Lead Opinion
The Southern Utah Wilderness Afiance and a number of other organizations (collectively, SUWA) brought suit in the United States District Court for the District of Utah against the Bureau of Land Management (BLM), alleging, among other claims, that the BLM violated the Federal Land Policy and Management Act (FLPMA), 43 U.S.C. § 1701 et seq., and the National Environmental Policy Act (NEPA), 42 U.S.C. § 4321 et seq., by not properly managing off-road vehicle and/or off-highway vehicle (collectively, ORV) use on federal lands that had been classified by the BLM as Wilderness Study Areas (WSAs) or as having “wilderness qualities.” SUWA sought relief under the Administrative Procedure Act (APA), 5 U.S.C. § 551 et seq., claiming that the BLM should be compelled under § 706(1) of the APA to carry out mandatory, nondiscretionary duties required by the FLPMA and NEPA. See 5 U.S.C. § 706(1). The district court rejected SUWA’s arguments and dismissed the relevant claims for want of subject matter jurisdiction. In reaching this conclusion, the district court reasoned that as long as an agency is taking some action toward fulfilling mandatory, nondis-cretionary duties, agency action may not be compelled pursuant to § 706(1). The district court also suggested that the BLM could not be compelled to comply with provisions in a land use plan (LUP) promulgated pursuant to the FLPMA unless or until the BLM undertook or authorized an “affirmative projeet[]” that conflicted with a specific LUP requirement. Finally, the court concluded that the BLM did not abuse its discretion in determining that a supplemental Environmental Impact Statement (SEIS) was not necessary based on new information about increased ORV use.
Exercising jurisdiction pursuant to 28 U.S.C. § 1291, we REVERSE and REMAND. Our remand, however, is a narrow one, concluding only that the district court erred in dismissing this case for lack of subject matter jurisdiction and in con-
I.Procedural Background
On October 27, 1999, SUWA filed suit in the district court alleging that the BLM had “failed to perform its statutory and regulatory duties” by not preventing harmful environmental effects associated with ORV use. On November 24, 1999, a group of ORV users (the Recreationists) filed a motion to intervene in the suit, which the district court subsequently granted. Two months after the district court allowed the Recreationists to intervene, SUWA filed a second amended complaint that asserted ten causes of action against the BLM and that sought to have the court compel agency action under § 706(1) of the APA. Three of these claims — that the BLM failed to comply with the FLPMA, refused to implement provisions of various land management plans, and did not take a “hard look” under NEPA at increased ORV use — are relevant to this appeal and will be discussed individually below.
SUWA then moved for a preliminary injunction “to protect nine specific areas from further ORV damage.” The Recreationists responded to this motion by arguing that the claims were not actionable under § 706(1) and should be dismissed under Rule 12(b)(1) of the Federal Rules of Civil Procedure for lack of subject matter jurisdiction. On December 22, 2000, the district court denied SUWA’s preliminary injunction request and granted the BLM’s motion to dismiss. The court then certified the dismissed claims as final judgments under Rule 54(b) of the Federal Rules of Civil Procedure, and this appeal followed.
II.Standard of Review
A district court’s dismissal of claims under Rule 12(b)(1) is reviewed de novo. United Tribe of Shawnee Indians v. United States,
III.FLPMA Claim under § 706(1) of the APA
SUWA’s first argument on appeal is that the district court’s conclusion that § 706(1) of the APA did not give it subject matter jurisdiction over its FLPMA-based claims was erroneous. The core of SUWA’s argument is that the FLPMA imposes a mandatory, nondiscretionary duty on the BLM to manage WSAs in such a way that their wilderness values are not impaired.
A. FLPMA
In 1976, Congress enacted the FLPMA, a “complex” and “comprehensive” statute that created a “versatile framework” for governing the BLM’s management of public lands. Rocky Mountain Oil & Gas Ass’n v. Watt,
The FLPMA, however, provides that only Congress may actually designate land for wilderness preservation. Id. Consequently, until Congress either affirmatively designates or expressly rejects a particular WSA for wilderness preservation, the FLPMA mandates that the BLM “shall continue to manage” the WSAs “in a manner so as not to impair the suitability of such areas for preservation as wilderness.” § 1782(c) (emphasis added); see also Hodel,
B. 706(1) of the APA
Section 706(1) of the APA provides that federal courts “shall” “compel agency action unlawfully withheld or unreasonably delayed.”
Under either the “unreasonably delayed” or “unlawfully withheld” prongs of § 706(1), federal courts may order agencies to act only where the agency fails to carry out a mandatory, nondiscretionary duty.
Importantly, compelling agency action is distinct from ordering a particular outcome. Courts have regularly held that an agency may be required to take action and make a decision even if the agency retains
C. Analysis of FLPMA Claim
SUWA acknowledges that the BLM possesses considerable discretion over how it might address activity causing impairment. Nonetheless, SUWA argues that the BLM can be ordered to comply with the FLPMA’s nonimpairment mandate, even if the BLM retains discretion over the means of prevention.
The BLM and the Recreationists respond by offering several reasons as to why ORV use in the relevant lands is not subject to § 706(1) review and cannot be considered impairment. First, they argue that the IMP’S nonimpairment mandate “affords BLM discretion in not only how it will act, but also whether it will act,” thus removing the agency’s inactions from review under § 706(1). Second, the Appel-lees, particularly the BLM, contend that § 706(1) may only be invoked where “final, legally binding actions ... have been unlawfully withheld or unreasonably delayed.” Third, assuming the BLM has a mandatory duty to prevent ORV-caused impairment, they argue that SUWA’s claim is, in reality, a challenge to the sufficiency of the BLM’s efforts to prevent impairing activity caused by ORV use rather than a claim that the BLM has failed to act. Undertaking our de novo review, we first address' the arguments raised by the BLM and the Recreationists.
