RION PHEAL SNOWDEN, Appellant v. THE STATE OF TEXAS
NO. PD-1524-10
IN THE COURT OF CRIMINAL APPEALS OF TEXAS
September 28, 2011
ON STATE’S PETITION FOR DISCRETIONARY REVIEW FROM THE FIFTH COURT OF APPEALS DALLAS COUNTY
OPINION
Rion Pheal Snowden, the appellant, was convicted by a jury of family-violence assault on Lavondra Jennings, who was about thirty-eight weeks pregnant with the appellant’s child at the time of the assault. The jury assessed punishment at two years’ imprisonment. In an unpublished opinion, the Fifth Court of Appeals in Dallas reversed the appellant’s conviction and remanded the cause to the trial court for a new trial. The court of appeals held that the trial court erred in overruling the appellant’s objection to the State’s improper jury argument commenting on his failure to testify.1 The court of appeals was unable to conclude beyond a reasonable doubt that the trial court’s error did not contribute to the appellant’s conviction or punishment.2 In her petition for discretionary review, the State Prosecuting Attorney (SPA) argues that this Court should reassess the appropriateness of certain factors set forth in Harris v. State in assessing the harmfulness of constitutional error.3 We granted the SPA’s petition for discretionary review to address this issue, and we now reverse.
FACTS AND PROCEDURAL POSTURE
At Trial
Jennings testified at trial that she and the appellant were at the public library in Garland when she discovered that the appellant was cheating on her. They left the library together, and an argument ensued while Jennings and the appellant were in the car. The appellant cursed at her and hit her in the face several times, but without much force, while he was driving them back to their apartment. Once they arrived
At the end of her summation at the guilt phase of trial, in the course of urging the jury to credit Jennings’s account of the altercation in the bathroom because it was consistent with content of the 911 recording, the prosecutor continued:
What does she say? What does she say? Please, just don’t hurt the baby. Just leave. Just go. She doesn’t want to. She’s not there to get him in trouble. She’s not trying to make it worse. She’s not trying to put on a big production. She wants him to just get out. She is there to protect her baby as mothers do.
And he [the appellant] doesn’t give two hoots about the mother of his baby or his baby because he looks her in the eye and punches her in her 38 week old stomach without remorse, just like he is today.
The appellant immediately objected that this argument constituted a comment on his failure to testify, but the trial court overruled the objection. The jury found the appellant guilty, and he appealed.
In the Court of Appeals
On appeal, the appellant argued, inter alia, that the trial court erred in overruling his objection to the prosecutor’s argument as quoted above. The court of appeals agreed with the appellant that the prosecutor’s remark constituted an improper comment on his failure to testify because it called the jury’s attention to the absence of evidence that only the appellant could supply.4 The prosecutor’s remark, according to the court of appeals, could not be construed as a reference to a failure to provide evidence from a source other than the appellant, and there was no other testimony concerning the appellant’s lack of remorse. After concluding that the trial court erred in overruling the objection, the court of appeals then proceeded to determine whether the error caused the appellant harm.
Because the error infringed upon the appellant’s privilege against self-incrimination, and was thus of constitutional magnitude, the court of appeals analyzed the error under
THE HARRIS FACTORS
When a prosecutorial remark impinges upon an appellant’s privilege against self-incrimination under the constitution of Texas or of the United States, it is error of constitutional magnitude.8 When confronted with a constitutional error, a reviewing court must analyze the error under
Harris was decided in 1989, before the adoption of Rule 44.2 in 1997. At that time, former Rule 81(b)(2) governed, applying the same harmless-error standard—the constitutional harm analysis—regardless of whether the error was of constitutional magnitude.10 In Harris, this Court found that the trial court erred in allowing the introduction of the defendant’s extraneous offenses—a non-constitutional error. We then determined whether the erroneous introduction of those extraneous offenses should result in reversal under former Rule 81(b)(2), which we characterized as the “rhetorical and semantic equivalent of the harmless error standard announced by the Supreme Court for constitutional errors in Chapman v. California.”11 Under a constitutional harm analysis, a reviewing court must reverse unless it “concludes beyond a reasonable doubt that the error did not contribute to the conviction or the punishment assessed.”12
What Harris found lacking, however, both in Supreme Court case law and from the face of Rule 81(b)(2) itself, were “objective standards that must be explored to reach a legally correct resolution.”13 More specifically, we noted an apparent ambivalence on the part of the Supreme Court with respect to the proper role of
result no matter how much the error may have facilitated that resolution.16 Instead, we repeatedly emphasized that Rule 81(b)(2) requires reviewing courts to focus, not upon the perceived accuracy of the conviction or punishment, but upon the error itself in the context of the trial as a whole, in order to determine the likelihood that it genuinely corrupted the fact-finding process.17
However, having concluded in Harris that the constitutional harmless-error
which may be relevant, and trust individual judges to use these observations in their personal calculus.”18 Along the way, we identified certain factors we deemed relevant in most cases:
[T]he [reviewing] court should examine the source of the error, the nature of the error, whether or to what extent it was emphasized by the State, and its probable collateral implications. Further, the court should consider how much weight a juror would probably place upon the error. In addition, the Court must also determine whether declaring the error harmless would encourage the State to repeat it with impunity.19
