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Sonnier v. Crain
613 F.3d 436
5th Cir.
2010
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*3 GARWOOD, Before DAVIS and recognizes that speech freedom of DENNIS, Judges. Circuit assembly are basic and essential to both intellectual and social development. DAVIS, W. EUGENE Judge: Circuit freedoms, These guaranteed by The appellant Jeremy Sonnier chal- First and Fourteenth Amendments to lenges the preliminary injunc- denial of a Constitution, the United States shall be tion seeking enjoin enforcement of the enjoyed by the university community at speech policy time, regulating place Southeastern. Free discussion of ideas one sity may designate or more areas on or non-controver- either controversial campus where individuals assemble curtailed. nature shall not be sial All engage activities. freedoms, however, are not ab- These assembly speech and activities must be Colleges and universities have solute. university conducted in accordance with time, regulate rights well-established regulations. that activities do and manner so place, policy spe- provides interfere with the then upon intrude time,1 regulations governing cific and administrative programs academic speech. manner3 of university. place,2 The univer- processes *4 concerning policy concerning speech 3. The manner speech policy time re- SLU 1. The SLU states: states: restrictions strictions de- accordance with U.S. Federal Court In cisions, individual(s) Any organization pub- may or University right regu- the has the to licly peaceful or demonstrate in a assemble assembly speech time of or activi- late the attaining permission manner after the of (2) period two time will be ties. A hour the Vice President Student Af- Assistant of individual(s) organiza- provided to and/or designee. fairs or his or her purposes at for these Southeastern. tions application publicly to or 1. An assemble will be to Speech/assembly activities limited (7) days must be made seven demonstrate per seven-day peri- two hour limit one time provided by in advance on a form the Assis- od, commencing Monday of each week. the tant Affairs and Vice President Student concerning place speech policy shall contain: 2. The SLU name, address, (a) applicant's phone states: the restrictions number, security and date social number university designated following the birth; peaceful public for discussion sites and/or (b) location, (1) proposed the date and time assembly the public or demonstration: demonstration; assembly for or the Union Annex steps in front the Student (c) anticipated partici- the number of grassy immediately in the area front of and sidewalk; (2) pants; including rep- a list of authorized steps by the the and bounded organization the who will grassy the B. resentatives of area in front of Claude the addresses, Center; (3) Activity present along Pennington, Jr. be with their Student numbers, birth, phone of the dates of social se- Plaza area north Student Presidential Union, speech public curity purpose and for be- as areas where number their there, by ing speaking, helping i.e. with set- assemblies be conducted students (ID up, prior approval. provided cards to In- etc. will be without administrative individuals); dividuals) wishing organizations or use these (d) register purpose assembly required will of the or dem- such areas be onstration; speech assembly a public or minimum of or, (e) (7) days through signature applicant if an the office seven advance organization, representa- of Assistant Vice President of Student Af- authorized tive. fairs. assembly, or The Assistant Vice President of [sic] Public discussion demonstra- approve application tion shall not or interfere with Student Affairs shall an disturb event, activity approved properly 2 there program, prior made under section unless or assembly, grounds discussion or dem- reasonable believe that: onstration; (a) unreasonably disciplinary applicant is shall not disturb under prohibiting publicly assembling operations penalty or interfere with normal university; demonstrating; of the and will not be or activities (b) during major proposed al- is unavailable scheduled other events location inappropriate requested; ready campus. Use the time scheduled on (c) proposed date are unrea- activities could and time area shall include which sonable; non-permissible constitute solicitation or (d) assembly or would would be demonstration an infraction univer- unreasonably pedestrian or ve- sity sign policy regards to obstruct indiscriminate- traffic; ly handing passers-by. out materials to hicular regarding II. STANDARD OF REVIEW provides provisions pay- also security particular fees in situa- ment of a preliminary We review denial of tions.4 discretion, injunction abuse of but a 4, 2008, Sonnier filed an On November legal prin- grounded decision in erroneous §§ al- action under U.S.C. ciples de novo. is reviewéd Women’s Med. violates leging Bell, (5th Ctr. F.3d speech. to free right his First Amendment Morales, Cir.2001); Hoover F.3d particularly, challenged More Sonnier five Cir.1998); Concerned Women (1) provisions speech policy: SLU’s America, Lafayette County, Inc. v. (2) notice seven-day requirement; the two- (5th Cir.1989). F.2d See also Doran (3) limitation; hour, once-per-week the col- Inn, Inc., 922, 931-32, v. Salem (4) information; personal lection (1975) (“But (5) security requirement; the limi- fee applied specific while the standard tation of three locations. instituted a and an as-ap- Sonnier district deciding plain- court whether *5 plied challenge provisions of these preliminary injunction tiff to a is entitled is policy, seeking injunctive speech SLU’s stringent, appellate the standard of review relief, declaratory and well as nominal is simply whether the issuance of the in- action, At damages. the time he filed his junction, light applicable of the the stan- preliminary in- Sonnier also moved for a discretion.”) dard, an of constituted abuse junction restraining of the enforcement Chote, 452, 457, (citing 411 U.S. Broum 3, 2009, speech policy. On March after (1973)). S.Ct. L.Ed.2d 420 counsel, arguments hearing of the district A prelimi- district court should issue court a prelim- denied Sonnier’s motion for nary injunction only if plaintiff the inary injunction. timely filed this estab- Sonnier (1) appeal. lishes: a substantial likelihood of suc- (e) speech guard the will constitute clear and tive audiences who cannot their by avoiding danger privacy speech. present orderly to the institution's staff, students, operation, faculty or or speech policy concerning security 4. The SLU property, through advocacy of immediate fees states: action. only by freedom ideas is limited approved public 4. The manner for the constraints, practical certain necessitated assembly or demonstration will include but securing such considerations as following is not limited to the conditions. safety person property and the need (a) Individual(s) organizations or will be prevent disruption learning of the envi- place restricted to the described in the The use of ronment. Southeastern Louisi- registration and are not allowed to leave staff; University ana Administration Uni- assembly. that area to conduct their Police, Police, versity city of Hammond acts, (b) No harmful destruction or de- Tangipahoa Deputies, Sheriffs Louisiana physical property, facement of or assaults Police, private security company or a State persons will be allowed. This includes in connection with the event is at the sole par- threats aimed intimidation and/or University determining discretion creating ticular individuals and in them a for, strength both the need and the of the personal safety realistic fear for their or security sponsoring detail. The individu- security property. of their al(s) organization responsible is for the (c) amplification No use of devices is al- security beyond normally cost of this lowed. provided by University, specifically (d) speech may projected be not onto who those must be administrators/officers areas, private such hall assigned directly away as resident rooms to the event and/or thereby creating cap- operational or classrooms and from normal duties. their (1997); (2) Ward v. Rock merits; threat L.Ed.2d substantial cess on Racism, 791, 109 Against 491 U.S. injunction if the not injury irreparable (1989). (3) 2746, 105 Con- injury S.Ct. L.Ed.2d issued; the threatened time-place-manner restrictions injunction out- tent-based by the denial caused scrutiny, if are under strict mean- will result examined any harm that weighs (4) narrowly to ef- ing they must drawn granted; injunction compelling state interest. Per- fectuate a injunction will not disserve grant ry Perry Local Educators’ Educ. Ass’n Palmer v. Waxahachie interest. public (5th Ass’n, Dist, Sch. Indep. (1983).

Cir.2009). acknowl- only L.Ed.2d 794 Sonnier appeal, parties In this second, first, third, edges SLU does requirement; the first dispute challenged provisions fifth are content- the other dispute that Sonnier has met Therefore, TR at 188. alleges we neutral. Sonnier requirements. three challenged provision fourth content- the district court abused examine whether based. Id. finding that Sonnier did its discretion likelihood of success have substantial agrees signifi- Sonnier that SLU the merits. in implementing cant interest cases, mini- policy promotes the court must education and In free type disruptions setting. mizes to the academic of fora. There first determine TR at objection fora: traditional 189. Sonnier’s central types three fora, fora, designated and the is that is not tailored public *6 that agree Ark. Television to serve SLU’s interest. We non-public fora. Educ. the Forbes, strong in promoting 523 118 SLU has a interest v. U.S. Comm’n (1998). Therefore, only L.Ed.2d The education. we examine 140 875 S.Ct. court dis- the in this case is whether the district abused its agree that fora parties finding public policy a cretion in that public designated a fora or either Brief, 1821; narrowly to serve in- Appel- at tailored SLU’s Appellant’s fora. Brief, agree. The scruti- terest. at 11. We lee’s time-place-manner restric- applied to ny narrowly A restriction is tailored public for both a fora and

tions is same substantially when it does not “burden fora. States v. designated public United necessary more than to further Kokinda, 497 U.S. government’s legitimate interests.” (1990). Therefore, L.Ed.2d 571 we 111 Ward, 798-99, at 109 2746. S.Ct. the locations need not determine whether scrutiny, “In context of intermediate that at issue this campus on SLU’s are require tailoring narrow does not that public designated fora or case are long least means be used. As restrictive fora. as the promotes restriction substantial time-place-man governmental interest would be Content-neutral re effectively under in less without restrictions are examined achieved ner striction, sufficiently narrowly tai they are scrutiny, meaning termediate Houston, narrowly lored.” long they SEIU permissible so (5th Cir.2010) (quoting significant governmen F.3d tailored serve Ward, 798, 109 open ample alterna 491 U.S. at S.Ct. interest and leave tal reasonable, (1989)). in constitutes communication of the “What tive channels for FCC, depends on a regulation tailored Sys. formation. Turner Broad. factors, including the 180, 213-14, variety character regulation place maybe pertinent in which the issues that a resolu- Thus, questions, par- tion of the constitutional we examine enforced.” Id. at ticularly as regards perhaps applica- at in the all of restrictions issue con- tion and the policy, execution this but where are to text of location dealing I’m here policy its a college campus. enforced: you While it maybe concede that face. face, I content neutral on its haven’t III. OF SCOPE APPEAL argument applied, heard it’s argues the district court Sonnier least, you because gone haven’t into dis- denying challenge both his facial erred this, covery yet on applied whether it’s speech policy as-ap- and his just say religious groups certain or plied challenge. argue defendants groups opposed to It others.... court, objection the district without if seems as some there’s facts need trial parties, adopted plan from the to be determined here to resolve this consider its particular case. preliminary injunction

consideration of the (“TR”) (em- Transcript Record at 22021 of the as-applied defer consideration added). phasis challenge until the evidentiary hearing on court, ruling, then stated: permanent injunction that is scheduled ... I don’t find that here the February university, least present set me, of facts that I have before would 65(a), Under Fed.R.CivP. a district justify the in granting preliminary [sic] in deciding court broad discretion injunction. I require would further dis- a preliminary whether consolidate in execution, covery on its as well as on the junction hearing with the of the motion for actual surrounding circumstances injunction. permanent See Dillon v. incident, because there’s differences of Co., Bay City Constr. opinions on presented the facts here as (5th Cir.1975). permits “The rule the Tri day what occurred that with Mr. *7 Judge flexibly al to merge and hear the campus Sonnier and officials. So it will component parts thereby aof case avoid require discovery, further but on face ing repetition unnecessary delay.” Id. neutral, it’s policy content the is. Although in preliminary this motion for preliminary I finding make that it does injunction brought Sonnier both a facial appear violate First Amendment challenge and an as-applied challenge, the insofar policy issues as the itself on its plan district court’s trial is evident in the face.

court’s the throughout hearing comments injunction.

on preliminary the The court began the on hearing pre- the motion for denying injunction In preliminary the liminary injunction by asking a number of however, request, right we the reserve counsel, preliminary questions to including all particular to revisit of these issues as questions just about what facts developed, occurred before further on its but face I don’t find that at Sonnier was escorted from the there’s a basis campus. prelimi- this time for the issuance of a Thereafter the court stated: nary injunction. It you key sounds like all have some Id. 228-29. factual dispute issues that are in as to what occurred here when Mr. Sonnier objected Sonnier never the hear- during went on campus ing as well as some pro- other to the district court’s decision to injunction and to address the1 as- challenge. waiting Al- facial to hear the ceed challenge hearing on the applied until express agreement no there is though injunction. permanent hearing to limit the Sonnier the record counsel did Sonnier’s challenge, facial to a Therefore, only appeal, we review the on hearing beginning of at the announce in- preliminary district court’s denial of present he had no witnesses challenge, facial re- junction for Sonnier’s had record that Sonnier from the it’s clear serving right present of Sonnier to fact, In discovery.5 or no little conducted support as-applied his chal- evidence to rule 26 providing initial resisted Sonnier challenge up- facial at the lenge and his requested by the defendants. discovery injunc- coming hearing permanent on the sum, gave no indication to Sonnier tion. preliminary court that his focus anything on other hearing was injunction IV. ANALYSIS challenge the facial consistent than this was judge’s announcement is, ... challenge “A facial to resolve at issue that intended the sole course, challenge most difficult with Sonni- hearing. This is consistent successfully, challenger mount since in the dis- stay proceedings motion er’s must that no set of circumstances establish appeal where he stated: pending court trict exist under which the Act would be valid.” heavily case depend issues of this Salerno, United States law, fact. The not of disputes (1987).6 745, 107 L.Ed.2d — challenge SLU’s primary Stevens, See United States v. U.S. Thus, the challenge. case is a facial -, 1577, 1580, 176L.Ed.2d 435 130 S.Ct. purely legal Fifth Circuit will address (2010) (stating that the Salerno standard likelihood of issues determine typical used to succeed standard And, merits. success plaintiffs attack). challenge A fail facial facial will speaks to the once Fifth Circuit “plainly legitimate when the statute has a law, case would es- meaning of the Washington Glueksberg, sweep.” sentially resolved. 702, 740 n. (1997) J., (Stevens, concurring at the L.Ed.2d 772 position parties

