Southern Ohio Coal Co. v. KidneySouthern Ohio Coal Co. v. Kidney
Lead Opinion
This is аn appeal from the Common Pleas Court of Meigs County. The Southern Ohio Coal Company (“SOCC”) sued Paul Kidney, Chief of the Division of Mines, requesting injunctive relief from the requirement that certain areas of gaseous mines be inspected every three days. The United Mine Workers of America (“UMWA”) was not a party to this action. Prior to trial, Kidney and SOCC reached an agreement and the court issued a consent judgment that allowed inspections every seven days. After the judgment was journalized, the UMWA filed a motion to intervene and told Kidney it was opposed to the agreement. Kidney, who had thought the union was satisfied with the agreement, filed a motion requesting
SOCC operates coal mines, and the UMWA represents the miners who work there. Kidney is the chief administrative officer in charge of the Division of Mines for the state of Ohio. SOCC’s No. 2 and No. 31 mines are classed as gaseous mines under
On November 8, 1983, SOCC approached the Division of Mines and requested a variance to permit examination of the intake and return airways every seven days, rather than every three days as required under
In 1989, Rothwell, a deputy mine inspector, found that certain аreas of the No. 2 mine, known as seals and bleeders, were not being inspected every three days, as required. Rothwell noted that SOCC had not requested a variance for seals and bleeders and that the variance did not extend to seals and bleeders.
On June 1, 1989, SOCC then requested a variance for seals and bleeders in accordance with the seven-day inspection period as previously granted. On June 17, 1989, Warren Ellis, then Chief of the Division of Mines, refused the request
Kidney, an appellee in this case, succeeded Ellis as chief of the division of mines, and was contacted by the UMWA, which expressed its concern about the dangers of a seven-day inspection period and its satisfaction with the three-day inspection schedule. On March 4, 1992, SOCC met with Kidney to discuss the inspection schedule. Kidney, based on the union’s concern, reaffirmed the mandatory thrеe-day inspection. On September 25,1992, SOCC filed a complaint requesting declaratory and injunctive relief, arguing that the three-day requirement was unduly burdensome.
The union did not intervene in the action because it believed, based upon its prior discussions with Kidney, that the state would refuse to reinstate the seven-day inspection period. Kidney, who heard nothing more from the union regarding the matter, believed the union’s position had changed and that it was satisfied with the seven-day inspection period. Based on this belief, Kidney and SOCC reached an agrеement. On January 22, 1993, the court, based on agreement of the parties, issued a consent judgment.
In its entry the court stated:
“It is hereby determined and declared that ‘old parts of the mine not in the actual course of working, but which are open and safe to travel,’ as set forth inSection 4153.24(B) , does not pertain to, include, or encompass the intake and return airways and/or the primary, secondary or other escapeways (as referenced in and mandated by Ohio Rev.Code Section 4153.18) of Ohio’s underground coal mines, including Plaintiffs Meigs No. 2 and No. 31 Mines. Hence, these arеas are not subject to the frequency of inspection (not less than once each three days) referenced inSection 4153.24(B) , and Defendants’ enforcement ofSection 4153.24(B) shall be consistent with this Consent Judgment.
“The parties hereto further stipulate, and the Court so finds, that the bleeder evaluation points, evaluation points for abandoned areas, and the seals at Meigs No. 2 and Meigs No. 31 Mines are ‘old parts of the mine not in the actual course of working, but which are open and safe to travel,’ thus subject to examination underSection 4153.24(B) not less than once each three days.”
On February 22, 1993, the UMWA filed a motion to intervene. The union asserted that the consent judgment had been entered without its approval or involvement and substantially impaired the safety of its members. On the same day, the union, which was not a party to the consent judgment, filed a notice of appeal with this court. That appeal was dismissed.
SOCC timely filed a notice of appeal challenging the grant of the
We begin by noting our jurisdiction. The grant of a motion to intervene is a final appealable order. See
Fairview Gen. Hosp. v. Fletcher
(1990),
First Assignment of Error
“The trial court erred in granting defendants-appellees’ motion for relief [sic ] consent judgment where there was no demonstration or even allegation of fraud by defendants-appellees.”
“On motion аnd upon such terms as are just, the court may relieve a party or his legal representative from a final judgment, order or proceeding for the following reasons: (1) mistake, inadvertence, surprise or excusable neglect; (2) newly discovered evidence which by due diligence could not have been discovered in time to move for a new trial under Rule 59(B); (3) fraud (whether heretofore denominated intrinsic or extrinsic), misrepresentation or other misconduct of an adverse party; (4) the judgment has been satisfied, released or dischаrged, or a prior judgment upon which it is based has been reversed or otherwise vacated, or it is no longer equitable that the judgment should have prospective application; or (5) any other reason justifying relief from the judgment. The motion shall be made within a reasonable time, and for reasons (1), (2) and (3) not more than one year after the judgment, order or proceeding was entered or taken. A motion under this subdivision (B) does not affect the finality of a judgment or suspend its operation.
“The procedure for obtaining any relief from а judgment shall be by motion as prescribed in these rules.”
