196 Conn. 359 | Conn. | 1985
Lead Opinion
The appeals here from decisions in two actions filed by the plaintiff are discussed separately.
I
(Solomon v. Aberman and Levett)
This is an appeal from an order granting a prejudgment remedy to the plaintiff, Elisabeth F. S. Solomon, against the defendants, Rosalie Aberman and David R. Levett. This legal controversy involves events surrounding the plaintiff’s discharge from all the positions held by her with the Hall-Brooke Foundation (Hall-Brooke). On this appeal, the defendants attack the trial court’s findings of fact and conclusions of law. They specifically claim that: the trial court’s opinion is infected with a multitude of factual errors; the trial court failed to consider and weigh all the evidence before granting a prejudgment remedy; the trial court misstated and inappropriately expanded the law of individual liability for corporate acts; the trial court misapplied the law of wrongful discharge; a prejudgment remedy hearing is an inappropriate forum for significant expansion of the law; no evidence exists to support the only cognizable claims, i.e., tortious interference with contractual and beneficial relation
The plaintiff’s complaint and affidavit in support of her request for a prejudgment remedy; General Statutes § 52-278c; charge that these defendants had tortiously interfered with her contractual and beneficial relationships with Hall-Brooke. These as well as documents presented and testimony elicited over seven days of the hearing on the plaintiff’s application for a prejudgment remedy included the following circumstances. The plaintiff is an accredited professional hospital administrator who owned and operated the Hall-Brooke Hospital in Westport which, in 1966, she transferred to the Hall-Brooke Foundation, Inc. In return, it was agreed that she would be employed by Hall-Brooke as its executive director and chief administrative officer until she either reached age sixty-five or retired. The plaintiff also leased the hospital buildings and realty to Hall-Brooke. In 1969, she became a “sustaining” lifetime member of Hall-Brooke’s board of trustees as well as its treasurer; these positions were held by her in addition to the executive director post.
The defendant Aberman was hired in 1976 to work at Hall-Brooke in a position subordinate to that of the plaintiff. She is not an accredited hospital administrator. After the trustees granted the plaintiff’s request in 1979 for a leave of absence from her position as Hall-Brooke’s executive director, Aberman was appointed as acting executive director specifically for the dura
The plaintiff instituted the present action against these defendants alleging tortious interference of contractual and beneficial relations with Hall-Brooke. After seven days of hearing on the plaintiff’s request for a prejudgment order, covering over 1300 pages of transcript and at which in excess of fifty exhibits were introduced, the trial court found probable cause and granted the request, which involved attachment of the defendants’ real property.
We have recently examined the trial court’s function in considering an application for prejudgment remedy of attachment: “The language of our prejudgment rem
Although the hearing on an application for a prejudgment remedy “is not a trial on the merits”; Michael Papa Associates v. Julian, supra, 447; the trial court “must weigh the plaintiff’s affidavit and the oral testimony and the documentary proof submitted by both parties.” William M. Raveis & Associates, Inc. v. Kimball, 186 Conn. 329, 333, 441 A.2d 200 (1982) (tortious interference with contractual relationship alleged).
The gravamen of the plaintiff’s complaints against these two defendants, as well as the basis upon which the trial court ordered the prejudgment remedy, was that they had tortiously interfered with the plaintiff’s contractual and beneficial relations with Hall-Brooke. “This court has long recognized a cause of action for tortious interference with contract rights or other business relations.” (Citations omitted.) Blake v. Levy, 191 Conn. 257, 260, 464 A.2d 52 (1983). The essential elements of such a claim include, of course, the existence of a contractual or beneficial relationship and that the defendant(s), “knowing of that relationship, intentionally sought to interfere with it; and, as a result, the plaintiff claimed to have suffered actual loss.” Harry A. Finman & Son, Inc. v. Connecticut Truck & Trailer Service Co., 169 Conn. 407, 415, 363 A.2d 86 (1975).