Given Court justified judgments). in address- hearing, court was why challenges reg- explained abstract the facial to SLU’s ing *8 hearing preliminary on disfavored: ulations the the argument during appellate example, discovery oral had or stated 5. For Sonnier no designed why to show the "regular” challenge evidence Universi- and not this was a facial regulations narrowly tailored ty’s were not or challenge. Ap- an overbreadth facial See also regulations the could be more how Brief, (discussing pellant's Reply 23 the University’s legiti- the drawn and still serve challenge and a differences between a facial purposes. mate Moreover, challenge). facial overbreadth may bring as-ap- challenger either an context, challeng- In the First Amendment challenge challenge, plied or an overbreadth may by establishing that the also er succeed may bring Virginia See v. but both. he regulation impermissibly overbroad be- is 118-19, 2191, 113, Hicks, U.S. 123 S.Ct. 539 applications cause a substantial number of its (2003). 148 Because Sonnier 156 L.Ed.2d Grange, Wash. State are unconstitutional. as-applied challenge brought that is still Ferber, 6; n. 128 S.Ct. at 1191 New York court, 3348, pending the he cannot (192), before district 73 U.S. 769 102 S.Ct. 458 however, case, argue appeal. on an overbreadth Sonnier L.Ed.2d 1113. In challenges requirement permissible public Facial are disfavored for sev- because invalidity responsibili- of universities have duties and eral Claims reasons. require often conse- ties that such advanced notice. speculation. rest As quence, they “prema- the risk of raise White, Eighth In Bowman v. Circuit of interpretation ture statutes on the court’s ruling reviewed district factually basis of records.” barebones facial, overbreadth, as-applied chal- contrary run challenges Facial also lenge validity university’s of a three- judicial principle the fundamental re- day requirement. The notice court stated “ straint that courts should neither ‘an- three-day the “modest nature” of a ticipate question constitutional law requirement public notice speeches, necessity in deciding advance “University’s with combined reduced ” “ a rule of constitu- it’ nor ‘formulate capacity exigencies to address ‘the of de- required than broader tional law what, termining if any, security, crowd which it is to precise facts to be insurance’, control, etc., additional bewill ” applied.’ Finally, facial challenges event,” required for a particular made threaten to short circuit the democratic requirement “sufficiently narrowly notice process by preventing laws embodying (8th Cir.2006) tailored.” F.3d being the will from people imple- (citations omitted). In finding the three- mented in a with manner consistent day requirement constitutionally notice must keep Constitution. We mind permissible, Eighth specifically Circuit “ ruling of unconstitutionality ‘[a] distinguished University settings from oth- rep- frustrates the intent of the elected er forums. The Bowman dis- court ” people.’ resentatives tinguished its case from the earlier case of Grange Repub Wash. State v. Wash. State Brownell, Douglas 1523- F.3d Party, lican 128 S.Ct. U.S. (8th Cir.1996), in which the court struck (citations (2008) five-day requirement down a notice omitted). expressed similar Court parade picket city or Bow- streets. The States, sentiments in Sabri v. United 541 man court found case differed from 600, 608-09, Douglas because the forum Bowman (2004) (citations omitted): L.Ed.2d 891 college was a campus whereas the forum “[Fjacial challenges are best when infre city Bowman, Douglas was a street. quent. Although passing on validity at 982. F.3d The Bowman court explained a law wholesale efficient city that “a university less able than a abstract, any gain by losing is often offset entity police powers other to deal taught by particular, lessons significant with a disruption on short no- normally common law method tice.” Id. looks.” similarly The Fourth Circuit has stated We examine each challenged pro- particular universities have unique, *9 separately. visions that concerns must factor into a court’s of university’s speech policy. review

A. Mote, v. Chapter See ACLU Student 423 (4th Cir.2005) argues Sonnier first the re F.3d (allowing 445 quirement University Maryland that an application require to assemble of to non- days or demonstrate be made spot speak seven students to reserve a to or narrowly up days advance is not tailored. de distribute leaflets to five ad- vance); Cole, argue seven-day fendants that the notice Glover v. 762 F.2d 1203

445 requiring permit a “ordinances Cir.1985) college precedent, (4th (stating “[a] by people a of for its demonstrations handful campus for preserve to right a college signifi to protect narrowly tailored serve and are not purpose intended of solicita- pressures v. from the interest.” Knowles government students cant tion”). (5th Waco, F.3d City Cir. 2006). also relate cities But these by drawn the distinction agree We See, e.g., to universities. Ameri and not Circuits. Universi- Eighth and the Fourth Comm. v. can-Arab Anti-Discrimination than cities and other equipped ties less (6th Dearborn, 600, 608 City 418 F.3d fora) (or public designated public fora Cir.2005) group excep a small (requiring on notice. disruptions short respond to special to hold event permit tion for a university with advance notice Providing a Dearborn); adequately City City take Cox v. university allows the (4th pub- Charleston, associated with care of issues F.3d 284-86 Cir. might 2005) speech or demonstration group exception lic a small (requiring to meet its university’s ability hamper the in the gathering City to hold a permit for stu- goal education primary Rest). Eighth Both of Travelers Cir —the dents. Circuit have not re cuit and Second quired group excep or small individual “concerns over traf- argues that

Sonnier requirements on tion for advanced-notice maintenance, fic, control, property crowd Bowman, campuses. university See justify long welfare do not public or 982; Miles, However, v. he F.3d at Powe F.2d cites requirements.” notice Cir.1968). (2d fact, Bowman, college campus concerning no case Instead, the cases assertion. Eighth upheld permit require makes this Circuit require- relate notice by cited Sonnier speaker single, when the ment even city public on streets ments for much like traveling preacher, street Sonnie See, e.g., City Au- Sullivan parks. r.7 (1st Cir.2007) 16, 38-40 gusta, F.3d require- thirty-day notice down

(striking acknowledge that seven- We streets); city Doug- parades ment for longer than no day requirement notice las, (striking down a at 1523-24 by other cir requirements tice considered parades requirement five-day notice cuits, in length this modest increase but streets); city Grossman pickets the regu us to conclude that does not lead Portland, F.3d tailored for Sonnier’s lation is Cir.1994) seven-day (striking down a in a challenge. In order to succeed facial public speeches requirement notice challenge, plaintiff must estab parks). Because demonstrations regulation would invalid in all lish the have different needs public universities Grange, 128 circumstances. Wash. State cities, cases cited than and limitations There are situations in at 1191. in this case. controlling are not Sonnier notice well be re seven-day which a expected to attract a quired. If Sonnier objects to the sev- Additionally, Sonnier his mes large number of students with requirement there is en-day notice because entire seven sage, might need the exception. individual group no small logistically prepare for Sonnier’s days under Fifth Circuit argues Sonnier alone, *10 placed speaker the re- speaker on the men! noted that Bowman court expect- he gardless of the number students spoke, he sometimes as drew crowds when students, require- ed. permit the large but as 200 speak preventing speaker If to on one from monopolizing arrival.8 Sonnier desired at a num- on campus space campus, provision the same time as the the was not SLU’s organizations individuals and narrowly ber other tailored to achieve inter- those campus, to on SLU speak wished SLU’s ests. Id. at 982. days orga- entire to might need the seven We agree defendants speak. when individual would If nize each policy SLU less restrictive than the speaker another wished to Sonnier or policy at issue Bowman. While multiple at a when speak time members speakers Bowman restricted to the SLU administration were scheduled to semester, speaking per five times the SLU office, might be out of the SLU need the speakers allows to regulation speak sixteen days entire seven to coordinate who would per times semester. attend the event. Given there are however, More importantly, Sonnier has seven-day instances which the notice not demonstrated that the regulation SLU necessary,

requirement the district is invalid in all circumstances. There are court did not deny- abuse its discretion in limiting situations in which the number of ing preliminary injunction facial for the times an speaks individual on campus and challenge require- seven-day of the notice length time an speaks individual on ment.9 campus pro- are valid means for to legitimate tect If large interests. B. number of or organizations individuals Next, argues limiting Sonnier to on speak campus during wish the same organi the amount of time an individual week, University must have non- hours, may speak zation on to campus two discriminatory manner of granting permis- per week, narrowly once is not tailored. many to speakers possi- sion as diverse compares He the regulation provision to a By restricting ble. all speakers to that was struck down in Bowman. The week, two per University hours can distinguish defendants regulation the SLU better ensure that the greatest number of from provision by the Bowman arguing different organizations individuals and regulation that the SLU is less restrictive. message able to their campus. deliver on Accordingly, Bowman, we find the district reviewing court did the district not abuse facial, overbreadth, its discretion in Sonni- ruling denying court’s on regulation. er’s to this as-applied challenge, the court struck a provision down limited a person’s C. ability speak to on a college campus five to days per provision Next, semester because requir Sonnier asserts that narrowly was not tailored. 444 at ing applicant personal F.3d to disclose infor Eighth 981-82. Circuit found that mation about himself or herself is not nar a university while significant rowly had a interest tailored achieve SLU’s interest. fostering diversity viewpoints and The defendants requiring contend that hearing Sonnier's counsel even opportunity pro- slated 9. Sonnier have will preliminary injunction hearing perma- duce evidence that "if injunction nent that demonstrates the seven- applying group peo- were hundred day requirement narrowly notice is not tai- ple speak campus want to come and him, applied lored as and the defendants you prepare would time adequately need Sonnier, justify why, applied have will for that.” TR at 194. requirement tailored.

447 regulation is that this information about fendants personal of disclosure necessary significant to their interest for to address tailored speaker applicants By knowing challenge. safety and ensure broad Sonnier’s concerns public campus, identity speakers of on where University. to the access speak, purpose, intend and their to enti public have allowed Other circuits University equipped is better to ensure universities, ties, require a including necessary safety security precau- that provide personal information to speaker to Also, informa- obtaining tions are taken. Bowman, 444 F.3d at permit. obtain a See regarding tion the future allows the requirement a that (upholding in University steps required to take college a cam speakers permit obtain a on to continue normal education advance Westchester, County Hobbs v. pus); speech. While there during functions (2d Cir.2005) 133, 150-51 (upholding F.3d all of be circumstances which requirement planning that use people not nar- requested by information SLU is during perform props equipment and/or tailored, rowly Sonnier has not demon- public permit); forum obtain a ances in regula- every strated that in this instance County, S. Or. Barter Fair Jackson Therefore, tion is invalid. district (9th Cir.2004) (upholding a state F.3d deny- court did abuse discretion required applicants out statute ing injunction per- preliminary submit, among other gatherings door mit requirement. name, address, their estimated at things, tendance, gath of the proposed and nature D. Sonnier cites Watchtower Bible ering). argues Society Village

and Tract New York v. Sonnier next that SLU’s Stratton, 150, 166-67, 122 Amend speech policy violates the First (2002), University prop gives for the ment because it 153 L.Ed.2d right speak ... determining osition he has the “sole discretion both Watchtower, however, for, anonymously. strength held the need and the of the secu rity” public village require assembly at the or demonstra could not door-to- tion, register door distributor of handbills to and assesses cost additional Mayor’s canvassing security sponsoring with the office before on the individual organization. response, In private agree homes. We with Sonnier defendants anonymous has door- assert the fee has never been Court found protected pamphleteering by charged. Regardless to-door to be of whether the fee However, charged, agree been Son First Amendment. Sonnier ever we pamphle nier. engaging door-to-door teering private property; Sonnier is Forsyth County Move- Nationalist university’s campus. speaking public ment, Court struck U.S. Therefore, concerning we find the cases pro- down fee virtually security identical permit requirements speak required organizations pay vision that forums more instructive than Watchtower. necessary for “the cost reasonable ... applicant’s protection ex- policy requires [for assemblies] [that] The SLU address, number, name, phone social secu- ceeds the usual and normal costs law number, birth, rity proposed date of loca- enforcement....” (1992). date, speech, tion, and time of the antici- S.Ct. L.Ed.2d security pated participants, purpose Forsyth County number Court found the because, among other assembly. agree We with the de- fee unconstitutional *12 reasons, objec- no regulation campus speaking included the SLU to students. precludes how to directing policy simply tive standards establish The demon- group Instead, level of the fee. the amount occurring strations and assemblies from security fee left to “whim of University University sidewalks. The 133, 112 Id. at the administrator.” S.Ct. obviously significant keeping has interest open its sidewalks and streets allow students and campus. others access security provision fee has the SLU shortcomings as the ordinance struck same reject “The courts proposition ‘that a County. As the Forsyth down campus must make all of its facilities states, determining the additional amount equally available to students and nonstu security needed is at the “sole discre- alike, a university grant dents or that must University; objective no tion” fac- free access to all of grounds its or build provided University rely tors are for the ” Blanchard, ings.’ 466, Gilles v. 477 F.3d upon making when such determination.10 Cir.2007) v. (citing Widmar Vin Because of the unbridled discretion this cent, 5, 454 U.S. 268 n. 102 S.Ct. provision gives to we University, con- (1981). 70 L.Ed.2d 440 See also A.C.L.U. clude that the district court abused its Mote, (4th Cir.2005)) denying injunc- discretion in preliminary (holding university may that a require out regards security tion with to the fee. side speakers speak particular, from pre-scheduled campus). locations on Un

E. doubtedly, significant has a interest finally Sonnier contends re- in preserving property for educational quirement all assemblies and demon- purposes limiting where outside strations must occur in three specific on- speakers may assemble or demonstrate is overly campus venues is broad restric- purpose. tailored to that See Further, tion of speech. argues Sonnier Flonda, Adderley 385 U.S. that the speech policy SLU’s unconstitu- (1966) (“The tionally him speaking bans from on the State, no less than private owner of campus’ sidewalks. The argue defendants property, power preserve prop that the policy prohibit does not Sonnier erty under its control for use to which speaking University’s from on the side- dedicated.”); Bowman, lawfully limiting walks and that the geographic (“[A] university’s F.3d at 978 mission speak area non-students to and assem- knowledge— education and the search for proper. ble is to serve as a ‘special type enclave’ de Thus, streets, reading speech policy higher Our SLU’s voted to education. sidewalks, consistent with the reading open might defendants and other areas that policy: nothing policy prohibits otherwise be traditional fora Sonnier from walking differently on the sidewalks of treated when fall within Hamp- testimony The defendants also cite Coxv. New no evidence the statute shire, 85 L.Ed. granted licensing unfettered discretion to the (1941) proposition govern- for the authority,” Forsyth County, whereas as in may impose speakers ment fees for the case, there was evidence that the admin- defendants, expenses speech. incident to question istrator of the fees in had unbridled however, Forsyth County's interpre- misread Forsyth County, discretion to set the fees. See Forsyth County, tation of Cox. the Court 505 U.S. at 133 n. 112 S.Ct. 2395. distinguished Cox because "there was in Cox *13 facially In speech policy as constitutional. University’s vast of the the boundaries view, provisions other of the my those campus.”). unconstitutionally speech policy were SLU authority Sonni find no We —and plaintiff, an itinerant Chris- applied to the public a requires none11—that provides er teacher, police and tian when SLU gospel campus university open throw its entire to him stop officers ordered to administrative or demonstrations. assemblies public university attempts engage his to students discre court did not abuse its The district campus a religious in conversations on injunction denying preliminary a as tion in thoroughfare. a limitations for where location the the students. speaker may address permeate the deci- Several basic errors majority. the the

