Lead Opinion
OPINION OF THE COURT
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delivered the opinion of the Court.
This case presents the question whether the States, by accepting federal funds, consent to waive their sovereign immunity to suits for money damages under the Religious Land Use and Institutionalized Persons Act of 2000 (RLUIPA), 114 Stat. 803, 42 U.S.C. § 2000cc et seq. We hold that they do not. Sovereign immunity therefore bars this suit for damages against the State of Texas.
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I
A
RLUIPA is Congress’ second attempt to accord heightened statutory protection to religious exercise in the wake of this Court’s decision in Employment Div., Dept. of Human Resources of Ore. v. Smith,
Congress responded by enacting RLUIPA pursuant to its Spending Clause and Commerce Clause authority. RLUIPA borrows important elements from RFRA—which continues to apply to the Federal Government— but RLUIPA is less sweeping in scope. See Cutter v. Wilkinson,
Section 3 of RLUIPA provides that “[n]o government shall impose a substantial burden on the religious exercise” of an institutionalized person unless, as in RFRA, the government demonstrates that the burden “is in furtherance of a compelling governmental interest” and “is the least restrictive means of furthering” that interest. § 2000cc-l(a); cf. §§ 2000bb-1(a), (b). As relevant here, § 3 applies “in any case” in which “the substantial burden is imposed in a program
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or activity that receives Federal financial assistance.”
RLUIPA also includes an express private cause of action that is taken from RFRA: “A person may assert a violation of [RLUIPA] as a claim or defense in a judicial proceeding and obtain appropriate relief against a government.” § 2000cc-2(a); cf. § 2000bb-l(c). For purposes of this provision, “government” includes, inter alia, States, counties, municipalities, their instrumentalities and officers, and persons acting under color of state law. § 2000cc-5(4)(A).
B
Petitioner Harvey Leroy Sossamon III is an inmate in the Robertson Unit of the Texas Department of Criminal Justice, Correctional Institutions Division. In 2006, Sossamon sued the State of Texas and various prison officials in their official capacities under RLUIPA’s private cause of action, seeking injunctive and monetary relief. Sossamon alleged that two prison policies violated RLUIPA: (l)a policy preventing inmates from attending religious services while on cell restriction for disciplinary infractions; and (2) a policy barring use of the prison chapel for religious worship. The District Court granted summary judgment in favor of respondents and held, as relevant here, that sovereign immunity barred Sossamon’s claims for monetary relief.
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The Court of Appeals for the Fifth Circuit affirmed.
II
“Dual sovereignty is a defining feature of our Nation’s constitutional blueprint.” Federal Maritime Comm’n v. South Carolina Ports Authority,
Immunity from private suits has long been considered “central to sovereign dignity.” Alden v. Maine,
“It is inherent in the nature of sovereignty not to be amenable to the suit of an individual without its consent.
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This is the general sense, and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union.” The Federalist No. 81, p. 511 (B. Wright ed. 1961) (A. Hamilton).
Indeed, when this Court threatened state immunity from private suits early in our Nation’s history, the people responded swiftly to reiterate that fundamental principle. See Hans v. Louisiana,
Sovereign immunity principles enforce an important constitutional limitation on the power of the federal courts. See Pennhurst State School and Hospital v. Halderman,
Accordingly, “our test for determining whether a State has waived its immunity from federal-court jurisdiction is a stringent one.” College Savings Bank v. Florida Prepaid Postsecondary Ed. Expense Bd.,
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For these reasons, a waiver of sovereign immunity “will be strictly construed, in terms of its scope, in favor of the sovereign.” Lane v. Peña,
Ill
A
RLUIPA’s authorization of “appropriate relief against a government,” § 2000cc-2(a), is not the unequivocal expression of state consent that our precedents require. “[A]ppro-priate relief’ does not so clearly and unambiguously waive sovereign immunity to private suits for damages that we can
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“be certain that the State in fact consents” to such a suit. College Savings Bank, supra, at 680,
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“ [Appropriate relief’ is open-ended and ambiguous about what types of relief it includes, as many lower courts have recognized. See, e.g.,
Indeed, both the Court and dissent appeared to agree in West v. Gibson,
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Further, where a statute is susceptible of multiple plausible interpretations, including one preserving immunity, we will not consider a State to have waived its sovereign immunity. See Dellmuth v. Muth,
Sossamon argues that, because RLUIPA expressly limits the United States to “injunctive or declaratory relief’ to enforce the statute, the phrase “appropriate relief’ in the private cause of action necessarily must be broader. 42 U.S.C. § 2000cc-2(f). Texas responds that, because the State has no immunity defense to a suit brought by the Federal Government, Congress needed to exclude damages affirmatively in that context but not in the context of private suits. Further, the private cause of action provides that a person may assert a violation of the statute “as a claim or defense.” § 2000cc-2(a) (emphasis added). Because an injunction or declaratory judgment is not “appropriate relief’ for a successful defense, Texas explains, explicitly limiting the private cause of action to those forms of relief would make no sense.
