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Spadaro v. University of New Mexico Board of Regents
759 P.2d 189
N.M.
1988
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*1 402 Mescalero, strongest provision required. federal

state’s interests are when the 149-50, 411 93 at taxpayer recipient of state services. U.S. at S.Ct. 1270-71. explicitly the Since no federal statute forbids Washington v. Tribes Confederated Reservation, attorney taxation of the in this Colville Indian 447 U.S. state fees case, preemption 100 65 L.Ed.2d 10 we decline to extend the S.Ct. (1980). Thus, appeals by implication doctrine to the court conclud- situations involv- though preemption ed that even the federal off-reservation business activities. We case, by implication analysis applies apply infringement to this also need not test here, gross receipts sought imposed impact since the of the state tax fell tax be Therefore, impermis- solely Rodey. Rodey the Revenue Division did not on is not infringe self-govern- sibly any on the Tribe's entitled to refund from the Revenue sovereignty. performed ment or Division for it in New work Mexico connection with the lawsuit on already, As noted we do not of the Indian Ro- behalf tribes. Whether implication preemption by that the doctrine dey any gross is entitled to refund of the activity applies to the of non-Indians occur receipts paid legal tax it as a result of ring Supreme off the reservation. performed outside Mexico is services New Ramah, Court held Mountain White a factual matter to be determined Trading Post that the state Warren upon trial court remand. imposed taxes to be on activities of granting of the trial court place non-Indians that took on the reserva summary judgment is reversed and the preempted by implicitly tion were federal case is remanded to the trial court for laws. We have been unable to discover proceedings consistent with this Supreme direction Court that opinion. preemption by implication, exception general preemption doctrine that must IT IS SO ORDERED. explicit Congress, Act of would apply to activities which occur off reserva C.J., SCARBOROUGH, SOSA, Senior privileges tions. Certain of tribal sover Justice, RANSOM, and WALTERS and eignty beyond political do not extend JJ., concur. geographical boundaries of the sover eign. Hall, See Nevada v. U.S. (1979). Thus,

S.Ct. L.Ed.2d 416 activity beyond

tribal reservation bound susceptible

aries would be to taxation express

the state the “absence of federal Mescalero, contrary.” law U.S. Mescalero, In at 93 S.Ct. at 1270. SPADARO, Giorgio Court held that Mexico collect its Petitioner-Appellant, nondiscriminatory gross receipts tax on a operated by ski resort the Mescalero

Apache Tribe on off-reservation land. Indi UNIVERSITY OF NEW MEXICO going beyond ans reservation boundaries REGENTS, al., BOARD et OF generally subject have been held to nondis Respondents-Appellees. criminatory state that are laws otherwise No. 16786. applicable to all citizens of the state. Id. at 148-49, preemp at 1270-71. The S.Ct. Mexico. Court New by implication tion not extend doctrine does Aug. to insulate a non-Indian from state taxes performed off work the reservation. reviewing state taxation of

When

activities of non-Indians the reserva off tion, express an actual conflict with an *2 Employment Office

lized the services help by job domestic means of obtain Trahan, postings, explana- and that without tion, job posting his based on cancelled employees. Spadaro complaints by student asserted access Inspection under the New Mexico of Public Act, 14-2-1, Records NMSA Section (Orig.Pamp.). Spadaro filed an amended petition verified for writ of mandamus formally joined which Regents New Mexico Board of as an addi- respondent alleged the same tional alleged cause of action as that in the initial petition. Trahan filed an answer to the petition, amended denied essential alle- gations petition, of the amended and af- firmatively asserted that Trahan was not Employ- the custodian of records of the that the ment Office. Trahan also asserted question records in under the New Mexico of Public Family Act or the Education and Records (1982); 1232(g) Privacy 20 U.S.C. § mandatory duty to refuse to there was a records; disclose the confidential; and that a rea- should remain given Spa- explanation had been sonable regarding refusal to disclose daro Trahan’s the records.

