Estate of EDWIN PIERCE, Deceased. HELEN PIERCE SONTHEIMER, as Trustee, etc., et al., Appellants, v. MARJORIE A. PIERCE, as Guardian, etc., et al., Respondents.
L. A. No. 20156
In Bank
July 30, 1948
265
Bailey & Poe, Rufus Bailey and Carl N. Huff for Respondents.
TRAYNOR, J.—By a holographic will dated March 1, 1933, Edwin Pierce left his entire estate in trust. The will provided that a monthly annuity be paid to his widow, Edna Dyer Pierce and that the residue of the net income be divided in ten equal shares, two shares to each of the four children of a deceased brother and one share to each of the two children of a deceased niece. The provisions requiring construction are:
“(1) Should any of the annuitants, children or grandchildren of my late brother, W. A. Pierce, die before the final distribution of my estate, his or her annuity shall be distributed in equal shares to his or her children (lawful issue), until final distribution.
(2) “At the death of the last of the annuitants, Edna Dyer Pierce, William J. Pierce, Grace P. Holland, Chas. A. Pierce and Harry A. Pierce, it is my will that my estate be liquidated and distributed in equal shares, to and among the surviving grandchildren of my late brother William A. Pierce, said grandchildren being the lawful issue, of the children of my late brother, William A. Pierce.” (Underlining by the testator.)
The question for determination on this appeal is whether the testator used the term “lawful issue” to exclude adopted children. Respondent contends that the statutes governing the status of the children and their rights to inherit control the construction of this term. Section 228 of the
Even though an adopted child has a status with respect to its adoptive parent identical to that of a child born of such parent and succeeds to the estate of an adoptive parent in the same manner as a child born of such parent, it does not follow that such status is determinative in construing the terms of a will. It is fundamental in the interpretation of wills that the testator‘s intent be derived from the language of the will itself and, under
The procedure for adoption, unknown at common law, is entirely statutory. (Matter of Cozza, 163 Cal. 514, 522 [126 P. 161, Ann.Cas. 1914A, 214].) Adoption creates
In the determination of the rights of an adopted child under a will, the controlling question is not whether the adopted child would inherit from its adoptive parent under the statute of succession, but whether the adopted child is included among the persons the testator intended to share in his estate. (Puterbaugh‘s Estate, 261 Pa. 235, 241 [104 A. 601, 5 A.L.R. 1277]; Comer v. Comer, 195 Ga. 79 [23 S.E.2d 420, 424, 144 A.L.R. 664]; see 1 Am.Jur. 665.)
Section 108 of the
Respondent also relies on Estate of Moore, 7 Cal.App. 2d 722, 724 [47 P.2d 533, 48 P.2d 28], Estate of Tibbetts, 48 Cal.App.2d 177, 178 [119 P.2d 368], and Estate of Esposito, 57 Cal.App.2d 859, 865 [135 P.2d 167], holding that adopted children are “lineal descendants” within the meaning of section 92 of the
In construing the statutes of succession and the anti-lapse statute, the courts were concerned primarily with carrying out the intention of the Legislature (
The circumstances preceding the execution of the will in the present case indicate that the testator intended to use “lawful issue” in its ordinary meaning as offspring of parentage (3 Page on Wills 152; cases collected in 117 A.L.R.
Section 105 of the
If the terms of the will are unambiguous and are susceptible of only one meaning the intent of the testator must be gathered from the face of the instrument itself. (Estate of Watts, supra, 179 Cal. 20, 23; Estate of Soulie, 72 Cal. App.2d 332, 335 [164 P.2d 565]; Estate of Owens, 62 Cal. App.2d 772, 774 [145 P.2d 376]; Vincent v. Security-First Nat. Bank, 67 Cal. App. 2d 602, 610 [155 P.2d 63].) This will, however, is not clear on its face. The testator used “lawful issue” to qualify or restrict the meaning of children or grandchildren. As a layman using the words “lawful issue” in a holographic will he may have intended to distinguish legitimate from illegitimate children, adopted from natural children, legitimate children of the blood of the testator from adopted or illegitimate children, or he may have intended to include children of his legatees that they regard as their lawful issue. In view of the uncertainty appearing on the face of the will, it was proper for the trial court to admit evidence of the circumstances preceding the execution of the instrument to determine what the testator meant by “children (lawful issue)” in the first provision quoted above, and by “grandchildren being the lawful issue” in the second provision quoted above.
