Sobitan v. GludSobitan v. Glud
Babajide Sobitan was detained at O’Hare International Airport by a United States Customs and Border Protection Enforcement officer for illegally reentering the United States. He subsequently was prosecuted for illegal reentry and was convicted.
In 2006, Mr. Sobitan instituted this action against Lori Glud, the customs officer who had arrested him, and against John Podliska, the Assistant United States Attorney who prosecuted his case. In his complaint, Mr. Sobitan alleged that both-failed to inform him of his consular rights under Article 36 of the Vienna Convention on Consular Relations (“Vienna Convention”), Apr. 24, 1963, 21 U.S.T. 77, 596 U.N.T.S. 261. The Government filed a motion for substitution and dismissal under the Federal Employees Liability Reform and Tort Compensation Act (“West-fall Act”),
1
I
BACKGROUND
Mr. Sobitan is a Nigerian citizen. In 2003, he attempted to enter the United States at O’Hare International Airport, where he was detained and arrested by Ms. Glud for illegally reentering the United States. He subsequently was prosecuted by Mr. Podliska. Neither Ms. Glud nor Mr. Podliska informed Mr. Sobitan of his right to consular notification provided by Article 36 of the Vienna Convention. 2 Mr. Sobitan was convicted on the charge.
The district court granted the Government’s motion. It substituted the United States as the defendant and dismissed Mr. Sobitan’s claim with prejudice. It held that, under the Westfall Act, the Government was the proper defendant. Specifically, it rejected Mr. Sobitan’s argument that his Vienna Convention claim arose under a federal statute and therefore was excepted from the Westfall Act’s coverage.
See
II
DISCUSSION
On appeal, Mr. Sobitan claims that the district court erred in substituting the Government as a defendant pursuant to the Westfall Act. Mr. Sobitan acknowl
A. The Westfall Act
We recently have observed that “[t]he principles that must guide our inquiry” into a statute’s meaning “are well settled but worth repeating.”
United States v. Webber,
[i]n analyzing the language of a statute, we give the words their ordinary meaning unless the context counsels otherwise. McCarthy v. Bronson,500 U.S. 136 , 139,111 S.Ct. 1737 ,114 L.Ed.2d 194 (1991) (explaining that “statutory language must always be read in its proper context”). When the plain wording of the statute is clear, that is the end of the matter. BedRoc, Ltd. v. United States,541 U.S. 176 , 183,124 S.Ct. 1587 ,158 L.Ed.2d 338 (2004) (noting that the task of statutory interpretation “ends there [if] the text is unambiguous”). The “plain meaning” of a statute, however, is often illuminated not only by its language but also by its structure. Alexander v. Sandoval,532 U.S. 275 , 288,121 S.Ct. 1511 ,149 L.Ed.2d 517 (2001); Marie O. v. Edgar,131 F.3d 610 , 622 (7th Cir.1997). “Context, not just literal text, will often lead a court to Congress’ intent in respect to a particular statute.” City of Rancho Palos Verdes v. Abrams,544 U.S. 113 , 127,125 S.Ct. 1453 ,161 L.Ed.2d 316 (2005) (Breyer, J., concurring); Dersch Energies, Inc. v. Shell Oil Co.,314 F.3d 846 , 856 (7th Cir.2002) (noting that a statute must be “construed in its proper context”).
Webber,
(b)(1) The remedy against the United States provided by sections 1346(b) and 2672 of this title for injury or loss of property, or personal injury or death arising or resulting from the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment is exclusive of any other civil action or proceeding for money damages by reason of the same subject matter against the employee whose act or omission gave rise to the claim or against the estate of such employee. Any other civil action or proceeding for money damages arising out of or relating to the same subject matter against the employee or the employee’s estate is precluded without regard to when the act or omission occurred.
(A) which is brought for a violation of the Constitution of the United States, or
(B) which is brought for a violation of a statute of the United States under which such action against an individual is otherwise authorized.
(d)(1) Upon certification by the Attorney General that the defendant employee was acting within the scope of his office or employment at the time of the incident out of which the claim arose, any civil action or proceeding commenced upon such claim in a United States district court shall be deemed an action against the United States under the provisions of this title and all references thereto, and the United States shall be substituted as the party defendant.
(4) Upon certification, any action or proceeding subject to paragraph (1), (2), or (3) shall proceed in the same manner as any action against the United States filed pursuant to section 1346(b) of this title and shall be subject to the limitations and exceptions applicable to those actions.