The trial court found and the parties appear to agree that the plaintiff had a contractual and beneficial relationship with Hall-Brooke, a nonprofit corporation which now operates a psychiatric hospital and school in Westport. The plaintiff was the founder of Hall-Brooke and had been its executive director from 1966 to 1979. The trial court found that the 1966 agreement between the plaintiff and Hall-Brooke provided that the plaintiff would transfer the hospital, along with its license and leasehold interest, to the foundation. Hall-Brooke in turn agreed “to employ Solomon as its Executive Director and primary administrative officer until age 65 or retirement, whichever event occurs sooner.” The contract also provided that the “[Hall-Brooke] Foundation may terminate this agreement if Solomon has been adjudicated in a criminal court of competent jurisdiction as guilty of theft, fraud or embezzlement regarding the assets of [the] Foundation or regarding her employment.” The plaintiff also leases to Hall-Brooke the real estate, buildings, fixtures, and equipment used in its hospital and school. The trial court also found that the plaintiff, in 1969, had become, in addition to executive director, both “a sustaining member of the Board of Directors to serve until she
The defendants do not claim on appeal that they had no knowledge of the plaintiffs contractual or beneficial relationships at issue. The defendant Aberman at the time of the prejudgment remedy hearings was still the acting executive director of the Hall-Brooke Foundation. At the time the board of trustees had voted to discharge the plaintiff, on May 22, 1980, she was the acting executive director, a position she had held since late 1979, or early 1980, and the defendant Levett had been for several years a partner in the law firm of Cummings & Lockwood, which represented Hall-Brooke in its corporate legal affairs since 1976. Levett knew the plaintiff because of that representation. He was familiar with her employment contract with Hall-Brooke.
On August 16, 1979, the plaintiff, after discussions with the board, wrote and requested a leave of absence from her position as executive director. She also indicated to that board that she was willing to assume the position of director of planning until she resumed her position as executive director, noting in a letter to the chairman of the board that “[tjhis temporary assignment will be from March 1st, 1980 to February 28th, 1982.” In addition, she stated in the same letter that “[t]he existing Employment Agreement remains in effect and I reserve all rights accordingly.” On August 16, 1979, there was a regular meeting of the board at which, inter alia, the plaintiff and the defendants Levett and Aberman were present.
As we have indicated, the plaintiff and Aberman worked together with little problem until early 1980. In March, 1980, a problem arose concerning the plaintiff’s request for and receipt of a salary increase from $75,000 to $100,000 per annum. Although the increase requested had been paid since January, 1980, the problem arose when Aberman learned of an IRS restriction on the increase with which she was not familiar earlier. In the past, salary increases for employees had been granted by approving the budget presented to the
Following that meeting, Pettitt met at the offices of Cummings & Lockwood on May 14,1980, with Levett (and two associates of his law firm), Aberman, and certain members of the board whom Pettitt had called to attend.
At the conclusion of the May 14, 1980 meeting, the decision was made to call a special meeting of the board for May 22,1980, to consider terminating the services
The plaintiff attended the special meeting on May 22, 1980. Her request to continue the meeting for two weeks in order to prepare her defense was denied on Levett’s advice. Her request to tape the meeting as had been done in the past was also denied on Levett’s advice. The “charges” referred to in the summary of conduct were explored at this meeting.
During the meeting which lasted about two and one-half hours, she spoke and was questioned by board members and by Levett. The defendant Aberman also spoke. Dr. Theodore Zanker, the medical director at Hall-Brooke, and Seth Berman, the director of the school there, also addressed the board.
At that meeting, Levett also circulated a legal opinion some thirty pages long, dated May 14,1980, which the trial court characterized as “suggesting that the plaintiff’s contract with the [Hall-Brooke] Foundation
The trial court’s position that there was neither any attempt to consider a less drastic alternative than the plaintiff’s discharge as “suggested” at the May 14, 1980 meeting nor any attempt made on the part of individual directors to “verify the charges made by the defendants Aberman and Levett” is sustainable on the law and the evidence.
