Memorandum Opinion and Order ■
Ashique Soomro (“Plaintiff’) brings this action against the City of New York and police officers Timothy Kraus and James Lamur pursuant to 42 U.S.C. § 1983, asserting false arrest, malicious prosecution, denial of a fair trial,' and related state law claims. Defendants have moved for summary judgment dismissing all claims; Plaintiff has moved for partial summary judgment on his denial of a fair trial and malicious prosecution claims.
The Court has jurisdiction of this action pursuant to 28 U.S.C. §§ 1331 and 1367.
The Court has carefully reviewed the submissions of the parties. For the following reasons, Defendants’ motion is granted in part and denied in part, and Plaintiffs motion is denied.
Background
Unless otherwise noted, the following material facts are undisputed. As of October 10, 2011, Plaintiff was a full-time yellow taxi cab driver working in the City of New York. (Defs. Response to PL Statement of Facts Pursuant to Local Rule 56.1(b) (“Defs. Counter Stmt.”) ¶2.)
On October 10, 2011, at or about 11:40 a.m., Plaintiff and his passenger arrived at the intersection of 57th Street and Fifth Avenue.' (Id. ¶¶ 11-12.) As Plaintiff finished driving westbound through the intersection, Plaintiff stopped to discharge his passenger. (Id. ¶ 14.) Kraus was standing 50 to 60 feet further west along 57th Street between Fifth and Sixth Avenues when he first observed Plaintiff stopping his vehicle. (Id. ¶ 15.) Kraus waved to Plaintiff, indicating that Plaintiff should keep moving and not stop his taxi in that location. (Id. ¶ 16.) Plaintiff understood that Kraus wanted him to move his vehi-ble. (Defs. Local R. 56.1 Statement of Undisputed Fact (“Defs. 56.1 Stmt.”) ¶ 19.)
Plaintiff drove about eight feet past Kraus towards Sixth Avenue before he stopped his vehicle. (Defs. Counter Stmt. ¶¶ 18-19.) The passenger threw down a ten dollar bill, opened the door and suddenly exited the passenger side of the taxi. (Defs. 56.1 Stmt. ¶ 13.) Kraus saw the taxi stop and approached Plaintiffs vehicle from the passenger side of the vehicle just as the passenger was exiting and banged on the roof of Plaintiffs vehicle. (Defs. Counter Stmt. ¶23.) As Plaintiff then drove away, Kraus’ left arm was caught inside the vehicle,
The parties disagree as to whether Plaintiff was aware that Kraus was caught in the taxi. Kraus testified at his deposition that he had yelled at Plaintiff loudly through the open window on the passenger side to “stop the car, stop the car, pull over, stop the car.” (Kraus Dep. Tr. 84:19-25; 85:2-4; see also Lamur Dep. Tr. 72:25-73:4.) Kraus also testified that he had “no doubt” that the Plaintiff could hear him because Plaintiff was “looking right at [him]” through the side view mirror. (Kraus Dep. Tr. 85:5-15.) Plaintiff testified that the front passenger window was closed and that he did not hear Kraus yelling (PLDep. Tr. 67:3-15, 88:13-14), and did not check his rearview mirror or look to his right or left (id. 78:19-24, 97:11-13; Defs. 56.1 Stmt. ¶ 39.) Plaintiff also testified that he did not have music playing in his car and was not on his phone. (PLDep. Tr. 88:15-19.) Plaintiff continued driving westbound on 57th Street as Kraus tumbled to the road, and Plaintiff did not stop until he reached the red light at 57th Street and 6th Avenue. (Defs. Counter Stmt. ¶¶ 39, 41.)
Lamur was stationed roughly across the street from Kraus. (Defs. 56.1 Stmt. ¶ 84.) Lamur’s attention was drawn to Plaintiffs taxi because it stopped in the middle of the street to discharge a passenger. (Id. ¶ 85.) Lamur observed Kraus approach Plaintiff and motion for Plaintiff to keep going. (Id. ¶ 86.) Lamur saw Kraus pulled along by the taxi and Lamur ran after the taxi. (Defs. Counter Stmt. ¶ 42.) Lamur caught up with Plaintiff at the intersection of 57th Street and Sixth Avenue, where Plaintiff was waiting at the red light, and arrested Plaintiff. (Id. ¶¶ 43^44.) Plaintiff was taken into custody and brought to the local police station for processing. (Id. ¶ 45.)