When a claim of wrongful conduct is brought against a government official in his individual capacity, and the claim does not fall within the specified exceptions to immunity in
B. Substitution
In this case, the parties agree on most aspects of the Westfall Act’s application to the facts as alleged in Mr. Sobitan’s complaint. The parties agree that Mr. Sobi-tan’s action is “for injury or loss of property, or personal injury or death arising or resulting from the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment” and, therefore, falls within the general coverage of the Westfall Act.
1.
Mr. Sobitan first claims that the “plain and ordinary” meaning of the term statute includes “self-executing treaties ratified by the United States, including Article 36 of the Vienna Convention.” Appellant’s Br. 9. We cannot accept this argument.
In contrast to the multiple examples of common usage previously set forth, Mr. Sobitan has not come forward with any example, either in statutory or common law, that has defined or interpreted the term “statute” to include treaties. Instead, Mr. Sobitan points to
American Federation of Labor v. Watson,
If enforced as a law there it would be considered as a statute, not of the confederacy, but of the state, and treated accordingly. Any enactment, to which a state gives the force of law, whether it has gone through the usual stages of legislative proceedings or been adopted in other modes of expressing the will of the state, is a statute of the state within the meaning of the acts of congress touching our appellate jurisdiction.
Id.
at 50,
Neither of the cases on which Mr. Sobi-tan relies, however, speaks to the issue here: Whether the plain meaning of the term statute includes treaties. At most, the cases relied upon by Mr. Sobitan demonstrate that, in some contexts, the term “statute” may take on a special meaning.
2.
Seizing on this idea, Mr. Sobitan next argues that the term “statute” is ambiguous, and, therefore, the court must look to legislative history to inform our interpretation.
However, “[ajmbiguity is a creature not of definitional possibilities but of statutory context.”
Brown v. Gardner,
(2) Paragraph (1) does not extend or apply to a civil action against an employee of the Government—
(A) which is brought for a violation of the Constitution of the United States, or
(B) which is brought for a violation of a statute of the United States under which such action against an individual is otherwise authorized.
3.
Mr. Sobitan next maintains that “treaties are recognized as ‘laws’ of the United States, a term generally synonymous with ‘statutes.’ ” Appellant’s Br. 12. In essence, Mr. Sobitan posits that, because treaties are laws and because statutes also are laws, the two are one in the same. There is no reason, however, to believe that two subsets (statutes and treaties) of the same larger set (laws) are interchangeable with one another. Indeed, Mr. Sobitan has not pointed to a single authority that uses the terms statute and treaty interchangeably. Instead, all of Mr. Sobitan’s authorities stand for the unremarkable principle that treaties, along with the Constitution and the laws of the United States, “shall be the supreme Law of the Land.”
By the constitution, a treaty is placed on the same footing, and made of like obligation, with an act of legislation. Both are declared by that instrument to be the supreme law of the land, and no superior efficacy is given to either over the other. When the two relate to the same subject, the courts will always endeavor to construe them so as to give effect to both, if that can be done without violating the language of either; but, if the two are inconsistent, the one last in date will control the other....
Again, the Court merely acknowledges that the Constitution places treaties and statutes on the “same footing”; however, both the Constitution and the Court explicitly differentiate between “act[s] of legislation” and “treaties].” Id.
4.
Finally, we note that every court to consider the issue has determined that the Westfall Act’s exemption for statutory claims does not include claims brought pursuant to a treaty. In
Bansal v. Russ,
Article 36 of the Vienna Convention on Consular Relations requires that an arrested foreign national be informed of his right to contact his consulate. Vienna Convention on Consular Relations, Apr. 24, 1963, 21 U.S.T. 77, T.I.A.S. No. 6820, 596 U.N.T.S. 261, Art. 36. The Alien Tort Statute (“ATS”) establishes jurisdiction in the district courts over civil actions by aliens for torts committed in violation of a treaty of the United States. Jogi v. Voges, 480 F.3d 822 , 825 (7th Cir.2007) (citing Sosa v. Alvarez-Machain,542 U.S. 692 ,124 S.Ct. 2739 ,159 L.Ed.2d 718 (2004)). The ATS does not itself create a cause of action; rather, it provides a. procedural mechanism through which an alien Plaintiff may bring suit for violation of the law of nations or a treaty of the United States. Turkmen v. Ashcroft, Civ. A. No. 02-2307,2006 WL 1662663 , at *50 (E.D.N.Y. June 14, 2006).