1. Discretion under Nonimpairment Mandate
As touched on above, the BLM first argues that the district court’s dismissal of SUWA’s impairment for lack of subject matter jurisdiction claims was proper because the BLM has “considerable discretion ... to determine both what constitutes impairment and what action to take if it finds that impairment is occurring or is threatened.”
The BLM’s argument, however, misses the narrow jurisdictional issue presented on appeal, i.e., whether the BLM has a nondiscretionary, mandatory duty that it may be compelled to carry out under § 706(1). Neither side seriously disputes that the BLM has such a duty under the FLPMA, which mandates that the BLM manage WSAs in such a way as not to impair their wilderness values. See 43 U.S.C. § 1782(c). In this case, the district court conceded that SUWA offered color-able evidence suggesting that ongoing ORV activity in the WSAs has seriously impaired the wilderness values of the WSAs at issue, acknowledging in its decision that SUWA had “presented significant evidence about the alleged impairment that is occurring in the WSAs due to ORV use.”
Certainly, the BLM is correct in arguing, as it does on appeal and as it did before the district court, that we must give considerable deference to its interpretation of the nonimpairment mandate, see Thomas Jefferson Univ. v. Shalala,
The BLM’s arguments, however, go to the merits of the present suit, and to the possible remedy if impairment is found, not to whether federal courts possess subject matter jurisdiction under the APA to order the BLM to comply with ■ the FLPMA’s nonimpairment mandate. The BLM seems to confuse the principle that, when deciding whether an area is being impaired, courts must give deference to the BLM’s interpretation of the FLMPA’s nonimpairment mandate, with the statutory standard making the nonimpairment obligation mandatory. Similarly, the BLM appears at times to assume erroneously that because it possesses discretion over the implementation of the nonimpairment mandate, the nonimpairment obligation is itself wholly discretionary. We do not address on this appeal whether ORV use in the region is imрairing the WSA’s wilderness values. Upon remand, the district court will have to address that issue after analyzing the evidence before it and giving appropriate deference to the IMP. Such deference and discretion do not, however, immunize the BLM from its clear, nondis-cretionary duty “to manage such lands ... so as not to impair the suitability of such areas for preservation as wilderness,” 43 U.S.C. § 1782(c), as compelled by § 706(1).
2. Final Action Argument
On appeal, the BLM also asserts that § 706(1) only applies to “final, legally binding actions that have been unlawfully withheld or unreasonably delayed.” Apparently, the BLM believes that a court
We find the BLM’s finality argument unpersuasive, for it seems to read finality in an inappropriately cramped manner. Contrary to the implications of the BLM’s argument, the APA treats an agency’s inaction as “action.” 5 U.S.C. § 551(13) (defining “agency action” as including a “failure to act”). Where, as here, an agency has an obligation to carry out a mandatory, nondiscretionary duty and either fails to meet an established statutory deadline for carrying out that duty or unreasonably delays in carrying out the action, the failure to carry out that duty is itself “final agency action.” Once the agency’s delay in carrying out the action becomes unreasonable, or once the established statutory deadline for carrying out that duty lapses, the agency’s inaction under these circumstances is, in essence, the same as if the agency had issued a final order or rule declaring that it would not complete its legally required duty. See Coalition for Sustainable Res., Inc. v. United States Forest Serv.,
Accordingly, we reject the BLM’s “final, legally binding” argument.
3. Partial Compliance
Even if it has a mandatory duty to prevent ORV-induced impairment, the BLM argues that it cannot be compelled to act under § 706(1) because it has taken some partial action to address impairing ORV activity. By and large, the district court rested its jurisdictional ruling on this rationale, reasoning that the BLM could not be compelled to comply with the non-impairment mandate because the BLM “presented significant evidence about the steps it is and has been taking to prevent [ORV-caused] impairment.” We disagree.
It is undisputed that, at least since the instigation of litigation, the BLM has taken some action, including closing certain roads and posting signs indicating that ORV use is prohibited in certain areas, to address alleged impairment of the WSAs caused by ORV use.
In support of its argument, the BLM invokes a few decisions from the Ninth Circuit, suggesting thаt as long as an agency is taking some action toward fulfilling its legal obligations, courts may not compel compliance under § 706(1). And, indeed, in Ecology Ctr., Inc. v. United States Forest Serv.,
However, with all due respect, we find the Ninth Circuit’s analysis on this point unpersuasive. First, in Ecology Center, the Ninth Circuit refused to compel the Forest Service to conduct monitoring activities in strict compliance with a forest plan and federal regulations because doing so “would discourage the Forest Service from producing ambitious forest plans.”
Ecology Center also quoted the D.C. Circuit’s decision in Public Citizen v. Nuclear Regulatory Comm’n,
The situation in the case before us is totally different. Here, it is alleged that the BLM is in ongoing violation of a duty to prevent impairment of the WSAs. That is an independent duty, and the BLM is not asserting that it has taken final agency action that should have triggered a statute of limitations barring SUWA’s claim. We, therefore, disagree with the notion that Public Citizen stands for the proposition that any time an agency takes some steps toward fulfilling a legal obligation, it is insulated from § 706(1) review.
Nevada v. Watkins,
In summary, we find that the BLM has a mandatory, nondiscretionary duty to prevent the impairment of WSAs, and in this case, as the district court acknowledged in its decision, SUWA’s complaint presents colorable evidence suggesting that ongoing ORV use has or is impairing the disputed WSAs’ wilderness values, possibly in violation of the FLPMA’s nonimpairment mandate. The fact that the BLM could, in theory, prevent the allegedly impairing ORV use through means other than a final agency action, and that the BLM is taking some steps to prevent ORV-induced impairment, does not deprive the district court of subject matter jurisdiction under § 706(1) to consider the issue. Therefore, we reverse the district court’s conclusion that it lacked subject matter jurisdiction over SUWA’s impairment claims. On rеmand, the district court, giving appropriate deference to the IMP’s definition of impairment, must determine whether the BLM has, in fact, failed to comply with the FLPMA’s the nonimpairment mandate.