By agreement parties, Theresa Associates, respondent and Trahan dismissed as a Rawley Joy & Chris- James in her tenberry, Albuquerque, petitioner-ap- John Whiteside was substituted all records con- place as the custodian of pellant. employment. No cerning part-time student Chavez, Albuquerque, L. for re- Edward ap- mandamus nor amended writ writ of spondents-appellees. filed a pears in the court file. Whiteside pleadings on the motion for OPINION court on case was to the trial submitted SCARBOROUGH, Chief Justice. findings of fact. The trial court granted motion. We affirm. Petitioner, Giorgio Spadaro, filed a veri- fied Petition for Writ of Mandamus Spadaro, a citizen of the State Trahan, respondent, to dis- Theresa obtain Mexico, job listing through the posted a of certain documents from the closure Office, a division of the UNM Employment (UNM) Part- University of New Mexico Aid. The Univer- Department of Financial (the Em- Employment Office Time Student required sity Mexico is not either of New Office). ployment operate Regents’ policy to by statute or Office, is a referral Employment alleged that Trahan was Petitioner per- agency providing service at no cost to custodian of Office employing UNM stu- kept neces- sons interested “required by kept law to be only to listings are directed discharge imposed by dents. Job sarily in of duties uti- enrolled UNM students. alleged that he law.” Office jobs determines appropri- what are The threshold inquiry we must make is ate for Spadaro’s student referral. job no- whether the complaints requested student tice a female student who was will- by Spadaro records” within the exchange light childcare and house- meaning of Section 14-2-1. We with keeping duties for room and board. the trial court that the *3 public are not records. Neither the courts

Spadaro interviewed at least two UNM legislature nor the “public have defined job students as a result of the posting. records” within the During September context of the Trahan New informed Spadaro Inspection job posting that his Mexico cancelled Act. However, separate because she received two in com- the New Mexico Attor- plaints from required interviewees that the ney “public General defined a record” as a specified by duties were not those job public made official is who listing. Spadaro sought copies of the com- authorized law to make it. Op. AG No. plaints Respondents filed him. re- (1963). Respondent argues that we provide copies fused to complaints, adopt should this definition of President, but the University’s Farer, Tom purposes records for of disclosure under responded request by to the stating that Inspection New Mexico of Records Act. job postings provided were as a conve- We that a “public definition of nience for students and would be removed records” purposes for the of the New Mexi- complaint if a was received. Farer further Inspection co of Public Records Act would explained that job removal of the posting helpful to the deciding courts in what did complaint not mean that a necessarily disclosed, records should be it is for but credence, only had long- but that it nowas provide the definition. er particular convenient to post- continue a Appellant argues that we should apply ing. Alarid, State ex rel. Newsome v. compel seeks to disclosure of 790, (1977) to the facts of complaints or to receive a reasonable this case. Newsome is not authority for explanation regarding the removal of the Spadaro’s claim complaints that student job listing, argues and first that the trial subject are to disclosure. Newsome did not court concluding erred in that the student define records.” Newsome’s basic complaints are “not records under assumption was that all records there dealt Inspection New Mexico of Public with were purposes records for Acts, Records Section 14-2-1 to 14-2-3 Inspection of Public Records Act. The NMSA 1978.” This dispositive. issue is Court Newsome dealt with stat NMSA (Cumm. Section 14-2-1 utory exceptions to disclosure under the Supp.1987) provides: non-statutory carved out a “confiden Every citizen of this state has a tiality exception” to disclosure under the inspect any public records of this state Act, required the trial court to conduct except: an in camera examination of documents A. pertaining records physical or prior to disclosure when a claim of confi mental examinations and medical treat- dentiality had been asserted. A “rule of persons ment of confined to institu- analysis reason” for each instance where a tions; claim of confidentiality ap is raised was B. letters of concerning reference proved by this Court. essentially This is employment, licensing permits; or balancing test requires which the trial C. letters or memorandums which are court to balance the fundamental opinion personnel matters of files or all citizens to have reasonable access to files; students' cumulative against countervailing provided D. as by the Confidential policy considerations which favor confiden [14-3A-1, Materials Act 14-3A-2 NMSA tiality and nondisclosure. The rule of rea 1978]; and analysis son applicable only is to claims of provided

