Lead Opinion
OPINION
Appellant Marilyn Johnson appeals from the judgment of the district court granting respondent Nancy SooHoo’s petition seeking visitation with Johnson’s two minor children pursuant to Minn.Stat. § 257C.08, subd. 4 (2006), which allows the court to grant reasonable visitation to a person with whom the child has resided for at least two years. Johnson challenges the constitutionality of section 257C.08, subdivision 4, as well as the visitation schedule ordered by the court. In addition, Johnson challenges the court’s order requiring Johnson to attend counseling “to address her tension and anxiety relative to the girls” and the discretion awarded by the court to SooHoo’s therapist to determine “whether either child or both needs to accompany [SooHoo] to therapy.” We conclude that the statute is constitutional both on its face and as applied, and that the court did not abuse its discretion in the amount of visitation it ordered or in awarding visitation without first holding an evidentiary hearing. We also conclude, however, that the court abused its discretion in ordering Johnson to attend therapy. Accordingly, we affirm in part and reverse in part.
Johnson and SooHoo, who lived together and jointly owned a house in Minneapolis, ended a 22-year relationship in the fall of 2003. During the course of that relationship, Johnson adopted two children from China. When Johnson adopted the first child, both she and SooHoo traveled to China. When Johnson adopted the second child, SooHoo remained in Minneapolis and cared for the first child while Johnson went to China. SooHoo did not adopt either of the children, but the record indicates that Johnson and SooHoo co-parented the children, recognized themselves as a family unit with two mothers, and represented themselves to others as such. For example, SooHoo took maternity leave to care for both children upon their arrival in the United States. SooHoo also participated in the selection of child-care providers and schools for the children and shared in the daily parenting responsibilities, including dropping off and picking up the children from day care, helping with school projects and homework, preparing meals for the family, taking the children to doc
The relationship between Johnson and SooHoo dissolved after a domestic incident that resulted in reciprocal orders for protection. The district court order against SooHoo barred SooHoo from residing at or visiting the home she owned with Johnson. During the five or six months after the court issued the reciprocal orders for protection, SooHoo was allowed to see the children for a total of only 48 hours.
In late 2003, SooHoo filed a petition seeking sole physical and legal custody of the children. In the alternative, she sought visitation. Under chapter 257C, only de facto custodians and interested third parties (as defined in section 257C.01, subdivisions 2 and 3 (2006)) have standing to petition for custody. Accordingly, the district court first addressed SooHoo’s petition for custody by conducting an evidentiary hearing to determine whether SooHoo had standing under chapter 257C to pursue custodial rights. The court found that SooHoo was an interested third party under the statute and ordered the Hennepin County Department of Court Services (court services) to perform a custody and parenting time evaluation. The court also ordered temporary visitation for SooHoo.
After further evidentiary hearings, during which the district court heard testimony from SooHoo and Johnson, several of their acquaintances, and the court services evaluator who conducted the custody and parenting time evaluation, the court denied SooHoo’s custody petition. In its order denying the custody petition, the court ordered Johnson and SooHoo to submit proposed visitation schedules. Johnson submitted a memorandum along with her proposed visitation schedule in which she urged the court to halt temporary visitation and argued that court-ordered visitation would violate her due process rights as a fit parent. Ultimately, the court awarded SooHoo visitation, which, in addition to weekly visitation, included a holiday visitation schedule that divided the major holidays between SooHoo and Johnson and an extended period of visitation during the summer months. The court also ordered that SooHoo employ a therapist to address her differential attention to the children and that Johnson “employ a counselor (or continue with existing counseling) to address her tension and anxiety relative to the [children].” In awarding visitation, the court concluded that Minn. Stat. § 257C.08, subd. 4, withstood constitutional muster. The court of appeals affirmed. Soohoo v. Johnson, A05-537,
I.
Johnson first challenges the constitutionality of Minn.Stat. § 257C.08, subd. 4, arguing that it violates her right to due process. Section 257C.08, subdivision 4, provides that a third party (excluding foster parents), who resided in a household with a child for two or more years but no longer resides with the child, may petition
The U.S. Supreme Court has explained that the substantive due process rights provided by the Fourteenth Amendment afford “heightened protection against government interference with certain fundamental rights and liberty interests.” Washington v. Glucksberg,
In Troxel, the Supreme Court struck down as unconstitutional a Washington statute that granted “[a]ny person” standing to petition for visitation at “any time” so long as visitation was in the best interests of the child. Troxel,
A four Justice plurality affirmed the judgment but issued a substantially narrower holding than the Washington Supreme Court. The Supreme Court declared the Washington statute unconstitutional as applied but declined to address whether third-party visitation statutes are per se unconstitutional. Id. at 73,
Because we rest our decision on the sweeping breadth of [the Washington statute] and the application of that broad, unlimited power in this case, we do not consider the primary constitutional question passed on by the Washington Supreme Court — whether the Due Process Clause requires all nonpa-rental visitation statutes to include a showing of harm or potential harm to the child as a condition precedent to granting visitation. We do not, and need not, define today the precise scope of the parental due process right in the visitation context. In this respect, we agree with Justice KENNEDY that the constitutionality of any standard for awarding visitation turns on the specific manner in which that standard is applied and that the constitutional protections in this area are best “elaborated with care.”