sions of district court and CONCLUSION First, majority the the district court and erroneously plaintiffs the reach and decide reasons, AFFIRM the the above we For speech policy facial the SLU prelimi- the denying court’s order district deciding plain- first whether without the chal- injunction on Sonnier’s facial nary challenges as-applied tiffs have merit. following provisions on the to the lenge Second, binding majority adopts the (1) no- seven-day the speech policy: SLU precedent misconception a of what makes (2) two-hours, the once- requirement, tice facially a invalid under First law the (3) limitation, the collection per-week majority erroneously Amendment. (4) information, the limitation and personal invalidity inquiry sees the facial sim- specific three locations. We “no ple all-purpose set circumstances” deny- district court’s order REVERSE test, prevail can in plaintiff under which regard ing preliminary injunction if challenge only the court is un- facial security requirement, fee and SLU’s imagine single even a set of circum- able to injunction restrain- grant preliminary regulation stances under which law or enforcing portion from ing defendants an as-applied could survive chal- issue speech policy. of the has lenge. Although Supreme Court part. in Affirmed dicta, it never to that test in adverted part. Reversed challenge. deciding on facial relied fact, the “no set of circumstances” test DENNIS, Judge, concurring in Circuit by and holdings is contradicted reason- dissenting part. part and growing ing of a substantial and number Supreme and Fifth Circuit cases. part majority I of the Court concur one Moreover, single use holds that test opinion IV.D—which —section challenges all provision applies to security supposedly fee of Southeastern (SLU) policy incompatible with the Su- University’s appears Louisiana explanation in facially preme unconstitu- Court’s recent Citi- assembly —FEC, -, tional, from respectfully I dissent zens United but — - (2010), that upholds L.Ed.2d majority opinion, rest of the as-ap- facial and challenged “the distinction between provisions the other college campuses particular cites ad- whether areas 11. None of the cases that Sonnier here, public question presented namely constitute a fora. These cases do not dress proposition college cam- public university may for the that a limit stand whether campus. pus particular must allow non-students to assemble or speech to areas on Instead, campus. all areas of the the cases Sonnier cites discuss demonstrate plied challenges” has no began “automatic effect” case This when Southeastern Loui- (SLU) “pleadings on the of a disposition” University siana applied certain case. provisions Id. its official on speech assembly Sonnier, to Jeremy majority Finally, properly fails plaintiff-appellant. Sonnier ais Christian apply constitutional required test preacher a pedestrian who stood in mall on Court Ward Rock *14 campus along SLU’s with a handful of Racism, Against 491 U.S. friends, holding sign, a and tried to start (1989), religion conversations about with individu- applied by this circuit Knowles v. passed als who by. ac- Sonnier’s sworn Waco, Cir.2006). count of these events is undisputed in the As the Court Ward stated: record, and there is no evidence that he Our clear ... that cases make even give public tried to speech to an audi- government forum im- ence, classes, that nor he disrupted pose time, reasonable on restrictions traffic, blocked in any way foot or incited place, protected manner speech, unrest or disorder. Sonnier was accosted provided the justified restrictions “are by a campus police officer who him told without to reference the content of the speak that he could not because “people regulated speech, that are narrowly here” disagreed with him. He was threat- tailored to serve a significant govern- arrest, ened prevented with from convers- interest, mental and that they leave ing with passersby, and that told he could open ample alternative for channels speak not in this manner without first communication information.” getting permission from a offi- university (quoting S.Ct. 2746 cial. Cmty. Non-Violence, Clark Creative Officer Carmichael told Sonnier that he would be arrested unless he discontinued (1984)). L.Ed.2d 221 Although it appears expressive activity. all He told Sonnier undisputed that the speech policy SLU is a that there had “complaints” been and that set of content-neutral restrictions on the he was “disruptive considered ... because time, place, or manner of speech pub- in a there people here who are not agree- forum, lic not shown by the ing you.” with explained He further record in this case its restrictions are your “when speech becomes offensive to to a significant tailored serve other people, then it a problem.” becomes Thus, governmental interest. the chal- When to explain asked how holding sign lenged require restrictions —which even or trying engage in conversation an on groups small and individuals to seek the open education, mall could be disruptive to government’s permission days seven in ad- the officer could not do so. vance of speaking public, to entrust Sonnier was then taken office of significant personal SLU, information to McHodgkins, Jim Vice-President of Stu- to speak for no more than two hours Affairs, dent who supported Officer Carmi- per days unconstitutional, seven —are chael’s comments and actions and refused least as applied plaintiffs to the speech in give permission Sonnier to speak on this case. campus day. Sonnier and his friends I. The As-Applied Challenge Plaintiffs then left the campus fear of arrest. The majority errs treating ap- denying this permission Sonnier speak, peal as involving purely challenge. McHodgkins “University relied SLU’s argu- pages of injunction included several Assembly and Speech, on Public Policy (referred how specifically explained as “the SLTJ ments Demonstrations” “adversely policy” speech or “the SLU restrictions on policy” SLU’s dissent). expression.” this and his throughout impact Sonnier out of are the events Those filed months after Sonnier four About challenging lawsuit arose. Sonnier injunction, preliminary his motion for speech, merely restrictions SLU’s on that argument court heard oral district disagreement he has abstract because period, four-month During that motion. them, contends that because he but provide any evi- government did applied to him policy was the SLU whatsoever; thus, account Sonnier’s dence burdened, unconstitutionally way applied had been of how the SLU burden, his First Amend- and continues to *15 argu- During oral him was uncontested. case, By he rights. bringing ment ment, to ex- Sonnier’s counsel continued can, without that he seeks to establish application to plain policy’s that the SLU days in advance permission seven seeking For exam- unconstitutional. Sonnier was restric- other SLU’s complying with judge one asked whether ple, point campus, tions, around the walk or stand to one-on-one conversa- policy applied with sign, a and have conversations carry to an speeches as well as to delivered tions actions for individual students —the replied, counsel “I audience. Sonnier’s by campus he with arrest a was threatened applica- confirmed actual think that’s of a senior police support with the officer He there tion to Mr. Sonnier. was university official. conver- engage one-on-one attempted therefore, challenge, This constitutional ____ attempted engage a [H]e sation meaningful in any facial” “purely is not dialogue with one one-on-one student as-applied It case has been sense. and the officer theological points about beginning. Along his very from that until he said that he do couldffi’t]1 for a filed a motion complaint, Sonnier university.” permission from the obtained sum- injunction provided preliminary on thus contradicts appeal The record support evidence mary judgment-type gave “Sonnier majority’s assertion that motion, set- consisting an affidavit his court that focus at above; no indication copy facts as stated ting out the on injunction hearing was preliminary map and a speech policy; of the SLU challenge.”2 anything than the facial other campus. His memorandum the SLU court, But the de- preliminary Maj. Op. 443. district of the motion for support "could,” "couldn’t,” giving ready given his account of the events says transcript 1. The it clear that Sonnier’s the lawsuit in his uncontradicted affi- but the context makes rise to (or say) said intended to counsel must have filed months earli- which had been four davit "couldn’t.” er. The-majority implies some- that Sonnier did majority opinion did notes that Sonnier providing thing wrong ini- when he "resisted any discovery, but it does not conduct requested by discovery the defen- tial Rule 26 explain why should have conducted Sonnier However, Op. assuming Maj. dants.” personal discovery. already knew from He argument this is true for the sake policy ap- experience how the SLU had been (although rule the district court did not plied to him. disputes), majority any discovery does not as-ap- ignoring all explain of Sonnier’s Likewise, how apparent why there is no reason arguments appropriate plied be an could called witnesses Sonnier should have any hearing. such misbehavior. injunction had al- sanction for preliminary He spite Cir.2009). explana- written and oral Sonnier’s In order why speech policy success, tions of to show such a likelihood of him, applied unconstitutional as decided who plaintiff preliminary injunc seeks a on the solely aspects focus tion a governmental because he believes arguments. Sonnier’s The court made restriction on speech is unconstitutional as what it preliminary finding described “a him applied argument has to make the it does not appear to violate First the restriction is unconstitutional Amendment issues insofar as the If a applied. simply ignores court all as- itself on its face” applied arguments, and denied motion plaintiff then the injunction. for a preliminary prevented using from those arguments to demonstrate his likelihood of success This was erroneous for two reasons. plaintiff the merits. The is therefore de First, be party should self-evident injunctive nied relief to which he bringing preliminary motion for injunc entitled, having any without been afforded right tion has the to make relevant real opportunity to explain why he is enti legal argument in support of that motion.3 tled to it.4 Among prerequisites preliminary for a injunction moving party is that must The fact that the district court intended *16 “a establish likelihood substantial of suc hear as-applied to arguments at a later E.g., cess on the merits.” Palmer ex rel. stage of this case does not excuse the Dist., v. Palmer Indep. Waxahachie Sch. failure to consider them at the preliminary that, helpful 3. It clarify Supreme Cir.1975), to as proposition for the recently has explained, Court facial and as- that the district court acted within its discre- applied challenges However, really separate Maj. Op. are not tion. these authori- claims, irrelevant; merely arguments but are different ties are neither of them comes support plaintiff's anywhere claim that the permitting consti close to a district court rights tutional ignore have been violated. In as-applied arguments to Citizens and entertain FEC, U.S. -, United v. only arguments - 130 S.Ct. facial a preliminary for in- - L.Ed.2d - (2010), explained junction. 65(a) the Court Rule states "the that court Citizens United’s facial advance the trial on the merits and con- —in it asked the to Court overrule v. injunction] Austin solidate it [preliminary with the Commerce, Michigan Chamber hearing,” but the district court did not do case; rather, 110 S.Ct. anything L.Ed.2d 652 like that in this it held (1990) claim,” a only “not new but preliminary injunction was a hearing but —was refused argument” “a support new as-applied Citizens to arguments. consider United's already-existing "claim that the FEC Dillon, court held a this district violated right ha[d] its First Amendment to by court had abused its discretion consolidat- United, speech.” free Citizens ing preliminary injunction a hearing with a 893, 130 S.Ct. 876. way trial on merits in a that "inhibited Likewise, case, altogether discovery the instant fa- extensive and Sonnier's investi- gation as-applied cial challenges sepa- and are not necessitated this kind of class action claims, merely plaintiffs rate and argu- right but are to which the different had a under support ments in 26.” anything, [Rule] of Sonnier's 512 F.2d at 804. claim that SLU If plaintiff right violated his First Dillon favors Amendment in this to free case: Thus, speech. principle stands proper it is to that it refer to Sonni- is an abuse of "as-applied arguments” er’s I discretion for a district do here. court to structure its proceedings way prevents party See section II.B in a below for a a more extended rate, significance fully presenting discussion of from its case. At Unit- Citizens ed. the district court in this case did not consoli- preliminary date injunction hearing 65(a) majority merits, cites Fed.R.Civ.P. on trial so Dillon and Rule Co., Bay City 65(a) Dillon Construction are irrelevant. disfavored, challenges If facial then stage. if the district injunction Even argues law is uncon- willing plaintiff listen to when eventually be court will ignored applied, stitutional both on its face and already it has arguments, those case, by addressing ought courts to start the as- even stage of this them at critical arguments. approach That allows applied plainly were relevant though taught by us to focus “the lessons to prelimi entitled Sonnier was whether meth- particular, to which the common law prelimi of a nary injunction. The denial Sabri, normally od looks.” is, itself, nary injunction substantial 1941. The court district denial of Sonnier’s consti unnecessary just pro- the opposite. here did Sonnier “It well that the tutional settled rights. detailing vided an affidavit the facts of the freedoms loss of First Amendment speech policy incident in which the SLU minimal of time constitutes periods even him; government of- applied injury justifying grant irreparable Yet, countervailing fered no evidence. injunction.” Med. preliminary Deerfield than focusing particular rather facts Beach, 661 F.2d Ctr. of Deerfield lawsuit, gave of the event that rise this (5th Cir.1981). 328, 338 only poli- the district court considered why the court The second reason district cy on face. by choosing to consider erred Because the district court erred as-applied arguments that such and not way, our court should either address Son- deciding directly approach cases is as-applied arguments nier’s else vacate repeated contrary Court’s denying a prelim- the district court’s order challenges pronouncements as-applied inary injunction remand the case for *17 are to be favored over facial ones. “[F]a argu- the district court to consider those infrequent. challenges cial are best when in the first instance. can reach ments We validity of a law Although passing on the appeal on as-applied arguments Sonnier’s abstract, efficient in the wholesale be they are not because waived: Sonnier by losing the les gain is often offset court, them the even made before district to which taught by particular, sons they though ignored, appel- were and his normally Fa common law looks. method replete as-applied are also late briefs adjudication promise carries much cial too arguments. good There is no reason for interpretatio[n] statutes’ ‘premature court to the district court’s er- this follow factually rec on the basis of barebones in case as if it treating ror this involved States, ords.” Sabri v. United 541 U.S. purely challenge. facial 600, 608-09, 124 S.Ct. 158 L.Ed.2d (2004) (quoting United States Challenges II. Facial and Intermediate Raines, 17, 22, 519, 4 362 U.S. 80 S.Ct. Scrutiny (1960)) (second alteration in L.Ed.2d 524 (citations omitted). Sabri) predicated See also Wash. is majority opinion The Republican Grange only premise v. Wash. State on the mistaken this State 442, 450-51, 128 exclusively facial chal- Party, appeal 552 U.S. involves (2008) (giving lenge, “sev but also on the erroneous belief “[fjacial challenges single one test that must be used why eral are there is reasons” disfavored”). essentially5 challenges to resolve all facial view, majority's overbreadth doctrine in the context there is one narrow Maj. Op. involving 443 n. 6. That exception challenges rule: First Amendment. to this is,

regardless subject ny According matter. decide whether are —that majority, to the that test is the “no set of narrowly significant tailored to serve a test, plain- under which a circumstances” government interest. prevail

tiff if can the court cannot majority’s reasoning A. The relies on the imagine single even a set of circumstances test, “no set circumstances” and not which the or regulation under law at issue scrutiny. intermediate could as-applied challenge. survive an majority’s reliance on that test is errone- Although majority seems to ac- ous for three principal reasons. knowledge that scrutiny intermediate is