The Liability Reform Act provides that for civil actions based on the wrongful conduct of federal employees acting within the scope of their employment, the only remedy is an action under the Federal Tort Claims Act (“FTCA”) against the United States itself.28 U.S.C. § 2679(b)(1) . The only two exclusions to the Liability Reform Act— constitutional claims and for claims based on statutes of the United States ivhich authorize actions against an individual — do not apply to Plaintiffs claim under Article 36. See Turkmen,2006 WL 1662663 , at *50.
Bansal,
This rationale is not limited to claims brought pursuant to the Vienna Convention, but claims asserted pursuant to other treaties as well. For instance, in
In re: Iraq and Afghanistan Detainees Litigation,
The plaintiffs’ argument that Geneva Convention IV, a treaty, also falls within the statutory exception to the Westfall Act is equally unsound. Because the term “statute” is undefined, this Court will again resort to traditional cannons of statutory interpretation and look to the plain meaning of the word. [F.D.I.C. v.] Meyer, 510 U.S. [471,] 476,114 S.Ct. 996 ,127 L.Ed.2d 308 [ (1994) ]. In this ease, the term “statute” is generally recognized to mean “a law enacted by the legislative branch of a government.” Merriam-Webster’s Collegiate Dictionary at 1149. The Westfall Act exception for violations of statutes further states that it applies to statutes “of the United States.”28 U.S.C. § 2679(b)(2)(B) . Thus, taken as a whole, the Westfall Act’s exception unmistakably applies to a law enacted by the legislative branch of the United States, i.e., Congress. Treaties are not enacted by the legislative branch. Treaties are international agreements made by the President with the advice and consent of Congress pursuant to Article II of the Constitution. See, e.g., Restatement (Third) of the Foreign Relations Law of the U.S. § 303 cmt. a (1987). See also Whitney v. Robertson,124 U.S. 190 , 194,8 S.Ct. 456 ,31 L.Ed. 386 (1888) (stating that “[a] treaty is primarily a contract between two or more independent nations, and is so regarded by writers on public law”). Because Geneva Convention IV is not a law enacted by Congress it does not fall within the Westfall Act’s exception for statutes.
In sum, the term “statute of the United States,” as used in § 2679(b)(2)(B), means a law of the United States passed by both houses of Congress and signed by the President; it does not encompass treaties. Thus, Mr. Sobitan’s claim for relief for violation of his rights under the Vienna Convention does not fall within an exception to the Westfall Act’s substitution provision. Consequently, the district court correctly substituted the United States as defendant, and Mr. Sobitan’s claim must proceed against the United States.
C. Dismissal
As we already have noted, once the Attorney General has certified that an individual Government officer was acting within the scope of his employment at the time of the incident in question, any claim based on the incident “shall proceed in the same manner as any action against the United States filed pursuant to section 1346(b) of this title and
shall be subject to the limitations and exceptions applicable to those actions.”
For its part,
civil actions on claims against the United States, for money damages, ... for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.
In Meyer, the Supreme Court explained in some detail the meaning of this language and how it precluded the plaintiff from pursuing the constitutional claim at issue in that case:
As noted above, to be actionable under§ 1346(b) , a claim must allege, inter alia, that the United States “would be liable to the claimant” as “a private person” “in accordance with the law of the place where the act or omission occurred.” ... [W]e have consistently held that§ 1346(b) ’s reference to the “law of the place” means law of the State — the source of substantive liability under the FTCA. See, e.g., Miree v. DeKalb County,433 U.S. 25 , 29, n. 4,97 S.Ct. 2490 ,53 L.Ed.2d 557 (1977); United States v. Muniz,374 U.S. 150 , 153,83 S.Ct. 1850 ,10 L.Ed.2d 805 (1963); Richards [v. United States,369 U.S. 1 ,] 6-7, 11,82 S.Ct. 585 ,7 L.Ed.2d 492 [ (1962) ]; Rayonier Inc. v. United States, 352 U.S.315, 318, 77 S.Ct. 374 ,1 L.Ed.2d 354 (1957). By definition, federal law, not state law, provides the source of liability for a claim alleging the deprivation of a federal constitutional right. To use the terminology of Richards, the United States simply has not rendered itself liable under§ 1346(b) for constitutional tort claims.
Id.
at 477-78,
The Court’s reasoning in
Meyer
applies with equal force to claims brought pursuant to international treaty. An international treaty is no more the law of the place than the federal Constitution, and, therefore, under
In sum, once the Government has been substituted for a federal officer under
Here, the source of Mr. Sobitan’s claims is not state tort law, but international treaty.
