Sonneman v. StateSonneman v. State
Lead Opinion
OPINION
I. INTRODUCTION
Joe Sonneman raises several constitutional challenges to the 1995 amendment to
II. FACTS AND PROCEEDINGS
In 1995 the legislature amended
The amendment was recommended by the Lieutenant Governor’s Election Policy Transition Team. Its report stated that the amendment would save “between $150,000 and $250,000 per election cycle.” However, the actual cost of ballot rotation in the 1994 primary and general elections was $64,024. The amendment was also intended to eliminate the confusion of voters who relied on single-order sample ballots and were confused when thеy found a different rotation of candidates’ names on their actual ballots. The team also concluded that “[rjesearch indicates that the order of candidates’ names on American ballots does not significantly influence voters.”
Sonneman filed a complaint challenging the amended statute in 1996. He alleged that candidates’ ballot positions will affect how many votes they receive, a phenomenon known as positional bias. He cited studies which conclude that the candidate who is listed first will receive an additional five percent of his or her total votes from voters who simрly vote for the first candidate on the list. He argued that
Sonneman supplemented his amended complaint to inform the court that he had filed as a candidate for federal office in the 1996 primary election.
Sonneman moved for a temporary restraining order and preliminary injunction to require the State to use the former version of
Both parties also moved for summary judgment.
Sonneman appeals from the superior court’s order of summary judgment.
III. STANDARD OF REVIEW
This court reviews an award of summary judgment de novo. See Mathis v. Sauser,
We review constitutional issues de novo. See ARCO Alaska, Inc. v. State,
IV. DISCUSSION
A. Sonneman Has Citizen-Taxpayer Standing to Challenge the Constitutionality of
The State argues that Sonneman lacks standing to raise his constitutional challenges. Sonneman counters that he has both interest-injury and citizen-taxpayer standing. Since we agree that Sonneman has citizen-taxpayer standing, we do not reach the question of whether he also has interest-injury standing.
“Standing in our state courts is not a constitutional doctrine; rather, it is a rule of judicial self-restraint based on the principle that courts should not resolve abstract questions or issue advisory opinions.” Trustees for Alaska v. State,
To establish citizen-taxpayer standing, a plaintiff must meet two requirements: (1) the ease “must be one of public significance”; and (2) the plaintiff must be an “appropriate” party to bring the case. Baxley v. State,
Here, Sonneman is alleging several constitutional violations affecting not only his right to vote, but also the integrity and fairness of public elections. These are constitutional issues of public significance. Further, Sonneman has preserved his core constitutional arguments on appeal, and the parties are truly adverse. In addition, there is no evidence that anyone who is more directly affected is likely to challenge this statute. We thus hold that Sonneman has citizen-taxpayer standing to challenge the amendment to
B.
Sonneman argues that the amendment to
1. Appropriate constitutional analysis
The first issue is whether Sonne-man’s challenge is more appropriately analyzed under the equal protection provisions of the United States and Alaska constitutions or under the right to vote provisions of the First and Fourteenth Amendments of the United States Constitution and article I, section 5 of the Alaska Constitution. In Anderson v. Celebrezze,
Since
2. Appropriate level of scrutiny
The second issue is what level of scrutiny we should apply to review this statute. Sonneman argues that we should review this statute using the strictest scrutiny, because it burdens the fundamental right to vote.
Although voting is unquestionably a fundamental right, not еvery burden on the right to vote is subject to strict scrutiny. See O’Callaghan v. State,
A court considering a challenge to a state election law must weigh “the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate” against “the precise interests put forward by the State as justifications for the burden imposed by its rule,” taking into consideration “the extent to which those interests make it necessary to burden the plaintiffs rights.”
Under this standard, the rigorousness of our inquiry into the propriety of a state election law depends upon the extent to which a challenged regulation burdens First and Fourteenth Amendment rights. Thus, as we have recognized when those rights are subjected to “severe” restrictions, the regulation must be “narrowly drawn to advance a state interest of compelling importance.” But when a state election law provision imposes only “reasonable, nondiscriminatory restrictions” upon the First and Fourteenth Amendment rights of voters, “the State’s important regulatory interests are genеrally sufficient to justify” the restrictions.