Sossamon also emphasizes that the statute requires that it be “construed in favor of a broad protection of religious exercise.” § 2000cc-3(g). Texas responds that this provision is best read as addressing the substantive standards in the statute, not the scope of “appropriate relief.” Texas also highlights Congress’ choice of the word “relief,” which it argues primarily connotes equitable relief. See Black’s Law Dictionary 1293 (7th ed. 1999) (defining “relief’ as “ [t] he redress
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or benefit, esp. equitable in nature . . . , that a party asks of a court”).
These plausible arguments demonstrate that the phrase “appropriate relief’ in RLUIPA is not so free from ambiguity that we may conclude that
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The Court’s use of the phrase “appropriate relief’ in Franklin v. Gwinnett County Public Schools,
The presumption in Franklin and Barnes is irrelevant to construing the scope of an express waiver of sovereign immunity. See Lane, supra, at 196,
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against the Federal Government). The question here is not whether Congress has given clear direction that it intends to exclude a damages remedy, see Franklin, supra, at 70-71,
B
Sossamon contends that, because
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We have acknowledged the contract-law analogy, but we have been clear “not [to] imply . . . that suits under Spending Clause legislation are suits in contract, or that contract-law principles apply to all issues that they raise.”Id., at 189, n. 2,
In any event, applying ordinary contract principles here would make little sense because contracts with a sovereign are unique. They do not traditionally confer a right of action for damages to enforce compliance: “ ‘The contracts between a Nation and an individual are only binding on the conscience of the sovereign and have no pretensions to compulsive force. They confer no right of action independent of the sovereign will.’ ” Lynch v. United States,
More fundamentally, Sossamon’s implied-contract-remedies proposal cannot be squared with our longstanding rule that a waiver of sovereign immunity must be expressly and unequivocally stated in the text of the relevant statute. It would be bizarre to create an “unequivocal statement” rule and then find that every Spending Clause enactment, no matter what its text, satisfies that rule because it includes unexpressed, implied remedies against the States. The requirement of a clear statement in the text of the statute ensures that Congress has specifically considered state sovereign immunity and has intentionally legislated on the matter. Cf. Spector v. Norwegian Cruise Line Ltd., 545 U.S.
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119, 139,
IV
Sossamon also argues that § 1003 of the Rehabilitation Act Amendments of 1986, 42 U.S.C. § 2000d-7, independently put the State on notice that it could be sued for damages under RLUIPA. That provision expressly waives state sovereign immunity for violations of “section 504 of the Rehabilitation Act of 1973, title IX of the Education Amendments of 1972, the Age Discrimination Act of 1975, title VI of the Civil Rights Act of 1964, or the provisions of any other Federal statute prohibiting discrimination by recipients of Federal financial assistance.” § 2000d-7(a)(l) (emphasis added). Section 1003 makes “remedies (including remedies both at law and in equity) . . . available for such a violation to the same extent as such remedies are available for such a violation in the suit against any public or private entity other than a State.” § 2000d-7(a)(2). Sossamon contends that § 3 of RLUIPA falls within the residual clause of § 1003 and therefore § 1003 waives Texas’ sovereign immunity to RLUIPA suits for damages.
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Even assuming that a residual clause like the one in § 1003 could constitute an unequivocal textual waiver, § 3 is not unequivocally a “statute prohibiting discrimination” within the meaning of § 1003.