7
His claim, therefore, does not fall within the United States’ waiver of its sovereign immunity in
Conclusion
For the reasons set forth above, we affirm the judgment of the district court.
Affirmed.
Notes
. The Federal Employees Liability Reform and Tort Compensation Act is commonly referred to as the Westfall Act because it was enacted in response to the Supreme Court’s decision in
Westfall v. Erwin,
. The defendants dispute these facts; however, because the matter was decided on a mo
. Specifically, Article 36 of the Vienna Convention provides:
1. With a view to facilitating the exercise of consular functions relating to nationals of the sending State:
(a) consular officers shall be free to communicate with nationals of the sending State and to have access to them. Nationals of the sending State shall have the same freedom with respect to communication with and access to consular officers of the sending State;
(b) if he so requests, the competent authorities of the receiving State shall, without delay, inform the consular post of the sending State if, within its consular district, a national of that State is arrested or committed to prison or to custody pending trial or is detained in any other manner. Any communication addressed to the consular post by the person arrested, in prison, custody or detention shall also be forwarded by the said authorities without delay. The said authorities shall inform the person concerned without delay of his rights under this sub-paragraph;
(c)consular officers shall have the right to visit a national of the sending State who is in prison, custody or detention, to converse and correspond with him and to arrange for his legal representation. They shall also have the right to visit any national of the sending State who is in prison, custody or detention in their district in pursuance of a judgment. Nevertheless, consular officers shall refrain from taking action on behalf of a national who is in prison, custody or detention if he expressly opposes such action.
2. The rights referred to in paragraph 1 of this Article shall be exercised in conformity with the laws and regulations of the receiving State, subject to the proviso, however, that the said laws and regulations must enable full effect to be given to the purposes for which the rights accorded under this Article are intended.
Vienna Convention on Consular Relations art. 36, Apr. 24, 1963, 21 U.S.T. 77, 596 U.N.T.S. 261.
. In
American Federation of Labor v. Watson,
The statute provides that only a three-judge court may issue an interlocutory injunction suspending or restraining "the enforcement, operation, or execution of any statute of a State by restraining the action of any officer of such State in the enforcement or execution of such statute.” § 266 of the Judicial Code,28 U.S.C. § 380 . The question is whether within the meaning of that section "statute” is restricted to legislative enactments or includes provisions of state constitutions as well. It is sometimes used to embrace all enactments, however adopted, to which a State gives the force of law. See Stevens v. Griffith,111 U.S. 48 , 50,4 S.Ct. 283 ,28 L.Ed. 348 [(1884)]. In speaking of § 266 we recently said, "To bring this procedural device into play-to dislocate the normal operations of the system of lower federal courts and thereafter to come directly to this Court-requires a suit which seeks to interpose the Constitution against enforcement of a state policy, whether such policy is defined in a state constitution or in an ordinary statute or through the delegated legislation, of an 'administrative board or commission.’ The crux of the business is procedural protection against an improvident state-wide doom by a federal court of a state’s legislative policy....” It would, as the court below stated, be somewhat incongruous to hold that a single judge, while prohibited from enjoining action under an act of the state legislature, would be free to act if the state constitution alone were involved. The policy underlying § 266 admits no distinction between state action to enforce a constitutional provision and state action to enforce an act of the legislature. There is no suggestion in the history of § 266 that Congress was willing to give the federal courts a freer hand when state constitutional provisions were involved. In our view the word "statute” in § 266 is a compendious summary of various enactments, by whatever method they may be adopted, to which a State gives her sanction and is at least sufficiently inclusive to embrace constitutional provisions.
Id.
at 591-93,
. As noted earlier in the text, the parties do not contend that any other statute waives the sovereign immunity of the United States in cases such as this one.
Cf. F.D.I.C. v. Meyer,
. We note that Congress has enacted a very different statutory scheme to govern state employees. Section 1983 of Title 42 grants an affirmative right to any "citizen ... or other person” to seek redress for "the deprivation of any rights, privileges, or immunities secured by the Constitution and laws” of the United States by anyone acting under color of state law.
. Even if we could not reach this conclusion based on the Court's rationale in Meyer, Mr. Sobitan has acknowledged that the FTCA does not provide a remedy for the claims set forth in his complaint. See Appellant's Supp. Br. 4 (observing that "[cjlaims asserting violations of treaties do not arise under state tort law, and therefore are not within the coverage of the FTCA”).