RULING RE: DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT (Doc. No. 65)
I. INTRODUCTION
Bryan Sousa (“Sousa”), a former employee of the Connecticut Department of Environmental Protection (“DEP”), brings this suit against Arthur Roque, Commissioner of the DEP; Robert Kaliszewski, Sousa’s supervisor at the DEP; Joanne Driver, a DEP personnel officer; William Evans, a Bureau Chief of the DEP Personnel/Bureau of Financial and Support Services; and Jane Stahl, Deputy Commissioner of the DEP (collectively, “defendants”). Sousa originally filed this action on May 24, 2005, alleging that the defendants violated his First Amendment rights by retaliating against him for comments he made “regarding primarily workplace violence.”
Sousa v. Roque,
The defendants moved for summary judgment on all of Sousa’s remaining claims on December 20, 2006 (Doc. No. 65). In a Ruling dated April 10, 2007, this court granted the Motion for Summary Judgment in its entirety (Doc. No. 79) (hereinafter “April 10 Ruling”).
See Sousa v. Roque,
On April 26, 2007, Sousa appealed the April 10 Ruling (Doc. No. 81). In an Opinion dаted August 21, 2009, the Second Circuit remanded the case, vacating this court’s judgment as to Sousa’s retaliation claim.
1
Sousa,
This court herein addresses the defendants’ renewed Motion for Summary Judgmеnt, in light of the Second Circuit’s August 21 opinion. For the reasons that follow, the Motion is granted.
II. STANDARD OF REVIEW
A motion for summary judgment “may properly be granted ... only where there is no genuine issue of material fact to be tried, and the facts as to which there is no such issue warrant judgment for the moving party as a matter of law.”
In re Dana Corp.,
“[T]he moving party bеars the burden of showing that he or she is entitled to summary judgment.”
United Transp. Union v. National R.R. Passenger Corp.,
III. DISCUSSION 2
A. First Amendment Retaliation
Sousa alleges that the defendants retaliated against him, in violation of his First Amendment rights. “Although а public employee does not relinquish First Amendment rights to comment on matters of public interest by virtue of government employment, these rights are not absolute, because the government, as an employer, has a legitimate interest in regulating the speech of its employees to promote the efficiency of its public services.”
Mandell v. County of Suffolk,
While this court would ordinarily revisit the “public concern” issue in light of the Second Circuit’s reversal, the Second Circuit “note[d] that as part of the District Court’s proceedings, it may wish to assume
arguendo
that Sousa’s statements did touch on ‘a matter of public concern,’ and proceed straight to
‘Pickering
balancing,’ — -that is, considering whether Sousa’s ‘interest in free comment is outweighed by the State’s interest in the efficiency of its public services.’ ”
Sousa,
Once the plaintiff has established a prima facie case for First Amendment retaliation, the government may avoid liability by showing “that the plaintiffs expression was likely to disrupt the government’s activities, and that the likely disruption was sufficient to outweigh the value of the plaintiffs First Amendment expression.”
Cobb v. Pozzi,
“As a general rule, the application of the
[.Pickering
] balancing test is a question of law which is properly performed by the district court.”
Gorman-Bakos v. Cornell Coop. Extension of Schenectady County, 252
F.3d 545, 557 (2d Cir.2001) (citing
Lewis v. Cowen,
in which the question of the degree to which the employee’s speech could reasonably have been deemed to impede the employer’s efficient operаtion would properly be regarded as a question of fact, to be answered by the jury prior to the court’s application of the Pickering balancing test.
Vasbinder v. Ambach,
1. Sousa’s Interest in Commenting
“Public employees do not surrender their First Amendment free speech rights by working for the state.”
Knight v. Conn. Dep’t of Pub. Health,
The fact that this court has assumed
arguendo
that Sousa has met the “matter of public concern” standard in no way indicates that the
Pickering
balancing cоnducted by the court should ignore the “nature of [Sousa’s] expression.”
See Connick v. Myers,
*40
In placing a value on Sousa’s protected conduct, the court first considers Sousa’s motivation for speaking. While the Second Circuit has clarified that Sousa’s motivation for speaking is not disрositive on the issue of whether his speech was on a matter of public concern, “motive surely may be one factor in making this [public concern] determination.”