First, applicable case, in single Maj. Op. the idea that there is test test this 468-69, for all challenges is contradicted reasoning ultimately relies in- Supreme explanation Court’s Citi stead the “no set of circumstances” test. zens United FEC that majority challenged facial/as- holds that applied distinction does not have “some provisions of the SLU speech policy are automatic effect” or “control the pleadings facially (except constitutional secu- disposition every involving case rity provision) fee majority because the — challenge.” -, constitutional imagine able to in which situations those — - 876, 893, 130 S.Ct. L.Ed.2d provisions as-applied would survive chal- (2010). Second, “no set of circum lenges. According majority, “there incompatible stances” test is with the test seven-day instances which the notice actually does determine the constitu requirement may necessary” and there- tionality of time-place- the content-neutral requirement fore that facially constitu- manner restrictions that are chal Maj. Op. majority tional. 445. The like- lenged namely, intermediate case— wise concludes that limitation scrutiny, as defined eases like v.Ward speech to per days two hours seven Racism, Against Rock facially constitutional because “Sonnier has 2746, 105 (1989), L.Ed.2d 661 regulation demonstrated that the SLU Waco, Knowles v. “[tjhere is invalid in all circumstances” and (5th Cir.2006). Third, are situations in limiting the number Court and Fifth repeated Circuit have *18 of times an speaks campus individual on ly disregarded or rejected the set “no of length and the of time an speaks individual a variety circumstances” test in of circum campus on are valid means for SLU to stances, due incompatibility to its with nu protect legitimate Maj. interests.” Op. merous substantive constitutional doc majority 446. And the per- holds that the test, trines and tests such as the Lemon sonal requirement information disclosure doctrine, the vagueness and intermediate “[wjhile facially is constitutional because scrutiny. there circumstances which all of reasons, For these even it if were true by information requested SLU is not this appeal purely involves a facial tailored, narrowly has Sonnier not demon- challenge, the “no set circumstances” every strated that regula- instance this test on which the majority relies would Maj. tion is invalid.” Op. wrong still be the to apply. way test The Thus, to the test that determine whether the determines the out- challenged pro- speech visions the SLU majority are con- come reaches is “no set of apply stitutional is to intermediate scruti- circumstances” test. majority’s The line of here, exception arguments rely is not relevant since Sonnier's do not on that doctrine. substantially more it to restriction possible “burden[s] reasoning is that because necessary further speech than is to of circumstances imagine some set Ward, legitimate interests.” government’s speech on each of these restrictions which Instead, U.S. (for challenge an as-applied would survive merely imagines majority hypothetical speaker example, Sonnier or another “[i]f imagin that such situations and decides multiple time when speak wished facially justify ings are sufficient SLU’s administration were members of speech. restrictions on office,” Maj. Op. to be out scheduled 446), majority’s are therefore “no set circumstances” all of the restrictions words, hardly scrutiny at all. un- test thus amounts In other facially constitutional. puts practically barri- It insurmountable if majority reasoning, one opinion’s der the path in the er Sonnier’s imagined par- in which a can be situation constitutionality governmen- facial of these jus- would be ticular restriction on speech.6 my objec- But tal limitations tified, uphold a restric- enough that is majority’s tion to the use of the “no set of applies to all situations. tion it circumstances” test is not Although it sometimes mentions inter practical making effect of facial chal- tailoring, scrutiny narrow mediate Rather, lenges important futile. the most intermedi majority opinion apply does not “no set of circumstances” problem speech re scrutiny challenged to the ate test that it is an incorrect statement of is, attempt it That makes no strictions. below, I it explain the law: as is contra- each of the determine whether restrictions by Supreme numerous Court and dicted a significant tailored to serve concerning Fifth chal- Circuit cases facial interest, written or either as government scrutiny, lenges and intermediate and it is majority to Sonnier. does applied ultimately nothing based on more than a each restriction not determine whether controversial dictum in one case. no “targets and eliminates more than the B. The Court in Citizens Unit- ‘evil’it to reme exact source of the seeks explained Knowles, ed has that the distinction (quoting dy.” 462 F.3d at 434 as-applied between chal- Schultz, Frisby facial lenges effect; has no automatic (inter (1988)) 2495, 101 L.Ed.2d contradicts the mistaken idea omitted). quotation nal mark Nor does “ challenges are virtually gov- all ‘a portion consider whether substantial erned the “no set circumstances” not serve to the burden does test. goals.” [restriction’s] advance’ the stated *19 Ward, 799, majority’s at 109 (quoting apply- Id. 491 U.S. stated reason for 2746). is ing it ask whether each the “no set of circumstances” test S. Ct. Nor does sion, provi- Interestingly, majority apply it have to that the the does not would conclude 6. facially is sion is constitutional because it test to SLU's the "no set of circumstances” possible imagine a circumstance in which security provision, is facial- fee which it holds might security set a fee that would be Instead, Op. ly Maj. 447. it unconstitutional. instance, justifiable fee for nominal —for (and agree) provision recognizes that this is I security large majority concert. The indistinguishable that the from the ordinance facially this is holds that restriction Supreme Forsyth down in Coun- Court struck regard to unconstitutional without the "no set 123, Movement, ty v. Nationalist test, but it nonetheless circumstances” 2395, (1992). Howev- S.Ct. 120 L.Ed.2d challenged that all the other restrictions holds er, apply the "no majority the were to set plaintiff if facially because the constitutional security provi- test. cannot meet that circumstances” test fee (in solely major goes that this case involves that “it to the breadth of remedy view) ity’s challenge. Maj. a purely Id. employed by facial the Court.” lit other Thus, words, Op. majority 443-44. relies on a the facial invalidation of a statute is supposedly test that all applies remedy facial a broader as-applied than invalida- challenges, regardless type of what of law A challenge argument tion. facial an is However, being challenged. is the Su asking court to hold a particular preme recently enforced, Court has clarified it validly law can never be whereas is sharp, as-applied erroneous make this kind of challenge argument an is categorical distinction between the asking meth the court to hold law cannot adjudicating ods for as-applied particular and be enforced in some set of cir- challenges: case, distinction fa “[T]he between cumstances.8 In plaintiff cial as-applied challenges and types arguments so well made both before this defined that it has some automatic effect court and the district court. always it must plead control the In Citizens United as well as other

ings every and disposition involving case cases, Supreme Court has relied on Citizens Unit challenge.” constitutional perhaps what is explanation clearest — FEC, ed v. -, U.S. 130 S.Ct. the relation between facial and as-applied — L.Ed.2d - (2010).7 Fallon, Jr., challenges: Richard H. As- significance

The real Applied Challenges Third-Party and facial/as- applied distinction, the Court explained, Standing, 113 Harv. L.Rev. (five majority All nine explained Justices and that Citizens United's facial chal- dissenters) agreed four with this statement. (which lenge asked the Court to overrule Aus- United, See 130 S.Ct. at n. Citizens Commerce, Michigan tin v. Chamber J., (Stevens, dissenting) (expressly S.Ct. 876 agreeing that "the distinction between facial (1990)) was "not a new claim” but was as-applied challenges and does not have argument” "a support new of Citizens mechanically 'some automatic effect’ that United's "claim that the FEC ha[d] violated task"). judicial controls the See also id. right speech.” its First Amendment free (Roberts, C.J., (further concurring) dis- United, 130 S.Ct. at Citizens cussing unimportance of the distinction Thus, underlying claim was that the as-applied between facial challenges). and plaintiff's right constitutional had been violat- (quoting See discussing note 10 infra ed; as-applied challenges the facial and were concurrence). Chief Justice Roberts's plaintiff's arguments support of that noting It is also Supreme worth that the claim; and the difference between Court the facial decided the facial in Citizens way as-applied arguments United in a that was consistent with this was that led to analysis facial/as-applied dissent’s tinction, dis- different remedies. employ and did not the "no set of Likewise, case, instant Sonnier’s fa- circumstances” test. The Court announced as-applied cial challenges sepa- are not it deciding constitutionality that was the facial claims, rate issue, arguments but are sup- distinct 892-96; of the statute at id. at ex- plained porting Sonnier’s applying scrutiny, that was claim that SLU strict id. has violated 898; at unconstitutional, facially and held that the statute was right speech. his First Amendment to free id. 913. Several more The difference between Sonnier's facial and examples Court and Fifth Circuit as-applied arguments as-applied *20 cases in which the courts have resolved facial arguments, accepted, if lead would to nar- challenges disregarding while the "no set of holding challenged rower the is circumstances” test are in collected section circumstances, invalid under certain whereas II.D below. arguments the facial would lead to a broader underscoring as-ap- Further holding challenged policy that facial and that the is invalid in plied challenges simply arguments all circumstances. remedies, particular United Court Citizens

(2000).9 Marbury, In article at Court consid- quoting It is worth provision com- whether a in to correct some ered length here order Judiciary Act permissibly vested the misconceptions: mon original jurisdiction with over Court Wil- frequently sug- of discourse [T]he terms Marbury’s against liam suit James Mad- categorical sharp, there is a gest that In that Article III ruling ison. forbade as-applied facial and distinction between jurisdiction, in exercise Court adjudication that courts are often adjudi- in engaged as-applied one sense general principles upon apply called It cation. decided constitutional is- challenges. sug- Both governing facial determining sue as an incident of misleading. gestions are jurisdiction particular in a case. At time, reasoning Marbury’s was same sharply are not cate- challenges Facial general. The made clear Court from chal- gorically as-applied distinct Judiciary challenged provision of Act lenges validity of statutes. Under merely applied invalid not III, always court must Article federal Madison, Marbury’s against suit but in case, begin concrete framed it purported all cases insofar as con- including allegation of harm to a facts original Supreme jurisdiction fer Court by an specific plaintiff caused identified contemplated by III. Article The focus concern must defendant. plaintiff be is entitled whether Madison, Marbury it was in so As case, however, adjudicate a To relief. myriad other circumstances: in is doctrine, typically legal court invoke will challenge, ruling as-applied on an rules, principles, in general as reflected incidentally court reaches a conclusion Moreover, the application or tests. broadly that a is more invalid. statute including processes rea- day, variety modern of tests doctrine— necessary to resolve dis- soning litigation constitutional employed unmistakably, pute sometimes Nonetheless, seemingly famil- endless. —will necessarily, yield the conclusion even iar kinds of recurring tests illustrate invalid, merely as that a statute is adjudication can as-applied how inevita- facts, applied generally but more bly “Pur- result facial invalidations. cases, In such or even whole. identify if pose” tests statutes invalid outgrowth as an invalidation occurs constitutionally enacted for forbidden adjudication. as-applied tests, “Suspect-content” motives.... Madison, 137, regulate on Marbury v. under statutes [5 justified as nar- (1803),] regarded as the certain bases must L.Ed. 60 often compelling rowly model tailored to advance a for the traditional foundation interest, have effects. A adjudication, exemplary. state similar as-applied Fallon, 893, (internal United, 1328) quo (quoting supra, at at 9. See 130 S.Ct Citizens (''[O]nce omitted)); Sabri, brought, gen no S.Ct. 876 a case 541 U.S. at tation marks making Fallon, categorical eral bars court from supra, line (citing S.Ct. at invalidity pronouncements of broader 1351). Fallon, properly 'as-applied' (quoting cases.” courts, too, appellate have often Federal 1339) (internal supra, quotation marks E.g., article. Richmond Med. made use Carhart, omitted)); Gonzales Herring, 570 F.3d 172— Ctr. Womenv. (2007) banc) Cir.2009) (en (quoting length challenges are ("[A]s-applied the basic build 1368). Fallon, supra, at from ing adjudication.” of constitutional blocks *21 suspect-content Examples multiplied, that fails a all statute test could be court upholds the same effect: when a invalid in whole. is constitutional the nature challenge, “as-ap Just as some assessments of test it applies will determine challenges necessarily yield plied” whether the statute is found unconstitu- wholly that a conclusion statute inval solely applied, part, tional as or in id, judicial analyses other —conducted whole. Even invalidations are the pursuant other doctrinal tests —estab is, litigation that in an outgrowth of part. lish statutes are invalid in sense, important as-applied. But once a brought, categorical case is no Treasury general United States National bars a making line court from broader Union, Employees [513 pronouncements invalidity in properly (1995),] S.Ct. L.Ed.2d 964 “as-applied” cases. Nor is there dis- example, plaintiffs challenged fed challenge” tinctive class “facial cases forbidding govern eral statute certain required which the court is do so. mental employees to receive honoraria (footnotes Fallon, supra, at omit- writing. or speaking To assess the ted). key point is that facial and as- claim, the Court articulated a balancing applied challenges are not categorically test, test. Under that it found stat types different cases to different applied relatively ute invalid as to the apply. contrary, rules of decision On the employees brought low-level who had to adjudicate order constitutional chal- suit, but reasoning noted that its lenges, apply courts whatever constitution- not necessarily apply would to cases in al doctrines and tests are relevant volving higher-level employees. The particular case, substance of each and the question Court thus reserved the analysis results determine whether validity statute’s categories as to of em unconstitutional, challenged law either ployees not before the [See Court. id. face applied or as to a particular 477-78, 115 1003.] situation.10 understanding by rights This is further reinforced Amendment any mean that —would Chief Justice corporation raising Roberts's concurrence in Citizens other the same chal- Likewise, ited: lenge Un would also win. a conclu- applied may sion that the Act be [T]he debate over whether to Citizens consider this as-applied pro- United —because it claim on an is constitutional to facial basis corporate political largely point. strikes me hibit as beside the Citi- —would similarly govern Regardless zens United ... has a claim— future cases. constitutional Amendment, the Act violates the whether we label First be- Citizens claim a United’s prohibits political cause it speech. "as-applied” challenge, "facial” or the con- may Government has a sequences defense'—the Act Court’s decision enforced, consistent with the First Amend- same. ment, against (Roberts, C.J., corporations. Whether the concurring). prevails question claim or the defense is the recognized, As the Chief Justice the labels of before us. "as-applied” "facial” were "beside the Given point”; question the nature claim de- the real was whether the fense, challenged it makes no difference of sub- law was consistent with the First Amendment, stance whether this case is resolved in- Court's answer to that validating the statute on its face or question substantive constitutional would de- applied to Citizens if United. Even consid- termine whether statute was unconstitu- terms, face, as-applied holding ered in applied, tional on its unconstitutional as applied case that the Act not be or constitutional. Likewise, corporations Citizens every United —because case in law which a enjoy well as pertinent subjected individuals First to a constitutional —in-