Respondent contends that the extrinsic evidence was inadmissible on the ground that it was too remote from the date of the execution of the will. That contention, however, relates to the probative value to be given such evidence, not to its admissibility. It cannot be seriously contended that such evidence was not sufficiently relevant to the testator‘s attitude toward the adopted children. (Trowbridge v. Trowbridge, supra, 127 Conn. 469, 471; Munie v. Gruenewald, supra, 289 Ill. 468, 472; see Beck v. Dickinson, supra, 99 Ind. App. 463.) In any event, since the respondent interposed only a general objection to the admission of the testimony of the widow, the question of its admissibility on the specific ground of remoteness cannot now be considered on appeal. It is well settled that when a general objection to the admission of certain evidence is overruled by the trial court, the party against whom the ruling is made cannot raise for the first time on appeal a specific objection thereto, unless the evidence is not admissible for any purpose. (Crocker v. Carpenter, 98 Cal. 418, 421 [33 P. 271]; Christiansen v. Hollings, 44 Cal. App.2d 332, 340 [112 P.2d 723]; Gularte v. Martins, 65 Cal. App. 2d 817, 821 [151 P.2d 570].)
The circumstances under which the will was executed may relate to events occurring before its execution, if they have relevance concerning the intention of the testator at the time the will was executed. (See Thompson on Wills supra, at p. 488.) Accordingly, in several California cases
Although section 105 of the
There is sufficient evidence of circumstances before the execution of the will, exclusive of the testator‘s declarations, however, to support the conclusion that the testator intended to exclude adopted children from taking under the will. The uncontradicted testimony shows that the testator was opposed to the adoption of these children and that his opposition was manifested by the execution of a will disinheriting the adoptive parent; that the testator destroyed the disinheriting will on the promise of Harry A. Pierce that he would not adopt these children. This appeal is upon an agreed statement of facts, and therefore rule 52 of the Rules on Appeal is controlling: “If a record on appeal does not contain all of the papers, records and oral proceedings, but is certified by the judge or the clerk, or stipulated to by the parties, in accordance with these rules, it shall be presumed in the absence of proceedings or augmentation that it includes all matters material to a determination of the points on appeal.” Thus, this court must
The order is reversed.
Gibson, C. J., Shenk, J., Edmonds, J., and Spence, J., concurred.
CARTER, J.—I dissent.
I am convinced that the order of the trial court holding that the testator intended the adopted children of the annuitants to be included in the term “children, lawful issue” should be affirmed.
The general rule is that the findings of a trial court should be liberally construed and any inconsistency therein so resolved as to uphold rather than defeat its judgment. (Woodbine v. Van Horn, 29 Cal.2d 95, 109 [173 P.2d 17]; Menghetti v. Dillon, 10 Cal.2d 470, 472 [75 P.2d 596]; Ensele v. Jolley, 188 Cal. 297, 303 [204 P. 1085]; Murray v. Tulare Irrigation Co., 120 Cal. 311, 315 [49 P. 563, 52 P. 586]; Bell v. Scudder, 78 Cal. App. 2d 448, 457 [177 P.2d 796].) In this case, by giving a liberal construction to the findings of the trial court, its order can, and should, be affirmed on the following grounds: (1) That the trial court realized the error it committed by first holding that there was an ambiguity in the will in the use of the phrase “lawful issue“; (2) That the trial court, in accord with the general rule, disregarded evidence erroneously admitted and cured its own error by finding against such evidence; (3) That the trial court refused to believe the evidence contrary to its findings.
The first and most basic question is whether there is present in the will here involved the condition precedent to the admission of extrinsic evidence: Ambiguity, or as the code puts it, “uncertainty.” (
In this case, the trial court originally held that there was an ambiguity, and therefore admitted the evidence. But on
Construing the language used in the will under California law as required by
In this connection, it may be conceded that up to this time, the California cases and statutes involved only questions of succession and pretermission rather than the interpretation of documents. The trend in favor of adopted children is nevertheless clear and so is the rule:
“[T]he rule is well settled that where the construction given to an instrument by a trial court is reasonable and appears to be consistent with the intent of the party making it, courts of appellate jurisdiction will not substitute another interpretation, even though it may seem equally tenable with that accorded by the trial court.” (Estate of Northcutt, 16 Cal.2d 683, 690 [107 P.2d 607], and cases there cited.)