IV. Duties under the Land Use Plans
SUWA also alleges on appeal that the BLM failed to carry out a mandatory duty to manage several areas “in accordance with [their] land use plans.”
The district court dismissed the SUWA’s LUP-based claims on two grounds. The district court reasoned on the one hand that, under relevant regulations, compliance with forest management plans is “limited only to affirmative projects either approved or undertaken after the RMP is in place; [the applicable regulation] does not require that further planning activities contemplated by the plan actually take place.” Because SUWA’s complaint did not focus on “some site-specific action,” the district court concluded that the BLM could not be compelled under § 706(1) to comply with the “monitoring” and ORV-implementation plans promised in LUPs. Alternatively, the district court explained, SUWA’s claims were simply a challenge to “the sufficiency of [the] BLM’s actions, rather than a failure to carry out a clear ministerial duty.”
On appeal, the BLM urges us to affirm based on the reasons identified by the district court. In addition, the BLM argues that LUPs do not create mandatory, nondiscretionary duties because LUPs “are not Congressional mandates, and they are subject to contingencies, such as availability of funds, personnel and the presence of competing priorities.” We find the arguments articulated by the BLM and the district court unpersuasive.
A. LUPs
The FLPMA requires the Department of the Interior and the BLM to “manage the public lands ... in accordance with the land use plans [LUPs] developed ... under section 1712 [of the FLPMA].” 43 U.S.C. § 1732(a). Section 1712, in turn, identifies a number of criteria and concerns that must be taken into account in developing LUPs. Id. § 1712(h), (c); see also 43 C.F.R. § 1610.2 (discussing public participation in LUPs).
At issue in this case are the LUPs for lands characterized as the “Factory Butte and San Rafael areas.” It is undisputed that in 1990, an LUP identified Factory Butte as a region requiring special monitoring for ORV use, stated that the “[t]he area will be monitored and closed if warranted,” and indicated that “[r]esource damage will be documented and recommendations made for corrective action.” The BLM acknowledges that between 1990 and 2000 it did not fully comply with the Factory Butte monitoring pledge. In particular, it failed to maintain a monitoring supervision file specified in the LUP.
B. LUP Claim
As an initial matter, we reject the BLM’s contention that it did not have a mandatory, nondiscretionary duty to carry out the activities described in the disputed LUPs. The Factory Butte and San Rafael LUPs declare that Factory Butte “will be monitored” for ORV use and that an ORV implementation plan for San Rafael “will be developed.” The FLPMA, in turn, unequivocally states thаt “[t]he Secretary shall manage the public lands ... in accordance with the land use plans developed by him.” 43 U.S.C. § 1732(a); see also Pub. Lands Council v. Babbitt,
It is true, as the BLM and the Recre-ationists argue, that Congress intended LUPs to be dynamic documents, capable of adjusting to new circumstances and situations. See H.R.Rep. No. 94-1163, at 5 (1976), reprinted in 1976 U.S.C.C.A.N. 6175, 6179, quoted in Natural Res. Def. Council, Inc. v. Hodel,
C. Future Action Argument
We also find unconvincing the BLM’s claims that it is required to comply with the mandates of a LUP only when it undertakes a future, site-specific project. Undeniably, many federal lawsuits involving forest plans arise when a federal agency authorizes a particular action within a forest without complying with specific plan requirements. See, e.g., Sierra Club v. Martin,
The BLM invokes certain regulatory provisions that state that future management actions must conform to approved plans. See 43 C.F.R. § 1610.5-3(a); see also 43 C.F.R. § 1601.0-2. However, those regulations do not in any manner suggest that the BLM is relieved from implementing ongoing actions if they are specifically promised in the LUP itself. The BLM suggests that inaction cannot constitute a violation of a LUP. But the failure to implement a program specifically promised in an LUP carries the same effect as if the agency had taken an “affirmative” or “future” action in direct defiance of its LUP obligations. Cf. Coalition for Sustainable Res.,
Accordingly, we reverse the district court to the extent it dismissed SUWA’s LUP-based claims on the ground that the BLM’s obligation to comply with LUP is only triggered by “some [future] site-specific action taken by the BLM.”
D. Partial Compliance
For the reasons outlined in our discussion of SUWA’s nonimpairment claims, we also reverse the district court’s conclusion that the BLM cannot be compelled under § 706(1) to comply with the LUP requirements because, “while the BLM’s actions have not been carried out to the letter [of the LUPs], there has not been a complete failure to perform a legally required duty that would trigger review under § 706(1).” As previously explained, partial efforts toward completing a legally required duty do not prevent a court from compelling action under § 706(1). However, when the district court reviews the merits on remand, it can take into account the LUP’s mechanism for addressing changing circumstances and conditions in determining the scope of the duties involved and the agency’s attempted compliance.
E. LUP Conclusion
In summary, we find that the district court improperly dismissed SUWA’s LUP-based claims for want of subject matter jurisdiction. Contrary to the suggestions of the district court and the BLM, we hold that the BLM did have a mandatory, non-discretionary duty to comply with the Factory Butte LUP’s ORV-monitoring provision and the San Rafael LUP’s ORV-implementation provision. We reject the BLM’s arguments that (1) LUPs cannot impose mandatory, nondiscretionary duties and/or (2) can only impose mandatory duties when an affirmative, future, and site-specific action occurs. And, for reasons previously discussed, we reject the suggestion that the BLM’s efforts towards compliance with the LUP obligations, delayed for over a decade, preclude § 706(1) review.