The statutory provisions specifically listed in § 1003 confirm that § 3 does not unequivocally come within the scope of the residual clause. “|G]eneral words,” such as the residual clause here, “are construed to embrace only objects similar in nature to those objects enumerated by the preceding specific words.” Washington State Dept. of Social and Health Servs. v. Guardianship Estate of Keffeler,
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We conclude that States, in accepting federal funding, do not consent to waive their sovereign immunity to private suits for money damages under RLUIPA because no statute expressly and unequivocally includes such a waiver. The judgment of the United States Court of Appeals for the Fifth Circuit is affirmed.
It is so ordered.
Justice Kagan took no part in the consideration or decision of this case.
Notes
. No party contends that the Commerce Clause permitted Congress to address the alleged burden on religious exercise at issue in this case. See 42 U.S.C. § 2000cc-1(b)(2). Nor is Congress’ authority to enact RLUIPA under the Spending Clause challenged here. We therefore do not address those issues.
. The District Court also denied injunctive relief.
. Compare Madison v. Virginia,
. Although Lane concerned the Federal Government, the strict construction principle, which flows logically from the requirement that consent be “unequivocally expressed,’’ applies to the sovereign immunity of the States as well. Cf. United States v. Nordic Village, Inc.,
. See also Holley,
. Nor can it be said that this Court’s use of the phrase “appropriate relief’ in Franklin and Barnes somehow put the States on notice that the same phrase in RLUIPA subjected them to suits for monetary relief. Those cases did not involve sovereign defendants, so the Court had no occasion to consider sovereign immunity. Liability against nonsovereigns could not put the States on notice that they would be liable in the same manner, absent an unequivocal textual waiver. Moreover, the same phrase in RFRA had been interpreted not to include damages relief against the Federal Government or the States and so could have signaled to the States that damages are not “appropriate relief’ under RLUIPA. See, e.g., Tinsley v. Pittari,
. Of course, the Federal Government has, by statute, waived its sovereign immunity to damages for breach of contract in certain contexts. See, e.g., 28 U.S.C. § 1491(a)(1).
. The dissent finds our decision “difficult to understand,’’ post, at 298,
. Every Court of Appeals to consider the question has so held. See Holley,
. Sossamon argues that § 3 resembles § 504 of the Rehabilitation Act, one of the statutes listed in § 1003, because both require special accommodations for particular people or activities. By Sossamon’s reasoning, every Spending Clause statute that arguably provides a benefit to a class of people or activities would become a federal statute “prohibiting discrimination,’’ thereby waiving sovereign immunity. Such an interpretation cannot be squared with the foundational rule that waiver of sovereign immunity must be unequivocally expressed and strictly construed.
Dissenting Opinion
SEPARATE OPINION
with whom Justice Breyer joins, dissenting.
The Court holds that the term “appropriate relief’ is too ambiguous to provide States with clear notice that they will be liable for monetary damages under the Religious Land Use and Institutionalized Persons Act of 2000 (RLUIPA), 114 Stat. 803, 42 U.S.C. § 2000cc et seq. I disagree. No one disputes that, in accepting federal funds, the States consent to suit for violations of RLUIPA’s substantive provisions; the only question is what relief is available to plaintiffs asserting injury from such violations. That monetary damages are “appropriate relief’ is, in my view, self-evident. Under general remedies principles, the usual remedy for a violation of a legal right is damages. Consistent with these principles, our precedents make clear that the phrase “appropriate relief’ includes monetary relief. By adopting a contrary reading of the term, the majority severely undermines the “broad protection of religious exercise” Congress intended the statute to provide. § 2000cc-3(g). For these reasons, I respectfully dissent.
