This case considers the application of the Kansas Tort Claims Act (KTCA), K.S.A. 75-6101
et seq.,
to a law enforcement detention. Jose Mora Soto was lawfully stopped for a traffic violation in Bonner Springs in Wyandotte County. He was then arrested and detained at a Wyandotte County detention facility pursuant to a Johnson County arrest warrant issued for a similarly named individual. Upon Soto’s release
2Vz
days later, he brought suit for false arrest and imprisonment against the City of Bonner Springs, Unified Government of Wyandotte County/Kansas
Soto appealed only the summary judgments granted to the Unified Government of Wyandotte County/Kansas City, and the Wyandotte County Sheriffs Department (collectively County). The Court of Appeals affirmed the summary judgment, holding that the Wyandotte County detention officers were engaged in a discretionary function in deciding whether to further investigate if Soto was the person named in the arrest warrant. Accordingly, the discretionary function exception of the KTCA provided the County with immunity from liability for false arrest and imprisonment.
Soto v. City of Bonner Springs,
As we understand Soto’s brief to this court and his accompanying oral arguments, he essentially raises only one argument on appeal. The rest of his issues are therefore abandoned. See
State v. Richmond,
We answer: “Yes.” Accordingly, we affirm the district court and the Court of Appeals.
Facts
In November 2003, Soto was stopped by Bonner Springs Police Officer Mark Stites, who noticed that Soto’s license plate was loose and hanging. Officer Stites was told by a police dispatcher that the license plate on the car Soto was driving belonged to a car of a different make and model. In Soto’s deposition, he testified that the license plate on the car he was going to drive had expired, so he put on a license plate from another.
Soto provided Officer Stites a driver’s license for Jose M. (Mora) Soto. Consequently, Stites requested information from the dispatcher about Jose M. Soto, a Hispanic male with a date of birth of December 26, 1973, a height of 5'5", and a weight of 165 lbs. The dispatcher advised Stites of a Johnson County warrant for a Jose L. (Luis) Soto, a Hispanic male with a date of birth of December 24, 1973, a height of 5'3", and a weight of 115 lbs. Ac cording to Stites’ affidavit, the driver’s license given to him by plaintiff Soto contained the same number as the driver’s license on the warrant provided by the dispatcher, and he confirmed this match with the dispatcher. These facts are uncontroverted in Soto’s response to the County’s summary judgment motion. At oral arguments, Soto’s attorney conceded that his client’s driver’s license number was corroborated, i.e., it also appeared in the warrant.
Officer Stites asked the dispatcher if the Soto warrant was still valid, and the dispatcher told him it “had been confirmed.” Stites arrested Soto and transported him to the Wyandotte County Detention Center with the understanding that someone from the Johnson County Sheriff s Department would pick him up. Soto testified in his deposition that he protested his arrest and attempted to inform Stites that he was not the person named in the warrant. According to Soto’s brief, he also “attempted to tell the jail personnel that he was not the person named in the warrant.”
Deputy David Ornelas was the intake booking officer at the Wyandotte County Detention Center. According to Ornelas’ affidavit, he called the Johnson County Sheriffs Department’s warrants desk. His purpose was to confirm the existence of the warrant and to malee certain that Johnson County still wanted Wyandotte County to detain Soto. Ornelas provided the Johnson County deputy “the information on [Stites’] arrest report,” including Soto’s first and last names, middle initial, date of birth, and the number of the warrant on which Soto had been arrested. The Johnson County deputy confirmed that “a warrant existed for Mr. Soto’s arrest” and requested that Wyandotte County continue to detain Soto. Ornelas then proceeded to book Soto on the Johnson County warrant. Soto did not controvert any of these facts in his response to the County’s motion for summary judgment.
Soto filed a petition claiming negligence against various officers, the City of Bonner Springs, Unified Government of Wyandotte County/Kansas City, and the Wyandotte County Sheriff s Depart ment. Soto later conceded that all of his negligence claims were, in fact, claims for false arrest and imprisonment.
The City of Bonner Springs and its officers filed a motion for summary judgment arguing that Soto’s claim for false arrest was filed outside of the 1-year statute of limitations. They also claimed immunity from liability under certain portions of the KTCA — most importantly, the discretionary function exception.
In the County’s motion for summary judgment, it argued the officers were legally justified in detaining Soto because there was probable cause to believe a valid warrant existed for his arrest. The County claimed that the officers had no duty to investigate whether Soto was the person named in the Johnson County warrant. Finally, the County argued that the discretionaiy function and police protection exceptions in the KTCA provided immunity from any liability.