459 that the constitutional test ing substantive said Citizens the Court As constitutionality type of United, facial and the the between determines “the distinction not well defined That challenges challenged is so that is here. regulation of as-applied 130 has automatic effect.” scrutiny it some as defined in is intermediate test “no cate- general Knowles, There is at 893. S.Ct. re- like Ward and cases as-applied facial and line” between gorical restriction on that a content-neutral quires Fallon, supra, at (quoting challenges. Id. must time, manner of place, the 1339). distinction facial/as-applied The significant narrowly tailored serve be remedy the “goes to the breadth of merely interest. government id., challenge a facial because employed,” of for facial invalidation argument is an the The set circumstances” test is “no C. of law, challenge is as-applied an whereas the requirements inconsistent with of remedy of for narrower argument the there- scrutiny, intermediate and is Therefore, the invalidation.11 as-applied inapplicable to this case. fore is, this underlying question in case—that majority’s The “no set of circumstances” policy is consis- the SLU whether from, vastly logically is test different First Amendment —must be tent with the with, incompatible the intermediate scruti- determined, by special test applying not (the ny test. These two tests allocate the bur- majority’s “no challenges for all facial test), persuasion differently; they apply- provide den of set circumstances” but of 745, Salerno, proper would valid.” 481 U.S. at cluding case—the method the instant 2095. also apply relevant substantive constitu- 107 S.Ct. See Members of Vincent, tests, Taxpayers 466 and the result of Council L.A. v. doctrines and tional 789, 797-98, 2118, process the chal- L.Ed.2d determines whether U.S. 104 S.Ct. 80 (1984) ("In hold- lenged law should be held unconstitutional 772 cases of this character a applied. invalidity ing expresses face or as the conclu- either facial applied could never be sion that statute noting briefly that this under- It is worth manner.”). valid standing facial and the distinction between reading, Circuit’s Under Federal challenges necessarily as-applied incon- language set Salerno "no of circumstances” opinion read as that has been sistent with create a universal test all facial does not test, creating the "no set of circumstances” instead, challenges; the out describes 745, Salerno, 739, States v. 481 United challenge. come of a successful facial This 2095, (1987). 107 S.Ct. reading with all authorities consistent in conflict with cited in this dissent Circuit, Development Federal in Rothe A few the "no set circumstances” test. Defense, F.3d 1327 Corp. Department 413 law and at least one eminent other courts (Fed.Cir.2005), challenge adjudicated a facial adopted reading professor have of Saler scrutiny and a statute under strict Society, v. Wash. Humane 480 no. Daskalea Id. at "no set of circumstances” test. MDK, (D.D.C.2007); F.Supp.2d 36 n. explained, is of court “Salerno 1337-38. The Grafton, F.Supp.2d Inc. v. Vill. here, describing a at limited relevance most (E.D.Wis.2004); re Pa Termination applica- that could result from conclusion P., Rights to Wis.2d rental Diana scrutiny test.” Id. 1337- tion of the strict J., (2005) (Roggensack, con N.W.2d Thus, the Rothe court read Salerno Jr., Fallon, As-Applied curring); H. Richard principle being consistent Third-Party Challenges and Stand and Facial “goes facial/as-applied distinction (2000). ing, L.Rev. 113 Harv. remedy employed by breadth of thorough case Court,” United, that makes most article Citizens Isserles, reading is Marc E. Overcom simply for this reading, 876. Under this Salerno Challenges ing and the Overbreadth: Facial means that successful Requirement, 48 Am. U.L.Rev. "establish[ing] no Valid Rule set of the outcome of (1998), relied. Act on which the Rothe court under which the circumstances exists *23 2746). minimum, different criteria to determine a con- regulation law’s “At can likely validity; they are stitutional narrowly not be tailored unless the cost to produce great many in a opposite results speech ‘carefully and the fit calculated’ cases, Thus, including major- one. between the burden the state interest ” ity’s reliance on the “no of circum- set is ‘reasonable.’ (quoting Id. Bd. Trus stances” test in this case contravenes the Fox, tees State Univ. v. 492 U.S. of N.Y. precedents numerous establish 469, 481, 3028, 109 S.Ct. 106 L.Ed.2d 388 scrutiny way proper intermediate (1989)). constitutionality determine of a con- government “The bears the burden of time, tent-neutral restriction on place, establishing that the regulations are rea- speech. only way or manner of is, sonable.” Id. government That remain consistent with the on precedents identify must significant state interests scrutiny reject intermediate is to the erro- to which a challenged regulation is narrow- neous “no set of circumstances” test. tailored, ly affirmatively and “show requirements The well-known of inter- narrowly the[] restriction is tailored to scrutiny mediate are follows: protect the identified interests.” Id. the government may impose reasonable summary, content-neutral re- time, on the place, restrictions or man- time, place, striction on or manner ner protected speech, provided be narrowly must tailored to serve justified restrictions “are without refer- significant governmental interest, ence to the regulated content of the government bears the burden of identi- speech, that they narrowly tailored fying such showing interests and how the a significant governmental serve in- narrowly restriction tailored to them. terest, and that open ample leave above, explained As although the majori- alternative channels for communication ty opinion initially acknowledge seems to of the information.” scrutiny governing intermediate is the Waco, 430, Knowles v. 462 F.3d test, majority up relying ends on the (5th Cir.2006) (quoting Ward v. “no set of circumstances” test instead. Racism, Against 791, Rock 781, 491 U.S. The two tests are inconsistent one 2746, (1989) 109 S.Ct. 105 L.Ed.2d 661 another multiple all, reasons. First of (quoting Cmty. Clark v. Creative Non they allocate the burden of persuasion Violence, 288, 293, 3065, 468 U.S. 104 S.Ct. opposite scrutiny directions. Intermediate (1984))).12 82 L.Ed.2d “A regulation requires government justify the re- ‘is if tailored it targets and elimi strictions that it imposes public speech. nates no more than the exact source of the Guardian, Hays County 969 F.2d at 118. “evil” it remedy.’” seeks to Id. at 434 But the set test, “no of circumstances” (quoting Schultz, Frisby 487 U.S. explained by majority opinion, requires 108 S.Ct. 101 L.Ed.2d 420 challenger that “the must establish that no (1988)). words, In other regulation is “[a] set circumstances exists under which ‘narrowly tailored’ when it does not ‘bur the Act Maj. would be valid.” Op. 443 substantially den more than is nec added) (emphasis essary (quoting government’s further the United States v. legiti ” Salerno, mate Hays interests.’ County 107 S.Ct. Guardian Cir.1992) (1987)). Supple, 969 F.2d majority Ward, (quoting 491 U.S. at opinion, applying the “no set circum- agrees Even the appeal defendants’ brief on applicable this is the standard. ” Guardian, Hays County test, ests.’ puts reiterates stances” Ward, plaintiff must 491 U.S. at (quoting “the plaintiff: burden *24 2746). Thus, invalid in scrutiny would be regulation the intermediate establish (empha- Maj. Op. 445 all circumstances.” to look the overall requires court added). not demonstrat- sis “Sonnier by a speech imposed on is burden is all regulation invalid that the SLU ed restriction, and decide whether challenged Maj. (emphasis Op. circumstances.” substantially greater than that burden is added). has not demonstrated “Sonnier contrast, the necessary. By “no set of every regulation this is instance require test does circumstances” added). Maj. Op. (emphasis invalid.” the “fit between sort of consideration of of in the allocation the And this difference interest,” the and the id.— burden state techni- not a mere persuasion of is burden instead, requires it the to exer- only court Sonnier, cality. By putting the burden on up cise in order to come imagination its prove neg- that he majority demands possible in which the with some scenario improper is because ative. This at issue would survive as- restriction to meet such a practically impossible applied challenge. process That is the demand, the Gov- because “[w]hen but also applying the “no majority has followed speech, the Government ernment restricts set of circumstances” test here.13 Because constitu- proving bears the burden scrutiny and “no set of intermediate States v. tionality of actions.” United require test courts to use circumstances” Inc., Group, Playboy Entm’t decisionmaking completely pro- different cesses, incompatible. tests are two Guardian, (2000). County Hays See also scrutiny at 119. Intermediate Third, considering the vast differences persua- puts burden appropriately them, it these two between follows that government; set “no sion on likely produce opposite tests are results test fails to do so. The circumstances” variety This case ex- a wide cases. are inconsistent with two tests therefore emplifies the difference results. The one another. “no majority, applying the set of circum- test, challenged holds that stances”

Second, scrutiny and the intermediate provisions speech policy of the are SLU require “no test set of circumstances” I, facially on the other constitutional. entirely their decisions on courts base hand, scrutiny apply would intermediate scrutiny criteria. Intermediate different and therefore under Ward Knowles requires begin by identifying the courts to permit that the of a imposition conclude interests, any, if legitimate government requirement on and small individuals by speech. that are served restriction notice re- groups, seven-day advance the re- must then decide whether Courts quirement, the limitation of two tailored those iden- striction days, per per- and the broad words, hours seven other whether tified interests —in requirement information sonal collection not ‘burden substan- the restriction “does necessary why are tially unconstitutional. reasons more than government’s legitimate provisions inter- these do not survive intermedi- further the ("If expect- speaker speak Maj. If Sonnier or another wished E.g., Op. Sonnier large ed of students with to attract a number multiple at a time when members speak message desired to his ... If Sonnier were to be out of administration scheduled campus at the same time as num- SLU’s office...."). organizations ... ber other individuals and scrutiny explained ate in Part We apply below should therefore intermediate III. scrutiny, firmly test that has been estab- long lished line of governing prece- reasons, majority’s For all ap- these dents. plication of “no set circumstances” long test contravenes the list of D. Supreme Court Cir- Fifth Fifth precedents Court and Circuit repeatedly disregarded cuit have scrutiny establish that intermediate is the rejected “no set circumstances” way to proper determine whether a con- *25 test in cases where it incompati- time, place, tent-neutral on the restriction ble with the relevant constitutional or manner of constitutional.14 It doctrines. not possible apply both the “no set of circumstances” test and the Controversy among Supreme intermediate Jus- Court scrutiny test and among reach consistent results. tices15 and doubt the lower courts16 Colorado, 703, E.g., certiorari) (charac v. dissenting Hill 530 U.S. 725- from denial of 26, 2480, (2000); 120 S.Ct. 147 L.Ed.2d 597 terizing the of "no set circumstances” test as Freeman, 191, 197, Burson v. 504 U.S. 112 long principle jurispru "a established of our 1846, (1992); S.Ct. 119 L.Ed.2d 5 Ward v. citing Supreme dence” but no Court case Racism, 781, 791, Against Rock 491 U.S. 109 it). prior support decided to Salerno to 2746, (1989); Frisby S.Ct. 105 L.Ed.2d 661 v. Schultz, 485, 474, 481-82, 487 U.S. 108 S.Ct. example, 16. For Circuit Eleventh in Unit- 2495, (1988); Cmty. 101 L.Ed.2d v. 420 Clark Frandsen, (11th ed States v. 212 F.3d 1231 Non-Violence, 288, 293, Creative 468 U.S. for Cir.2000), noted that the "no set of circum- 3065, (1984); 104 S.Ct. 82 L.Ed.2d 221 Mem subject stances” test "has been to a heated City Taxpayers bers Vincent, Council L.A.v. of for Court, Supreme debate in the where it has 789, 804-05, 466 U.S. 104 S.Ct. consistently not been followed.” Id. at 1235 2118, (1984); 80 L.Ed.2d 772 United States v. n. apply 3. The court decided not to the "no Grace, 177, 171, 1702, U.S. 461 103 S.Ct 75 set of circumstances” test facial chal- (1983); Employees L.Ed.2d 736 ion, Serv. Int’l Un lenge in that “[w]hatever case because Houston, 588, City Local v.5 F.3d 595 be, precise scope general of the rule (5th Cir.2010); Waco, City 596 Knowles v. Supreme consistently Court and this Court 430, (5th Cir.2006); 462 Hays F.3d permitted challenges have prior facial re- 111, County Supple, Guardian v. 969 F.2d 118 requiring straints on without Cir.1992); Tupelo, Beckerman v. plaintiff to show that there no conceivable 502, (5th Cir.1981). 516 application par- set of facts where the Morales, 41, City Chicago 15. See v. 527 U.S. government regulation might ticular or would 22, 1849, n. 55 119 S.Ct. 144 L.Ed.2d 67 Id. constitutional.” at 1236. (1999) ("To (plurality opinion) the extent we Circuit, Jones, The Sixth Staley v. 239 consistently have articulated a clear standard (6th Cir.2001), F.3d 769 considered Morales challenges, for facial it is not the Salerno to have overruled Salerno at least as to facial formulation, which never has been deci doctrine, challenges vagueness under the Court, sive factor in decision in prior held that to Morales there was no clear- ....”); 78-81, 119 cluding Salerno itself id. at ly established law federal on that issue. Id. (Scalia, J., S.Ct. dissenting) (defending 1849 And en 789-90. banc Fourth Circuit in test); the "no set of circumstances” Janklow Richmond Medical Center Women v. Her- Parenthood, Clinic, v. Planned Sioux Falls (4th Cir.2009) (en banc), ring, 570 F.3d 1174, 1175-76, U.S. 116 S.Ct. cases, considering after (1996) (mem.) Salerno and other (opinion L.Ed.2d 679 of Ste vens, J., certiorari) attempt concluded that need ... (char "[w]e not respecting denial uncertainty regarding resolve the acterizing appro- the "no set of circumstances” test dictum, priate entertaining as a criteria for "unsupported chal- citation or precedent,” lenges” array inconsistent with an because the facial in that of le effects); gal principles, and "draconian” in case "no failed even if set of circumstances” 1178-81, J., (Scalia, id. at 116 S.Ct. 1582 proper was not the test. Id. at 167 L.Ed.2d 480 of circumstances” the “no set regarding (2007). quoted has phrase Court sometimes persisted since language has Salerno, language “no in a States set of circumstances” United appeared first (without using 739, 745, positive light actually it as 107 S.Ct. 481 U.S. decision),19 (1987). cases, phrase the basis for a but In some recent L.Ed.2d Supreme frequently more recognized, appears but openly the Court accurately “no which have resolved, as to Court dissents dispute whether majorities out that those gov- pointed is the language of circumstances” set all,17 following the “no set of any, facial chal- cases were erning test — Stevens, Importantly, after States v. circumstances” test.20 lenges. See United I have -, diligent research been unable 130 S.Ct. Grange (2010)18; Wash. State single find Court case —includ- L.Ed.2d 435 Party, Salerno itself —in which the ing holding Republican State Wash. actually on the “no set of circum- relied *26 Carhart, (2008); 124, v. language stances” test.21 That therefore Gonzales 550 U.S. Flores, 292, 301, (1995); v. passage in Reno 507 U.S. 113 "no set circumstances” 17. The of 1439, (1993); category 1 of facial S.Ct 123 L.Ed.2d Rust v. excludes the narrow Salerno Sullivan, 173, 183, 1759, in U.S. S.Ct. challenges doctrine 500 111 under the overbreadth (1991); 481 L.Ed.2d 233 v. Ctr. of First Amendment. 114 Ohio Akron the context Health, 502, 514, 745, Reproductive exception 497 That U.S. U.S. 107 S.Ct. 2095. at 2972, (1990). majority in case L.Ed.2d here. The this 110 S.Ct. 111 405 is not at issue of test considers the "no set circumstances” challenges. Maj. apply Black, 343, all other facial Virginia v. 20. See 538 U.S. n. 375 Op. 6. 4, 1536, 443 & n. (2003) 123 535 S.Ct. 155 L.Ed.2d (Scalia, J., concurring part dissenting in and in 18. The Court Stevens wrote: Carhart, 914, part); Stenberg v. 530 U.S. attack, typical Ste- To succeed in a facial 1019, 2597, (2000) 147 L.Ed.2d 743 120 S.Ct. "that set of have to establish no vens would J., Morales, (Thomas, dissenting); 527 at U.S. 48] [§ exists under which circumstances 78-81, J., (Scalia, dissenting); 119 S.Ct. 1849 Salerno, valid,” v. United States would Evans, 643, 620, U.S. 116 S.Ct. Romer v. 517 2095, S.Ct. 95 481 U.S. 107 1620, J., (1996) (Scalia, L.Ed.2d 855 dis- 134 (1987), 697 ... or the statute L.Ed.2d senting); Soc'y v. Guam Obstetricians Ada of legitimate sweep,” any "plainly Wash- lacks 1011, Gynecologists, 113 U.S. S.Ct. & 506 702, 7, ington Glucksberg, v. 521 U.S. 740 n. 633, J., (1992) (Scalia, 121 L.Ed.2d 564 dis- 2258, (1997) L.Ed.2d 772 ... 117 S.Ct. 138 certiorari); senting Planned from denial of (STEVENS, J., concurring judgments) 833, Casey, Se. v. 505 U.S. Parenthood Pa. omitted). (internal quotation Which marks 973, 2791, (1992) 674 112 S.Ct. 120 L.Ed.2d applies typical case a mat- standard C.J., concurring (Rehnquist, judgment in the dispute we not and do not ter need part); part dissenting and Gen. Kraft address, Glucksberg nor and neither Salerno Foods, Fin., Dep’t v. Iowa Revenue & Inc. is a case. 71, 82-83, 2365, 112 S.Ct. 120 505 U.S. The Court's mention 130 S.Ct. C.J., (1992) (Rehnquist, L.Ed.2d 59 dissent- here, sug- noteworthy speech cases is since Kendrick, 589, ing); v. 487 n. U.S. 627 Bowen "no gests Justices consider the that some 1, 2562, (1988) 108 S.Ct. 101 L.Ed.2d 520 inapplicable test to be set of circumstances” J., (Blackmun, dissenting). apply cases if it to facial even does How- challenges in other area of law. some Morales, plurality opinion In stated below, ever, are will there be discussed ... has never that “the Salerno formulation Supreme in several other also Court decisions this the decisive factor in decision of been constitutional law that conflict areas of 41, Court, including itself.” 527 U.S. Salerno test. the “no set circumstances” 22, 1849, L.Ed.2d 67 55 n. 119 S.Ct. 144 143, Edwards, opinion). (plurality Justice Scalia’s dissent U.S. 19. See Anderson v. 1291, argued of circum in favor of the "no set 131 L.Ed.2d 178 155 n. 115 S.Ct. nothing remains more than controversial v. Santa Fe Independent Doe School Dis- trict, (5th dictum. Cir.1999); 168 F.3d 806 Ingebretsen Jackson Public School Dis- Although ordinarily lower courts should trict, Cir.1996). F.3d In each position take deferential Su- toward (which of these cases will be dicta,22 discussed preme Court particular dictum specifically below), adjudi- more reasoning courts contradicted subsequent results of several facial Supreme challenges by relying cated on sub- addition, Court cases. our own court stantive constitutional doctrines that were already post-Saier- four issued least incompatible with “no set of circum- directly no decisions which have contra- stances” test. Some of these in- eases dicted the “no set of test. circumstances” scrutiny, volved intermediate while others involved other constitutional