Id. (quoting Burdick,
We must first determine, therefore, the extent to which this statute burdens the right to vote — whether it is a “severe” restriction or a “reasonable, nondiscriminatory restriction.” Id. Although
We have stated that “in ballot access eases, the state must show a compelling interest in order to justify infringements of these rights.” Vogler v. Miller,
The statute in question, however, does not restrict access to the ballot or deny any voters the right to vote for candidates of their choice. See
Sonneman argues that the State is required to use the fairest method of allocating the benefit of positional bias, which he asserts is rotating candidate names. Sonne-man is correct in asserting that ballot rotation would be fairer, because it would place each candidate on an equal number of ballots in each position, thus equalizing the effects of positional bias. The question, therefore, is whether the legislature is required to use the fairest method, оr whether a reasonable, nondiscriminatory method is sufficient.
The eases which have reviewed ballot positioning statutes conflict. Some require only that each candidate must have an equal opportunity to obtain the positional votes, holding that placement by drawing or other neutral means is constitutionally permissible. See, e.g., Clough v. Guzzi,
On the other hand, some jurisdictions have held that the positional bias must be distrib: uted as equally as possible. See, e.g., McLain v. Meier,
We find that the cases which require only equal opportunity to obtain the benefits of positional bias are more persuasive. We have emphasized that it is not our function to question which of two possible solutions is the wisest as long as the legislature’s choice is “both reasonable and nondiscriminatory.” O’Callaghan,
Here, the legislature specifically considered the effects of positional bias and concluded that rotational ballots were not necessary. Since the statute only imposes a minimal, reasonable, and nondiscriminatory burdеn on the right to vote, we decline to impose strict scrutiny review, and will uphold the statute if the State has important regulatory interests. See id.
3. Important regulatory interests
The State’s first interest is in reducing costs in printing the ballots. Sonneman argues that the State’s interest in saving money was “a negligible and insignificant .00005 of the State’s $5,000,000,000 budget during that time.” The economic benefit from ending the rotation system was estimated at $64,024 per election cycle. Instead of comparing these savings with the general budget, however, the more relevant comparison lies with the ballot budget, which was $469,026.75 for the 1994 year. The cost savings from eliminating rotational ballots would thus be apprоximately 13.7% of the ballot budget. ■
The State also advanced an interest in preventing voter confusion. Election officials
We conclude that both of the State’s interests are legitimate and important. Economy in government is an important objective and $64,000 is not a de minimis savings. Reducing voter confusion is also an important objective. Since the actual ballots will be identical to the sample ballots, the amendment may help prevent such confusion. These combined interests suffice, in our view, to justify the minimal burden on the right to vote imposed by the statute. We thus hold that
C.
Sonneman argues that allocating all of the positional advantage by a random drawing is not an election, and is therefore inconsistent with the requirement that a candidate be elected dependent only upon the will of the people. He argues that allocating all of the positional bias to one candidate could determine the outcome of an election in Alaska because our political parties are relatively weak and because elections are often determined by a small number of votes.
Sonneman’s argument that determining ballot position by lot makes elections depend on random choice instead of an expression of thе people’s will has some support. See Gould v. Grubb,
We find, however, that the allocation of ballot positions does not mean that the election is not based on the will of the people. Sonneman’s argument could affect nearly any regulation, no matter how well justified, for all rules have the potential to tip the balance in a close election contest. Instead, the concept of the people’s will encompasses all who vote, those who are careless and uninformed as well as those who are more
The voters were not misled. Failure to rotate the names did not lessen the opportunity of any voter to cast a vote for the candidate of his choice.... Even though we assume that the first ballot position of the incumbents deprived the plaintiffs of an equal chance to benefit from the indifference of careless voters who had no personal choice but marked the first name, that speculative benefit does not override the rights of informed and intelligent voters to have their votes counted as they were cast.