Lamur prepared the arrest paperwork, spoke with prosecutors at the New York County District Attorney’s Office (“NYDA”), and signed a criminal complaint. (Id. ¶ 46.) Lamur signed the criminal complaint on October 10, 2011, at 11:05 p.m., based on statements he claimed were made to him by Kraus. (Id. ¶ 48.) The criminal complaint included the statement:
Deponent [Lamur] states that deponent is informed by Police Officer Timothy Kraus, Shield 20901 of Manhattan Traffic Task Force, that when informant told the [Plaintiff] to move his taxi, the defendant (i) drove off, (ii) half of informant’s body was still in said taxi as the defendant drove off, (iii) informant was hanging out of the taxi and was unable to get out of the taxi as the defendant drove off, (iv) informant fell out of the window and rolled on the ground causing informant to [suffer pain and injuries].
(Id. ¶ 49.) Lamur also told the NYDA that he saw Kraus’ body “half hanging out of car [sic]” and that Kraus could not put his feet down because the taxi was traveling too fast. (Id. ¶ 80.) Kraus asserts that he is not sure whether he told Lamur that “half his body was inside” the taxi. (Id. ¶ 72.) In his deposition taken in the instant action, Kraus acknowledged that it was not true that “half his body” was
The NYDA elected to prosecute Plaintiff. (Id. ¶ 47.) Plaintiff was charged with assault in the second degree, pursuant to New York Penal Law § 120.05(3)
On or about March 26, 2012, while the criminal charges against Plaintiff were pending, Kraus and his wife filed a civil lawsuit for negligence and loss of consortium against Plaintiff to recover monetary damages for physical injuries Kraus had suffered as a result of being dragged by Plaintiffs taxi on October 10, 2011. (See id. ¶ 61.) The suit was later settled for $94,000. (Id. ¶ 62.) Kraus’ verified civil complaint included an allegation that “[sjolely as a result of. [Plaintiffs] negligence, carelessness and recklessness [Kraus] was caused to suffer sever and serious personal injuries.... ” (See Lu-mer Decl. Ex. 12 at ¶ 16.)
Defendants have moved for summary judgment as to all of Plaintiffs claims, arguing that the existence of probable cause defeats the false arrest and malicious prosecution claims, and that Defendants are entitled to qualified immunity as to the false arrest claim. Defendants also argue that the denial of fair trial claim should be dismissed because the evidence contained within the police documents at issue would have been inadmissible in a trial of the criminal charges against Plaintiff and thus could not have influenced a jury improperly.
Plaintiff has moved for summary judgment against Kraus and Lamur on his malicious prosecution and denial of fair trial claims, principally contending that the statements contained in the criminal complaint sworn out by Lamur that “half of [Kraus’] body” was inside the taxi and that Kraus was “hanging out” of the taxi were fabricated by Lamur and/or Kraus. Plaintiff argues that, without the fabrications, there was no probable cause to support the prosecution for assault, and that the fabrications would have influenced a jury. Thus, Plaintiff argues, summary judgment should be granted in his favor on the malicious prosecution and denial of fair trial claims.
Discussion
Summary judgment is warranted if “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). Material facts are those that “might affect .the outcome of the suit under the governing
False Arrest
The existence of probable cause constitutes a complete defense to a false arrest claim under both Section 1983 and state law. Covington v. City of New York,
An officer is entitled to qualified immunity with respect to a false arrest claim if he had arguable probable cause for the arrest. Zalaski v. City of Hartford,
Title 34, Chapter 4 — 11(c) of the Rules of the City of New York (“RCNY”), prohibits the discharge of passengers more than a foot away from the curb, or in circumstances which obstruct the movement of traffic; a violation of'the Rule is a traffic infraction. See 34 RCNY § 4-ll(c). A traffic infraction is deemed an offense that can give rise to probable cause for arrest. See N.Y. Veh. & Traf. Law. § 155 (2015) (“For purposes of arrest without a warrant ... a traffic infraction shall be deemed an offense.”); Smart v. City of New York, No. 08 CV 2203,
In addition, Lamur’s undisputed observations of Kraus’ encounters with Plaintiffs taxi, and of Kraus being dragged by the taxi, would support a reasonable officer in the belief that the driver dragged Kraus with the intention of interfering with Kraus’ lawful duties. As Defendants note in their briefs, intention to injure is not an element of the charged Penal Law violation. Alternatively, and at a minimum, the undisputed facts as to Lamur’s observations, as Corroborated by the video evidence, provide arguablé probable cause, as officers of reasonable competence could disagree as to whether the probable cause test was met for the charge of assault on an officer.