The list of tests —but Court cases contra- dicting set of were all challenges, “no circumstances” test in all (but to) includes is not limited Hill v. disregarded rejected them courts Colorado, 120 S.Ct. “no set of circumstances” test. These (2000); Indepen- L.Ed.2d 597 Fe Santa cases, us, all of which binding Doe, dent School District v. 530 U.S. strongly support the conclusion that (2000); “no set of simply circumstances” test is not Morales, Chicago an accurate statement gov- of the law that (1999); L.Ed.2d 67 erns this case. *27 Planned Parenthood Southeastern of of The “no set circumstances” arose test Pennsylvania 833, Casey, v. 112 505 U.S. from this sentence in Salerno: “A facial 2791, (1992); S.Ct. Bowen is, challenge legislative course, to a Act of Kendrick, 589, 2562, v. 487 U.S. 108 S.Ct. the most difficult challenge mount suc- (1988); 101 Frisby L.Ed.2d 520 v. cessfully, challenger since the Schultz, must estab- 474, 2495, 487 U.S. 108 S.Ct. 101 lish that no (1988). set circumstances exists 420 L.Ed.2d Fifth Circuit which under the Act be would valid.” 481 cases include Employees Service Interna- Union, 745, Houston, tional Local U.S. 107 S.Ct. City language 5 v. 2095. This (5th Cir.2010); dicta, 595 F.3d holding, 588 Knowles v. constitutes not a because it Waco, (5th Cir.2006); 462 F.3d 430 not part was of the Supreme basis test, er, tacitly stances” but conceded the inabili simply follow an unconsidered statement ty any to cite case in it which had been "the because it was Supreme uttered 3, decisive See factor.” id. at n. S.Ct. 80 119 Id. Court.” J., (Scalia, dissenting). 1849 While Morales Supreme "While the dicta of the Court mer- 1999, my was decided in research not has deference, our we also heed Justice Chief any Supreme revealed Court case before Marshall’s admonition that: since then in which the "no set of circum general expressions, every opinion, in are to stances” supra test has been decisive. See be taken in connection with the in case (collecting notes 19-20 cases in which that mentioned). expressions they test has those are used. been If case, go beyond they may respected, course, 22. "Of we treat the considered dicta ought judgment but not control in a Supreme greater weight Court with suit, subsequent very pre- point when the prophecy deference 'as what that Court sented for decision....” ” might Operations hold.' Valladolid Pac. Jury Subpoena re Grand Duces Tecum Dat- LLP, Offshore, (9th 604 F.3d Cir. 29, 1992, (2d ed Oct. 1 F.3d Cir. 2010) (quoting United States Montero-Ca 1993) (quoting Virginia, Cohens v. 6 Wheat. margo, 1132 n. 17 Cir. 264, 399, (1821)). 19 U.S. 5 L.Ed. 257 2000) (en banc)). blindly, "We do not howev Eighth and the Amend- respon Process Clause Salerno. decision Court’s ment.24 a facial brought in Salerno dents Act, not but did Reform

to the Bail Furthermore, “no set of cir- Salerno’s as Act was unconstitutional that the claim played a language has never cumstances” 3,n. S.Ct. Id. them. applied to any subsequent Supreme decisive role Therefore, really if had Salerno either, my ease as far as research Court applica identifying single valid that held Morales, 527 U.S. at 55 n. has shown. See facial to defeat a enough of a law is (as- tion (plurality opinion) 119 S.Ct. 1849 rejected have challenge, the Court could formulation ... serting that “the Salerno Act challenge simply because the facial any factor in never been the decisive been Court, as had including unconstitutional Salerno decision this case. respondents itself’); applied to id. n. 119 S.Ct. 1849 at 80 22, 119 Morales, n. S.Ct. (Scalia, J., at 55 dissenting) (responding to Jus- See claim, opinion) (explaining (plurality citing but not tice Stevens’s reason).23 dicta for the sentence was Court case which “no set Supreme instead, decided has been language Court circumstances” deci- But sive). Thus, Act was although the Bail Reform some Justices have Salerno constitutional, not because it satis the “no set of circum- facially debated whether law, test, but of circumstances” stances” test should be Su- fied the “no set actually never preme was consistent Court has held Act written because the (or any) governs all language of the Due interpretation Court’s Parenthood, flight prevention of [such interest other than Janklow v. Planned 23. See also Clinic, here, Eighth safety], Sioux Falls as it has (1996) (opinion 134 L.Ed.2d require release on Amendment does bail.” certiorari) J., Stevens, respecting denial of 754-55, Thus, Id. at statement (observing that controversial reasoning on what Court’s centered *28 [Salerno], "unnecessary holding in was the require Eighth does and does not Amendment effectively that statute the held the Court government that the to do. It held the Bail applied in be at issue would constitutional facially was constitutional be- Reform Act cases”). large of a fraction Eighth the does not forbid cause Amendment Congress mandating pretrial from detention specific reasoning which the Su- 24. The thought pose who are a dan- for arrestees challenge in preme resolved the facial Court community. ger to the As to the Due Pro- Salerno was follows. Therefore, Supreme the Court's decision Clause, acknowledged that cess the Court " at all on the “no set of Salerno was not based 'general due there is a rule' of substantive step government may dictum. "In each of process the not detain circumstances” that guilt judgment a crimi- person prior analysis, to a of the Bail the Court measured Reform 2095, 749, trial,” U.S. 107 nal 481 at S.Ct. against requirements the substantive of Act right may "this ... but nonetheless held that Eighth the the Due Process Clause greater soci- be to the needs of subordinated Amendment as articulated in the relevant doc- "Congress' ety” careful delineation and that tests. The Salerno defendants lost their trinal the which detention of circumstances under challenge, the Court was facial not because standard,” id. permitted will be satisfies this applica- identify some constitutional able 750-51, S.Ct. 2095. The Court thus at 107 tions, Act but the held that the because Court rights against the balanced the of arrestees applicable face all due on its satisfied society the Bail and decided that interests of Eighth process and Amendment doctrinal face, Act, on its constitutional Reform Isserles, Overcoming E. Over- tests.” Marc go it did not too far in "subordi- because Challenges and the Valid Rule breadth: Facial nating]” rights arrestees. 359, Requirement, U.L.Rev. 48 Am. Amendment, Eighth Court As to the (1998). [pre- Congress held "when has mandated compelling basis of trial] detention test,” test, See Ste challenges. also United States Lemon “coercion and the — 1577, vens, U.S. -, S.Ct. “endorsement test.” Id. at 278-80. Some (2010) (acknowledging 176 L.Ed.2d 435 judges accurately pointed circuit out that dispute this issue “is matter Ingebretsen panel’s reasoning address”). we ... do holding contrary were to the “no set of circumstances” test: “It would ludi sharp contrast to absence assert, crous to and the did panel Supreme Court cases in which the “no set so, attempt to do is ‘no there set of has actually circumstances” test been circumstances’ under which the Mississippi law, adopted as the there have been prayer statute can be Id. at upheld.” significant post-Salerno number of cases (Jones, J., dissenting from denial of re adjudicated Court facial banc) Salerno, hearing en (quoting challenges in a manner was inconsis- 2095). Supreme U.S. S.Ct. that supposedly governing tent with test. Court denied certiorari. too, 519 U.S. court, Our has done likewise on sever- (mem.). 388, 136 L.Ed.2d al occasions. later, instance, years Three Supreme For the Fifth Circuit Court and again have repeatedly disregarded disregarded this court the “no set of circum “no deciding set of test in stances” circumstances” test and sustained a facial chal challenges facial in Establishment Clause to a lenge policy school district’s regarding cases, because it is inconsistent prayer in Independent Doe v. Santa Fe apply substantive constitutional tests that District, School 168 F.3d 806 Cir. in that Only 1999). area constitutional law. time, This the Supreme Court year decided, after Salerno was the Su- granted certiorari and our affirmed court’s Kendrick, preme Court Bowen 487 holding that the school issue was 108 S.Ct. 101 L.Ed.2d 520 facially unconstitutional. (1988), applied the Lemon test25 to decide 316, statute, facial to a ignored (2000). (The policy “impose[d] on the stu government’s argument that Court body dent a majoritarian election apply should instead Salerno to resolve the prayer” games. issue before football challenge. The four dissenting Jus- Id.) The dissents both the expressly agreed tices with this aspect Court and Fifth Circuit criticized the majority’s reasoning because the “no majorities for *29 following the “no set of set of wholly circumstances” test “is incon- 318, circumstances” test. 530 at 120 gruous analysis with the of an Establish- (Rehnquist, C.J., S.Ct. 2266 dissenting); challenge ment Clause under Lemon.” Id. J., (Jolly, 168 F.3d at 832 dissenting). 1, at (Blackmun, J., 627 n. 108 2562 S.Ct. Rehnquist’s Chief Justice dissent showed dissenting). it possible that to imagine circum lead, Following stances which the Bowen’s the Fifth Cir school could Ingebretsen cuit survive an as-applied challenge. v. Jackson Public For in District, stance, Cir.1996), School 274 possible 88 F.3d “it is that the students sustained a facial challenge might to a vote not have a pregame speaker, school to prayer law under Establishment which case there would threat be no of a Clause, holding that the law 321, failed constitutional violation.” at 530 U.S. test, 25. The Lemon deciding which takes its name from test whether a law violates the Kurtzman, 602, Bowen, Lemon v. 403 U.S. S.Ct. 91 Establishment Clause. See 487 U.S. 2105, (1971), three-part is a at 108 S.Ct. 2562.

467 Nonetheless, in the aforementioned Establishment the six-Jus- 2266. cases, “no set application Clause majority declined to Court Supreme tiee been test would have of circumstances” circumstances” test the “no set of apply substantive inconsistent with relevant facially policy was uncon- that the and held major constitutional doctrine which (ma- at 120 S.Ct. 2266 Id. stitutional. namely, “the that ity requirement opinion). jority relied— legislature guidelines establish minimal Supreme that both the Court The reason enforcement,” 119 govern law id. at “no rejected the set of cir- this court and (majority opinion) (quoting Ko S.Ct. Fe, Bowen, test in and Santa cumstances” Lawson, 352, 358, 103 lender apparent: the use of readily Ingebretsen (internal (1983)) 1855, 75 L.Ed.2d S.Ct. incongruous been would have test omitted). Scalia’s quotation marks Justice constitutional tests courts with the simply reasoning “no set of circumstances” use to decide whether law vio- normally dispositive question: did answer Clause, including lates the Establishment vague that whether the ordinance was so test, test, the coercion and the Lemon guidelines govern minimal give failed test, Ingebretsen, see endorsement majority personnel. law enforcement essentially presented Those cases properly the case on the therefore decided as the instant case: the the same situation vagueness apply basis did not incompati- circumstances” test is “no set of dictum, which “no set of circumstances” actually applies the test ble with would have been incompatible scrutiny the cor- here—intermediate —so approach. case is to way apply to decide this rect example of in which Another a case scrutiny. intermediate re- Supreme reasoning Court’s Clause cases are Those Establishment contrary to of cir- sult were the “no set ones in which not the Parent- cumstances” dictum Planned reached that were in- Court has decisions Pennsylvania hood Southeastern the “no set circum- compatible with Casey, 505 U.S. S.Ct. dictum. Another such case was stances” (1992), in L.Ed.2d 674 Court Morales, in which the Court sustained require- spousal held that a notification Chicago anti-loitering law abortion regulating ment in a state unconstitutionally because it was ordinance burden, in- was “an undue and therefore too discretion gave much vague valid.” Id. S.Ct. 51, 60-64,119 police. 527 U.S. at S.Ct. See dissent, accurate- Rehnquist Justice Chief Scalia, opinion). (majority Justice “ap- ly opinion observed that lead dissent, majority’s explained that the rea- Id. at 973 n. pears ignore” Salerno. result inconsistent with soning and were C.J., dis- (Rehnquist, test set of circumstances” because the “no senting). explained under the He *30 in possible imagine it situation test, was spous- “no set of circumstances” would have survived which the ordinance provision possibly al could not notification 81-82, at as-applied challenge. See id. facially “the be unconstitutional because (de- J., (Scalia, dissenting) majority seeking 119 S.Ct. vast of wives abortions husbands, Story picting notify a scenario out of West Side consult with their and which, under the “no set of circumstances” and suffer no burden as a result thus test, provision.” the matter Id. There were enough would be to “settle in which the challenge to number of circumstances respondents’ the ordi- Morales, been just would have provision In notification vagueness”). nance’s (2000), rejected Supreme Supreme but the Court Court a facial applied, valid as challenge content-neutral restriction facially held that it was un- nevertheless time, place, on of speech and manner Many courts constitutional. federal have (a protests restricting state law near recognized that the “undue burden” test facilities). health at care See id. Casey the “no set of under contradicts (noting was a facial this circumstances” test. See Cincinnati The challenge). majority and the dissen- Servs., Taft, Women’s Inc. v. ters over disagreed whether restriction (6th Cir.2006) (reviewing narrowly tailored, was but none of the circuits). short, from nine other cases Justices even raised the “no set of circum- Casey Court in did Supreme majority stances” test. The held that the Morales, Fe, it thing same did Santa facially law- was constitutional because it and it did Bowen: not follow Salerno’s tailored, narrowly employ was not and did dictum, “no set of circumstances” and in- the “no set of test. See circumstances” id. applied stead relevant substantive 725-30, (majority opin- 120 S.Ct. 2480 which, plurality constitutional test — ion). dissent, Scalia, argued Justice decided, Casey was the “undue burden” tailored, narrowly that the law was not test. unconstitutional, facially hence was be- The Court and our court have respect cause “with to those who are seek- disregarded also the “no set of circum- facilities, ing to enter or exit [health care] adjudicating stances” test when facial chal- the statute does protect them lenges raising very same constitutional from speech that is so intimidating or question that arises this case: whether Rather, threatening impede as to access. time, content-neutral restriction approaches covers all unconsented-to place, speech narrowly or manner of education, purpose protest, of oral tailored a significant governmen- to serve counseling....” Id. at 120 S.Ct. 2480 year tal interest. after Salerno was (Scalia, J., Thus, dissenting). Justice Sca- decided, applied the Court intermediate lia believed that the law have legiti- could scrutiny not the “no set of circum- mately applied to been was “so Schultz, in Frisby stances” test intimidating or threatening impede 101 L.Ed.2d 420 access” to health care facilities. Under (1988). majority held the law at test, the “no set of circumstances” (an forbidding issue picketing ordinance in single imagined under circumstance residences) front of tailored the law would have been applied valid as facially and was therefore constitutional. enough would have been uphold Id. at 108 S.Ct. 2495. The Court facial constitutionality of the challenged supported by holding imagining law. argued Yet Justice Scalia that it was single constitutionally application valid Thus, Hill, facially unconstitutional. all (which the ordinance would sufficient to completely nine ignored Justices the “no defeat a facial under the “no set test, set of circumstances” even though test), considering circumstances” but compelled test have easily would scope entire the ordinance’s restric- challenged conclusion that the law was fa- tion determining that it was cially constitutional. 485-88,