Upon our review of the record in this case, we cannot say that the trial court committed “clear error” in finding probable cause that the defendants Aberman and Levett tortiously interfered with the plaintiff’s contractual and beneficial relationships. The trial court cited, inter alia, as evidence of the “improper means” exercised by the defendant Aberman, use of her position as acting executive director to harass and to humiliate the plaintiff; her role in preparing and selecting memoranda that would be used as the basis for the plaintiff’s discharge; and her role in the dispute involving the plaintiff’s salary increase. The trial court attributed to this defendant the “strong motive” that the plaintiff’s discharge would and did lead to the retention of Aberman, rather than the plaintiff, in the post of executive director beyond the term her initial contract was to end.
The trial court properly found probable cause to believe that the defendant Aberman tortiously interfered with the plaintiff’s contractual relations and her contract with Hall-Brooke. The court found that her actions were taken in bad faith and negligently, that she used her position as executive director “to harass and humiliate the plaintiff by the tone and content of her memos, by her orders to other staff members with
The trial court found that there was probable cause to believe that the defendant Levett had tortiously interfered with the plaintiffs contractual relations with the foundation. The trial court believed that he had assisted Aberman in compiling the documents that were presented to the board for its consideration in determining whether to discharge the plaintiff from Hall-Brooke; that he advised the board at the critical meeting of May 22, 1980, not to grant the plaintiffs request for a two-week postponement; and that he failed to provide the board “with information as to alternatives to discharge or as to alternative theories with respect to the plaintiffs employment and contractual rights . . .”; and “[f]rom all that appears, he directed the entire operation, beginning with the meeting in his office on May 14th, and he benefited by the plaintiffs discharge.” The trial court concluded that Levetfs “motive for engineering the plaintiffs discharge” was the “advantage” he received when Hall-Brooke retained Levetf s newly founded law firm as its counsel rather than Cummings & Lockwood.
We turn to the “most blatant factual errors” attributed to the trial court. The defendants claim that the court drew “negative inferences based on its affirmative finding that only trustees Frederick T. Jackson and Ramon Nicholl testified” whereas in fact, four members of the trustees — Jackson, Nicholl, Ronald M. Gilbert and Luis J. A. Villalon — testified. The defendants claim, moreover, that the “plaintiff introduced the deposition testimony of trustee Pettit, but the court overlooked this.” It is true that the trial court’s memorandum stated: “Only Frederick Jackson and Ramon Nicholl testified in this matter.” Actually, the trustees Luis Villalon and Ronald Gilbert also testified. Despite the court’s statement, we must point out that if, in fact, this statement is taken to suggest that the court did
The defendants select certain findings to suggest inconsistency in the trial court’s conclusions and also argue that other findings were wholly incorrect and without any support in the evidence; they here thus mounted an attack on the entire memorandum of decision that not only minimizes all the evidence but also overlooks the function of the trier as the judge of credibility together with its right to draw reasonable inferences. “Weighing the evidence and judging the credibility of the witnesses is the function of the trier of fact and this court will not usurp that role.” Gallo v. Gallo, 184 Conn. 36, 38, 440 A.2d 782 (1981); Johnson v. Flammia, 169 Conn. 491, 497, 363 A.2d 1048 (1975). Our examination of the record in this case commends to us what the United States Supreme Court said recently in explicating Federal Rule of Civil Procedure 52 (a):
Given the nature of the attack on the trial court’s finding, we have examined the entire record to ascertain whether there is evidence as indicated by the trial court’s memorandum of decision, given the standards applicable to sustain the granting of prejudgment remedy relief, to support its conclusion granting that relief.
