agree with the majority’s analysis of the test adopted by the United States Supreme Court in Dolan v. City of Tigard, 512 U.S. 374, 114 S. Ct. 2309, 129 L. Ed. 2d 304 (1994). I disagree, however, with the manner in which the majority applied that test here in reviewing the decision of the Court of Appeals. I therefore respectfully dissent, in part. Specifically, I believe that the majority incorrectly concluded that Douglas County satisfied its burden, under the Dolan test,
The first prong of the Dolan test is met here. In that regard, I agree with the majority that all of the exactions for roadway rights-of-way required by Douglas County have the appropriate "nexus” to the proposed development. That is so because the proposed developments will invariably produce some additional traffic that will travel on the county’s roads.
I part company with the majority only with respect to the exaction of right-of-way along one of the streets abutting two of the developments at issue here, disagreeing with its conclusion that the County’s traffic calculations are sufficient to satisfy the Dolan test’s second prong of
In reviewing a challenged exaction, a court must first identify the starting point from which to measure the extent of the exaction as a necessary predicate to calculating whether an exaction is proportional to an impact. In regard to Empire Way, at least, it cannot be presumed that the current condition of the roadway is the appropriate reference point for calculating the extent of the exaction. I reach this conclusion because Douglas County had previously made a formal announcement of its commitment to make certain improvements to Empire Way. Once these planned improvements are factored into the equation, the exaction of land from the developer for right-of-way cannot be said to be related in any extent, let alone proportionally related, to the traffic impacts arising from the development. Because the County has effectively said that Empire Way needed improvement, even before the Sparkses applied for permits to develop their land adjoining Empire Way, the impacts that logically relate to that development are only those that require roadway improvements in addition to those already planned. When the County failed to show that its already planned improvements could not accommodate the additional traffic generated by the development, the County failed to show that the exaction of any right-of-way is related, in extent, to the development.
The record shows that Douglas County had placed
On the other hand, I do not quarrel with the majority insofar as it reverses the Court of Appeals decision regarding the exactions of land for twenty-five-foot rights-of-way abutting Fir Street and Thirty-Second Street, and for a five-foot right-of-way along Twenty-Ninth Street. In my judgment, when the Court of Appeals determined that the development of the properties adjacent to these roads would not necessitate widening these roads, it inappropriately substituted its own findings for findings properly made by the trial court. See Thorndike v. Hesperian Orchards, Inc., 54 Wn.2d 570, 575, 343 P.2d 183 (1959). I concur with the majority that, as concerning these three right-of-way dedications, the Court of Appeals erred in not
In sum, the right-of-way dedications along all four roads have sufficient "nexus” with the proposed developments in that both the dedications and the anticipated impacts directly involve traffic issues. Thus, these exactions satisfied the first prong of the Dolan test. The exactions for right-of-way along Empire Way, however, do not pass muster under the second prong of the Dolan test because the County failed, or was unable, to show that its demand for dedication of a right-of-way along Empire Way was roughly proportional to the extent of the development’s impact. This lack of showing, in my opinion, resulted from the County ignoring the effect on Empire Way of its previously announced, six-year roadway improvement goals. I therefore dissent from the majority only to the extent that it reverses that part of the Court of Appeals ruling which held that the County had not shown that the impact of the proposed developments exceeds the capacity of Empire Way.
Durham, C.J., and Modsen, J., concur with Alexander, J.
When the Court of Appeals filed the opinion we are reviewing here, the United States Supreme Court had not yet heard Dolan. See Sparks v. Douglas County, 72 Wn. App. 55, 863 P.2d 142 (1993).
An exaction is a form of subdivision control in which the governmental unit requires a developer to provide certain public improvements at their own expense, such as the conveyance of real property for road or schools, etc., before the government permits the development to occur. See Donald G. Hagman & Julian C. Juergensmeyer, Urban Planning and Land Development Control Law § 7.8, at 202 (2d ed. 1986) (citing Thomas M. Pavelko, Subdivision Exactions: A