After hearing arguments, the district court granted summary judgment to Bonner Springs and the County. The judge concluded that Soto’s petition as to the Bonner Springs entities and individual officers was barred by the statute of limitations, that there was probable cause to believe there was a valid warrant for Soto’s arrest, and that the discretionaiy function exception applied to all of Soto’s claims against both Bonner Springs and the County. Soto appealed only the judge’s order granting summaiy judgment to the County. The Court of Appeals affirmed on the basis of the discretionary function exception, and we granted Soto’s petition for review.
More facts will be provided as necessary to the analysis.
Analysis
Issue: The County is immune from liability under the discretionary function exception of the KTCA.
The Court of Appeals affirmed the district court’s summary judgment on one basis: even if the defendants owed Soto a duty and breached that duty, Soto’s claims were barred by the discretionary function exception to liability of the KTCA. As we understand Soto’s brief and clarifying oral arguments to this court, he makes no federal claims. We further understand his arguments on appeal are limited to (1) once he asserted a claim of mistaken iden tity, County detention personnel had an affirmative duty to investigate his claim, and (2) that they lacked discretion to detain him without investigation.
For purposes of our review, we assume, but do not decide, that a duty existed. As discussed below, we agree with the district court and the Court of Appeals: the County is immune from liability under the discretionary function exception.
Standard of Review
The district court’s conclusion that the County is immune from liability under an immunity exception of the KTCA is a matter of law. See
Jarboe v. Board of Sedgwick County Comm’rs,
Discussion
The KTCA is an “open ended” act, meaning that liability is the rule and immunity is the exception.
Kansas State Bank & Tr. Co. v. Specialized Transportation Services, Inc.,
We
“Hence, the analytical matrix established by the legislature in enacting the KTCA dictates that a governmental entity can be found hable for the negligent or wrongful act or omission of any of its employees while acting within the scope of their employment only if (1) a private person could be hable under the same circumstances and (2) no statutory exception to liability applies.”
We will follow the framework affirmed by Adams.
A private person could be held liable for false imprisonment and arrest
A claim of false imprisonment and arrest maybe asserted against either a private individual, a private corporation, or state officials.
See,
e.g., Alvarado v. City of Dodge City,
Discretionary function statutory exception to liability
The immunity relied upon by the district court and Court of Appeals, the governmental discretionary function exception, is contained in K.S.A. 2003 Supp. 75-6104(e) and states:
“A governmental entity or an employee acting within the scope of the employee’s employment shall not be liable for damages resulting from:
“(e) any claim based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a governmental entity or employee, whether or not the discretion is abused and regardless of the level of discretion involved.”
The term “discretionary function or duly” is not defined in the KTCA. To determine whether the function or duly is discretionary, Kansas courts look foremost to the nature and quality of the discretion exercised.
Bolyard v. Kansas Dept. of SRS,
We have consistently recognized that where there is a “clearly defined mandatory duty or guideline, the discretionary function exception is not applicable.”
Nero v. Kansas State University,
However, if there is a duty owed (and breached), the discretionary function exception to liability is not necessarily barred as a defense. If it were otherwise, there would be little, if any, need for the existence of this statutory immunity for the tortfeasor s negligence. See
Schmidt v. HTG, Inc.,
As we understand Soto’s basic argument, he first contends that the County detention personnel possessed a mandatory duty to investigate his claims under agency directives, a duty they had no discretion to fail to perform. He refers to the County’s policy, Wyandotte County Sheriff s Office Detention Center Standard' Operating Procedure No. C-100. It directs jail personnel during the intake process to “receive and review” the documents of those persons arrested “with an eye for the content and the correct statement of charges.” Soto contends that this document expresses a policy reflecting the duty assigned to the County in K.S.A. 22-2304, which imposes a duty of care that the person in the warrant be identified with reasonable certainty. Subsection (1) of that statute states in relevant part:
“The warrant shall be signed by the magistrate and shall contain the name of the defendant, or, if his name is unknown, any name or description by which he can be identified with reasonable certainly.”
The Court of Appeals panel pointed out that all of the detention officers, in reviewing the arrest documents, performed the duties stated in Procedure No. C-100. Nothing in the Procedure required the officers to perform a broader investigation, e.g., compare fingerprints, access photographs, or take a DNA sample for potential analysis. Further, as the County pointed out, nothing in K.S.A. 22-2304(1) limits the officers’ discretion under the current facts. By its plain language, the statute applies to the magistrate issuing the warrant and requires a description only if the name of the defendant is unknown. As a result, die County contends that the statute does not apply to the actions of its detention officers. We agree with the rationale of the County and the Court of Appeals.