We have already set out the applicable legal principles which were incumbent upon the trial court and those of our standard of review under our “clear error” standard in these proceedings. In addition, we add, after reviewing evidence before the trier of the fact that the trier is also entitled to draw reasonable inferences based on facts proven. Duley v. Plourde, 170 Conn. 482, 486-87, 365 A.2d 1148 (1976); Console v. Niekou, 156 Conn. 268, 275, 240 A.2d 895 (1968); Hennessey v. Hennessey, 145 Conn. 211, 214-15, 140 A.2d 473 (1958). “It is the peculiar province of the trial court to observe the demeanor of the parties and their witnesses and to draw inferences therefrom as to the motives underlying their testimony and conduct.” Dadio v. Dadio, 123 Conn. 88, 92-93, 192 A. 557 (1937); see Christie v. Eager, 129 Conn. 62, 64-65, 26 A.2d 352 (1942). “Findings based upon these observations in the court
Whatever may be the outcome in a trial on the merits, we need not even speculate, but, for the purpose at least of the prejudgment remedy application, the trial court’s decision to order a prejudgment remedy was not in “clear error.” This, of course, does not end the inquiry because we must still determine whether the dollar amount of the prejudgment remedy order entered by the trial court was proper.
In passing upon this phase, again we cannot say that there was “clear error” in ordering a prejudgment remedy in the amount of $2,000,000. “As a matter of general experience, a determination of a claim’s probable validity normally will entail at least some consideration of the amount of damages which may be found upon a full trial.” Ledgebrook Condominium Assn., Inc. v. Lusk Corporation, 172 Conn. 577, 585, 376 A.2d 60 (1977). There was a profusion of evidence, both testimonial and documentary, before the trial court on this aspect of this matter. Again, the trial court was required to resolve certain conflicts in the evidence.
In 1966, the plaintiff, who was the founder and executive director of Hall-Brooke Foundation, entered into an agreement with Hall-Brooke Foundation, Inc., a nonprofit corporation, for the transfer of the hospital, its license and its leasehold interest
There was evidence from the plaintiff that, prior to her discharge, she had an unsecured line of credit with Union Trust, developed over the years through which she could obtain as much as $350,000 by signing a note.
The trial court also found that the plaintiffs reputation in this field of hospital administration had been injured. There was evidence acknowledging her reputation in this field. This damage to her reputation can form a basis for compensation by way of damages at
Whether, in a trial on the merits, the plaintiff, if she prevails on the issue of liability, will also prove she is entitled to damages in the amount of the prejudgment remedy is not the issue now before us. The amount of the prejudgment remedy ordered is not in clear error under all the circumstances.
II
(Solomon v. Levett)
In this appeal, the plaintiff claims that the trial court, Cioffi, J., erred in dismissing a separate action brought by her against the defendant, David R. Levett. The factual context in this case not only arises from that set forth in Solomon v. Aberman (No. 12036), supra, but this case is predicated on the alleged relationship of Levett as an attorney with the plaintiff as a client, or more specifically as the client’s agent.
This case, Solomon v. Levett, involves the plaintiff’s allegations that the defendant’s conduct as an attorney relating to his legal representation of the plaintiff “was unethical and constituted malpractice.” As relief, the plaintiff seeks “[jjust damages” and the “[cjosts and expenses of litigation, including reasonable attorney’s fees, based on the defendant’s outrageous misconduct.” In the count directed against Levett as a defendant in Solomon v. Aberman, the plaintiff alleged that “[a]s he intended, the defendant Levett’s conduct was a substantial factor in causing the termination on May 22,1980 of the plaintiff’s beneficial business relationship with the Hall-Brooke Foundation, Inc., and causing her discharge as a trustee, officer, and
Contending that the claims asserted in Solomon v. Levett were “virtually identical to those in a prior action pending in this court,” the defendant moved to dismiss the legal malpractice action against him. The trial court agreed and granted the defendant’s motion. In so doing, it stated that the “plaintiff’s attempt to characterize the first action as merely a claim for tortious interference, belies the factual allegations pled, which are ultimately grounded in a claim for breach of fiduciary obligation. That breach of fiduciary obligation, under the facts pleaded, is by another name a claim for legal malpractice.” We agree with the plaintiff’s claim that the trial court erred in granting the motion to dismiss.