A motion for relief from judgment pursuant to
In order tо prevail on a motion for relief from judgment pursuant to
In its first assignment of error, SOCC argues that
In
Schenk,
the Sixth District cited
Sponseller
and denied
Sponseller,
although it predates the adoption of
“[A]s a general rule, a consent judgment operates as
res judicata
with the same force given to a judgment entered on the merits in a fully adversarial proceeding. See
Vulcan, Inc. v. Fordees Corp.
(C.A.6, 1981),
Gilbraith stands for the proposition that a consent judgment is as valid as if the cause had been fidly adjudicated on its merits. Simply put, it is no different from any other judgment.
The policy in Ohio is to decide cases on their merits and to afford
While relief from a consent judgment may be granted in a proper case, we must now turn to the question of whether the case before this court is such a proper case. We will consider SOCC’s second, third and fifth assignments of error jointly because they each raise facets of the requirements for relief from judgment pursuant to
Second Assignment of Error
“The trial court erred in granting defendants-appellees’ motion for relief from consent judgment where defendants-appellees failed to demonstrate they had a meritorious claim or defense to present if relief was granted but, rather, affirmed their agreement with the consent judgment.”
Third Assignment of Error
“The trial court erred in granting defendants-appellees’ motion for relief from consent judgment where defendants-appellees failed to demonstrate their entitlement to relief under
Fifth Assignment of Error
“The trial court erred in granting defendants-appellees’ motion for relief from consent judgment where defendants-appellees did not file their motion within a reasonable time after entry of the consent judgment.”
In its second, third and fifth assignments of error SOCC says the defendants did not meet the prongs of the GTE Automatic Electric test.
In order to prevail on a motion for relief from judgment pursuant to
In his
Mining has been classed as an inherently dangerous industry and is closely regulated to protect the public health and safety.
Keystone Bituminous Coal Assn. v. DeBenedictis
(1987),
Liberally construing
The reason for requiring a timely
“The trial court erred in granting defendants-appellees’ motion for relief from consent judgment where defendants-appellees failed to include therewith any evidentiary materials presenting operative facts in support of their motion.”
In its fourth assignment of error, SOCC argues that the defendants did not supply any evidentiary matеrial to merit relief from judgment. SOCC cites
E. Ohio Gas Co. v. Walker
(1978),
In
E. Ohio Gas Co.,
the court affirmed the denial of
In Adomeit, supra, the court stated in paragraph four of its syllabus:
“If the material submitted by the movant in support of a motion for relief from judgment under Civil Rule 60(B) contains no operative facts or meager and limited facts and conclusions of law, it will not be an abuse of discretion for the trial court to overrule the motion and refuse to grant a hearing.”
E. Ohio Gas Co., Matson and.Adomeit
stand for the proposition that a
SOCC’s fourth assignment of error is not well taken and is overruled.
Sixth Assignment of Error
“The trial court erred in granting a second motion to intervene of Local Unions 1857 and 1886, United Mine Workers of America, where the motion to intervene was untimely, failed to conform with
Timeliness of the filing of a motion to intervene is a matter within the sound discretion of the trial judge, and the trial court’s decision will be reversed only upon a showing of an abuse of that discretion.
Blackburn v. Hamoudi
(1986),
In
Fouche v. Denihan
(1990),
“ ‘ * * * [T]he application must be timely and the applicant must show three conditions exist:
“ ‘ “ * * * (1) that he claims an interest relating to the property or transaction which is the subject of the action; (2) that he is [so] situated that the disposition of the action may as a practical matter impair or impede his ability to protect that interest; and (3) that the existing parties do not adequately represent his interest.” (Footnote omitted.) McCormac, Ohio Civil Rules Practice (1970) 80-81, Section 4.36.’ Id. at 352, 29 OBR at 481,505 N.E.2d at 1013 .
=1= *
“When examining the concept of timeliness under
“In Blackburn, supra, this court stated:
“ ‘Several factors must be considered by a trial court in determining the timeliness of a motion to intervene:
“ * * * In general, the basis of the alleged right to intervene is balanced against trial convenience ánd potential prejudice to the rights of original parties. Intervention as of right [Civ.R. 24(A) ] may be granted at a time in the proceedings when permissive intervention [Civ.R. 24(B) ] would not. That is, in cases of permissive intervention, greater consideration may be given to undue delay or prejudice in adjudicating the rights of the original parties, whereas incases of intervention of right, the court may give the greater consideration to possible prejudice to the intervenor in protecting his interest if intervention is not granted. * * *” ’ Id., 29 Ohio App.3d at 352-353 , 29 OBR at 481,505 N.E.2d at 1013 (quoting Likover v. Cleveland, [1978],60 Ohio App.2d 154 , 158-159,14 O.O.3d 125 , 128,396 N.E.2d 491 , 494).