Soto next points to excerpts from a deposition of Lt. Tracy McCullough of the Wyandotte County Sheriff s Department that he alleges were made in the unrelated case of Echols v. Unified Government of Wyandotte County/Kansas City, Kan., Case No. 04-2484 (D. Kan. 2004). There, Lt. McCullough stated her general opinion of the usual intake procedure. She testified that even if she did not believe an inmate’s claim that he or she was not the person named in the warrant, she would look into it. The County responds that she in no way opined that the County had a policy for such circumstances. Rather, Lt. McCullough testified about what she had the discretion to do when someone made a claim of mistaken identity during the booking process. We agree. McCullough was not expressing a County policy or her duty; only her individual practice. As additional support for this conclusion, we observe that Soto failed to controvert a material fact asserted by the County in its motion for summary judgment that was contained in an affidavit from a department captain, James Eickhoff: “The decision about whether to investigate a claim of mistaken or wrongful arrest was left to the discretion of the booking officer or intake supervisor. The decision about how to conduct such an investigation also was left to the booking officer’s or intake supervisor’s discretion.”
Soto next argues that the failure of County detention personnel to ensure with reasonable certainty that they were holding the correct person amounts to wanton conduct. He appears to make this
argument because wanton conduct is not covered by the discretionaiy function exception. See
Barrett,
Wantonness has long been defined in Kansas case law:
“A wanton act is something more than ordinary negligence, and yet it is something less than willful injury; to constitute wantonness, the act must indicate a realization of the imminence of danger and a recldess disregard and complete indifference and unconcern for the probable consequencesof the wrongful act. It is sufficient if it indicates a recldess disregard for the rights of others with a total indifference to the consequences, although a catastrophe might be the natural result.” Saunders v. Shaver, 190 Kan. 699 , 701,378 P.2d 70 (1963).
See
Reeves v. Carlson,
However, there is no evidence from which a reasonable jury could conclude that the County personnel acted in a wanton manner,
e.g.,
with a recldess disregard for Soto’s rights and complete indifference to the probable consequences. By contrast, we generally note that Deputy Ornelas called the Johnson County warrants deputy, provided Soto’s personal information from Stites’ arrest report and, after relating this information, received confirmation of the continuing validity of the warrant under which Soto had been arrested and confirmation that Johnson County wanted Soto detained. See
Warner v. Stover,
Soto additionally argues that the County had notice that a failure to investigate a claim of mistaken identity and a continued detention of an individual whom it should know is probably not the person named in the warrant would make the County liable for false imprisonment. In support of this argument, Soto lists four cases where he alleges the County was successfully sued for other false arrest and false imprisonment claims. He refers to these cases as: “Daniel Kirkpatrick v. Unified Government of Wyandotte County/Kansas City, Kansas, et al. [,] 99-2450 (D. Kan[.] 1999); Alonzo Echols v. Unified Government of Wyandotte County/Kansas City, Kansas, et al., 01-2291 (D. Kan[.] 2001)[;] Fugate v. Unified Gov’t of Wyandotte County et al[.], 01 CV 02069 (D. Kan[.] 2001); [and] Alonzo Echols v. Unified Government of Wyandotte County/Kansas City, Kansas, et al.[,] 04-2484 (D. Kan. 2004).”
The Court of Appeals panel held that the prior litigation did not provide notice to the County because there was no proof that officers involved in the instant case were involved in, or had any knowledge of, the prior court actions. See
Soto,
We turn now to Soto’s basic argument: that detention personnel, i.e., Ornelas, had no discretion to detain him without investigating his claim of mistaken identity.
We begin our analysis by observing that Soto points to no Kansas case law establishing an affirmative duty for officers to investigate all claims of mistaken identity. Our research identifies none. Our case law does provide some guidance on discretion from other contexts, however.
In
G. v. State Dept. of SRS,
“The next claim of liability is based on the failure of SRS to conduct a proper investigation. We have held the decision as to whether to open a file for furtherinvestigation is a discretionary function. Beebe, 22 Kan. App. 2d at 496 . We hold that the manner of conducting an investigation into a charge of child abuse is also a discretionary function. SRS is granted immunity from liability in the performance of discretionary functions by the provisions of 75-6104(e). If there was any fault or negligence on the part of SRS in conducting the investigation into the allegations of child abuse in this case, no liability could be predicated on that fault under the aforementioned section of the Kansas Tort Claims Act.” (Emphasis added.)23 Kan. App. 2d at 402-03 .