In this state, joinder of claims and of remedies is permissive rather than mandatory. See General Statutes § 52-97; Practice Book §§ 133 through 136; cf. Fed. R. Civ. Proc., rule 18. It has long been the rule that when two separate lawsuits are “virtually alike” the second action is amenable to dismissal by the court. Henry F. Raab Connecticut, Inc. v. J. W. Fisher Co., 183 Conn. 108, 112, 438 A.2d 834 (1981).
In Solomon v. Aberman, the claim against the defendant Levett is one of tortious interference with the plaintiff’ s contractual and beneficial relationships with the Hall-Brooke Foundation. As a matter of law, that claim involves the elements of “tortious interference”: the existence of a contractual or beneficial relationship; the defendant’s knowledge of that relationship; the intent to interfere with it; and the consequent actual loss suffered by the plaintiff. Harry A. Finman & Son, Inc. v. Connecticut Truck & Trailer Service Co., 169 Conn. 407, 415, 363 A.2d 86 (1975). As a matter of fact, that claim in Solomon v. Aberman involves allegations of
Solomon v. Levett presents a different, although at times overlapping, set of circumstances according to the allegations set forth in the plaintiff’s complaint. This case involves allegations that the defendant “counseled the plaintiff personally,” and in so doing he “in fact developed an attorney-client relationship with the plaintiff relating to [the Hall-Brooke] foundation matters.” As a matter of law, the plaintiff must prove that a duty was owed to her as a client by the defendant as her attorney and that the defendant’s conduct breached that special duty. See Mallen & Levit, Legal Malpractice (2d Ed. 1981) § 121. As a matter of fact, the plaintiff must adduce evidence to demonstrate that the defendant, in addition to acting as legal counsel for Hall-Brooke, “counseled the plaintiff personally” from 1976 to 1980; that an attorney-client relationship existed between the defendant and the plaintiff; see Mallen & Levit, supra, § 123; and that in this case the defendant’s conduct, including adverse representation, breached that special duty. Id., § 127. Unlike the intentional interference claim asserted in Solomon v. Aberman, the breach of fiduciary duty claim in Solomon v. Levett may not, depending upon the evidence adduced, require the plaintiff to prove “intent,” as the “wrong” occurs simply in the breach. Id., § 124.
We agree with the plaintiff that the focal relationship alleged in the case of Solomon v. Levett is that of attorney and client. By contrast, the critical relationship alleged in Solomon v. Aberman exists between the plaintiff and Hall-Brooke; there the allegations sound in conspiracy between Levett and Aberman to interfere with the plaintiff’s contractual and beneficial relationship with Hall-Brooke. Because of these various legal and factual distinctions, we find unpersuasive the
The fact that the damages sought by the plaintiff in these two cases may overlap is not dispositive. It is axiomatic that damages recoverable in tort must be proximately caused by a defendant’s tortious conduct. See Johnson v. Flammia, 169 Conn. 491, 499, 363 A.2d 1048 (1975). Accordingly, the defendant Levett, even if he were eventually found liable in both these cases, could conceivably be responsible for differing amounts of damages depending upon the plaintiff’s ability to prove ultimately the causal relationship between the specific type of tortious conduct at issue in each case and any injury suffered by her. See Harry A. Finman & Son, Inc. v. Connecticut Truck & Trailer Service Co., supra, 415; 7 Am. Jur. 2d, Attorneys at Law § 197 (1980). In view of the foregoing, the trial court erred in granting the defendant Levett’s motion to dismiss.
There is no error in the case of Solomon v. Aberman. There is error in the case of Solomon v. Levett, that judgment is set aside and the case remanded for further proceedings.
In this opinion Parskey, Shea and Dannehy, Js., concurred.