“Besides the factors of ‘permissive’ versus ‘of right,’ and of prejudice to the parties and the would-be intervenor, federal courts interpreting
The case of
Norton v. Sanders
(1989),
The Ninth District Court of Appeals found the order allowing intervention should not have been vacated. In so finding, the court stated:
“Finally, the last condition that must be met is whether the application to intervene was timely filed. Whether an аpplication to intervene underCiv.R. 24 is timely depends on the facts and circumstances of the particular case, and is to be determined by the trial court in its discretion. NAACP v. New York (1973),413 U.S. 345 , 366,93 S.Ct. 2591 , 2603,37 L.Ed.2d 648 , 663. The courts have indicated a strong reluctance to grant intervention after a trial judgment is entered, making such intervention unusual and not often granted. However, the courts are making an exception to the rule where the intervenors are protectingtheir right to appeal from an adverse judgment. ‘The critical inquiry in every such case is whether in view of all the circumstances the intervenor acted promptly after the entry of final judgment.’ United Airlines, Inc. v. McDonald (1977), 432 U.S. 385 , 395-396,97 S.Ct. 2464 , 2470-2471,53 L.Ed.2d 423 , 432-433. In determining whether to permit a post-judgment intervention, the courts have considered the following: the purpose for which intervention was sought; the necessity for intervention as a means of preserving the applicant’s rights; and the probability of prejudice to those parties already in the. case. Annotation, Timeliness of Application for Intervention As of Right UnderRule 24(a) of Federal Rules of Civil Procedure (1982), 57 A.L.R.Fed. 150, 205.
“In
Triax Co. v. TRW, Inc.
(C.A.6, 1984),
“In the instant case appellants’ interests were being adequately represented by the city of Norton during the trial court’s proceedings. When Norton decided not to appeal, the interests of the intervenors were no longer adequately represеnted. As in
Triax,
it cannot be said that the defendants in this case would be prejudiced by allowing appellants to intervene since the defendants should have expected Norton to appeal.”
Id.
at 42-43,
For the very same reasons advanced in
Norton,
the Ninth District denied intervention in
Kourounis v. Raleigh
(1993),
The court distinguished
Norton,
noting that in
Norton
the court exercised its discretion in favor of intervention and that the relationship between a city and its citizens was such that the residents could rely on the belief that the city would
Intervention of right is defined by
“(A) Intervention of right. Upon timely application anyone shall be permitted to intervene in an action: (1) when a statute of this state confers an unconditional right to intervene; or (2) when the applicant claims an interest relating to the property or transaction which is the subject of the action and he is so situated that the disposition of the action may as a practical matter impair or impede his ability to protect that interest, unless the applicant’s interest is adequately represented by existing parties.”
Here, as in Norton, the court exercised its discretion in favor of intervention. Here, the miners reasonably relied on the Division of Mines to uphold the three-day inspection rule, which affects their health and well-being. When it appeared that the division was not adequately representing their interests, the motion to intervene was filed within the time for appeal. Hеre, as in Norton, when Kidney changed his position, the union’s interest was no longer protected and intervention was properly granted. And, much as in Norton, SOCC offers nothing to show that it was prejudiced by intervention.
SOCC’s sixth assignment of error is not well taken and is overruled.
Seventh Assignment of Error
“The trial court erred in its consideration of and reliance upon affidavits in alleged support of the motion to intervene and motion for relief from consent judgment, submitted by the intervenors subsequent to the trial court’s oral decision granting said motions.”
In its seventh assignment of error, SOCC takes issue with the affidavits submitted by the union in support of its motion to intervene. Specifically, SOCC argues that since one of the affidavits was filed after the court granted the motion to intervene, the motion was improperly granted.
In its brief, SOCC states:
We presume that, absent an indication to the contrary, there was regularity in the proceedings below.
Palmer v. Kaiser Found. Health
(1991), 64
“The unions submitted two affidavits, that of Harold Erdos and that of Jerry Kovach. The affidavit of Mr. Erdos was previously filed with the trial court on or about June 15, 1993 in conjunction with the unions’ motion to intervene. The affidavit of Mr. Kovach, however, had not been filed prior to the court’s decision during the pretrial conference on November 5 to grant the motion to intervene and the motion for relief from consent judgment.”
“The trial court erred in failing to set forth, at the request of plaintiff-appellant, the bases for its decision vacating the consent judgment herein.”
When the trial court orally pronounced its decision, it directed, counsel for the UMWA to prepare an entry. Counsel for SOCC moved the court to state for the record the grounds on which it was granting the motion. When the proposed entry was prepared by counsel and submitted, it did contain reasons for granting the relief requested, and the court signed it. SOCC claims, “[t]he Unions’ counsel, rather than the trial court, ultimately set forth the grounds for granting the motion for relief from сonsent judgment and for granting the motion to intervene.” Perhaps, but it is a common practice for the courts to call upon prevailing counsel to prepare an entry for the court’s signature, and we presume no judge would put his hand to an entry which he felt was not proper or which did not adequately reflect the decision of the court.
SOCC’s final assignment of error is not well taken and is overruled. The judgment of the trial court is affirmed.
Judgment affirmed.
Concurrence Opinion
concurring.
Generally, a consent judgment may not be directly or collaterally attacked in the absence of allegations of irregularity or fraud in the procurement of the judgment.
Sponseller v. Sponseller
(1924),