V. NEPA
The third issue presented on appeal centers around the National Environmental Policy Act (NEPA) and the BLM’s alleged failure to take a “hard look” at information suggesting that ORV use has substantially increased since the NEPA studies for the disputed areas were issued. SUWA contends that, under § 706(1), the BLM should be compelled to take a hard look at this information to decide whether a sup
The BLM argues that it should not be compelled to take a hard look at the increased ORV use because it is “planning to conduct NEPA analysis of the nature of impacts of current levels of OHV use in all [the relevant] areas within the next several years,” subject to resource constraints. The BLM further argues that SUWA failed to raise its “hard look” argument before the district court, instead “resting only on [the] BLM’s alleged ‘failure to produce supplemental environmental impact statements.’ ” Significantly, the BLM does not directly dispute on appeal that the alleged ORV use requires a hard look, and it concedes that, “on a nation-wide level, it needs to revise many of its land management plans.”
In its discussion of SUWA’s NEPA claim, the district court initially acknowledged that SUWA was seeking to compel the BLM to take a “hard look” at the ORV information. Yet it then rejected SUWA’s hard look claim on the ground that a court could not compel the BLM to prepare supplemental NEPA analyses based on the present record, suggesting in the process that SUWA was seeking to compel the production of a SEIS.
For the reasons discussed below, we believe that the district court misinterpreted SUWA’s claim and applied the wrong analysis, and we find that the BLM’s arguments for affirming the district court’s ruling unconvincing. Consequently, we reverse the district court’s decision.
A. Supplemental Analysis under NEPA
Under NEPA, “ ‘major Federal actions significantly affecting the quality of the human environment’ must be preceded by an environmental impact statement or EIS.” Holy Cross Wilderness Fund v. Madigan,
This court and the Supreme Court have recognized, however, that an agency does not have to supplement an EIS or an EA “every time new information comes to light.” Id. at 373,
In evaluating an agency’s decision not to develop a SEIS or supplemental EA, courts utilize a two part test. First, they look to see if the agency took a “ ‘hard look’ at the new information to determine whether [supplemental NEPA analysis] is necessary.” Headwaters, Inc. v. Bureau of Land Mgmt., Medford Dist.,
B. Hardlook Claim
Turning to the merits of the parties’ arguments, we initially conclude that SUWA properly raised its “hard look” claim before the district court. A review of the district court proceedings indicates that SUWA claimed that the “BLM’s fail
C. Future NEPA Action
We also believe that the BLM is misguided in claiming that because it will be undertaking NEPA analysis in the near future, a court cannot, or, at the very least, should not, require it to take a hard look at the increased ORV use. The BLM’s assertion that it hopes to fulfill, or even will fulfill, its NEPA obligations in the future does not address its current failures to act. Cf. Portland Audubon Soc’y v. Babbitt,
Similarly, the BLM’s claim that it should not be compelled to take a hard look at present ORV use because it faces budget constraints and because requiring such a review “would only divert BLM’s resources from its current and planned NEPA work” is unavailing. The BLM’s budgetary argument wrongly conflates financial constraints with the legal issue in this case: whether the BLM is required to take a hard look at increased ORV use under NEPA. An agency’s lack of resources to carry out its mandatory duties, we have reasoned, does not preclude a court from compelling action under § 706(1). Forest Guardians,
Additionally, we find the BLM’s claim that it should not be compelled to take a hard look at increased ORV use because it intends to conduct NEPA reviews in the near future problematic in light of its budget-based arguments. The BLM’s extensive discussion about the budgetary woes
Accordingly, we conclude that the district court erred in concluding that it could not order the BLM to take a hard look at the information presented by SUWA. Cf. Hughes River,
VI. Conclusion
In our view, the district court erroneously concluded that because the BLM has taken some steps toward addressing alleged ORV-caused impairment and toward complying with LUP requirements, it lacked subject matter jurisdiction under § 706(1) of the APA. We also find that the district court mistakenly believed that the BLM is only bound by the requirements of LUPs when it undertakes “affirmative, future actions” that conflict with mandatory LUP duties. Finally, we further conclude that the district court misapprehended the nature of SUWA’s NEPA claim. The alternative grounds for affirming the district court's ruling offered by the BLM, including its claim that unlawfully withheld action may only be compelled under § 706(1) if the withheld action, once carried out, would be considered final agency action, are unpersuasive. Accordingly, we REVERSE the district court’s decision and REMAND for proceedings consistent with this opinion.
Notes
. SUWA filed its notice of appeal before the district court certified the dismissed claims for appeal under Rule 54(b). On February 5, 2001, this court issued a show cause order informing the parties that unless the district court either certified the dismissed claims under Rule 54(b) within thirty days or explicitly adjudicated the remaining claims within thirty days, the appeal would be dismissed. On February 9, 2001, the district court issued Rule 54(b) certification, and, upon receipt of the district court order, the question of appellate jurisdiction was referred to the panel hearing the merits of this case. Given that the parties obtained Rule 54(b) certification within thirty dаys of our show cause order, the premature notice of appeal is “deemed to [have] ripen[ed] as of the date of certification,” and we have “jurisdiction over the appeal.” United States v. Hardage,
. The FLPMA incorporates the Wilderness Act of September 3, 1964’s definition of "wilderness.” See 43 U.S.C. § 1782(a). That act, in relevant part, defines "wilderness” as
an area of undeveloped Federal land retaining its primeval character and influence, without permanent improvements or human habitation, ... which (1) generally appears to have been affected primarily by the forces of nature, with the imprint of man's work substantially unnoticeable; (2) has outstanding opportunities for solitude or a primitive and unconfined type of recreation; (3) has at least five thousand acres of land or is of sufficient size to make practicable its preservation and use in an unimpaired condition; and (4) may also contain ecological, geological, or other features of scientific, educational, scenic, or historical value.