Likewise, in
Bolyard,
“Plaintiffs complain specifically that SRS was negligent in failing to talk to [mothers] parole officer and failing to adequately monitor the household. The means by which placements are monitored and the people to whom social workers converse in supervising placements are not subject to any carefully drawn, precise legal standard, but involve discriminating judgment between competing interests and are clearly beyond the nature and character of acts the legislature intended to be subject to judicial review.” (Emphasis added.)259 Kan. at 455-56 .
Similarly, in
Schmidt,
Likewise, in
farhoe,
Based upon our review of this Kansas case law, we hold that the County detention officers’ actions were discretionary and therefore are afforded immunity under the KTCA. At least one court has held that allegations of mistaken identity at jail are not unusual.
Davis v. Klevenhagen,
Here Deputy Ornelas gave the Johnson County deputy at the warrants desk the information in Stites’ arrest report, including Soto’s first name, last name, middle initial, date of birth, and the number of the warrant on which Soto had been arrested. After receiving this information, the Johnson County deputy then informed Ornelas that the “warrant existed for Mr. Soto’s arrest” and requested Soto’s detention. While in retrospect it appears that Johnson County had a different middle initial and a different
The Court of Appeals looked to
Davis,
The Davis court held that the deputy’s investigation to determine whether Davis was the same individual named in the warrant was discretionary and therefore he was immune from liability for damages under Texas law:
“We believe the evidence shows that [the deputy’s] investigation culminating in his decision to arrest Davis required personal deliberation, decision and judgment and was a discretionary function. [Citation omitted.] An officers decision regarding ‘if, how, and when to arrest a person’ is discretionary. [Citation omitted.] Likewise, a police officer is engaged in a discretionary function in determining ‘how to investigate, and to what extent to investigate before seeking a warrant. ’ [Citation omitted.] We see no reason why the same investigatory discretion should not apply to an officer seeking to determine whether a presenting individual is the same individual named in an arrest warrant. In making this determination, [the deputy] was required to ‘pass on facts and determine his actions by the facts found,’ and was thus exercising a discretionary function.” (Emphasis added.)971 S.W.2d at 117-18 .
The rationale and holding of the Davis court is consistent with the Kansas case law on the discretionary function exception as set forth above.
Soto primarily refers us to
Perez-Torres v. State,
Perez-Torres was later arrested for DUI. The parole database mistakenly indicated that he (by Salgado’s name) was on parole and was therefore in violation. He was arrested and upon his jail arrival advised his parole agent the authorities had the wrong man. Twenty-five days later, after fingeiprint comparison, he was released from custody because of mistaken identity. He then brought suit for false imprisonment.
The Perez-Torres court rejected the State’s discretionary function immunity defense under these facts, distinguishing between basic policy decisions and actions simply implementing them:
“Here, the state’s decision to revoke Salgado’s parole, based on the mistaken belief that plaintiff, a nonparolee, was Salgado, was — like the decision in Johnson [o. State,69 Cal. 2d 782 (1968),] to place the dangerous youth on parole with the foster parents — a basic policy decision and thus within the governmental immunity provision of section 845.8(a) [California statute which includes a discretionary immunity element]. After that basic policy decision was made, however, the state defendants’ conduct in keeping plaintiff in jail after they knew orshould have known that he was the wrong man was — like the failure in Johnson to warn the foster parents of the youth’s dangerous propensities — an action implementing the basic policy decision and thus outside the statutory immunity, making it subject to legal redress on the question of negligence by the state. [Citation omitted.] Just as [statutory discretion element of immunity] was inapplicable in Johnson to the state’s failure to warn the foster parents, so too here it is inapplicable to the state defendants’ decision to keep plaintiff in jail after they knew or should have known he was not parolee Salgado.” 42 Cal. 4th at 135 .
The
Perez-Torres
approach — determining whether the discretionary function exception applies by differentiating between basic policy decisions and actions implementing the basic policy decisions — is inconsistent with Kansas case law. In
Robertson v. City of Topeka,
“In Robertson v. City of Topeka,231 Kan. 358 , 361-62,644 P.2d 458 (1982), we determined that in deciding whether the discretionary function exception applies, it is the nature and quality of the discretion exercised which should be the focus rather than the status of the employee exercising the discretion. The test is whether the judgment of the governmental employee is of the nature and quality which the legislature intended to put beyond judicial review.” Bolyard,259 Kan. at 452 .
In short, we conclude that a detention officer s decision on how to investigate Soto’s claims of mistaken identity was of the “nature and quality which the legislature intended to put beyond judicial review.”
Bolyard,
Judgment of the Court of Appeals affirming the summaiy judgment granted in favor of the County is affirmed. Judgment of the district court is affirmed.
