Lead Opinion
Aрpellants Gregory Solomon and two other black registered voters of Liberty County, Florida, appeal the district court’s judgment that the county’s at-large system of electing its commissioners and school board members does not run afoul of section 2 of the Voting Rights Act of 1965, as amended, 42 U.S.C. § 1973 (1994). Finding clear error, in part because of the court’s reliance on the electoral success of a black candidate during the pendency of this litigation, we reverse and remand for the implementation of a remedy.
I. PROCEDURAL HISTORY
This lawsuit began in 1985 in the United States District Court for the Northern District of Florida. Appellants sued Liberty County’s Commission, School Board, and commissioners and members in their official capacities (collectively appellees), alleging that at-large elections unlawfully diluted minority voting strength, in violation of section 2 of the Voting Rights Act, 42 U.S.C. § 1973.
On appeal, a panel of this court vаcated and remanded for further findings of fact. Solomon v. Liberty County, Fla.,
The court, however, divided five-five concerning the significance of that holding. See Solomon II,
On remand, the district court granted ap-pellees’ motion to supplement the record and conducted a half-day trial. Based on the evidence it admitted in the first and second trials and two judicially noticed facts, the district court again found that Liberty County’s at-large elections do not violate section 2 and entered final judgment in favor of appel-lees. See Solomon v. Liberty County, Fla.,
II. BACKGROUND
Liberty County is located in northwest Florida. It is especially rural; the Apalachicola National Forest encompasses much of
Residents vote at one of eight precincts.
Liberty County’s Commission and School Board each consists of five members who serve staggered four-year terms. Candidates run for numbered seats that correspond to their residential district. Voters elect candidates at-large, that is, the entire county electorate votes for one candidate from each residential district. To become their party’s nominee, candidates must receive a majority (that is, greater than 50 percent) of the county-wide vote. If no candidate receives a majority in the first primary election, the county conducts a second (or run-off) primary election. To win the general election, candidates must obtain a plurality (that is, more than their opponents) of the county-wide vote. Because most candidates in Liberty County are Democrats, voters usually decide races during the primary elections.
Prior to the commencement of this case, four black candidates unsuсcessfully ran for county-wide office. “Black candidates for seats on the school board included Charles Berrium in 1968, and Earl Jennings in 1980 and 1984. In 1984, Gregory Solomon ran for a seat on the county commission.” Solomon III,
III. DISTRICT COURT’S FINDINGS OF FACT
In its memorandum opinion, the district court rendered findings of fact that favored both appellants and appellees before it ultimately found no vote dilution. As to findings of fact that favored appellants, the district court first recognized the unanimous en banc holding that appellants had proved the three Cingles factors, thаt is, Liberty County’s (1) black voters are “sufficiently large and geographically compact to constitute a majority in a single-member district[,]” namely residential district 1; (2) black voters are “politically cohesive”; and (3) the “white majority votes sufficiently as a bloc to enable it” usually to defeat black voters’ “preferred candidate.” Gingles,
As to findings of fact that favored appel-lees, the district court first found “no evidence” that the historical and “remaining vestiges of official discrimination in Liberty County” hinder “the ability of blacks to participate in the political process[.]” Solomon III,
IV. ISSUE
The encompassing issue before us is whether the district court erred in finding that Liberty County’s at-large method of electing its county commissioners and school board members does not violate section 2 of the Voting Rights Act, 42 U.S.C. § 1973. We review the district court’s historical, subsidiary and ultimate findings of fact for clear error. See Gingles,
V. DISCUSSION
To prevail on a claim of vote dilution under section 2 of the Voting Rights Act, plaintiffs must establish that, “based on the totality of circumstances,” “the political processes leading to nomination or election in the State or political subdivisions are not equally open to [racial minority] participation ... in that its members have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice.” 42 U.S.C. § 1973. At minimum, section 2 plaintiffs must prove “the three now-familiar Gin-gles factors (compactness/numerousness, minority cohesion or bloc voting, and majority bloc voting)[.]” Johnson v. De Grandy,
1. the extent of any history of official discrimination in the state or political subdivision that touched the right of the members of the minority group to register, to vote, or otherwise to participate in the democratic process;
2. the extent to which voting in the elections of the state or political subdivision is racially polarized;
3. the extent to which the state or political subdivision has used unusually large election districts, majority vote requirements, anti-single shot provisions, or other voting practices or procedures that may enhance the opportunity for discrimination against the minority group;
4. if there is a candidate slating process, whether the members of the minority group have been denied access to that process;
5. the extent to which members of the minority group in the state or political subdivision bear the effects of discrimination in such areas as education, employment and health, which hinder their ability to participate effectively in the political process;
6. whether political campaigns have been characterized by ovеrt or subtle racial appeals; [and]
7. the extent to which members of the minority group have been elected to public office in the jurisdiction.