16 U.S.C. § 1131(c).
. In 1980, the BLM designated 2.5 million acres of federal land in Utah as WSAs. See 45 Fed.Reg. 75,602, 75,603 (Nov. 14, 1980). Four areas designated as WSAs are at issue in this case: Moquith Mountain, Parunuweap Canyon, Sid’s Mountain, and Behind the Rocks.
. The FLPMA does not explain what the terms "preservation,” "wilderness,” or “impair” mean. The BLM, however, has interpreted this "nonimpairment” mandate in a document entitled the Interim Management Policy for Lands Under Wilderness Review (IMP), which was issued as a federal regulation at 44 Fed.Reg. 72,014. See Hodel,
According to the IMP, "Management to the nonimpairment standard does not mean that the lands will be managed as though they had already been designated as wilderness.” Rather the nonimpairment standard requires the BLM "to ensure that each WSA satisfies [the definition of wilderness] at the time Congress makes a decision on the area.” "The Department therefore has a responsibility to ensure that the existing wilderness values of all WSAs ... are not degraded so far, compared with the areas’s values for other purposes, as to significantly constrain the Congress' prerogative to either designate a WSA as a wilderness or release it for other uses” (emphasis in original).
As part of the nonimpairment mandate, the IMP mandates that the BLM may only authorize "non-impairing” activity in the WSAs. Under the IMP, use of WSA land will be considered "non-impairing” if two criteria are met. First, the use must be temporary in nature, meaning that it does not “create surface disturbance or involve permanent placement of structures” (emphasis added). The IMP defines "surface disturbance” as "any new disruption of the soil or vegetation which would necessitate reclamation.” Second, after the activity terminates, "the wilderness values must not have been degraded so far as to significantly constrain the Congress’s prerogative regarding the area’s suitability for preservation as wilderness.”
. Although the district court indicated that its disposition of this case would have been the same regardless of whether the SUWA suit wаs characterized as one seeking to compel "unreasonably delayed” action or "unlawfully withheld” action, it concluded that SUWA’s claim amounted to one alleging an unreasonable delay. The district court, invoking our decision in Forest Guardians v. Babbitt,
We explained in Forest Guardians that "if an agency has no concrete deadline establishing a date by which it must act, and instead is governed only by general timing provisions ..., a court must compel only action that is delayed unreasonably. Conversely, when an entity governed by the APA fails to comply with a statutorily imposed absolute deadline, it has unlawfully withheld agency action and courts, upon proper application, must compel the agency to act.”
As discussed above, the FLPMA imposes an immediate and continuous obligation on the BLM to manage a parcel designated as a WSA in such a way that its wilderness values are not impaired and the land always remains eligible for designation as permanent wilderness areas at any moment Congress might decide to give them that status. See 43 U.S.C. § 1782(c). We conclude that Congress did impose an absolute deadline by which the BLM has to prevent impairment because this duty begins the moment the land is designated as a WSA and continues until Congress makes a decision regarding permanent wilderness designation. While Congress did not state this deadline in a date specific manner, it nonetheless created a deadline: the time when Congress makes thе decision on wilderness designation.
. Courts have often explained that the standards for compelling agency action through a writ of mandamus and through § 706(1) are very similar, even though the availability of relief under the APA precludes mandamus relief. See, e.g., Mt. Emmons Mining Co. v. Babbitt,
. The IMP gives specific attention to ORV use when discussing impairing activity. For example, the IMP specifically notes that "[c]ross-country vehicle use off boundary roads and existing-ways” constitutes surface disturbance — specifically defined as "impairing” activity under the IMP — because "the tracks created by the vehicles leave depressions or ruts, compact the soils, and trample or compress vegetation.” The regulation also holds that vehicles may not drive off "existing trails” except (1) in emergency situations, (2) by state or federal officials to protect human life, safety, and property, (3) where the area was designated for ORV use prior to FLPMA, or (4) where the vehicle will be traversing on sand dunes or snow areas that have been designated for that type of recreational activity. Similarly, the IMP indicates that recreational activities normally permitted within WSAs may be restricted if they "depend upon cross-country uses of motor vehicles.”
. Section 704 defines the limits of federal courts’ power to review actions by administrative agencies, declaring, “Agency action made reviewable by statute and final agency action for which there is no other adequate remedy in a court are subject to judicial review.” 5 U.S.C. § 704. Agency action, in turn, is defined as including "the whole or a part of agency rule, order, license, sanction, relief, or the equivalent or denial thereof, or failure to act.” Id. § 551(13); see also Lujan v. Nat’l Wildlife Fed'n,
. Courts have implicitly recognized that unlawfully withheld actions are considered final under § 704. Some emphasize, for example, that an agency must carry out nondiscretion-aiy duties required by law, without discussing whether the withheld duty would be considered a final agency action. Firebaugh Canal Co. v. United States,
. The BLM's argument has other weaknesses. First, it seems somewhat in tension with established precedent holding that an agency may be compelled to make a decision or implement a duty, even if the agency retains discretion over how it will carry out that duty. See, e.g., Mt. Emmons,
. For example, on March 21, 2000, the BLM issued regulations closing 19 ORV routes in the Sids Mountain WSA and limiting ORV use to only "four designated routes.” The record further indicates that the BLM erected signs and barricades closing ORV routes and sought assistance from local ORV and environmental groups to effectuate restrictions on ORV use.
