Lead Opinion
OPINION
Alicia Sotirescu (hereinafter, “Wife”) appeals the trial court’s grant of summary judgment in favor of Daniel Sotirescu (hereinafter, “Husband”) in her suit for personal injuries stemming from a series of assaults allegedly inflicted upon her during the course of their marriage. Wife contends the trial court erred in granting summary judgment on the grounds of res judicata and collateral estoppel because: 1) the finding in the prior dissolution proceeding cannot be used to deprive her in a subsequent tort suit of her fundamental right to a jury trial, and 2) the issue regarding marital misconduct in the dissolution proceeding is different from findings required in her suit for assault and battery. Husband cross-appeals the trial court’s judgment granting Wife’s motion for expenses and awarding Wife $2,000 in attorney’s fees and $380.50 in travel expenses as sanctions for failure to comply with the court’s scheduling order. In this consolidated appeal, we reverse and remand, in part, and affirm, in paid.
The facts of the case are not in dispute. Husband and Wife were married in 1992. On June 23, 1997, Wife filed a petition for dissolution claiming the marriage was irretrievably broken due to Husband’s physical and mental cruelty. On January 12, 1998, Wife filed a tort action against Husband alleging the acts of physical violence committed by Husband occurred during the course of their marriage and she suffered personal injury. Husband was served with a summons for this case the following day, immediately prior to the
On February 5, 1998, the findings and recommendations of the commissioner were adopted as the judgment of the court. On February 27, 1998, Wife filed a motion for new trial alleging, inter alia, that the court erred in finding no marital misconduct occurred. This motion was denied and Wife did not appeal. Final judgment on the dissolution petition was entered on March 19,1998..
With respect to the tort action, Wife filed an amended petition on October 27, 1998, alleging that Husband struck her during the course of their marriage causing injury to her right elbow. The amended petition also raised additional counts denominated as a domestic violence tort, a federal Violence Against Women Act violation, and a claim of intentional infliction of emotional distress. As well, Wife requested a jury trial. Husband responded, filing two motions to dismiss and a motion for summary judgment raising the affirmative defenses of collateral estoppel and res ju-dicata.
On November 30, 1999, after notice to and consent by both parties, the trial court ruled that Husband’s motions to dismiss would be treated as additional grounds for summary judgment directed against the entire petition. Wife filed a motion for expenses and attorney’s fees on December 17, 1999, alleging that Husband failed to comply with the trial court’s previous scheduling order requiring all dispositive motions be submitted by February 1, 1999. Wife asserted that Husband failed to include any information on his motion for summary judgment that was not known prior to that date.
On December 20, 1999, the court entered summary judgment in favor of Husband on all of Wife’s claims. It also granted Wife’s motion for expenses and awarded her $2,000 in attorney’s fees and $380.50 in travel expenses as sanctions against Husband. Husband and Wife appeal.
In review of summary judgment, we review the record in the light most favorable to the party against whom the judgment was entered. ITT Commercial Finance v. Mid-America Marine,
Summary judgment will be granted as a matter of law to the moving party when there is no genuine issue as to any material fact. Rule 74.04(c)(3). The moving party bears the burden of establishing a right to judgment as a matter of law. Following the moving party’s prima facie showing, summary judgment will be granted if the responding party fails to reply with specific facts showing a genuine issue of material fact exists for trial or with a demonstra
Res judicata is comprised of two separate and distinct doctrines: issue preclusion, known as collateral estoppel and claim preclusion, known as res judicata. Wolfe v. Central Mine Equipment Co.,
In order for a claim to be barred by res judicata, or claim preclusion, the following factors must be met: 1) identity of the thing sued for; 2) identity of the cause of action; 3) identity of the persons and parties to the action; and 4) identity of the quality of the person for or against whom the claim is made. Doherty v. McMillen,
Husband directs our attention to Horwitz v. Horwitz,
The trial court joined both actions. Id. After the court dissolved the marriage, the husband filed a motion to dismiss the tort claims against him on the grounds of res judicata, collateral estoppel, and failure to state a claim. Id. at 601-02. The trial court granted the husband’s motion and the wife appealed. Id. at 602. Upon appeal, this Court affirmed the decision of the trial court.