Gingles,
[8.] whether there is a significant lack of responsiveness on the part of elected officials to the particularized needs of the members of the minority group; [and]
[9.] whether the policy underlying the state or political subdivision’s use of such voting qualification, prerequisite to voting, or standard, practice or procedure is tenuous.
Gingles,
Nipper v. Smith,
In this case, the district court outlined what it believed to be “a reasoned methodology for examining claims under section 2”:
In order to prove unlawful vote dilution, in violation of section 2, a plaintiff must meet the following test. First, the plaintiff must demonstrate the three Gingles factors of geographic compactness, political cohesiveness, and racial bloc voting. If one or more of the Gingles factors is not shown, then the defendant prevails. If all three factors are proven, then the court must review all relevant evidence under the totality of the circumstances. The defendant may present evidence of the lack of racial bias in the community, proportionate representation, past and present electoral success, as well as proof of the other factors which are indicative of the existence or non-existence of vote dilution. The plaintiff may respond in kind. Without treating any single factor as dispositive, the reviewing court will finally determine through a searching inquiry whether the members of the minority group are denied equal political opportunity with respect to their race*1142 or color. If they are, then a claim under section 2 has been established.
Solomon III,
A.
We begin with appellants’ principal assignment of error, the district court’s reliance on the electoral success of Earl Jennings, a black county commissioner. One of the two “most important Senate Report factors” is the “extent to which minority group members have been elected to public office in the jurisdiction.” Southern Christian Leadership Conference of Alabama v. Sessions,
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In 1990 s general election, Jennings narrowly beat the Republican incumbent:
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After the second trial, at appellees’ request, the district court took judicial notice of Jennings’s 1992 reelection. The September 1992 first primary results were as follows:
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Similarly, the district court judicially no-tieed Jennings’s 1996 reelection. In the first primary, Jennings faced two black and one white challengers:
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Jennings defeated Willis Brown — the same white opponent he beat in 1992 — in the 1996 run-off primary:
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The district court cited this data almost exclusively in finding that: (1) Jennings achieved consistent electoral success in 1990, 1992 and 1996 as the black candidate of choice (Senate Factor 7); (2) the informal but controlling white family slaters endorsed Jennings in 1990 and, therefore, did not exclude black candidates in general (Senate Factor 4); and (3) blacks enjoyed proportional representation on the county commission because Jennings held one of five seats, a proportion in line with Liberty County’s black population (De Grandy). See Solomon III,
We agree with appellants that the district court clearly erred in rendering the first two findings (Senate Factors 7 and 4), but we hold that the district court did not clearly err with the third finding (DeGrandy /proportionality). It is well-recognized that “[ejectiоns of minority candidates during the pen-dency of Section Two litigation ... have little probative value.” Davis v. Chiles,
In any event, to be sure, the circumstanсes surrounding Jennings’s 1990 election fit squarely within the rule’s rationale. Following two unsuccessful school board elections, Jennings became Liberty County’s first elected county official after not only the filing of this lawsuit, but also the era banc court’s mandate that appellants proved the three Gingles factors as a matter of law. Indeed, it occurred in the wake of five circuit judges concluding that appellants established liability and deserved a remedy. See Solomon II,
Contrary to the district court’s view, appellees, not appellants, bore the burden of proving that Jennings’s success had probative value. See Solomon III,
The district court’s sua sponte mathematical analysis of the 1990, 1992 and 1996 elections results further evinces clear error. Although neither party argued percentages at trial or in their proposed findings of fact and conclusions of law, the court became its own math advocate. In finding Jennings to be the “overall ...' black candidate of choice[,]” the court stated that
[i]n the 1990 election, Mr. Jennings received 75.52 percent of the votes east in district 1 in the first primary, and 76.81 percent of the votes cast in district 1 in the general election.... In the 1992 election, Mr. Jennings received 55.84 percent of the votes cast in district 1 in the first primary (a figure less conclusive of black support), and 72.04 percent of the votes cast in district 1 in the second primary.... In the 1996 election, black support in the first primary was apparently divided between the three black candidates (Mr. Jennings received 24.06 percent of the vote in residential district 1, compared to 52.83 percent for Stafford Stanley Dawson and 12.26 percent for Helen Hall), but was squarely behind Mr. Jennings in the second primary when he garnered 73.02 percent of the votes cast in district 1.