We construe the broadside attack upon the trial court’s findings of fact and conclusions of law as constituting a claim that the trial court erred in finding that there was probable cause. We do so because if the trial court’s finding of probable cause was not “clear error”; see Three S. Development Co. v. Santore, 193 Conn. 174, 176, 474 A.2d 795 (1984); the defendants’ claims here must fail.
We note that the appeal in the companion case against the trustees of the Hall-Brooke Foundation, Inc., Solomon v. Pettitt, was withdrawn shortly before oral argument after all the briefs were filed.
In his letter of October 12,1979, to Aberman, Linsley A. Pettitt, chairperson of the board of Hall-Brooke, verifying Aberman’s appointment as executive director “with first term ending on March 1st, 1982,” wrote: “Since Mrs. Elizabeth [sic] F. S. Solomon is on a leave of absence from the Executive Directorship, it is important that the Hospital License, the American Hospital Association-Connecticut Hospital Association Annual Report and the School License, remain without change, listing her as Chief Executive Officer. . . .”
The defendant Aberman attended as a member of the board of trustees “ex officio” and the defendant Levett was “in attendance by invitation.” At that meeting, Ramon Nicholl and Ronald M. Gilbert were elected trustees.
The following members of the board of trustees were present at this meeting: Leo S. Schnitzer, Elisabeth F. S. Solomon, Frederick T. Jackson, Eugene J. Sheridan, Linsley A. Pettitt, Luis J. A. Villalon, Rosalie Aberman, ex officio.
The minutes of the meeting also state that the “Chairperson [Schnitzer] noted [sic] that Ms. Rosalie Aberman was being considered for the position of Executive Director of the Foundation in Mrs. Solomon’s absence, and that the trustees would probably be asked to consider her appointment to this office at the next meeting.”
Levett, Aberman, Pettitt, Jackson and Mr. Klein, an accountant, were present at the April, 1980 finance committee meeting.
Levett testified that that meeting was attended by himself, Jackson, Aberman, and he believed Mr. Nicholl and two associates from Cummings & Lockwood.
On cross-examination of Levett, the following took place concerning the legal memorandum presented at the May 22, 1980 meeting which is Exhibit J:
“Q. Mr. Levett, this memorandum is dated May 14,1980. So you already had the memorandum, a thirty-one page memorandum, already prepared at the time of the meeting with [a] few of the Board members at your office on the 14th; is that correct?
“A. I assume so.
“Q. So, actually, you had been asked prior, even to that meeting at your office, to start gathering together, not only the factual basis to support a discharge, but the legal basis to support a discharge?
“A. Yes.”
At the hearing on the prejudgment remedy application, the plaintiff introduced certain exhibits not included in the Summary of Conduct and which the plaintiff claimed were relevant and went to selectivity of its compilation.
The summary of conduct includes approximately fifty “documents” in addition to a ten page preface enumerating the documents and the purpose of the summary.
This document contained the following index:
“INDEX TO ATTACHMENTS
“1. Refusal to deal with Executive Director
“2. Director of Planning job description dispute
“3. Salary increase request
“4. Retention of minute books
“5. Retention of budget documents
“6. Retention of signature stamp
“7. Unauthorized outside contacts
“8. Retention of Cost Commission files
“9. Unauthorized press release
“10. Collection dispute”
Neither Zanker, who had become medical director early in 1982, nor Berman testified at the hearing on the application for the prejudgment remedy.
This statement of the trial court indicates that it examined that exhibit. Levett testified that all copies of the legal memorandum were collected at the conclusion of the meeting of May 22, 1982.
There was evidence in the record that Levett and others from Cummings & Lockwood established their own law firm on January 1,1981, and that it was this new law firm that had been on retainer by Hall-Brooke Foundation since that time.
The Pettitt deposition was marked as an exhibit for identification only, and the transcript discloses that the deposition itself encompassed at least seventy pages of which only a small portion was read into the record at the prejudgment remedy hearing.