In the Moquith Mountain WSA, the BLM began combating increased ORV use in 1993 by posting signs, sponsoring educational programs, and increasing limited law enforcement patrols. In 1998, the BLM followed up on these efforts by closing a number of ORV routes. The BLM also indicated that it was planning additional measures where compliance with these measure has not been as successful as hoped.
As to the third WSA area, the Parunuweap WSA, the BLM published a management order in August 2000 limiting ORV use to designated travel routes and prohibiting cross-country ORV travel outside these areas. During testimony before the district court in 2000, the BLM also indicated that it had planned educational programs on ORV use, had ordered signs that would be posted on closed ORV routes in the area, and would be mailing ORV information to interested parties within several weeks, though it is not entirely clear whether the BLM ever implemented these plans.
Finally, between 1990 and 2000, the BLM prohibited ORV travel in the Behind the
. Imagine, for example, that applicable federal law prohibited logging in a national forest, yet the BLM only prohibited logging on half the forest, permitting, for one reason or another, logging on the remaining half. The logic of the BLM's argument would have us hold that, because the BLM successfully prevented logging on half, it could not be ordered to prevent logging on the remaining half, notwithstanding the BLM's failure to satisfy its legal obligation to prevent logging in the forest.
. The Recreationists also cite to the Fifth Circuit case of Sierra Club v. Peterson,
. This is not to suggest that the agency's attempted compliance is totally irrelevant to § 706(1) proceedings. In Forest Guardians, for example, we rejected the argument that budgetary constraints could excuse the Secretary of Interior’s ”fail[ure] to perform a non-.discretionary duty.”
. The BLM invokes the Supreme Court's decision in Ohio Forestry Ass’n, Inc. v. Sierra Club,
. The BLM’s refusal to adhere to promised monitoring programs, such as those discussed in the Factory Butte LUP, is in tension with regulations mandating that LUPs "establish intervals and standards, as appropriate, for monitoring and evaluation of the plan” and that forest managers "shall be responsible for monitoring and evaluating the plan in accordance with the established intervals and standards.” 43 C.F.R. § 1610.4-9.
. On appeal, there has been some suggestion by the parties that SUWA's LUP claims, particularly with regard to the Factory Butte area, are now moot because the BLM implemented the LUP requirements after SUWA instituted the present litigation. On remand, the district court should consider whether some or all of the SUWA’s LUP-based claims are moot, though we note that the Supreme Court has cautioned against finding a claim moot where a party ends the challenged, allegedly illegal conduct after the filing of a lawsuit, unless it is “absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.” Adarand Constructors, Inc. v. Slater,
. SUWA specifically challenges a 1990 environmental assessment (EA) for the Henry Mountains area, a 1991 EIS for the San Rafaеl Swell area, a 1980 EA for the Parunuweap area, a 1985 EA for the Behind the Rocks area, and a 1991 EIS for the Indian Creek area.
. The standard for preparing a supplemental EA is the same as for preparing an SEIS. See Idaho Sporting Cong., Inc. v. Alexander, 222 F.3d at 566 & n. 2 (9th Cir.2000); Friends of the Bow,
. The requirement that the agency's obligation be ministerial in nature has also been expressed as a requirement that the agency's obligation be “a plainly defined and preemptory duty.” Hadley Mem’l Hosp., Inc. v. Schweiker,
Concurrence in Part
concurring in part and dissenting in part:
While I concur in the result reached by the majority as to Appellants’ NEPA claim, I respectfully dissent in all other respects.
I. Misconstruing the BLM’s Nonimpairment Obligation
The court’s failure to follow well-established precedent which mandates that we determine the scope of § 706(1) jurisdiction by a mandamus standard leads to its unwarranted conclusion that any mandatory agency obligation is amenable to attack pursuant to § 706(1) of the APA. Maj. op. at 1224. The majority opinion does not, and cannot, cite a single case from any court justifying this novel proposition.
Our ability to grant injunctive relief under § 706(1) is governed by a standard similar to the one used in evaluating requests for mandamus relief. See Mount Emmons Mining Co. v. Babbitt,
I agree with the majority that BLM’s FLPMA obligation is both mandаtory and
The majority concedes the well-settled rule that the propriety of jurisdiction pursuant to § 706(1) must be determined in accordance with our mandamus jurisprudence. Maj. op. at 1226, n. 6. The majority also concedes that the BLM’s nonimpairment obligation is generally stated and involves a substantial amount of discretion in the manner in which the BLM meets its obligation. Id. at 1227. Despite conceding the very points that establish the fact that the BLM’s FLPMA nonimpairment duty is not ministerial is nature, the majority’s opinion nonetheless maintains that Appellants may challenge the BLM’s alleged failure to meet its nonimpairment obligation pursuant to § 706(l)’s provisions.
Despite recognizing, as it must, that § 706(1) jurisdiction is properly analyzed under our mandamus jurisprudence, the thrust of the majority’s position is that any mandatory duty, regardless of how generally stated and regardless of the amount of discretion given to the agency in the performance of its duty, is challengeable pursuant to § 706(1). Additionally, the majority in no way limits its novel interpretation of § 706(1) jurisdiction tо the environmental field. Apparently, as set out in the majority opinion, any mandatory obligation of any United States agency could be challenged using § 706(1) as a jurisdictional basis.
The majority’s position ignores reality by placing all agency obligations, regardless of the discretion granted to the agency in carrying out the particular obligation, into one category — mandatory obligations. Statutory directives by their nature are mandatory. I have yet to discover a single statute indicating that an agency’s obligation is anything other than mandatory. The reality is that the various mandatory obligations given to agencies are properly viewed on a continuum. On one end are agency obligations that are programmatic in nature, i.e., the BLM’s nonimpairment duty. The other end of the continuum represents discrete tasks the agency must perform in order to carry out a portion of its overall duties, i.e., processing a mineral application. The latter are properly chal-lengeable pursuant to § 706(1); the former are not.