Sousa,
The court next considers the content of Sousa’s speech: that is, whether Sousa’s speech was “more in the nature of a privаte personnel dispute rather than an issue in which the public at large would be genuinely interested.”
Wallscetti v. Fox,
The Supreme Court’s decision in
Connick v. Myers,
The court concludes that the content of Sousa’s speech reveals a “private personnel dispute” in which the public at large would have little genuine interest. The questionnaire distributed in
Connick
contained various questions about a perceived “rumor mill active in the office,” the need for a “grievance committee,” and morale within the district attorney’s office.
See
It is bears noting that, while Sousa repeatedly states that the speech at issue in this case was on the subject of “workplace violence,” the record reveals only one occurrence that can reasonably be defined as “violence.” On October 31, 2002, Sousa was “involved in a physical and verbal altercation with a eo-worker[,] Jonathan Goldman.” L.R. 56(a)(1) at ¶ 9. Following the altercation, Sousa and Goldman were both suspended from work for three days.
6
Id.
at ¶ 12. However, beyond the one altercation with Goldman, Sousa has not presented any evidence reasonably indicating that “workplace violence” was occurring at the DEP. Sousa appears to claim that “mobbing” is a form of “workplace violence.” While the court acknowledges that “workplace violence” may well be a
*42
matter of public concern,
see, e.g. Vizcarra v. Chou,
The court also concludes that the context of Sousa’s speech reveals a “private personnel dispute” in which the public would have little genuine interest. It is clear that, as in
Wallseetti,
Sousa’s complaints “were made during the course of an apparently long-running dispute with [his] immediate supervisors.”
The form of Sousa’s speech also reveals a “private personnel dispute.” Sousa’s statements at issue in this case were made, in large part, to the office of the DEP commissioner. Indeed, Sousa “appealed to Roeque and Stahl out of necessity regarding continuing workplace violence issues and unethical and retaliatory behaviors on the part of Evans and his staff.” Affidavit of Bryan Sousa at ¶ 84 (hereinafter “Sousa Aff.”). The
Wallseetti
court similarly stressed that “[t]he form of Wallscetti’s speech, contacting her supervisors’ internal superiors rather than attempting to bring the harassment into view of those outside the County’s administrative structure, further supports finding that her complaints are not protected.”
In his Supplemental Memorandum in Opposition to the defendants’ Motion for Summary Judgment, Sousa appears to analogize the instant ease to
Gorman-Bakos,
in 12 which the Second Circuit held that “claims ... based on alleged mismanagement of government funds and violations of its by-laws ... are clearly matters of public concern.”
In this case, however, the record indicates that Sousa’s complaints were at most only slightly and indirectly, if at all, tied to
*43
financial mismanagement or public safety. Sousa describes his December 5, 2003 letter to Attorney General .Blumenthal as a “comprehensive document” describing his complаints about the DEP to that point. Sousa Aff. at ¶ 26. However, that letter contains no reference to the mismanagement of public funds, or any other issue in which, in this court’s view, the public at large would be genuinely interested. PL’s Exh. 56.
7
To the contrary, the letter “would convey no information at all other than the fact that a single employee is upset with the status quo.”
Connick,
In sum, Sousa’s speech “touched upon matters of public concern in only a most limited sense.”
Id.
at 154,
2. Interests of the DEP as an Employer
With regard to the second aspect of the
Pickering
balancing test, “ ‘the Government, as an employer, must have wide discretion and control over the management of its personnel and internal affairs.’ ”
Id.
at 151,
In “striking the balance” between a plaintiffs First Amendment rights and the rights of a state-employer, the court
*44
must consider “whether the speech impaired the employee’s ability to perform his duties, disrupted working relationships requiring personal loyalty and confidence, or otherwise impeded the regular operation of the employing agency.”