narrowly tailored. See id. Furthermore, the Fifth has twice Circuit *31 S.Ct. 2495. challenges sustained facial to content-neu- Colorado, Likewise, restrictions, in Hill v. tral time-place-manner even though would plainly those restrictions had that the have to hold ordinance was facially constitutional under have been facially possible of test. because it is “no set circumstances” constitutional Waco, (5th City day might imagine single Knowles a which it of Cir.2006), munici- this held two court city have been for the to confine valid facially unconstitu- ordinances were pal to those parades downtown two one-hour narrowly not tai- they were tional because instance, weekday windows—for when governmental significant to serve a lored festival was to take some kind of scheduled “pa- forbade The ordinances all interest. a.m. and place between 11:00 downtown particular at activity” and rades” “street p.m. court 2:00 But SEIU Houston day, imposed permit re- times of and reasoning; kind of rath- did not follow this 462 F.3d at 431— all times. quirement er, explained that the not restriction was have fa- The ordinances would been narrowly tailored: “there scant connec- under the “no set of cially constitutional parade tion the restrictive hours between because it would have circumstances” test putative consequences and the that are the trivially imagine the court to easy for been justifications for the Ordinance.” Id. at and “parades” of “street particular kinds Thus, v. Houston SEIU and Knowles the ordinances’ time activities” circuit, like Supreme show that this requirement could permit restrictions Court, quite properly disregarded example, validly imposed. For a siza- supposed “no set of circumstances” test marching with floats and bands parade ble adjudicating challenges when facial under subjected permit have could been scrutiny. intermediate prohibit- have been requirement, and could Supreme The collection of Court and passing through from school zone ed Fifth Circuit cases discussed here —Bow- day. But this the end the school around Fe, en, Morales, Casey, Ingebretsen, Santa disregarded the “no set of properly court Hill, Knowles, Frisby, v. Hous- SEIU instead in- applied test and circumstances” authority ton—demonstrates whatever scrutiny, holding that the ordi- termediate dictum Salerno “no set circumstances” were tailored and nances has not facially unconstitutional. have once had endured. were therefore (facial challenge); majority opinion’s id. at 437 reliance on that dictum Id. unconstitutional). (holding both is out step ordinances to decide this case large body of authoritative growing recently, Employees In- Just Service contrary. caselaw to the Union, v. Local 5 ternational Houston, Cir.2010), F.3d 588 again a facial court sustained time-place-manner re-

a content-neutral foregoing analysis, To summarize the “no cir- though striction even set of there are at least three different lines required would have cumstances” test authority supporting conclusion court held that an opposite result. The dic- the Salerno “no set circumstances” weekday “eonfin[ing] ordinance downtown appropriate tum does stan- provide one-hour windows: 10:00 parades two adjudicating challenge. this facial dard p.m. 11:00 2:00 a.m. to a.m. and to 3:00 First, test the “no set circumstances” facially id. at unconstitu- p.m.,” governs challenges, all facial 604; supposedly Id. at also id. at 595 tional. see United but Court Citizens brought had (noting plaintiffs erroneous v. FEC has contradicted the challenge). applied If the court had test, single for all idea that there is one test “no set of circumstances” it would *32 challenges; contrary, ty scrutiny the the fa the intermediate standard as on have cial/as-applied distinction does not defined numerous cases such Ward on of any disposition test, “automatic effect” pass a and Knowles. To this law — 876, U.S. -, a case. narrowly sig- tailored to must serve — L.Ed.2d - (2010). Second, “no government nificant interest. The remain- incompatible set of circumstances” test is of this dissent whether the der examines scrutiny with intermediate because the two challenged speech restrictions —which re- ways, opposite allocate the tests burden quire apply and small to groups individuals very to focus on differ require courts days in permission seven advance for to criteria, ultimately incom produce ent and require speak public; the disclosure of results; thus, by patible applying the “no from significant personal information ev- test, majority set of circumstances” eryone plays any speech who role in the numerous precedents contravenes event; speech and limit the of individ- (such Knowles) holding that as Ward and or group per ual to two hours seven scrutiny is the appropriate intermediate days narrowly signifi- tailored to the —are constitutional test for the content-neutral government cant interests that has time-place-manner restriction that is is identified. Third, sue and here. Court repeatedly this court have cases decided A. Our Time-Place-Manner Precedents using reasoning con reaching and results uniformly gov- Our cases hold that the by trary required to those set of “no justify must ernment content-neutral re- Fe, test, e.g., circumstances” Santa Mor time, place, strictions and manner ales, Therefore, Casey, and con Knowles. public by forum27 showing above, all I sidering believe the narrowly are tailored serve a majority using this case has erred significant governmental interest. This is the “no set of circumstances” as the test commonly referred as intermediate reasoning. decisive element in its

scrutiny. Employees See Serv. Int’l Un- III. Application Intermediate Scruti- ion, Houston, City Local 5 v. 595 F.3d ny (5th Cir.2010); v. City Knowles Waco, Cir.2006); 462 F.3d case, plaintiff brought Miss., Tupelo, Beckerman v. provi- constitutional certain (5th Cir.1981). regula- F.2d “A sions of SLU’s and as- ‘is sembly. provisions targets These tion tailored if it are content-neu- time, tral26 regulate and eliminates no more than place, the exact source ” Therefore, speech. manner of remedy.’ the test the “evil” it seeks Knowles, that determines their constitutional validi- at 434 (quoting Frisby F.3d plaintiffs appellate argues public 26. The desig- brief either traditional forum or security provision fee public is not content-neu- nated forum. There need is no here, do not tral. I address that issue be- types public decide of these two agree majority’s holding cause I with the power forum is at issue "[t]he because state’s security provision fee is unconstitutional. speakers' designated] 'to restrict access to [a plaintiff acknowledges pro- that the other public subject forum is to the same first challenges visions he are content-neutral. apply amendment constraints tradi- ” Indep. Chiu tional forums.’ v. Plano Dist., (5th Cir.2001) majority opinion says, Maj. Op. As the Sch. Ass'n, acknowledge, pub- (quoting defendants Estiveme v. La. State Bar lic, (5th Cir.1989)). campus outdoor areas of F.2d

471 addressing 474, 485, majority is correct in Son- Schultz, 108 S.Ct. 487 v. challenge, is (1988)). nier’s facial Knowles indistin- 420 In other 2495, 101 L.Ed.2d present case. guishable from ‘narrowly words, is tailored’ regulation “[a] substantially it not ‘burden when does Knowles, anti- plaintiffs were necessary to further speech than is more sought to protesters “pray, abortion who legitimate interests.’” government’s display signs, anti-abortion distribute liter- Supple, 969 v. Hays County Guardian ature, clients and counsel clinic on the (5th Cir.1992) 111, (quoting Ward F.2d 118 clinic”; an abortion public sidewalk outside Racism, 491 U.S. Against v. Rock “challenging suit facial brought (1989)). 2746, 105 L.Ed.2d 661 109 S.Ct. constitutionality city of two ordinances minimum, a cannot be regulation “At a ability” to their do so. threaten[ed] cost to narrowly tailored unless the at began analysis Id. 431. This court fit calculated’ and the between ‘carefully is by identifying significant state inter- is interest ‘rea- the burden and state by the govern- ests that had been asserted ” Trustees (quoting Id. Bd. sonable.’ of of pro- ment: interests in “Waco’s asserted Fox, 469, v. N.Y. 492 U.S. Univ. State of tecting school children and citizens on 3028, 481, L.Ed.2d 388 109 106 generically significant.” are public roads (1989)). at then Id. 434. court decided wheth- were challenged er the two ordinances the burden of government “The bears narrowly government’s tailored as- rea- establishing regulations court concluded purposes. serted is, government That sonable.” Id. that “the Zone ordinance School is state identify significant must interests narrowly tailored because the ordinance challenged regulation is narrow- to which a ‘sweeps broadly far more than neces- tailored, affirmatively “show ly and sary city’s legitimate further the con- narrowly tailored restriction the[] enhancing safety cern’ and welfare at protect the identified interests.” Id. using of schoolchildren and others Waco’s 119. way.” at 435 public rights (quoting Id. analysis This court’s method 2746). Ward, It proper and exemplifies Knowles the usual ordi- further concluded that other scrutiny way of intermediate applying Ordinance,” nance, un- the “Parade all speech. Knowles restriction on requir- “ordinances constitutional because every the instant case in rele- fours with for ing permit demonstrations respect: vant involved people handful of are not tailored speech and significant restrictions on inter- government content-neutral to serve Moreover, assembly in a forum. at 436. Knoivles thus followed est.” Id. brought purely holding plaintiffs Knowles five other circuits28 laws people permits court obtain challenges, requiring did must public speech assembly 462 F.3d contain reach the issue of overbreadth. Thus, assuming exceptions groups for small individu- even Brownell, (8th Seattle, Douglas v. F.3d 1524 Berger City F.3d 88 569 Portland., 1996); (9th Cir.2009) (en banc); City City Cox v. Cir. Grossman v. Cir.1994); Charleston, (4th Cir.2005); Cmty. F.3d F.3d Turner, F.2d Comm. v. Creative Non-Violence Anti-Discrimination Am.-Arab (D.C.Cir. 1990). Dearborn, (6th Cir.2005); *34 Government Interests government ais. The court held that the Identification of carry that had failed to its burden to show one, in speech In cases like this speech narrowly its were restrictions at a university restrictions state are tailored.29 issue, government’s legitimate the inter- undoubtedly

ests protecting include and furthering university’s the mission of edu- Application B. Precedents of Still, cating government its students. the determining constitutionality the justify speech must its restrictions on by provisions challenged showing narrowly the of the SLU that are tailored to specific, legitimate government serve speech policy,30we must intermedi- in- apply terests. Knowles. scrutiny, exemplified by ate (1)

Thus, government identify must the the Amendment must rights “First be ana- significant legitimate in- government and lyzed light ‘in special the characteristics ” justifying terests that it asserts as its re- environment,’ school the as the Su- (2) strictions on speech, and demonstrate Vincent, Widmar preme Court stated in that the policy’s speech restrictions 263, 269, 454 U.S. 268 n. 70 narrowly (1981) are gov- tailored further those Tinker v. Des 440 (quoting L.Ed.2d Disk, Indep. Moines Sch. ernment interests. 393 U.S. (1983) (consider analysis The same method of inter under S.Ct. 75 L.Ed.2d 736 scrutiny examining ing challenged purpose mediate the apparent whether law’s — government sufficiently shown a justification proffered by has close well as an additional holding government, connection between its means and its ends— the that the law did See, many has “substantially” "sufficiently” been followed in other cases. or serve ei Houston, e.g., (ex purpose); Berger, SEIU v. at 604 595 F.3d ther F.3d at 569 1041 ("Houston parades plaining requires barred downtown for that this standard a reason periods day all but government's two one-hour on week able fit between the means and ends); Media, days. justification Brentwood, City Its preventing asserted Prime Inc. v. Tenn., (6th Cir.2005) congestion arguably traffic the 398 confined to F.3d (up 821 [Tjhere morning evening holding rush hours.... ordinance because fit "[t]he be City's scant connection between tween ends is a the restrictive means and reason B&M, one”); parade putative Chesapeake consequences able Inc. hours and v. Harford Md., justifications County, that are 1013 for the Ordi Cir. 1995) ("The Guardian, nance.”); County scrutiny’ analysis Hays 'intermediate F.2d at ("We applicable to content-neutral University’s find the restrictions on educational speech ... goals govern is concerned sufficiently weighty.... with ends We also find pursue, ment can University’s means which it can support that the financial for the ends, pursue relationship those and the be newspaper narrowly student-run is a tailored them.”). tween interests.”); advancing means of these Becker man, ("This 664 F.2d at 516 ordinance reach broadly necessary es reasonably challenged more than is provisions quoted 30. The interests.”); protect legitimate majority Maj state opinion. Op. see full 484-86, Frisby, also 487 U.S. at S.Ct. nn. 1-4. The restrictions will be ad- (first (1) identifying "significant govern requirement dressed here are by challenged ment groups interest” served ordi even individuals and small must ob- nance, explaining permission and then speak public; the ordinance tain advance interest); (2) requirement every "is to that person tailored” Mem who has bers Taxpayers speech Council role all in a event must entrust of L.A. Vincent, SLU; personal (3) 466 U.S. various information (1984) (upholding L.Ed.2d 772 an ordinance limitation to a maximum of two (4) per more days; require- "curtails no than is neces seven hours sary accomplish purpose”); speakers apply United ment that would-be must Grace, 171, 182-83, permits days States v. seven in advance. (1969)).31 in- identifying legitimate first without 506, 89 S.Ct. govern- that are asserted terests respects in significant university “A differs ment. as streets forums such from A uni- theaters. municipal or even parks Nonetheless, does the defendants’ brief education, and deci-

versity’s mission It government interests. mention some *35 have never Court Supreme] [the sions states, govern general principle, “as authority impose to university’s denied interest significant have a ment does compatible with regulations reasonable public colleges campuses preserving campus of its upon the use mission for the use of students.” universities Nonetheless, “[w]ith Id. and facilities.” (quoting Br. 12 Justice All Appellees’ for there, entitled be persons respect (5th 760, Faulkner, 770 Cir. 410 F.3d v. leave no cases Supreme Court’s] [the 2005)). words, University “the In other rights of First Amendment that the doubt reserving resources [its] has an interest cam- to the extend and association speech community Ap University members.” for 268-69, universities.” Id. of state puses White, (quoting Br. 15 Bowman pellees’ Therefore, we have 269.32 102 S.Ct. Cir.2006) (8th (quoting 982 uni- involving case state in another held Md., Chapter ACLU Student — Univ. the bur- bears versity, government “[t]he Mote, F.Supp.2d College Park v. 321 are regulations establishing that den of (D.Md.2004))). The defendants also County Chiardian Hays reasonable.” exigencies plan need “to assert Cir.1992). F.2d Supple, re control and insurance such as crowd They Br. ar Appellees’ quirements.” case, government the defendant In this university government as a that “the gue carry their bur- have done little officials significant pro interest entity ha[s] re- affirmatively that [the “show den to experience of the tecting the educational narrowly protect tailored to are] strictions in furtherance of its educational students interests.” identified government’s] [the safety in insuring student foster mission Indeed, in their point at one at 119. Id. Br. 16. And ing diversity.” Appellees’ brief, appear the defendants appellate legitimate has a they reiterate that “SLU “In so: attempt to even do declining be order on maintaining sufficient interest in- significant State specific case the may pri it conduct its campus so that yet not in fact identi- of SLU were terests an education to mary providing mission of in the remain to be determined fied and unnecessary preventing its students and Br. 12. That is Appellees’ case in chief.” learning envi disruption of the academic of the an incorrect statement of course Br. 21. Appellees’ ronment.” law, in this appeal the central issue since interests re- asserted state constitutionality These SLU’s (1) maintaining pub- strictions, fairly summarized cannot be determined Center, Colorado, Health (quoting Madsen v. Women’s Hill v. 31. See also (2000) Inc., L.Ed.2d 597 ("[I]n determining (1994)). nar- whether a statute is L.Ed.2d 593 must, tailored, rowly '[w]e we have noted course, place which take account argued that Son- The defendants have not determining whether regulations apply in there”; to be their was not "entitled nier speech than burden more these restrictions speech policy, the SLU argument is recog- example, we have necessary.’ ... For Sonnier, applied to is con- its face and as governmental interests sur- special nized the the First Amendment. sistent with schools, courthouses, places, rounding polling omitted) homes.”) (footnotes private (2) Knowles, safety, preventing disruption lie this court recognized that (3) education, held, concur, conserving university’s circuits have “[o]ther and we (4) resources, diversity. requiring permit ordinances fostering But demonstrations people handful of are specific the defendants have offered little narrowly significant tailored to serve a explanation any of how of the challenged government interest.” 462 F.3d at 436.34 provisions speech policy of the SLU are permit requirement issue in narrowly tailored to serve of these Knowles was held to be unconstitutional specific interests. For the reasons that exception because made no for small follow, arguments the defendants’ fall groups. Five other circuits have held like- demonstrating challenged short of that the regulation wise. The SLU that is at issue restrictions on tai- *36 exactly this case does prece- what those lored to serve the identified interests.