The majority’s position directly contradicts the Supreme Court’s mandate that review under the APA is strictly reserved for cases addressing specific instances of agency action or inaction rather than programmatic attacks. See Lujan v. National Wildlife Fed’n,
The problem with the majority’s position is revealed through the use of a simple example. The Immigration and Naturalization Service has a mandatory, ongoing, and continuous obligation to “enforce the Immigration and Nationality Act and all other laws relating to the immigration and naturalization of aliens.”
This expanded view of § 706(1) jurisdiction becomes even more apparent when considering the potential remedies avail
A similar result occurs when a remedy is granted in a suit brought against agencies for a failure to act pursuant to § 706(1). See, e.g., Forest Guardians v. Babbitt,
The majority’s opinion essentially transforms § 706(1) into an improper and powerful jurisdictional vehicle to make programmatic attacks on day-to-day agency operations. The Supreme Court has specifically rejected this approach. See National Wildlife Fed’n,
II. Unwarranted Expansion of “Failure to Act”
In addition to an unwarranted expansion of § 706(1) threshold jurisdiction, the majority opinion compounds its error by improperly expanding the definition of § 706(l)’s failure to act requirement to include not only true agency inaction but also all agency action which falls short of completely achieving the agency’s obligations. This unique interpretation of “failure to act” incorrectly conflates the concepts of action and achievement. Once again, I do not dispute that the BLM must comply with its nonimpairment mandate and must manage WSAs in a manner that prevents impairment. For § 706(1) jurisdictional purposes, however, this is not the issue. Instead, the issue is whether Appellants may use § 706(1) to challenge an agency’s failure to completely comply with its obligations as a “failure to act.” The facts in this case do not support such a conclusion.
The majority’s summation of Appellants’ claims reveals the true nature of Appellants’ complaint — -insufficiency of agency action disguised as a failure to act claim. Appellants assert that the BLM is “not properly managing off-road vehicle and/or off-highway (collectively ORV) use on federal lands that had been classified by the BLM as Wilderness Study Areas.” Maj. op. at 1227. Appellants’ objections are not based upon a true failure to act; instead, thеy address an alleged failure of the BLM to achieve complete success in its efforts to comply with the BLM’s nonimpairment obligation.
The majority’s assertion that an “agency’s attempted compliance is[n’t] totally irrelevant to § 706(1) proceedings” misses the mark completely. Maj. op. at 1232, n. 14. Not only is an agency’s attempted compliance “not totally irrelevant,” it is the essential inquiry in determining whether § 706(1) jurisdiction can be properly invoked. I reiterate that § 706(1) jurisdiction is proper only when a plaintiff alleges a true failure to act. Sierra Club,
III. Creating a New Agency Obligation
The court’s improper disposition of Appellants’ land use plan claim is due in part to its erroneous view of the scope of § 706(1) jurisdiction and in part to its creation of a new agency obligation that before today the BLM did not possess. Statutorily, BLM’s obligation is to manage its lands “in accordance with the land use plans.” 43 U.S.C. § 1732(a) (1986). Additionally, 43 C.F.R. § 1610.5-3(a) (2001) states that “[a]ll future resource management authorizations and actions ... and
The court asserts that once the BLM develops a land use plan it is required to achieve every single aspect of that plan. It accepts Appellants’ argument that allowing the BLM to ignore the affirmative management provisions in its own plans will “make a charade of the BLM land planning, public participation, and NEPA processes.” Aplt. Br. at 43. The effect of the majority’s opinion is that any failure (regardless of how small) to live up to every aspiration expressed in the BLM’s land management plans would entitle Appellants to challenge such failure pursuant to § 706(1).
Correctly viewed, however, the BLM’s land plans are aspirational. While the BLM is prevented from approving or undertaking affirmative projects inconsistent with its land use plans, the BLM is not required to meet each and every specific goal set forth in its land use plans or face potential litigation jurisdictionally based on § 706(1) for failing to act. Affirmative projects or final agency decisions inconsistent with land use plans are properly challenged as final agency actions, not as failures to act. Importantly, successful challenges to land use plans have only involved final agency decisions made pursuant to existing land use plans. See, e.g., Neighbors of Cuddy Mountain v. United States Forest Serv.,
The court’s рosition is belied by the stated purpose of resource management planning, which is to provide “a process for the development, approval, maintenance, amendment and revision of resource management plans.” 43 C.F.R. § 1601.0-1 (2001) (emphasis added). Thus, the regulations envision plans that are dynamic, flexible,' and that properly balance the competing objectives of the various groups interested in public lands. Requiring an agency to meet every one of its original aspirational objectives denies the intended nature of resource planning. Inherent in the process is the understanding that even well-intended objectives may prove unfruitful in obtaining desired results. Necessarily, a change in approach will be warranted on occasion. Permitting plaintiffs to challenge a land use plan under the guise of a failure to act because each and every objective of the land use plan has not been met would allow plaintiffs of all varieties to substantially impede an agency’s day-to-day operations. The Supreme Court has specifically rejected this notion. National Wildlife Fed’n,
The district court concluded that the BLM’s obligation on its face is “limited only to affirmative projects either approved or undertaken after the [Resource Management Plan] is in place; it does not require that further planning activities contemplated by the plan actually take place.” Aplt.App. at 865. I agree. The regulations specifically grant a right to challenge an agency decision or amendment that violates a plan’s provision. “Any person adversely affected by a specific action being proposed to implement some portion of a resource management plan or amendment may appeal such action pursuant to 43 CFR 4.400 at the time the action is proposed for implementation.”