Solomon III,
Our finding clear error in the district court’s reliance on Jennings’s electoral success, although “inherently fact-intensive,” comports with precedent. Nipper,
We turn next to appellants’ contention that the district court erred in finding that black candidates’ “lack of knowledge of the dynamics of running effective campaigns[,]” as opposed to “the present socio-economic effects of past discrimination[,]” “significantly] imped[e] ... black political participation in Liberty County.” Solomon III,
We do not find that the district court clearly erred in rendering its finding on Senate Factor 5. In this circuit, it is well-established that “when there is clear evidence of present socioeconomic or political disadvantage resulting from past discrimination, ... the burden is not on the plaintiffs to prove that this disadvantage is causing reduced political participation, but rather is on those who deny the causal nexus to show that the cause is something else.” Marengo, 731 F.2d at 1569 (collecting eases). Thus, Sеnate Factor 5 should have weighed in appellants’ favor unless appellees offered a preponderance of evidence that something other than the lingering effects of past discrimination caused the low number of black candidates.
Appellees point to four portions of the record that they contend support the district court’s finding: (1) testimony that “blacks have frequently not known nor asked about alternatives to paying qualifying fees”; (2) Solomon’s testimony that he “did not know a voter registration list was available to assist in targeting people who are more likely to vote”; (3) Solomon’s testimony that “getting to know the public is also a big part of’ a successful campaign; and (4) testimony from Dr. Billings, appellee’s expert witness, that “Jennings’s electoral success in 1990 resulted in large part from becoming more knowledgeable about the political process in Liberty County, and running a very personal kind of campaign.” Solomon III,
C.-
Finally, we discuss appellants’ assertion that the district court clearly erred in its overall finding of no vote dilution. Our review of this issue, of course, must take into account the error that we have already found. In section V, part A, we found clear error in the district court’s reliance on Jennings’s post-en banc electoral success. This error tainted the court’s weighing Senate Factors 4 and 7 (but not proportionality as to the county commission) in favor of appellees.
That leaves us with the three Gingles factors, Senate Factors 2 and 3, and lack оf proportionality (only as to the school board) weighing in favor of appellants, proportionality (only as to the county commission, and accorded less weight because of the timing of Jennings’s election) and Senate Factor 5 weighing in favor of appellees, and Senate Factors 1, 6, 8 .and 9 and the absence of racial bias also weighing in favor of appel-lees. A review of this record leaves us with “a definite and firm conviction that a mistake has been committed.” Anderson, 470 U.S. at
Greatly underscoring the strength of appellants’ evidence is Liberty County’s high degree of racially polarized voting (Senate Factor 2), a factor that courts consider the keystone of a section 2 claim. Gingles,
In contrast to the evidence favoring appellants, the evidence relative to the remaining Senate and other factors that purportedly cut in appellees’ favor&emdash;Senate Factors 1, 6, and 8 and the absence of racial bias&emdash;was anything but strong, and the district court’s findings regarding Senate Factor 9 were clearly erroneous. Regarding Senate Factor 1, that appellants presented, “no evidence” that Liberty County’s undisputed and extensive history of official discrimination hinders blacks’ ability to participate in the democratic process is, at most, a wash. Solomon III,
Nor is the district court’s finding of responsiveness (Senate Factor 8) significant. As the court itself acknowledged, this factor is “less important than other factors” in the totality of circumstances. Solomon III,
With regard to Senate Factor 9, however, we find substantial evidence of clear error in the district court’s finding that the policy underlying at-large election of school board members, adopted in 1953, was not tenuous but instead was the result of a “citizen’s reform movement in the county to abolish the existing ward-type political system.” Solomon III,
The district court also relied upon the testimony of Dr. Billings to support its
With regard to racial animus, even if we assume, without deciding, that the district court’s findings are sound, they certainly do not tip the scales in appellees’ favor. In fact, the district court essentially neutralized that finding: “the lack of racial animus [in the voting community] does not cancel out the proof provided under the other factors.” Solomon III,
In short, the neutral findings and evidence favoring appellees did not begin to outweigh appellants’ strong proof of the three Gingles factors and other vote dilution factors. The district court clearly erred in finding to the contrary. We are mindful that no mechanistic formula exists under section 2 of the Voting Rights Act. See De Grandly,
VI. CONCLUSION
For the foregoing reasons, we reverse the judgment of the district court and remand the case for the implementation of a remedy and other proceedings consistent with this opinion.