However, collateral estoppel did not bar all of the wife’s intentional tort claims. In Horwitz, this Court divided the wife’s tor-tious claims against the husband into three groups: breach of fiduciary duty, claim for necessaries, and the remaining tort claims. The wife’s claim for breach of fiduciary duty was barred by collateral estoppel. Id. at 604. In her claim for necessaries, we held she attempted to split her cause of action in that she attempted to receive compensation for maintenance and child support both in the dissolution action and in her tort action. Id. The remaining tort claims, including the intentional torts of battery and infliction of emotional distress, were not preserved for appellate review;
Thus, the application of Hoi~witz is inappropriate in the instant case. Here, unlike Horwitz, there was neither joinder of the two causes of action nor allegations that Wife sought double recovery by splitting her claims. Further, the Horwitz court never discussed the appropriateness of timing or the potentially conclusive effects of bringing a dissolution proceeding before an intentional tort lawsuit.
The Missouri Supreme Court has held that a spouse is not barred from bringing a tort action against the other spouse. S.A.V. v. K.G.V.,
In the instant case, Wife clearly had a cause of action sounding in tort against Husband for her allegations of abuse during their marriage that is separate and distinct from the dissolution proceeding. There is no legal precedent that the general findings in the dissolution proceeding have a preclusive effect upon her tort claims.
This Court struggled with similar issues in State ex rel. M.D.K v. Dolan,
Neither party has referred us to any Missouri case which has ruled that consideration of marital conduct in a dissolution proceeding precludes consideration of that conduct in a subsequent tort action. Or, if the tort action is tried first, that res judicata or issue preclusion bars consideration of that conduct by the dissolution court in distributing marital property and awarding maintenance. Nor has our independent research disclosed any.
Id. at 745.
The Dolan court proceeded with a lengthy discussion of several problems faced by the court when sorting out which cause of action should be tried first and what effect such sequencing has on the application of res judicata. Id. at 746-47. The Dolan court was concerned with avoiding problems arising from res judica-ta and collateral estoppel and the potential double recovery by a spouse. First, it recognized, relying on S.A.V., that there were differences between a division of marital property and an award of damages
After discussing this litany of problems, the Dolan court was unable to definitively resolve which cause of action should be heard first. However, it merely suggested that the parties would be best served if the tort claim were heard first because it could eliminate some of the problems previously discussed.
In the present case, Wife alleges that the trial court erred in barring her tort claims because she chose to proceed with the dissolution action first. Neither Dolan nor S.AV. mandate a sequencing of litigation, nor does any other Missouri caselaw. See also, Sosnick v. Sosnick,
In her second point, Wife claims that Husband’s motion for summary judgment was procedurally defective under Rule 74.04. Husband filed two motions to dismiss and a motion for summary judgment in relation to Wife’s tort claims, specifically raising the affirmative defenses of res judi-cata and collateral estoppel. The trial court gave notice and obtained the consent
Wife’s point challenges the form of the motion for summary judgment as being procedurally deficient, not the converted motions to dismiss. Wife argues that she specifically set forth objections to the procedural defects in Husband’s motion for summary judgment in her reply to that motion. Thus, she argues that she did not consent to the form of the summary judgment, but rather to the conversion of the motions to dismiss into motions for summary judgment.
Generally, failure to comply with Rule 74.04(c)(1) warrants a trial court’s denial of a summary judgment motion and warrants an appellate court’s reversal of the grant of summary judgment. Mathes By and Through Mathes v. Nolan,
Here, Wife’s protestations were not sufficient to preserve her claims of procedural defect in Husband’s motion for summary judgment. Moreover, the issues are clear, the material facts are not disputed, and the question posed is one of law. Hence, Wife’s procedural claim fails.
In his cross-appeal, Husband appeals the trial court’s judgment granting Wife’s motion for expenses and awarding damages as sanctions for his failure to comply with the court’s scheduling order. The trial court is vested with broad discretion in controlling its docket, the progress of litigation, and the grant or refusal of a continuance. Nixon v. Director of Revenue,
No abuse of discretion appears in the instant case. The trial court clearly instructed both Husband and Wife to file all dispositive motions with the court prior to February 1, 1999. Husband failed to submit his motions to dismiss and motion for summary judgment until November 22, 1999, one week before trial. The record does not reveal any meritorious reason for this substantial delay. Husband failed to include any allegation or evidence in these motions which was not known prior to the February 1, 1999 deadline. Wife submitted to the court evidence to support her claim for additional attorney’s fees and expenses directly related to Husband’s delay. Under these circumstances, we find the trial court did not abuse its discretion in granting Wife’s motion. Point denied.