Since the advent of Rule 44.2, we have rejected the applicability of some of these factors for purposes of an analysis for harm, vel non, of non-constitutional error under
ANALYSIS
In concluding that the prosecutor’s comment on the appellant’s lack of remorse was not harmless beyond a reasonable doubt, the court of appeals addressed each of the Harris factors in turn.22 First, the court of appeals noted that the source of the error was the State, rejecting the State’s argument that the prosecutor’s argument might legitimately have been construed by the jury as a comment on the appellant’s lack of remorse as evidenced by his conduct at the time of the assault.23 Next, the court of appeals found that the nature of the error was an improper comment on the appellant’s failure to testify, in derogation of “mandatory constitutional and statutory protections“—essentially just reiterating its conclusion that error of such a nature had occurred.24 Addressing the extent to which the State may have emphasized the error, the court of appeals observed that, later, during her brief punishment-phase argument, the prosecutor asserted no fewer than four times that the appellant “doesn’t care” what injury he
part of the State[,]” the court of appeals nevertheless, in addressing the last Harris factor, whether declaring the error harmless would encourage future misconduct by the State, declared itself “loathe to open the door to similar comments in other cases.”27 Considering all of these factors together, the court of appeals was unable to conclude beyond a reasonable doubt that the error did not contribute to the appellant’s conviction or punishment.28
We think the court of appeals’s analysis serves to demonstrate the actual disutility of several of the Harris factors. To begin with, addressing the first factor, we fail to see how purporting to identify the State as the “source” of constitutional error reveals anything about whether, or to what extent, the error may have contributed to the conviction. The parties do not ordinarily commit error; the trial court does, whenever it acts, or fails to act, over the legitimate objection of a party or it conducts trial proceedings in a manner inconsistent with a constitutional or statutory requirement that is not optional with the parties.29 That in a particular instance the trial court committed error at the behest of the State does not ordinarily tell a reviewing court anything useful about the corrupting impact the error may
have had on the fact-finder’s deliberative function. It smacks, instead, of a purely punitive impulse. But punishing the party responsible for leading the trial court into error is not the same thing as, and is not a logical component of, calculating the influence that error had upon the fact-finder’s decision-making process.
For essentially the same reason, we fail to see the utility of the last Harris factor, namely, whether declaring the error harmless would encourage repeat performances by the State. As Judge Clinton remarked in his separate opinion in Higginbotham v. State, the harmless-error standard was never intended to satisfy any punitive, deterrent, or remedial purpose.30 While Harris appropriately focused on the integrity of the process by which convictions and punishments are obtained, it erred to include within its ambit any concern for the integrity of future trials. The harmless-error inquiry under
The remaining Harris factors—the nature of the error (e.g., erroneous admission or exclusion of evidence, objectionable jury argument, etc.), whether it was emphasized by the State, the probable implications of the error, and the weight the jury would likely have
assigned to it in the course of its deliberations—remain as viable considerations in deciding whether trial error of a constitutional dimension contributed to the conviction or punishment in many cases. But they are not exclusive considerations in any particular case; many other considerations may logically serve to inform a proper harm analysis in a given case. On the other hand, not every remaining Harris factor will invariably have logical application with respect to every conceivable constitutional error that may be subject to an analysis for harm. At bottom, an analysis for whether a particular constitutional error is harmless should take into account any and every circumstance apparent in the record that logically informs an appellate determination whether “beyond a reasonable doubt [that particular] error did not contribute to the conviction or punishment.”31
In this particular case, we do not believe that the court of appeals erred to take the remaining Harris factors into account. How emphatically the prosecutor invited the jury to consider the appellant’s failure to testify, whether he repeated the invitation once the appellant’s objection was overruled, and how much heft the jury would likely have placed upon that invitation in light of the weight and character of the State’s evidence in the case, are certainly relevant questions here. However,
Our conclusion that the court of appeals mis-analyzed the remaining factors stems from a disagreement with that court about the true scope of the error that actually occurred. Unlike the court of appeals, we accept the State’s appellate assertion that at least a portion of the prosecutor’s contested guilt-phase argument in fact constituted a legitimate summary of the evidence or, failing that, an invitation to draw a reasonable inference from the
evidence.33 Jennings had testified that, on the drive home from the library and in the bathroom, the appellant had struck her in the face as many as six times in all, albeit without enough force to really hurt her. But once the appellant barged into the bathroom:
Q. Did he punch you in the stomach?
A. Yes.
Q. How did he punch you in the stomach?
A. With a closed fist.
Q. Where on your stomach did he punch you?
A. Right above my belly button.
Q. Is there – is it possible that he could have accidently punched you in the stomach?
A. No.
Q. Why not?
A. Because he lifted his fist up, and he looked at me, and he just drew forward.
In our view, this and other testimony in the record amply supports the prosecutor’s guilt-
phase argument, at least to the extent that she asserted that the appellant “doesn’t give two hoots about the mother of his baby or his baby because he looks her in the eye and punches her in her 38-week-old stomach without remorse[.]”