That these statements could apply at least in part to Villalon and Gilbert is evidenced by the record. For example, Villalon said that he had never read the plaintiff’s employment contract and that he had never read the August 16, 1979 resolution of the board of trustees authorizing the plaintiff’s leave of absence which also permitted her to return as chief executive officer upon the completion of her leave of absence. Gilbert testified that he had never read the plaintiff’s employment contract, although he was familiar with one or two of its terms, and that he knew she had a lifetime deal.
Fed. R. Civ. Proc., rule 52 (a) provides: “Findings of fact shall not be set aside unless clearly erroneous, and due regard shall be given to the opportunity of the trial court to judge of the credibility of the witnesses.”
The plaintiff is the lessor and receives rentals for the leased premises which encompass the area of about twenty-five acres on which the hospital and school operated by Hall-Brooke Foundation are located in Westport.
At the time of the prejudgment remedy hearing, the plaintiff was fifty years old.
The plaintiff, who had administered the pension plan before her discharge, estimated that in 1980 the approximate value of her interest in the plan was “over a million.”
The plaintiff testified that in one instance “I went up to five hundred thousand dollars unsecurejdj.”
The factual allegations of the plaintiff’s amended complaint in Solomon v. Levett include, inter alia, various instances in which the plaintiff claims that the defendant Levett provided legal advice to or otherwise acted as an attorney of the plaintiff.
The defendant Levett contends that the following allegation in the plaintiff’s complaint in Solomon v. Aberman supports his position: “36. Despite his fiduciary relation with the plaintiff, the defendant Levett never told her that he and the defendant Aberman were plotting to deprive her of her job and her connection with the hospital or even to warn her that her position at the hospital was in jeopardy.” The trial court agreed with the defendant and stated that “an examination of the first complaint [in Solomon v. Aberman] reveals that the gravamen of her complaint is a claim
Dissenting Opinion
dissenting. I dissent only from that portion of the opinion which deals with the case of Solomon v. Levett. As early as 1850 in Quinebaug Bank v. Tarbox, 20 Conn. 510, 515 (1850), this court recognized
This court has varied its formulations of the necessary degree of similarity of the two suits. In Quinebaug Bank v. Tarbox, supra, the rule is stated as applying to dismiss the second action when both are “for the same thing.” Cited with approval in Zachs v. Public Utilities Commission, 171 Conn. 387, 394, 370 A.2d 984 (1976). In Hatch v. Spofford, supra, it is invoked when the “prior suit [is] of the same character . . . brought to obtain the same end or object”; id., 494; “the second suit is for the same matter, cause and thing, or the same object is to be attained, as in the first suit . . .”; id., 495; “always where the two suits are virtually alike . . . .’’Id., 494. Welles v. Rhodes, 59 Conn. 498, 503, 22 A. 286 (1890), states that “two suits shall not be brought for the determination of matters in controversy . . . when such determination can be had as effectually and properly in one suit.”
The flexibility in formulation reveals that the rule “is not a rule of unbending rigor . . . nor . . . of absolute law.” Hatch v. Spofford, supra, cited with approval
The majority rests its finding of error in the trial court dismissing this action, on the ground that Solomon v. Aberman sounds in tortious interference, while this action sounds in malpractice. The opinion accurately points out the different element of each claim. Commonality of the two actions, however, far exceeds differences in their legal theories.
In both actions the plaintiff alleges her long standing contractual and beneficial relationship with Hall-Brooke Foundation, as its founder, chief administrative officer, trustee, treasurer and lessor of the hospital building and real property.
In both the plaintiff alleges that the defendant Levett, in conjunction with Aberman, wrongfully acted to terminate the plaintiffs relationship with Hall-Brooke.
In both the plaintiff seeks compensatory and punitive damages.