Accordingly, the Defendants are entitled as a matter of law to summary judgment dismissing Plaintiffs false arrest claim, on qualified immunity grounds and because the undisputed record establishes that there was probable cause for the arrest. Malicious Prosecution
To prevail on a-Section 1983 claim for malicious prosecution, a plaintiff must establish the elements of a malicious prosecution claim under state law and show a violation of his rights under the Fourth Amendment.- Fulton v. Robinson,
The parties do not dispute that Plaintiff has satisfied the first and second elements of a malicious prosecution claim in that there was an initiation of a criminal proceeding against him, and that the proceeding terminated in his favor. See Murphy,
On this record, the Court cannot find as a matter of law that there was probable cause to charge Plaintiff with assault because a reasonable juror could find that “the groundless nature of the charges” was made apparent to Defendants after Plaintiffs arrest. Nor can the Court find as a matter of law that probable
Denial of Right to a Fair Trial
To prevail on a denial of fair trial claim, a .plaintiff must show that “an (1) investigating official (2) fabricates evidence (3) that is likely to influence a jury’s decision, (4) forwards that information to prosecutors, and (5) the plaintiff suffers a deprivation of liberty as a result.” Jovanovic v. City of New York,
Relying principally on the Second Circuit’s non-precedential summary order in Jovanovic, Defendants argue that, because the allegedly fabricated statements contained within the criminal complaint and other police documents would have been inadmissible hearsay or protected by absolute immunity in the context of a criminal trial on the assault charge, Plaintiffs claim fails because these documents could not actually have “influenced” a jury. Defendants also argue the documents could not have caused Plaintiffs deprivation of liberty because independent probable cause existed for the arrest and prosecution. (See Defs. Br. at 17 n.2.)
Defendants’ argument misreads Jovano-vic and conflates the materiality (likely to influence a jury) and causation (consequential deprivation of liberty) elements of a denial of fair trial claim. The allegedly fabricated evidence at issue in Jovanovic was trial testimony for which the defendant had absolute immunity. The plaintiff was therefore unable to meet the causation element of his denial of fair trial claim, as there was no actionable wrong to which his
The Second Circuit’s 1997 precedential decision in Riccuiti makes it clear that the fabrication and provision of material false evidence to a prosecutor is a violation of clearly established constitutional rights of the accused.
The Second Circuit’s recent decision in Coggins v. Buonora,
There are issues of fact as to precisely how the incident occurred and the degree to which Defendants fabricated the information that was provided to the NYDA. There are also questions as to whether the alleged fabrications were material, and whether they caused Plaintiffs deprivation of .liberty, ie., whether the prosecutor would have proceeded with the assault charge based solely on accurate information that Kraus had been dragged by his arm.
Conclusion
The Defendants’ motion for summary judgment is granted as to Plaintiffs federal and state law false arrest claims, and is denied in all other respects. Plaintiffs motion for partial summary judgment is denied. Accordingly, Plaintiffs malicious prosecution and denial of fair trial claims will proceed as against Kraus and Lamur.
The final pre-trial conference in this case will be held on May 23, 2016, at 4:30 p.m. (Docket entry no. 71.) The parties must confer and make submissions in advance of the conference as provided in the Pre-Trial Scheduling Order. (Docket entry no. 24.)
This Memorandum Opinion and Order resolves docket entry numbers 36 and 39.
SO ORDERED.
Notes
. Citations to the parties’ S.D.N.Y. Local Civil Rule 56.1 Statements incorporate by reference the evidence cited in those statements.
. Although it is undisputed that a portion of Kraus’ left arm, at least up to the elbow, became stuck inside Plaintiff's taxi, the accounts differ as to whether Kraus was stuck in the front passenger window or the rear passenger window. The NYPD’s Significant Incident Report, dated October 10, 2011, stated that ”PO Kraus did have his arm in rear driver side window” (Lumer Decl. Ex. 5); Kraus testified at his deposition that he had placed his arm inside the front passenger
. “A person is guilty of assault in the second degree when: ... (3) With intent to prevent ... a traffic enforcement officer ... from performing a lawful duty ... he or she causes physical injury to such ... traffic enforcement officer ... [.]” N.Y.P.L. § 120.05(3).
. Defendants do not seek dismissal of the malicious prosecution claim on qualified immunity grounds.
. Defendants argue that, even if probable cause existed, the malicious prosecution claim should be dismissed against Kraus because he was not personally involved in Plaintiff's prosecution since only Lamur signed the criminal court complaints. (Defs. Br. at 14-15.) However, Kraus made direct statements to the NYDA. A police officer initiating a baseless prosecution as a “complaining witness” is liable to the victim under Section 1983. See White v. Frank,
. Defendants do not dispute that, in connection with the denial of fair trial claim, both Kraus and Lamur were investigating officials
. ■ Plaintiff has withdrawn his claims asserted against the City of New York pursuant to Monell v. New York City Dep't of Social Servs.,