Of course, this is not to reject the court of appeals’s conclusion that a constitutional error occurred. The prosecutor clearly overreached when she continued her summation with the assertion that the appellant’s lack of remorse at the time of the assault was “just like he is today.” Whether the appellant was presently remorseful as he sat in the courtroom was a circumstance that only he could have testified to; a jury is not entitled to infer as much from its impression of his courtroom demeanor.34 Therefore, the prosecutor’s
We also have to look at [Jennings’s] testimony, if you can recall it. I know it’s a few days ago. But if you can, recall her testimony and recall some of the things that she said so that we can try to get a picture of what kind of man we’re talking about, what kind of man this is.
Remember, [Jennings] said – she told him, I feel like I’m going into labor. He doesn’t care. He says, if you get out of the car, I’m going to run you over. What else does she say?
She says, I think I’m going into labor. I think I’m going to pass out. He says, you know what, good. I hope you pass out. Then I can cut the baby out of you and leave you here for dead. Okay? Remember those things that she said.
Remember that on the 911, remember all that he cared about during the whole thing – he didn’t care if she was going into labor. He didn’t care. But he just looked her in the eye and intentionally punched her in the stomach, not just her head, not just her arms, but in the stomach where his baby lived. He punched her there looking her in the eye.
And remember, she’s going through all this. She’s in pain. She’s doubled over, and he says – all he says is, did you call the police on me? Did you call the police on me? He doesn’t care about her. He only cares about himself and what’s about to happen to him, not what’s about to happen to this sweet little baby and his girlfriend.
All of this argument was supported by Jennings’s testimony, and it merely called attention to the appellant’s quite evident lack of remorse at the time of the offense. None of it served to reinforce the prosecutor’s earlier guilt-phase argument that had improperly invoked the appellant’s failure to take the stand to testify about his present-sense lack of remorse during the trial itself. We therefore reject the court of appeals’s assertion that the punishment-phase argument “underscored” the prosecutor’s improper guilt-phase allusion to the appellant’s failure to take the witness stand and assert his remorse at the time of trial.35
To the extent that the trial court erred, therefore, it erred only in failing to sustain the appellant’s objection to that part of the prosecutor’s summation directing the jury to consider the appellant’s lack of present, in-court remorse. This error was isolated, and was imbedded within a legitimate argument that invited the jury to draw an inference of lack of remorse at the time of the offense, an inference that could reasonably be derived from the evidence at trial. The illegitimate inference—that the jury should also hold the appellant’s apparent
It is at least conceivable that the prosecutor’s comment on the appellant’s lack of in-court remorse could have influenced the jury in another way at the guilt phase of trial. In order for the jury to find that the simple assault the appellant committed against Jennings constituted a third-degree felony, the jury had to find that Jennings was a member of his family or household at the time of the assault, and that he had previously been convicted of a similar family-violence offense.37 The information alleged that the appellant had been convicted of family-violence assault in cause number 02-290-K26 in Williamson County on May 31, 2002, and the State introduced the judgment reflecting this conviction into evidence at the conclusion of its presentation of evidence at the guilt phase of trial. The appellant did not challenge the fact of his prior conviction. Perhaps it is possible that the jury could have considered the appellant’s lack of in-court remorse in some kind of subliminal way as evidence buttressing his status as a repeat family/household-violence offender. We regard this possibility, however, as exceedingly remote. We conclude beyond a reasonable doubt that the error in allowing the prosecutor to comment on the appellant’s lack of in-court remorse was simply “unimportant in relation to everything else the jury considered on the issue” of whether the appellant was previously convicted of family-violence assault.38
Nor, finally, do we regard the error as harmful with respect to punishment. The appellant received a two-year sentence and no fine—the absolute minimum punishment he could have received for this third-degree conviction.39 The jury heard substantial evidence, in addition to the specific 2002 conviction in Williamson County, of the appellant’s prior history of family violence and could also legitimately have considered his apparent lack of remorse at the time he committed the instant offense, yet still chose to impose the least punishment available. Under these circumstances, we
CONCLUSION
Accordingly, we reverse the judgment of the court of appeals and remand the cause to that court to address the appellant’s remaining point of error.
DELIVERED: September 28, 2011
PUBLISH
Notes
Id.; see also Davis v. State, 203 S.W.3d 845, 850 (Tex. Crim. App. 2006) (“Most of these factors apply regardless of whether the constitutional error was in the admission or exclusion of evidence.“).all readily accessible to reviewing courts. These factors include the importance of the witness’ testimony in the prosecution’s case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contradicting the testimony of the witness on material points, the extent of cross-examination otherwise permitted, and, of course, the overall strength of the prosecution’s case.