Under this reasoning, the trial court was bound to disregard the extrinsic evidence and had to determine the intention of the testator on the basis of the words used in the will itself in accordance with section 105 of the
The decision of the trial court receives further support from the following rule:
“. . . that where by the terms of the will it is not made clear nor certain that an intestacy—whether partial or total
—was intended, an interpretation which will avoid intestacy will be adopted.” (Estate of Northcutt, 16 Cal.2d 683, 689 [107 P.2d 607], and many cases there cited.)
In this case, there would unquestionably be an intestacy if respondents are excluded. There is not the slightest indication of an intent to create such an intestacy in the will. The trial court therefore correctly concluded that the respondents were intended to take under the will.
Next, if it is conceded for the sake of argument that the use of the term “lawful issue” in the will created an uncertainty within the meaning of section 105 of the
The evidence contained in the agreed statement of facts shows that respondents’ counsel made immediate objection to the admission of declarations of the testator. The objection was general as well as specific and stated the rule laid down in section 105 of the
“Mr. Shelton: We are offering this testimony as to the facts and circumstances surrounding the man at the time when the will was executed and the facts thereto so as to make the court conversant with them.
“The Court: You are not seeking by this witness to introduce any statement of the testator with reference to this language?
“Mr. Shelton: Yes, directly bearing on that in declarations that he had no intention . . .”
The trial court then overruled the objection, evidently thinking that the declarations of the testator would not be introduced. The question asked by the trial court showed that it was aware of the rule under which such declarations would not be admissible. Afterwards, when the inadmissibility of the evidence came to light, the trial court must have realized that it was subject to reversal if it rendered a decree based on inadmissible evidence. (Fishbaugh v. Fishbaugh, 15 Cal.2d 445, 457 [101 P.2d 1084].) Under those circumstances, it was the duty of the trial court to disregard the inadmissible portion of the evidence. On appeal, it is presumed that the trial court disregards inadmissible evidence which has crept into the record,
Looking at the record in the light of this presumption, it is evident that the admissible portion of the evidence, that is, that portion which the trial court was under a duty to consider, shows nothing but the facts that the testator once made and tore up a will and that he became angry on one occasion. And while it may be conceded that this might have been enough evidence to support the conclusion of the trial court, had it concluded that the intention of the testator was to exclude the adopted children of the annuitants, the fact remains that it found to the contrary. Such evidence as was left certainly did not compel the trial court to find one way or the other. A torn will and an outburst of rage are equivocal acts, capable of any number of interpretations. It is axiomatic that under such circumstances the result reached by the trial court should not be disturbed.
Finally, if it is assumed that the words used in the will not only created an “uncertainty” but that the extrinsic evidence contained in the agreed statement of facts was admissible (and neither of these points is conceded), the trial court was still free to disbelieve the uncontradicted evidence of the only witness, and evidently did disbelieve it. In a recent case, when speaking of uncontradicted evidence, the majority of this court said: “But, of course, the trial court was not required to believe their testimony. The trial court is the exclusive judge of the weight of the evidence and the credibility of the witnesses. It is its province to give to the evidence that weight to which, in its judgment, it is entitled, and to draw all reasonable inferences therefrom, and if, in its judgment, the evidence is entitled to no weight it may disregard such evidence altogether. (24 Cal. Jur. 886, sec. 135.)” (Campbell v. Birch, 19 Cal.2d 778, 789 [122 P.2d 902].) The dissenting judges in this case
There can be no question but that the trial court in this case disregarded or disbelieved the evidence produced at the trial as to the testator‘s intention with respect to the adopted children. This the trial court obviously had the right to do. (Estate of Bristol (1943), 23 Cal.2d 221 [143 P.2d 689]; Tretheway v. Tretheway (1940), 16 Cal.2d 133 [104 P.2d 1033].)
In my opinion no ambiguity exists in the meaning of the words used. But if it is conceded that an uncertainty arose, whether some or all of the evidence was admissible or not, there is still a reasonable and logical explanation for the action taken by the trial court.
In a case of this nature, reflections of this kind are removed from the realm of conjecture by the presumption that the trial court acted in the proper discharge of its office and did not reach an arbitrary result. The cases cited supra, show that this court has often recognized the necessity for liberal construction in order to sustain rather than reverse a trial court. The rule that the trial court is presumed to disregard inadmissible evidence in the record is in line with this general principle. In this case, the majority opinion usurps the function of the trial court and reverses it where, under the settled rules above outlined, it could and should be affirmed.
Schauer, J., concurred.