Rookard v. Health and Hospitals Corp.,
Cases in which the government has failed to meet its burden are easily distinguishable from this сase. In
Pickering,
for instance, the public employee at issue was a schoolteacher who was fired after he sent a letter to a local newspaper “that was critical of the way in which the [School] Board and the district superintendent of schools had handled past proposals to raise new revenue for schools.”
Pickering,
Similarly,
Vasbinder
involved an employee of the New York State Department of Education’s Office of Vocational Rehabilitation (“OVR”) who reported to the FBI “his suspicions of wrongdoing in a federally funded program overseen by OVR.”
In this case, by contrast, it is clear that Sousa was highly disruptive to internal operations at DEP towards the end of his tenure there. First, beginning in roughly January 2004, supervising Sousa became a “became a full-time job” for Smith, Sousa’s immediate supervisor. 8 *45 L.R. 56(a)(1) at ¶ 81. Smith testified that, due to the amount of time she was forced to spend responding to corresрondence sent by Sousa, she “was not able to do [her] other real job,” which involved supervising three other individuals and working on a project of her own. Smith Dep. at 43:12-24. Second, Sousa interfered with the Office of the DEP Commissioner by continuing to send correspondence to that Office despite being informed by a supervisor “not to send draft work product to the Commissioner, or anyone else, until the work was vetted and reviewed by the unit.” 9 See L.R. 56(a)(1) at ¶ 85. Third, Sousa made accusations of “mobbing” against members of the Ombudsman’s office, and threatened to sue Kaliszewski. L.R. 56(a)(1) at ¶ 92. 10 Smith filed a written, hostile-work-environment claim at one point, informing Evans thаt she felt unsafe around Sousa. Pl.s’ 56(a)(1) at ¶¶ 95, 97. Fourth, Sousa was extremely uncooperative in scheduling an independent medical evaluation, which the DEP sought in order to determine whether Sousa was medically fit to return to work full time. Sousa failed to attend, or showed up late to, multiple appointments with the doctor who was appointed by the DEP to conduct the medical evaluation. See, e.g., id. at ¶¶ 134, 11 145.
3. Balancing
Pursuant to the Second Circuit’s suggestion, this court has assumed
arguendo
that Sousa has satisfied the “public concern” requirement. Second Circuit precedent indicates that such an
arguendo
assumption is appropriate in cases where “the ‘mattеrs of public concern’ issue is close but the task of balancing interests does not appear to be a difficult one.”
Blackman,
SO ORDERED.
Notes
. The Second Circuit did not reverse the April 10 Ruling’s grant of summary judgment to the defendants on Sousa's Equal Protection claim. This Ruling does not revisit that claim.
. For purposes of the instant Ruling, the court assumes familiarity with the facts of this case, which were recounted by both this court in the April 10 Ruling, and by the Second Circuit in its August 21, 2009 Opinion. As in all rulings on motions for summary judgment, the court accepts facts undisputed by the parties as true and resolves disputed facts in favor of the non-moving party, where there is evidence to support that party's allegations.
. As it noted in the April 10 Ruling, the court emphasizеs that, while Sousa "disagrees with much of the defendants’ Local 56(a)l Statement, the evidence cited indicates in fact that the plaintiff is in agreement with many of the facts contained therein, just not with their bases. Because such disagreements do not evidence a dispute of fact, the court will deem those to be admissions.”
Sousa,
. While Sousa states repeatedly that his complaints were on the subject of "workplace violence,” the record reveals only one occurrence at the DEP that can reasonably be defined as "violence.” See infra at pp. 41-42 and n. 4.
. And, to a limited extent, on Sousa’s coworkers. Sousa's Complаint states that, "beginning in 2001, [he] frequently spoke out on matters of public concern voicing workplace violence among his peer and colleagues at the DEP. Among the persons with whom [he] communicated was Attorney General Richard Blumenthal.” Complaint at ¶ 12. Indeed, Sousa has submitted some evidence regarding workplace conflicts at the DEP not involving Sousa. See, e.g. Email from Carol Ladue to Michael Harder dated July 31, 2002; Memorandum from Kenneth W. Major dated April 30,2003; Sousa Dep. at 84:16-85:6.