The judgment of the trial court is reversed and remanded, in part, and affirmed, in part.
Concurrence Opinion
concurring in part and dissenting in part.
I concur in the disposition of Husband’s cross-appeal but must respectfully dissent
In the dissolution proceeding, Wife testified that Husband struck her, producing the injury to her elbow for which she is now seeking compensation in the instant tort case. Husband denied striking Wife and offered evidence that Wife’s medical records reflected that she is suffering from “tennis elbow,” a chronic condition not caused by external blunt trauma. Neither party requested detailed findings on the issue. The dissolution court entered a written finding that neither party had engaged in marital misconduct.
Although Wife moved for reconsideration of the finding of no marital misconduct citing her testimony that Husband had physically abused her, her motion was denied and Wife did not appeal. Had Wife appealed, she clearly would not have been successful because we would have been required to presume that the trial court found the facts in accordance with the result reached. In re Estate of Froman,
It is absolutely irrelevant that nothing in the case law mandates that Wife proceed to trial on the tort claim before proceeding to trial of the dissolution case. It is difficult to conceive of an area of the law that does require claims to be tried in any particular order. The purpose of the doctrine of collateral estoppel is to ensure that, regardless of the order in which claims are tried, factual determinations made as a result of the first trial may not be relitigated in the second. Bresnahan v. May Dept. Stores Co.,
In this case, Wife elected to proceed to trial in the dissolution case and did not even file her tort claim until the morning the dissolution case went to trial.
Wife draws our attention to language in S.A.V. v. K.G.V.,
The fact that there may be different measures of damages available in the first and second actions has never been an impediment to the application of collateral estoppel. In Bresnahan, for example, a factual finding in an unemployment compensation case that an employee had violated her employer’s policy by attempting to remove merchandise from a store without proper documentation or authorization was held to preclude her recovery on her later claim that employer breached her employment contract by terminating her.
Wife also relies on State ex rel. M.D.K v. Dolan,
Horwitz v. Horwitz,
On appeal, the wife first complained that the trial court erred in hearing the dissolution case before her tort claims, thereby depriving her of her right to a jury trial. In Horwitz, however, as in the present case, there was no indication in the record that the wife ever sought a ruling from the trial court that the tort claims should be tried first.
Although Horwitz may be distinguishable on its facts, it does squarely hold that factual findings made in a dissolution case will be given preclusive effect in a subsequent trial of a tort claim arising out of those facts. If facts necessary to sustain the tort claim have been decided adversely in the trial of the dissolution case, the tort action is barred on the basis of collateral estoppel. Id. at 604.
For the foregoing reasons, I would affirm the judgment of the trial court.
Notes
. If the dissolution court had made a written finding that Husband had struck Wife with sufficient force to cause her injury, its finding of no marital misconduct by either party could not have been sustained on appeal because, as appellate cases have consistently recognized, physical abuse of one’s spouse constitutes marital misconduct. See, e,g., Hogan v. Hogan,
. Although there is authority in other states that condones this piecemeal approach to litigation, there are sound policy reasons to require that claims of intentional torts committed by a spouse during the marriage be joined with the dissolution action or asserted as a compulsory counterclaim. They dearly arise out of the very transactions and occurrences before the dissolution court and failure to resolve such claims prior to or concurrently with the rendition of the dissolution decree prevents the dissolution court from completely winding up all that has occurred by reason of the relationship. It also makes it far more likely that the plaintiff will recover more than one recovery because it is usually impossible to know precisely by what amount a finding of misconduct influenced the division of property. If the claims are required to be asserted in a single proceeding, with the tort claims tried first to a jury upon request of either party, these problems would be eliminated.
. Moreover, as noted by the dissent in Bresna-han, the administrative agency’s factual findings were accorded preclusive effect despite the fact that there was no provision for pre-hearing discovery, the agency was not obliged to follow common law rules of evidence and the Appeals Referee was not required to be a member of the bar.
. It should be noted, however, that one of the cases discussed in Dolan was Noble v. Noble,
. In her second point, Wife complains that Husband’s motion was procedurally deficient