dents forbid-—it requires a handful of peo- ple permit to obtain a before can Tailoring 2. Narrow speak in a public place. It is therefore Requirement a. Permit Individuals for unconstitutional. Groups and Small good There is a why reason six circuits According to Sonnier’s uncontradicted agreed have permit that such require- affidavit, he and a handful of friends sim- ments are unconstitutional: great ma- ply pedestrian mall, stood in a with jority Sonni- of individuals and small groups exer- er holding up sign, a and tried to engage in cising First Amendment rights do not passersby. conversation with They were classes,35 block traffic or disrupt whereas peaceable any and did not disrup- cause actually few who disrup- intend to be tion. precedents Under the of the Fifth tive or to rights interfere with the of oth- circuits,33 Circuit and five other very unlikely First ers are to seek per- advance Amendment government forbids the Thus, from mission doing before so. permit requiring individuals and small groups, requirement applies groups small friends, like Sonnier and his to obtain ad- and can reasonably individuals expected permission vance for public speech accomplish and to nothing except burdening assembly. permit requirements Such are of law-abiding, non-disruptive narrowly tailored to serve legiti- people. requirement Such a therefore government mate interest. substantially “burdenfs] more than Houston, 603; Turner, 1387, 33. SEIU v. Berger 595 F.3d at Violence v. 893 F.2d 1392 Seattle, 1029, (9th City (D.C.Cir.1990). v. 569 F.3d 1039-40 Cases from the Fourth and Cir.2009) (en banc); Knowles, 462 F.3d at support Sixth Circuits proposi also the same 436; Charleston, 281, City Cox v. 416 F.3d supra tion. See note 30. (4th Cir.2005); 286 Am.-Arab Anti-Discrimi Dearborn, Grayned City Rockford, See v. City 408 nation Comm. v. U.S. 418 F.3d 2294, 600, (6th Cir.2005); Brownell, 92 S.Ct. Douglas 608 v. (1972) (“[I]t 1511, (8th Cir.1996); highly would be 88 F.3d unusual if the 1524 Grossman Portland, 1200, expressive gesture City solitary pick- classic v. 33 F.3d 1206-07 (9th school, Cir.1994); disrupts anything et Cmty. related to the Creative Non-Vio for Turner, 1387, public (D.C.Cir. open least on a pedestri- sidewalk lence v. 893 F.2d ans.”); Houston, 1990). SEIU v. 595 F.3d at 603 cf. (recognizing “careful distinction” be- Brownell, Douglas 34. The court cited parades larger tween small and ones “is in 1511, (8th Cir.1996); F.3d principles Grossman v. accord with tailoring” of narrow Portland, (9th 33 F.3d 1202-06 parades because small have "lesser effects on Cir.1994); Community concerns”). and safety congestion Creative Non- and Brownell, (4th Cir.2005); Douglas v. government’s further the necessary to (8th Cir.1996). interests,” Ward, There F.3d legitimate narrowly strong campuses similarities between is not are 109 S.Ct. contrast, recognized re- court permit municipalities, By advance tailored. larger County campus’s Guardian: “The apply Hays quirements large community draw of full- speakers who as the site of a groups or function justifiable, far more because ‘a where place time residents makes it crowds logistical create inherently enjoy the air or the com- groups may open such people problems like traffic and noise neighbors friends and in a relaxed pany of planned environment,’ for in advance. need to be an suggests intended Cf. White, 967, 981 Bowman akin to street or role more Cir.2006). justifications But because these F.2d (quoting at 117 park....” Hef- groups, permit to small pertain do not Soc’y v. Int’l Krishna Conscious- fron apply groups to small requirements ness, are not tailored. (1981)). L.Ed.2d 298 SLU is sizable students; 15,000 university with around opinion that the majority suggests Douglas municipality involved for small exception requirement *37 total and slightly population, smaller Cox mu- is well established for groups, which municipality a one-third as involved about ordinances, apply nicipal should The large reasoning of Cox and SLU.36 university “a public universities because therefore with at Douglas applies city entity a with able than or other less force. equal least significant to deal police powers with Maj. Op. disruption on short notice.” in Cox that advance explained The court Bowman, 982). But 444 F.3d (quoting justified by permit requirements are not inapposite here factually this distinction speculative possibility that a small universi- many public SLU—like because engaging speech might free do group Indeed, this case police ties—has force. disruptive: City fails to something “the an between the arose from interaction how a small demonstration that explain plaintiff campus officer. police and inflammatory would tax its become than, any differently for exam- force police Moreover, Eighth the Fourth and Cir- individuals, fight two ple, a street between specifically rejected arguments have cuits justify requiring warning advance so as limited municipalities small 416 F.3d at forces, of all small demonstrations.” and small police resources emphasized court also that small 285. The individuals and safety justifies requiring municipalities many things can do other groups permission to obtain advance small They “can rights. public safety goals. meet their First Cox to exercise Amendment Charleston, punish- prohibiting ordinances City 416 F.3d enforce Clive, Iowa, case, City Douglas City concerned Despite the name 14,000. appeal party was not to the population Charleston whose current is around appellee was a Cox v. Charleston. http://www.cityofclive.com/about-clive/. See Rest, municipality Travelers small called rejected city’s argument that its court Carolina, population of which had a South police force” “limited resources and small year 2000. less than one- 4100 in the That is five-day require- justified notice advance enrolled at of the number of students third permit, days than the two shorter ment for http://travelersrestsc.com/ SLU. See period that is at issue in this advance notice (Travelers Ap- community/ population); Rest 88 F.3d at 1523-24. case. (SLU enrollment). pellees’ Br. 14 ing peace, group conduct disturbs the blocks exception inapposite would be be- sidewalks, impedes the flow of traf speaker cause the regularly drew such They fic.” Id. at 286. “can pass also Thus, large crowds.37 the Bowman court volume, ‘regulate only ordinances that had no occasion to even consider whether location, or [protected] expres duration of permit such a requirement would be con- sion,’ rather than subjecting all to a imposed stitutional if individual aor (alteration permit requirement.” Id. in handful of people. If anything, opin- original) (quoting Cmty. Creative Non- emphasis ion’s on the size of sug- crowds Turner, Violence v. 1393 gests that the court would have decided (D.C.Cir.1990)). they can per And enact differently the case in the absence of Bow- mit requirements that “do[] burden man’s ... capacity “demonstrated to at- gatherings posing small no threat to the tract a crowd.” Id. at 981. There is no order, safety, accessibility of streets evidence the instant suggest case to SLU, and sidewalks.” Id. at 287. like the Sonnier draws sizable crowds when he municipalities small Douglas, Cox and rather, speaks; his uncontradicted evi- free to steps take such as these to further dence is that he merely signs carries its legitimate in maintaining pub interests attempts to engage individual passersby in lic safety and preventing the disruption of conversation. Thus, education. reasoning of Cox and Douglas refutes the idea that the size of The majority opinion also relies on Powe police might justify SLU’s force imposing Miles, (2d Cir.1968). 407 F.2d 73 a permit requirement on individuals and case, a college took disciplinary action groups. small against students part who took in a 16- *38 person demonstration at an ROTC cere- majority opinion cites two cases in mony, in which the demonstrators deliber- support of the view that universities ately interfered with the impose can audience’s view of permit advance requirements ceremony. Id. at groups. Maj. on small 77-78. The Op. However, Second opinion Circuit’s actually explained neither case is that relevant “the sus- that White, pensions issue. In Bowman v. this case were not bottomed on (8th Cir.2006), the a failure plaintiff was a to furnish speaker notice to the adminis- who drew large crowds as required as 200 tration” as by students. the college’s 48- Id. at Eighth 981. The specifically Circuit hour advance requirement. notice Id. at explained that any argument Rather, for a small- 84. the demonstrators were sus- explained: The Bowman court space requests reservation listed an estimat argues Bowman Thomas [v. Chica ed fifty attendance of between and one hun District, go Park people, analogous dred to the situation in (2002)] and Gross Thomas. The actual attendance at his Portland, man [v. 33 F.3d 1200 events high has run as as two hundred Cir.1994)] analyses applicable are not people. circumstances, Under these single him speaker. because he is a This permit requirement justified to "coordi argument regardless fails because of wheth multiple nate space,” uses of limited "as er speaking Bowman is alone or with oth preservation sure [campus],” "pre ers, carrying sign, a handing or out litera vent dangerous” uses that are to students or ture, he capacity has demonstrated the people, other and "to assure financial ac disrupt attract crowd and unique edu countability damage” for caused Bow cational environment. See [ACLUStudent Thomas, Md., man's event. Chapter 534 U.S. at College Park v.] — Univ. of Mote, [670,] [(D.Md. F.Supp.2d fact, S.Ct. 775.... 2004)]. majority Bowman, of Bowman's 444 F.3d at 981. event; lim- participant provision in an disruptive civil dis- engaging for pended iting speech per more than hours Thus, ease not to no two the Poiue did obedience. provision days; requiring seven policy to a actually involve a notice days’ seven advance to obtain speech for permission in advance requiring permit. case not assembly; a did fortiori, or the issue of whether raising close to come policy a rather speech imposes to contain an required policy such personal sweeping requirement infor- small groups. for or exception individuals mation, numbers, including security social simply when the The bottom line is birth, num- phone dates addresses and every individual or requires government bers, from every single be collected indi- permis- advance people handful of to seek role at any vidual who has all in a First Amend- exercising their sion before including people merely up who set event— suppresses a far rights public, ment equipment, signs, pass or out pam- hold than is neces- amount of greater phlets. requirement Such broad governmental sary any legitimate to serve necessary any legitimate to further inter- Occasionally particular pro- purpose. has It government est identified. way act in a interferes tester likely much that a narrower version of functions, educational university’s justified could be under some the Fourth said in Cox— but —as Circuit instance, majori- circumstances: for from the occa- really that is different states, ty opinion it would reasonable an out-of-control fight, outbreak of a sional (at purposes for events planning least for If or another small disturbance. party, size) university substantial can other small incidents police handle identity speakers to want to know “the happen unruly behavior that without campus, they speak, where intend equally then warning, advance Maj. and their 447. Fur- purpose.” Op. disrup- an occasional capable handling thermore, university reason good handful of protester tive demonstrators identifying to obtain information from at As warning. this circuit without advance one responsible person least in order “to recognized, requiring and five others have accountability damage assure financial *39 to groups individuals small seek ad- Chicago caused by the event.” Thomas v. government permission before vance Dist., Park “too public place high is speaking (2002). 775, 151 L.Ed.2d 783 But neither unnecessarily because it burdens cost” considerations, of these nor others harmless, peaceful, substantial amount identified, provide any jus- that have been Cox, constitutionally speech. protected tification much for SLU’s broader Turner, at 285 F.2d (quoting requirement every- more burdensome 1392). precedents, Under these SLU’s event one involved with an must entrust permit requirement is unconstitu- advance security their social numbers and other tional. identifying personally information to SLU majority opinion officials. The does not Challenged Restrictions

b. Other specifically explain why requirement If carry narrowly also failed should be considered tailored. government The to justify being challenged way the other there no to it as justify its burden tailored, narrowly ought then our speech policy: court elements the SLU it is personal acknowledge simply in- unconstitu- requirement significant tional. every single from formation collected Bowman, regulation limiting speech policy

As for the by “does not itself fos- days, plainly it per two hours seven re- ter viewpoints; merely more it limits severely far more than stricts speech.” Id. [Sonnier’s] Because this re- necessary university’s legiti- to serve the striction is no more effective at serving le- diversity mate “fostering interest gitimate government interests than a viewpoints preventing speaker one much less restrictive alternative monopolizing space.” Maj. from Op. 446. be, narrowly would it is not tailored. goals accomplished just The same could be Finally, policy requires successfully by as a policy that would speakers all to apply permits seven merely give priority speakers who had days in majority advance. The opinion already spoken for two in a hours defends this advance requirement notice as given policy might week. Such a have the being necessary to allow university limiting everyone effect of to two if hours prepare for events involving large num- there a week extraordinarily high people, bers of or to allow SLU adminis- but, speaking demand for unlike the time— arrange trative staff to their own sched- here, policy that is at issue it would not ules so that can attend events. But purposelessly restrict speakers to two there is no why people reason a few hold- during hours even weeks when there were ing signs corner, on a street or a street competing no space demands for or time. preacher trying passers- to converse with Eighth very Circuit made the same by Bible, about the require would SLU to point concerning a similar restriction in engage anything days close to seven Bowman: logistical preparation. Nor is it realistic to University’s interest in fostering a suppose that University would expend diversity of viewpoints and avoiding the by its resources having an administrator monopolization space a signifi- serves reai'range his or her schedule spend However, cant interest. five-day watching hours a small group or an indi- cap is not sufficiently narrowly drawn to vidual preacher, street campus police when achieve that Policy interest. The officers can peace see that the kept written does not itself foster more part regular jobs. of their If the small viewpoints; merely limits Bowman’s group speakers of anti-abortion in Knowles speech. If no one else wants to use the subjected could not be to an advance per- space after Bowman has used his five mit requirement security or logistical permits, space go will unused if even reasons, then jus- there is likewise nothing Bowman still wants to space. use the A tifying imposition of a permit require- more policy might tailored ment speakers on the in this case. grant just Bowman more than days five *40 per speak semester to if space is not seven-day requirement notice used, being give but preference to other challenged in this might perhaps case speakers who already have not obtained applied tailored if it only large permits. five groups, but appears there to be no case so; F.3d at that even saying 981-82. The comes close to re- stricts a speaker’s speech seven-day period notice to one two-hour is more than twice (32 per semester), block week per long three-day hours as as the period notice (40 rather than the eight-hour upheld five blocks Bowman for a speaker who hours) Bowman, per semester many Therefore, id. at drew as people. as 200 I 981, but the Bowman court’s logic applies would avoid deciding whether a seven-day equally well. policy, The SLU like the notice period would be long too to be Indemnity Underwrit Protection large applied if it justifiable Policy Severally ers, Subscribing Instead, conclude simply I would groups. BO702/LF0-21040T, Defen applied to Number as it is unconstitutional Cross-Appellants. dants-Appellees groups. and small individuals No. 09-30378. Appeals, States Court

United Fifth Circuit. from respectfully I dissent summary, not to hold uncon- majority’s decision 28, 2010. July stitutional, plaintiffs applied restrictions on governmental speech, the (ex- case at issue this

speech that are I security provision, fee for the

cept unconstitutional). I do so

agree first, appeal properly this reasons:

three challenge as well as-applied

involves second, one; of whether regardless

a facial as-applied a facial or suit involves both, test the constitutional

challenge or speech re- to these applied must be scrutiny, not the is intermediate

strictions test; finally,

“no set of circumstances” that the failed to show government are narrow- speech restrictions

challenged govern- any legitimate serve

ly tailored to interest.

mental INC.; MARINE, Danos & Cu

DANOS Contractors, LLC, Plain Marine

role

tiffs-Appellants Cross-Appellees, *41 PRIMARY PROTECTION

CERTAIN

AND INDEMNITY UNDERWRIT Policy Severally

ERS, Subscribing C0I-3400773; Excess Certain

Number

Case Details

Case Name: Sonnier v. Crain
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Jul 27, 2010
Citation: 613 F.3d 436
Docket Number: 09-30186
Court Abbreviation: 5th Cir.
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