REVERSED and REMANDED.
Notes
. Appellants' lawsuit against the School Board encompassed not only section 2 of the Voting Rights Act but also the Fourteenth and Fifteenth Amendments to the United States Constitution. Because of our holding, we need not reach the constitutional claim. Accord Solomon v. Liberty County, Fla., 865 F.2d 1566, 1569 n. 2 (11th Cir.1988) {Solomon I) (appellants’ “constitutional claims are not before us on appeal”), vacated,
. Current figures are based on the 1990 census and other evidence presented at the second trial. At the time of the first trial, Liberty County’s population was 4,260.
. At the time of the first trial, blacks totaled 471 — or 11.06 percent — of Liberty County’s 4,260 population.
. Apparently, аt the time of the first trial, seven voting precincts existed. See Solomon v. Liberty County, Fla., Nos. 85-7009-MMP, 85-7010-MMP, at 11 (N.D.Fla. May 4, 1987) (unpublished).
. According to the evidence at the first trial, blacks comprise 58.05 percent of precinct 1 and 56.92 percent of precinct 2.
. Although no party points out these errors to us, they are patently obvious. According to the table that we have reproduced in the text of the opinion, in the 1990 primary, Jennings received 75.52 percent (108 / (108 + 35)) of the votes in precinct 1&emdash;a figure that the district court erroneously attributed to “district 1.” Likewise, (1) in the 1990 general election, Jennings received 76.81 percent (106 / (106 + 32)) of the votes in precinct 1, not "district 1”; (2) in the 1992 first primary election, Jennings received 55.84 percent (110 / (110 + 11 + 30 + 46)) of the votes in precinct 1, not "district 1"; (3) in the 1992 runoff primary election, Jennings received 72.04 percent (134 / (134 + 52)) of the votes in precinct 1, not "district 1"; (4) in the 1996 first primary election, Jennings received 24.06 percent (51 /(51 + 23 + 112 + 26)) of the votes in precinct 1, not "residential district 1”; and (5) in the 1996 run-off primary election, Jennings received 73.02 percent (138 / (138 + 51)) of the votes in precinct 1, not "district 1." Solomon III,
. At first blush, this case may appear to contradict Askew v. City of Rome, where this court adopted the district court’s judgment that no vote dilution resulted from Rome’s at-large method of electing its commissioners and board of education members, in part because plaintiffs "produced no evidence” that the white electorate engaged in "some sort of active conspiracy ... to allow the black community a token representative, but no more.”
. Because the district court’s finding of proportionality regarding Jennings’s election to the county commission is accorded less weight, and becausе the lack of proportionality on the school board is not dispositive to our reversal, we assume without deciding that De Grandy’s proportionality factor properly applies where, as here, an at-large election system — as opposed to a single-member voting district — is challenged. See De Grandy,
. See also 1987 Memorandum Opinion at 15 ("[BJlacks in Liberty County currently bear the effects of past discrimination in areas such as education, employment, and health.”).
Dissenting Opinion
dissenting:
I respectfully dissent because the district court’s factual findings were not clearly erroneous.