However, the record contains no evidence that Sousa himself spoke out "frequently” on "workplace violence” amоng his peers. See infra at pp. 41-42. Sousa's letter to Attorney General Blumenthal, for instance, contains no information about "workplace violence” among his peers. The letter mentions Sousa's 2002 altercation with Jonathan Goldman, and notes "widespread harassment and 'mobbing' problems at the DEP,” but contains no information beyond Sousa’s own situation. See infra, n. 7.
. Both parties "claimed that the other party started it, and it appeared from outside witnesses that both parties had had the opportunity to walk away from the confrontation and declined.” L.R. 56(a)(1) at ¶ 10.
. Sousa’s letter to Blumenthal contains what it describes as a "brief chronology of retaliatory actions that ha[d] recently been taken against [Sousa] by both the DEP and its staff apparently due to my outspoken nature and direct approach in performing my job function to the best of my ability and in the best interest of the State of Connecticut” (emphasis removed). The chronology begins in August of 2003 and ends in October of that same year. It details email correspondence sent by Sousa regarding “mobbing,” the DEP’s attempts to subject Sousa to a psychiatric evaluation, DEP's placement of Sousa on unpaid leave, and a lawsuit filed against Sousa by Jonathan Goldman, a former co-worker. The letter concludes with a request for Blumenthal’s "assistance in facilitating [Sousa's] immediate transfer to another location or the implementation of a paid leave status” (emphasis removed).
In sum, Sousa’s letter to Blumenthal was concerned principally with Sousa’s own dissatisfaction at work and his desire to transfer to another DEP location or to be placed on paid leave status.
. Sousa's Local Rule 56(a)(2) Statement does not deny this assertion; rather, it states that “Plaintiff lacks sufficient information to agree or disagree.” L.R. 56(a)(2) at ¶ 81. Therefore, the assertion contained in L.R. 56(a)(1) must be "deemеd admitted.” See Local Civil Rule 56(a) ("All material facts set forth in said statement and supported by the evidence will be deemed admitted unless controverted by the statement required to be filed and served by the opposing party in accordance with Local Rule 56(a)(2).”).
While Sousa’s Affidavit calls Smith’s assertion "nonsense,” the Affidavit also states that *45 "Smith’s lack of qualifications may explain her expressed difficulties in managing me, as might the explanation that she was deliberately mischaracterizing my performance and level of independence.” See Sousa Aff. at ¶ 81. The court construes this as a dispute over the basis of the fact — but not with the fact itself— that, for Smith, managing Sousa was a full time job. The court additionally notes that Sousa's Affidavit states that "the record shows” that Sousa “perform [ed] work successfully and independently on [his] own.” Id. However, Sousa cites no evidence to contradict Smith's assertion that managing Sousa was a "full time job.”
In sum, there is no evidence — in Sousa's Affidavit or otherwise — that "set[s] out specific facts showing a genuine issue” as to whether managing Sousa was a "full time job” for Smith. See, Fed.R.Civ.P. 56(e)(2) (stating that the nonmoving party in a motion for summary judgment must "set out specific facts showing a genuine issue for trial”).
. Sousa's Local Rule 56(a)(2) Statement does not deny this assertion, stating that "Plaintiff lacks sufficient information to agree or disagree.” See L.R. 56(a)(2) at ¶ 85. Sousa's Affidavit merely states that, "[i]f Stahl indeed directed Kaliszewski to instruct me to ‘follow the chain of command’, this suggests that she and/or Roque deliberately wished to suppress my allegations against Evans and his henchpersons ...” Sousa Aff. at ¶ 85.
. While Sousa denies ever having threatened to "seek to revoke [Kaliszewski's] law license,” as is alleged by the defendants, see L.R. 56(a)(1) at ¶ 92; L.R. 56(a)(2) at ¶92, Sousa does not deny that he threatened to sue Kaliszewski. See L.R. 56(a)(2) at ¶ 92.
. Sousa does not deny the portion of Paragraph 134 asserting that Sousa showed up 45 minutes late to an August 23, 2004 appointment with Dr. Trape. See L.R. 56(a)(2) at ¶ 134; Sousa Aff. at II 134.