E. as otherwise confidentiality law. asserted for Although statutory not fall been dismissed from case. that do into one person initially as the she identified who exceptions to' contained in disclosure Sec- complaints received the two student about analysis is not tion 14-2-1. Such an avail- Spadaro complains, relationship her applicable facts in able nor this case. has never been defined or properly The trial court concluded record. It described is unclear what complaints they became of the after Therefore, subject not to dis- received Trahan. The does re- covery under the Mexico flect, however, “Spadaro has been con- simply Records The Act does Public Act. sistently access to refused the students’ apply. not maintained the Part-Time parties have that UNM is Employment Office.” Neither this office policy operate statute employees nor its have been identified as *4 Employment Employ- Office. Since the the public employees. office or is a creature of ment Office neither statute properly judg granted The court trial by policy, university nor created there is no ment to This sub Whiteside. case was mandatory obligation duty to or make or to on agreed mitted the trial court an state keep complaints a of student re- agreed ment of the statement facts. Since Employment the ceived Office. The go beyond pleadings, of facts the treat we complaints are for not before us review nor pleadings judgment the motion for on the they were before the trial court. The con- though summary a motion for as it were complaints tent of the is unknown. Wheth- prima made facie judgment. Whiteside a er are written or is not verbal known. judg showing summary to of entitlement know, however, We do from the obliged ment. to show Whiteside was us, legal facts before there was no that beyond possibility genuine all that no issue operation mandate for the of the Employ- prima fact a facie show of existed. Once Office, ment complained where the events made, of Spadaro had the burden was place. Spadaro argues of took that is “[i]t demonstrating a doubt at least reasonable illogical duty keep to assume that the to genuine of fact exist-. as whether a issue imposed on the Financial Aid Office 241, Swafford, 101 N.M. ed. Kerman v. apply recognized would not to a division 243, The (Ct.App.1984). 680 P.2d office, though maintained even that opposing motion his bur party the carries facts, specific or proof setting specific there is no statute formal Re- forth den of evidence, showing a that there gent’s policy sub-depart- to maintain such admissible in Storey v. genuine a issue for trial. argu- is authority ment.” No is cited for this Hosp./BCMC, 105 N.M. ment, any authority Spada- nor is cited of (1986). P.2d N.M. argument “employees that of ro’s by Spadaro failed presented The evidence Employment public officers the Office are that the student to establish The working for the Financial Aid Office.” kept by or a a record made stipulation us does not establish before Regents official. In Board Sanchez officers, of agents any employees, or of that Univ., 672, 486 82 N.M. Eastern N.M. pos- any public office received or now ever (1971), found P.2d 608 Court complaints for any records of student sess faculty university salary schedule that sought by Spadaro. disclosure is now meaning within not a was stipula- John Whiteside identified Similarly, 14-2-1. the student of Section of records for the tion as the custodian here This office is Employment Office. identi- of the trial court is affirmed. Department fied as a division of the UNM IT IS SO ORDERED. Aid, is not iden- of Financial but Whiteside agent of De- employee or tified as SOSA, STOWERS, Justice and Senior agent Aid or as an partment Financial J., concur. university Tra- department. Theresa RANSOM, JJ., han, initially was identified WALTERS and who complaints, has dissent. the custodian of student as

RANSOM, (dissenting). Justice ture or in the courts under real circum- stances. respectfully I dissent. right inspect kept specific premise On the no statute or government agency given of the uni- university policy required formal UNM to versally; exceptions are to be taken employment maintain a student referral selectively by or the courts service, majority concludes that according to the rule of I reason. believe it mandatory no Office had obli- thought, was to advance this rather than to gation duty keep to make or a record of beg comprises the issue of what complaints. purposes For record, that the Court said ex rel. State Inspection of the ma- Alarid, Newsome v. jority appears require “legal then man- (1977), that: “We hold that a citizen operation date for Of- right has a fundamental to have access to fice,” tacitly accepts a definition of records. The citizen’s to know pub- records” as those records that secrecy exception. is the rule and lic officers are authorized and contrary Where there is no statute or coun- keep. urged adoption law to UNM tervailing public policy, inspect definition, and the court accord- trial freely records must be allowed.” 90 ingly had concluded that N.M. at 568 P.2d at 1243. Absent *5 question required by were not law to be legislative delineation, public policy coun- kept. tervailing right inspection the of is to be reject should We a definition that would through application discerned of the rule of public only limit to those records reason. public which a officer is authorized and Public business business of the keep. to A law canvass of the public. Every citizen should be entitled to inspection public of records statutes of oth- inspect public records unless the records er states “public reveals that record” is catego- fall within one of the enumerated