Id. (quoting id. at 101,
The constitutionality of a statute is a question of law that we review de novo. Hamilton v. Com’r of Pub. Safety,
Johnson first contends that third-party visitation statutes like section 257C.08, subdivision 4, are unconstitutional per se because they fail to give proper deference to a fit parent’s decision regarding visitation. A facial challenge to the constitutionality of a statute requires a showing that “ ‘no set of circumstances exists under which the Act would be valid.’ ” Ohio v. Akron Ctr. for Reprod. Health,
We therefore turn to an analysis of the language of the statute. As a preliminary matter, we note that the Supreme Court in Troxel did not articulate the standard of review to be applied when reviewing third-party visitation statutes; we conclude that the appropriate standard in this case is strict scrutiny.
In order to survive strict scrutiny, a law must advance a compelling state interest and must be narrowly tailored to further that interest. See Kahn v.
the state as parens patriae may restrict the parent’s control by requiring school attendance, regulating or prohibiting the child’s labor, and in many other ways. * * * [Tjhe state has a wide range of power for limiting parental freedom and authority in things affecting the child’s welfare.
Id. at 166-67,
We turn next to whether the requirements of section 257C.08, subdivision 4, are narrowly drawn to further the state’s compelling interest. Initially, we note that section 257C.08, subdivision 4, is, on its face, more narrowly drawn than the Washington statute at issue in Troxel. The Washington statute allowed courts to award visitation to any person at any time so long as it was in the child’s best interests. In contrast, section 257C.08, subdivision 4, limits the class of individuals who may petition for visitation to those persons who have resided with the child for two years or more (excluding foster parents). In addition to that threshold requirement, the statute further narrows the class of those who may be awarded visitation to petitioners who have “established emotional ties creating a parent and child relationship.” Minn.Stat. § 257C.08, subd. 4(2). We read this requirement as mandating that the petitioner stand in loco parentis with the child. As we have previously explained:
The term “in loco parentis,” according to its generally accepted common-law meaning, refers to a person who has put himself in the situation of a lawful parent by assuming the obligations incident to the parental relation without going through the formalities necessary to legal adoption and embodies the two ideas of assuming the parental status and discharging the parental duties.
London Guar. & Accident Co.,
But section 257C.08, subdivision 4, does not specify the level of proof required or who bears the burden of proving the requirements of section 257C.08, subdivision 4. We believe that in order to afford due deference to the fit custodial parent, the burden of proof must be on the party seeking visitation, and the standard of proof must be clear and convincing evidence. We base this conclusion on the following analysis. The Supreme Court has explained that “the minimum standard of proof tolerated by the due process requirement reflects not only the weight of the private and public interests affected, but also a societal judgment about how the risk of error should be distributed between the litigants.” Santosky v. Kramer,
Looking at the first Mathews factor, the Supreme Court has explained that the clear and convincing evidentiary standard is mandated when the individual interests in the proceeding are “ ‘particularly important’ ” and “ ‘more substantial than mere loss of money.’ ” Id. at 756,
As for the second factor, the Supreme Court has explained that proceedings that “employ imprecise substantive standards that leave determinations unusually open to subjective values of the judge” magnify the risk for erroneous deprivation of private interests. Santosky,
Finally, the government interest in this case under the third Mathews factor is the state’s interest as parens patriae in the welfare of the child. As we have already explained, the state’s interest as parens patriae in the welfare of the child and in promoting relationships among recognized family units is compelling.
Because Minn.Stat. § 257C.08, subd. 4, limits the class of individuals who may be granted third-party visitation to those who have a longstanding parent-child relationship with the child and prohibits the district court from granting visitation if the visitation is not in the child’s best interest or interferes with the custodial parent’s relationship, and because we conclude that the petitioner has the burden of proof by clear and convincing evidence, we also conclude that it is narrowly drawn to the state’s compelling interest in protecting the general welfare of children by preserving the relationships of recognized family units.