The parties, the Court, and I all agree as to the applicable law in this case. We agree that the district court weighs several factors and there can be no liability unless the totality of the circumstances demonstrates that “the members of the minority group are denied equal political opportunity with resрect
In this case, the district court conducted its fact-intensive inquiry and found no vote dilution. I have come to the conclusion that the district court did not clearly err. I do no suggest it is impossible that another trier of fact could have reached a different result from that reached by the district court. What I do state, however, is that the findings the district court made on remand after taking supplemental evidence in this fact-intensive case were not clearly erroneous.
The Court holds that the district clearly erred by (1) considering the electoral success of Earl Jennings, a black county commissioner,
The district court did not clearly err by considering Jennings’ electoral success. The Supreme Court has stated that a district court “could appropriately take account of the circumstances surrounding recent black electoral success in deciding its significance.” Gingles,
Upon closely scrutinizing Jennings’ election and re-elections, the district court found no evidence of any special circumstances that would require it to disregard Jennings’ electoral success. The district court found that black voters preferred Jennings. This finding was not clearly erroneous. In the Eleventh Circuit, “Whether a given minority candidate who has long enjoyed electoral success is the preferred representative requires appraisal of local facts within the ken of the district court and best left to it.” Meek v. Metropolitan Dade County,
The Court nonetheless speculates that white voters somehow manipulated Jennings’
The district court also did not clearly err by finding that the policy underlying at-large school board elections in Liberty County was not tenuous. Although the statute passed by the Florida legislature in 1947 may have been designed to dilute the voting power of the black community, this case is not about statewide legislation. Rather, this case is about the adoption and continued maintenance of at-large elections by Liberty County. The Court emphasizes that the 1947 Florida statute required the adoption of at-large school board elections. See Opinion at 1150. While this may have been so as a general rale, counties could opt out of at-large elections by population act. Indeed, Liberty County used population acts to keep its single-member district system until 1953, a fact of which the plaintiffs’ expert Dr. Schofner was unaware. Solomon,
After subtracting the three factors implicated by the two errors it perceives, the Court weighs the evidence for itself and finds that the evidence favoring appellees does not “tip the scales in appellees’ favor.” See Opinion at 1150. Because it would have weighed the evidence differently, the Court concludes that the district court’s finding of no vote dilution is clearly erroneous. By so doing, the Court duplicates the role of the district court and thereby “oversteps the bounds of its duty under Rule 52(a).” Anderson,
. The county elected Jennings to the County Commission in 1990. He was re-elected in 1992 and again in 1996.
. I do note that the district court may have misused data from voting precinct one to reach conclusions about residential district one. In the 1996 run-off primary Jennings actually received 73.02 percent of the votes in precinct one, not district оne. Correcting this error, however, hurts the plaintiff’s case. Whereas only 46.09 percent of the voters in residential district one are black, 58.05 percent of voting precinct one is black. If every white voter in precinct one voted for Jennings, he still had to get a majority of the black vote, 53.52 percent to be exact. This suggests to me, as it did to the district court, that black voters prefer Jennings.
Jennings ran against two other black candidates in the first 1996 primary. In that race, Jennings won 24.06 percent of the vote in precinct one, while another black candidate won 52.83 percent. However, in precinct two, which is 56.92 percent black, Jennings won 44.38 percent of the total vote, while the next closest black candidate won only 19.76 percent. The district court's view of the statistical evidence was that black voters preferred Jennings. This view may not be inescapable, but it is at least permissible. “Where there are two permissible views of the evidence, the factfinder's choice between them cannot be cleаrly erroneous.'' Anderson,
. Indeed, in a 1990 county-wide referendum 59.1 percent of black voters voted against single-member districts for county commission elections, and 60.0 percent of black voters voted against single-member districts for school board elections. The county's black voters thus prefer the current system and oppose the remedy sought (on their behalf, ironically) in this lawsuit. I realize this Court opined in a subsequently vacated panel decision that "class opposition to the remedy that may result from the successful litigation of a section 2 claim is irrelevant in weighing the totality of the circumstances,” Solomon v. Liberty County,
. "The ward system had allowed a single family or faction to control each district — effectively disenfranchising other voters (who at that time were all white), while furthering the special interests of the family or faction at the expense of the rest of the county.” Solomon,