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I
A
As the Court acknowledges, the proposition that “States may waive their sovereign immunity” is an “unremarkable” one. Seminole Tribe of Fla. v. Florida,
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consented to suit in federal court. See College Savings Bank,
Thus, in order to attach a waiver of sovereign immunity to federal funds, Congress “must do so unambiguously,” so as to “enable the States to exercise their choice knowingly.” Pennhurst State School and Hospital v. Halderman,
There is also no dispute that RLU-IPA clearly conditions a State’s receipt of federal funding on its consent to suit for violations of the statute’s substantive provisions. The statute states that “program[s] or activities] that receiv[e] Federal financial assistance” may not impose a “substantial burden on the religious exercise of a person residing in or confined to an institution.” § 2000cc-l. When such a burden has been imposed, the victim “may assert a violation of [RLUIPA] as a claim ... in a judicial proceeding and obtain appropriate relief against a government,” § 2000cc-2(a), which the statute defines, as relevant, as “a State, county, municipality, or other governmental entity created under the authority of a State,” § 2000cc-5(4)(A)(i). Accordingly, it is evident that Texas had notice that, in accept
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130 (CA4 2006) (“On its face, RLUIPA . . . creates a private cause of action against the State, and Virginia cannot be heard to claim that it was unaware of this condition” (citation omitted)); Benning v. Georgia,
B
The Court holds that the phrase “appropriate relief’ does not provide state officials clear notice that monetary relief will be available against the States, meaning that they could not have waived their immunity with respect to that particular type of liability. This holding is contrary to general remedies principles and our precedents.
RLUIPA straightforwardly provides a private right of action to “obtain appropriate relief against a government.” § 2000cc-2(a). Under “our traditional approach to deciding what remedies are available for violation of a federal right,” damages are the default—and equitable relief the exception—for “it is axiomatic that a court should determine the adequacy of a remedy in law before resorting to equitable relief.” Franklin v. Gwinnett County Public Schools,
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under the Administrative Procedure Act, “relief other than money damages” is available against a federal agency to remedy a “legal wrong”); see also 42 U.S.C. § 6395(e)(1) (providing a cause of action for “appropriate relief,” but specifying that “[n]othing in this subsection shall authorize any person to recover damages”); 15 U.S.C. § 797(b)(5) (similar).
If, despite the clarity of this background principle, state officials reading RLUIPA were somehow still uncertain as to whether the phrase “appropriate relief’ encompasses monetary damages, our precedents would relieve any doubt. In Franklin we made clear that, “absent clear direction to the contrary by Congress,” federal statutes providing a private right of action authorize all “appropriate relief,” including damages, against violators of its substantive terms.
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authority under the Spending Clause . . . private damages actions are available”); Gebser v. Lago Vista Independent School Dist.,
C
Accordingly, it is difficult to understand the basis for the Court’s position that the phrase “appropriate relief’ in § 2000cc-2(a) fails to provide state officials with clear notice that waiving sovereign immunity to monetary relief is a condition of accepting federal funds. In arguing that “a waiver of sovereign immunity to other types of relief does not waive immunity to damages,” ante, at 285,
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not barred by the Eleventh Amendment”); cf.
It is not apparent, however, why the phrase “appropriate relief’ is too ambiguous to secure a waiver of state sovereign immunity with respect to damages but is clear enough as to injunctive and other forms of equitable relief. The majority appears to believe that equitable relief is a “suitable” or “proper” remedy for a state violation of RLUIPA’s substantive provisions but monetary relief is not; therefore, a state official reading the “open-ended and ambiguous” phrase “appropriate relief’ will be unaware that it includes damages but fully apprised that it makes equitable relief available. See ante, at 286,
The majority suggests that equitable relief is the sole “appropriate relief’ for statutory violations “where the defendant is a sovereign.” Ante, at 286,
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of the injury to his legal rights. See Franklin,
The majority’s additional arguments in support of its holding also fail to persuade. The majority contends that the use of a “context dependent” word like “appropriate” necessarily renders the provision ambiguous. Ante, at 286,
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case does not render § 2000cc-2(a) ambiguous; it simply means that Congress meant for that provision to be comprehensive. See Pennsylvania Dept. of Corrections v. Yeskey,
Next, the majority repeats Texas’ dictionary-based contention that in using the word “relief’ Congress meant to “connot[e] equitable relief.” Ante, at 287,
Finally, the majority asserts that because the parties to this case advance opposing “plausible arguments” regarding the correct interpretation of RLUIPA’s text, we must conclude that the statute is ambiguous. Ante, at 288,
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matter. See, e.g., Carcieri v. Salazar,
In sum, the majority’s conclusion that States accepting federal funds have not consented to suit for monetary relief cannot be reconciled with the fact that the availability of such relief is evident in light of RLUIPA’s plain terms and the principles animating our relevant precedents. In so holding, the majority discovers ambiguity where none is to be found.