The majority opinion finds determinative that, while in Solomon v. Aberman the critical relationship exists between the plaintiff and Hall-Brooke, in this action the focal relationship is between the defendant and the plaintiff as attorney and client. Whether the tort of the defendant Levett is expressed as interference of contract or as malpractice, however, the central issue in both actions is whether or not his alleged tortious conduct caused termination of the plaintiffs position with Hall-Brooke and caused the losses and injuries for which the plaintiff seeks damages.
By emphasizing legalistic differences between the two claims, the majority opinion ignores that the rule is one of “justice and equity,” not one of “unbending rigor.”
In viewing the substance of the two actions, it is hard to see them other than “for the same thing”; Quinebaug Bank v. Tarbox, supra; “of the same character . . . brought to obtain the same end or object”; Hatch v. Spofford, supra; “virtually alike”; id.; or such that a “determination can be had as effectually and properly in one suit.” Welles v. Rhodes, supra.
Moreover, the plaintiff offers not the slightest reason for instituting this action, particularly when she could easily have alleged its essence by an additional paragraph or two in the Solomon v. Aberman complaint. When no reason or necessity is advanced, this court can properly regard this second action as “oppressive and vexatious.” Hatch v. Spofford, supra, 494; 1 Stephenson, Conn. Civ. Proc. (2d Ed.) § 104b, p. 423.
Such an inference is further supported by the plaintiffs retaining a different lawyer for each action
Finally the majority opinion, by making fine distinctions between the theories of the causes alleged in these two actions, even though both seek the same damages for the plaintiff’s same losses, actually encourages multiplicity of suits. Instead, concerned as it is with crowded dockets and litigation delays, this court should apply the rule to preclude such possibilities.
Because the rule is one of justice and equity, which should be liberally construed to achieve its purposes of preventing needlessly harassing and duplicative suits, and because these salutary purposes are achieved by applying it here to dismiss this action, I dissent.
The complaint in Solomon v. Aberman alleges:
“34. The defendant Levett then embarked on a program aimed at depriving the plaintiff of her position as a lifetime trustee, Treasurer, and Execu
“36. Despite his fiduciary relation with the plaintiff, the defendant Levett never told her that he and the defendant, Aberman, were plotting to deprive her of her job and her connection with the hospital or even to warn her that her position at the hospital was in jeopardy.
“38. As he intended, the defendant Levett’s conduct was a substantial factor in causing the termination on May 22,1980 of the plaintiff’s beneficial business relationship with the Hall-Brooke Foundation, Inc., and causing her discharge as a trustee, officer, and employee.”
The complaint in Solomon v. Levett alleges:
“8. Thereafter in 1980 the defendant Levett, acting in concert with one Rosalie Aberman, violated his duties of loyalty to the plaintiff by actively aiding, abetting and assisting in endeavors: to undermine the confidence of the Board of Trustees in the plaintiff to do away with the plaintiff’s position and status at Hall-Brooke; to break her employment contract with the foundation; to have the plaintiff fired for ‘insubordination’; to terminate the plaintiff’s business relationships with Hall-Brooke Foundation; to cause her discharge as trustee, treasurer, and permanent executive director and permanent chief executive officer and as temporary planning director; and in effect to take over operation of Hall-Brooke Foundation along with said Rosalie Aberman.”
The complaint in Solomon v. Aberman alleges:
“39. As a result of the defendant Levett's tortuous [sic] conduct, the plaintiff has suffered loss of credit, her professional reputation has been damaged, she has suffered emotional upset, she has been forced to liquidate assets on unfavorable terms, the value of her real estate and her lease have been depreciated, she has suffered loss of income and loss of her principal means of livelihood, and she has expended large sums for attorneys’ fees.”
The complaint in Solomon v. Levett alleges:
“11. Asa result the plaintiff suffered great damage to her professional reputation, to her credit, in the value of her lease and the value of her real estate, to her lease income, to her prospective probable lease income, to the value of her property, and it caused her the loss of her employment and related benefits, all to her great financial loss, and substantial litigation expense.”