.expansively defined then but narrowed exempt pub- ries from disclosure or unless specifically exemptions. delineated R. See policy lic militates disclosure.1 To Franklin, Bouchard and J. Guidebook to inspection, initiate an an only individual Privacy the Freedom of Information satisfy public needs to the custodian of the Acts, (1987). appendix state statutes record that he or she is a citizen and that Under the New Mexico of inspection purpose. is for a lawful 90 798, seems N.M. at 568 P.2d at 1244. Once an quite rationally to have chosen to consider prerequisites, individual satisfies these a universally records” as records custodian who refuses access has the bur- kept by agency government. of justify why To den “to to applied spe- this universe of records it has be examined should not be furnished.” Id. exceptions suggested cific Justification, petition as a rule of to be considered on course, mandamus, reason. Of supported universe of records for writ of must be up parts, is made of countless each with its in the evidence record. State ex rel. unique many parts, Comm’rs, nature. Because of its City Blanchard 106 N.M. very it is difficult to this universe (Ct.App.1988). describe The custodian particularity thought. with and considered satisfy by simply does not this burden cate- hand, parts, rationally on the other gorizing requested document as a may appropriate- exempt be considered when their from disclosure under the exception legisla- ness as an is raised in the Conspicuously lacking Act. from the Attorney presented. right 1. As noted in State ex rel General v. is relevant to the issues to District, First Judicial question know the business is a different (1981), public excepted 336 from right discovery judicial pro- from the of under public’s right may subject, to know cess in a case where the material is relevant to private same- extent as records held in the sec- presented. the issues tor, discovery to in a case in which the material

407 develop- upon balancing this case is factual determination based such a ment interests, UNM substantiate its reasons of withholding sought by the documents judge the trial must ever bear in mind Spadaro.2 The trial court did conduct public policy favors the inspection requested in camera inspection records and doc- records as recommended uments, and, only exceptional it is in the Newsome court. 90 N.M. at See denied____ inspection case that should be P.2d at only portion If ... disclosure a a [of Notwithstanding majority’s tortured prejudicial is found to be record] reading facts to the con- interest, judge the trial has the trary, it is clear that the Of- power portion taped to direct such to be by public employees, fice is staffed funded granting inspection. over before monies, operated with under the 1242, (quoting 90 N.M. at 568 P.2d at auspices Department of UNM’s of Student Owens, State ex rel. Youmans v. 28 Wisc. Financial Aid and Career Services. Nei- 672, 682-683, 2d 137 N.W.2d parties ther the trial court nor the inter- (1965), rehearing, on denial modified preted argued stipulation identify (1966)). Wisc.2d N.W.2d employees Office or its as I would reverse and remand to the dis- public employ- other than a office or proceed trict court with instructions to Furthermore, although ees. the com- public policy does ex- determine whether plaints by public employ- were not made inspect ist that countervail the ee, they preserved by were received and these public employee of defendant UNM. Un- circumstances, der these I find to be with- J., WALTERS, concurs. argument out merit UNM’s that the rec- ordation of these did not consti- *6 making

tute the of a record. The concluding

trial court in error

the records are not records. The

majority of this Court is error conclud- that the records are not records.

At contrary issue is whether there was a public policy statute or a that countervailed ROJO, Petitioner, Reydesel Spadaro’s right inspection. following

I conclude with the observa- v. Newsome, tion. In this discussed at Court LANDSCAPING, INC. LOEPER great length the Act at issue here and the Surety Casualty and Western appropriate procedure resolving for dis- Respondents. Company, concerning putes inspect public No. 17681. recognized records. The Newsome court to disclose that whether certain Mexico. Supreme Court of New require records would the trial court to Aug. 1988. accruing agen- balance “the benefits against the harm cy from non-disclosure and New Original Dissent Withdrawn if such result Aug. 1988. Dissent Issued inspec- not made available for records are P.2d at 90 N.M. at tion.” Holm, 226 Or.

(quoting MacEwan (1961)). reaching In file, appear to to be the demic so it would court, me counsel Before the trial "only position UNM would want to one of the of UNM to fit them within took burden basically say argue we facts because exceptions.” obviously They an aca-

Case Details

Case Name: Spadaro v. University of New Mexico Board of Regents
Court Name: New Mexico Supreme Court
Date Published: Aug 10, 1988
Citation: 759 P.2d 189
Docket Number: 16786
Court Abbreviation: N.M.
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