II
There is another reason to question the soundness of today’s decision. The Court’s reading of § 2000cc-2(a) severely undermines Congress’ unmistakably stated intent in passing the statute: to afford “broad protection of religious exercise, to the maximum extent permitted by the terms of [the statute] and the Constitution.” § 2000cc-3(g). I find it improbable that, in light of this express statutory purpose and the history of “long-running congressional efforts to accord religious exercise heightened protection from government-imposed burdens,” Cutter v. Wilkinson,
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As the majority acknowledges, RLUIPA was Congress’ second attempt to guarantee by statute the “broad protection” of religious exercise that we found to be unwarranted as a constitutional matter in Employment Div., Dept. of Human Resources of Ore. v. Smith,
By depriving prisoners of a damages remedy for violations of their statutory rights, the majority ensures that plaintiffs suing state defendants under RLUIPA will be forced to seek enforcement of those rights with one hand tied behind their backs. Most obviously, the majority’s categorical denial of monetary relief means that a plaintiff who prevails on the merits of his claim that a State has substantially burdened
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his religious exercise will often be denied redress for the injury he has suffered, because in many instances “prospective relief accords ... no remedy at all.” Franklin,
In addition, the unavailability of monetary relief will effectively shield unlawful policies and practices from judicial review in many cases. Under state law, discretion to transfer prisoners “in a wide variety of circumstances is vested in prison officials.” Meachum v. Fano,
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suit and just before discovery—which had been stayed 12 months for negotiation— was scheduled to recommence). Or, as happened in this case, officials may change the policy while litigation is pending. The fact of “voluntary cessation” may allow some of these claims to go forward, but many will nonetheless be dismissed as moot (as happened in this case).
Of course, under the rule the major
More problematically, because there is no apparent reason why the term “appropriate relief’ is sufficiently clear as to
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equitable relief but not as to monetary relief, we are left with the very real possibility that, in order to secure a waiver of immunity under the majority’s new rule, Congress must now itemize in the statutory text every type of relief meant to be available against sovereign defendants. I, for one, do not relish the prospect of federal courts being presented with endless state challenges to all manner of federal statutes, on the ground that Congress failed to predict that a laundry list of terms must be included to waive sovereign immunity to all forms of relief. I would avoid the problems the majority’s decision invites and hold instead that, as is the case here, when a general statutory term like “appropriate relief’ is used, clear notice has been provided and a State’s acceptance of federal funds constitutes a waiver of sovereign immunity to all relief, equitable and monetary.
As explained above, nothing in our precedent demands the result the majority reaches today. The conclusion that RLUIPA fails to provide States with sufficient notice that they are liable for monetary relief cannot be squared with the straightforward terms of the statute and the general principles evident in our prior cases. For these reasons, and because the majority’s decision significantly undermines Congress’ ability to provide needed redress for violations of individuals’ rights under federal law, I respectfully dissent.
. Though the Court reserves the general question whether RLUIPA is a valid exercise of Congress’ power under the Spending Clause, see ante, at 282, n. 1,
. The majority suggests that our use of the phrase “appropriate relief’ in Franklin and Barnes did not “put the States on notice that the same phrase in RLUIPA subjected them to suits for monetary relief,’’ because “[t]hose cases did not involve sovereign defendants.’’ Ante, at 289, n. 6,
. Curiously, the majority appears to believe that it would be appropriate for state officials to read the statutory phrase “appropriate relief’ without reference to general remedies principles. See ante, at 291, n. 8,
. In Lane v. Peña,
. I agree with the majority’s conclusion that, because § 3 of RLUIPA, addressing the rights of institutionalized persons, is not a “provisio[n] of [a] . . . Federal statute prohibiting discrimination” within the meaning of the Rehabilitation Act Amendments of 1986, 42 U.S.C. § 2000d-7(a)( 1), the latter statute’s waiver provision does not put the States on notice that they can be sued for damages under RLUIPA. See ante, at 291-292,
. See Parents Involved in Community Schools v. Seattle School Dist. No. 1,