I have found absolutely no legal support for the proposition that failure to attain all of the goals of a land use plan can properly be challenged pursuant to § 706(1), nor does the majority opinion cite any. It seems odd to me that, if a plaintiff could properly challenge an agency’s failure to reach all of its objectives in its land use plans pursuant to § 706(1), not a single plaintiff has ever prevailed in any court on such a theory. Today the court permits Appellants to potentially proceed on a land management plan claim based upon a previously nonexistent agency obligation.
IV. Consequences of the Majority’s Approach
The unwarranted and unsupported decision to judicially expand § 706(1) jurisdiction in a way never envisioned by any other court or Congress and the creation of a previously unrecognized agency obligation might be more palatable if the end result of the endeavor promised significant public policy benefits. Unfortunately, I am convinced that the opposite is true. Instead of assisting agencies in the laudable goal of preserving our nation’s precious environmental resources, the effect of the court’s decision will likely make the successful protection of our environment even more difficult.
Perhaps the most obvious consequence of this expansion of § 706(l)’s scope is the future syphoning of scarce BLM (and other agencies’) resources intended to meet its worthy objectives and obligations to fund increasing unmerited litigation. However narrowly intended, the court’s opinion has opened the floodgates of litigation for plaintiffs to challenge any mandatory agency obligation regardless of the amount of discretion afforded to the agency in carrying out its obligations.
Additionally, today’s decision turns the burden of proving jurisdiction on its head. It is well accepted that the burden of proving jurisdiction is properly placed on the party invoking jurisdiction (plaintiffs). See, e.g., Steel Co. v. Citizens for a Better Env’t,
The additional problem with the court’s unique view of § 706(l)’s jurisdictional scope is that it is not amenable to reasonable judicial standards. For example, there is no standard as to the proper time when a plaintiff may challenge an agency’s failure to comply one hundred percent with a statutory obligation. If an agency’s obligation is viewed as mandatory, continuous, and immediate, nothing here prevents a plaintiff from challenging an agency’s failure to successfully and completely comply with its statutory obligation the very next day. This unmanageable approach to § 706(1) jurisdiction shifts to the court what amounts to day-to-day supervision of the level of goal achievement under any agency’s plan.
In addition to encouraging increasing amounts of unmerited litigation, the logical consequence of this greatly expanded jurisdiction is the creation of ineffective and passive land use plans. If an agency can be forced into litigation for any failure to completely achieve the goals it sets for itself in its desire to reach or exceed its statutory obligation, the agency’s likely reaction will be to adopt land use plans that are little more than ambiguous and gener
In sum, I am of the view that the court today has embraced three novel concepts: 1) the BLM’s nonimpairment obligation is a ministerial duty subject to attack pursuant to § 706(1); 2) any failure of the BLM (no matter how slight) may provide jurisdiction for a “failure to act” challenge pursuant to § 706(1); and 3) the BLM’s (and other agencies’) failure to achieve each and every aspiration of its land use plans with completely successful results opens it to potential litigation for “failing to act.”
IV. Conclusion
Because I view the BLM’s nonimpairment obligation pursuant to FLPMA as nonministerial in nature and since only ministerial agency duties are properly subject to attack pursuant to § 706(l)’s provisions, I would affirm the district court’s decision to dismiss this claim for lack of jurisdiction. See Marathon Oil,
Appellants are not without remedy; but, on the facts of this case, Congress has limited the remedy to that provided by § 706(1). Thus, I do concur with the result the majority reaches in remanding Appellants’ NEPA claim to determine whether the BLM has truly failed “to take a ‘hard look’ at information suggesting that ORV use has substantially increased since the NEPA studies for the disputed areas were issued.” Mai. op. at 1237.
. The Supreme Court observed that
[t]he case-by-case approach ... require[d] is understandably frustrating to an organization such as respondent, which has as its objective across-the-board protection of our Nation's wildlife.. .. But this is the traditional, and remains the normal, mode of operation of the courts.... Assuredly[, it is] not as swift or as immediately far-reaching a corrective process as those interested in systematic improvement would desire. Until confided to us, however, more sweeping actions are for the other branches.
National Wildlife Fed'n,
. There are a host of mandatory, ongoing, continuous agency obligations that are now subject to attack pursuant to the majority’s view of § 706(1) jurisdiction. Another example is the Fish and Wildlife Service's obligation to utilize its authority to “seek to conserve endangered species and threatened species.” See 16 U.S.C. § 1531(c)(1) (2000) (declaring Congress' policy that all federal departments and agencies have an obligation to protect endangered species). The majority offers no explanation to differentiate the mandatory, ongoing, and continuous nature of such agency obligations from the BLM's nonimpairment obligation established by FLPMA. Thus, the majority's view of § 706(1) exposes agencies to attack by plaintiffs who believe that the INS is not properly enforcing all of the immigration laws or that the Fish and Wildlife Service is not sufficiently utilizing its authority to seek and conserve endangered species. Rather than preserve our WSAs (or ensure the INS enforces all of the immigration laws or that the Fish and Wildlife Service utilizes its authority to conserve endangered species) the majority’s view of § 706(1) jurisdiction improperly permits plaintiffs unsatisfied with the day-to-day operations of various government agencies to attempt to control these operations through litigation.
. The example in footnote twelve of the majority opinion has no application to this case. It assumes that the BLM is either acting in bad faith or taking final agency action inconsistent with its statutory mandate. I agree that bad faith attempts to comply with an agency’s obligations is equivalent to no action at all. However, in the present case no one alleges that the BLM is acting in bad faith.
In order to log on BLM lands, permits are required. Assuming that the land had been set aside for activities other than logging (as the majority does), granting a logging permit would represent a final agency action properly challengeable pursuant to the APA as a final agency decision. See 5 U.S.C. § 704 (1996). Section 704, not § 706(1), would provide the proper jurisdictional basis for such a challenge.