Turning then to the district court’s application of section 257C.08, subdivision 4, to the facts in this case, we reject Johnson’s as-applied challenge to the constitutionality of section 257C.08, subdivision 4. In order to make this determination, we look first at whether the court applied the legal framework set forth in section 257C.08, subdivision 4. If so, we then must determine whether the circumstances of this case are such that the Con-
Here, the district court applied the legal framework set forth in section 257C.08, subdivision 4, which we have just held to be constitutional on its face. The court awarded visitation after finding that SooHoo resided with the children for more than two years, that SooHoo was in loco parentis with the children, and that SooHoo and the children had developed emotional ties creating a parent-child relationship. The court then determined that visitation with SooHoo was in the children’s best interest after giving special weight to Johnson’s wishes regarding visitation. Finally, the court determined that granting visitation with SooHoo would not interfere with Johnson’s relationship with the children. Although the court stated, presumably based on the language of subdivision 7, that the burden of proof on this element rested with Johnson, the court went on to explain that regardless of who bore the burden of proof, the evidence in the record strongly demonstrated that visitation with SooHoo would not interfere with Johnson’s relationship with her children. Having concluded that SooHoo carried her burden of proving all the elements required under section 257C.08, subdivision 4, the court awarded a visitation schedule that it deemed reasonable in light of the circumstances of the case and the relationship between SooHoo and the children.
Because we conclude that the district court applied the correct legal framework, we next look at whether the facts of this case are such that section 257C.08, subdivision 4, cannot be constitutionally applied to Johnson. Johnson has not identified, and we have not found, any facts in this case that support a holding that section 257C.08, subdivision 4, was unconstitutionally applied to Johnson. Accordingly, we conclude that the court’s application of section 257C.08, subdivision 4, was constitutional and, therefore, we reject Johnson’s argument that section 257C.08, subdivision 4, is unconstitutional as applied to her.
II.
We next address Johnson’s argument that the district court abused its discretion in the amount of visitation it awarded SooHoo. Johnson’s primary argument is that the amount of visitation is unreasonable because it is commensurate with that which a court would award a noncustodial parent. She also argues that the amount of visitation is not reasonable because it interferes with her parental relationship with her children.
The district court enjoys broad discretion in determining visitation. Olson v. Olson,
Although Johnson forcefully argues that the amount of visitation awarded is unreasonable because it is commensurate with that which would be awarded to a noncustodial parent, Johnson cites no authority,
Minnesota Statutes § 257C.08, subd. 4, allows the district court to grant reasonable visitation. Generally, the reasonableness of an award of visitation turns on the specific facts and circumstances of each case. The district court, having heard the witnesses, is in the best position to determine what is reasonable under the circumstances. Given the evidence presented in the record before us, and the court’s broad discretion, we are not in a position to say, based on our standard of review, that the court’s findings are clearly erroneous or that the court abused its discretion. Here, the court carefully reviewed the applicable law and then applied that law to the facts contained in the record. As for Johnson’s argument that the visitation award is unreasonable because it interferes with her parental relationship with the children, it is enough to say, as discussed above, that the visitation awarded does not interfere with Johnson’s parental relationship. Therefore, we affirm the court’s visitation award.
III.
Johnson next asserts that the district court erred in ordering visitation without first holding an evidentiary hearing. Chapter 257C does not require a district court to conduct an evidentiary hearing dealing solely with the issue of visitation in order for the court to grant visitation. Here, the court considered the court services evaluation, testimony from several evidentiary hearings (including testimony from SooHoo, Johnson, and others), and additional evidence such as official school documents and affidavits submitted by the parties. We believe this evidence provided a sufficient basis for the court to make a determination regarding reasonable visitation. Accordingly, we conclude that the court did not err in declining to conduct an evidentiary hearing exclusively dedicated to the issue of visitation.
IV.
Johnson challenges the district court’s order requiring her to “employ a counselor (or continue with existing counseling) to address her tension and anxiety relative to the girls” and the discretion awarded by the court to SooHoo’s therapist to determine “whether either child or both needs to accompany [SooHoo] to therapy.”
Affirmed in part, reversed in part.
Notes
. To the extent the court of appeals applied intermediate scrutiny in In re Santoro,
. Subd. 7. Establishment of interference with parent and child relationship. The court may not deny visitation rights under this section based on allegations that the visitation rights would interfere with the relationship between the custodial parent and the child unless after a hearing the court determines by a preponderance of the evidence that interference would occur.
Minn.Stat. § 257C.08, subd. 7.
. Our holding is consistent with what other state supreme courts have concluded regarding statutes similar to Minn.Stat. § 257C.08, subd. 4. See, e.g., Rideout v. Riendeau,
. The district court also ordered SooHoo to counseling, but SooHoo has not challenged that aspect of the district court's order.
Concurrence Opinion
(concurring).
I concur in the opinion of the court but write separately to note concerns with respect to whether the district court abused its discretion in the amount and character of visitation awarded to respondent.
Appellant correctly notes that third-party visitation rights are governed by Minn.
That said, here, I am persuaded by the unique facts before us, and the detailed and thorough findings and conclusions of the district court, that there was no abuse of discretion in the visitation award.