Tsongas,
V. CONCLUSION
Sonneman has citizen-taxpayer standing to challenge the constitutionality of
Notes
. On its face, this statute applies only to general election ballots. See
. Former
The general election ballot shall be designed with the position of names of the candidates changed in each section as many times as there are candidates in the section in which there are the most names. As nearly as possible, an equal number of bаllots shall be printed after each change. In making the changes of position, the name of the candidate at the head of each section shall be taken and placed at the bottom of the section and the column moved up so that the name that before was second is first after the change. After the ballots are printed, they shall be placed in separate stacks, one stack for each change of position. The ballots shall then be gathered by talcing one from each stack, the intention being that every other ballot in the accumulated stack of ballоts shall have the names of the candidates in a different position.
.
The general election ballot shall be designed with the position of names of the candidates set out in the same order in each section on each ballot used in an election district. However, the order of placement of the names of the candidates for each office shall be randomly determined by the director for ballots printed for use in each election district.
. Although he lost the primary election, Sonne-man did not seek to overturn the results of the completed election.
. We have affirmed citizen-taxpayer standing in several similar cases. See, e.g., Trustees for Alaska,
. The regulation implementing
. Sonneman alleged that positional bias could affect 5-7% of the votes cast. He also alleged that this could change the outcome of Alaska elections, because Alaska elections are often decided by margins less than 5%. Even accepting both of these allegations as true, we find that the burden this statute places on the right to vote is reasonable. We do not, however, reach the question of whether the effects of positional bias could necessitate a stricter review if it affected a greater percentage of the votes.
. This holding also answers Sonneman’s argument that the statute violates substantive due process, which requires that legislation be at least based on "some rational policy.” Keyes v. Humana Hosp. Alaska, Inc.,
. Article I, section 2 of the Alaska Constitution provides: "All political power is inherent in the people. All government originates with the people [and] is founded upon their will only....” Article II, section 3 and article III, section 3 require that legislators and the governor be elected at a general election.
.Several factors, including party identification, are believed to diminish the effect of positional bias. See, e.g., In re Election of Nov. 6, 1990,
. Because our decision assumes that positional bias is a verifiable phenomenon and that the likelihood of its occurrence under the ballot system adopted in
Dissenting Opinion
with whom COMPTON, Justice, joins, dissenting.
Given this court’s underlying assumption that positional bias exists, I must dissent from its conclusion that, as a matter of law,
For purposes of reviewing the superior court’s grant of summary judgment to the State, this court forthrightly assumes that positional bias can affect at least five percent of the votes cast. Op. at 639 n. 7. This assumption, or at least an assumption that some positional bias exists, is mandated by the procedural posture of this ease. Because the State submitted no admissible evidence supporting a finding that positional bias does not exist or cannot be measured, our starting point is Sonneman’s complaint. It alleged that positional bias benefits whichever candidate is at the top of the ballot. It asserted that studies confirmed the existence of positional advantage, affecting as much as six to seven percent of the candidates’ votes.
Despite the absence of admissible evidence rebutting the complaint’s allegations of positional bias, the court concludes that the State is entitled to judgment as a matter of law; it necessarily reasons that Sonneman has raised no genuine fact that is material. Op. at 635-636, 641. In my view, the materiality of the factual dispute turns on whether the statute impоses an impermissible burden on the right to vote. If a five percent shift constitutes an impermissible burden, then the existence — and extent — of positional bias is a fact dispute that is necessarily material.
Positional bias could impose a serious burden on the right to vote. Many elections in
The potentially significant effects of positional bias cannot be justified by the weak regulatory interests identified by the court. Op. at 639-640. On appeal, the State articulates only one interest: cost reduction. According to the court, the State saved an estimated $64,024 per election cycle by eliminating rotation in single-district races. Op. at 640. To me, the burden positional bias potentially imposes far outweighs savings of this magnitude.
The State also argued in the superior court that rotation would confuse voters by creating discrepancies between sample bаllots and actual ballots. This court relies on that argument, even though the State has chosen not to assert it on appeal. Op. at 639-640. It seems unlikely that this is of significant continuing concern, given that sample ballots also reflect statewide races, for which rotation is still practiced. If confusion were of real concern, a clear disclaimer on sample ballots would cure it.
The interests the court identifies are minor in comparison with the burden we must assume the statute imposes on the right to vote. I would therefore remand for determination of whether positional bias exists, and the extent of its effect. Only then can a court decide whether the legislature’s choice unreasonably burdened the right to vote.