Lead Opinion
A Missouri jury found Herbert Smulls guilty of first degree murder, as well as other crimes, and he was sentenced to death. The Supreme Court of Missouri ultimately affirmed Smulls’ convictions on direct appeal and denied his motions for postconviction relief. The district court
I.
On July 27, 1991, Smulls and Norman Brown robbed a jewelry store owned by Stephen and Florence Honickman. In the course of the robbery, Smulls shot Stephen and Florence; Stephen died from his wounds, and Florence sustained permanent injuries. Smulls was charged with first degree murder, first degree assault, two counts of first degree robbery, and two counts of armed criminal action. At his first trial, the jury found Smulls guilty of first degree robbery but failed to reach verdicts on the remaining counts. Upon retrial, the jury found Smulls guilty of the remaining counts.
During jury selection at Smulls’ second trial, his defense counsel objected to the prosecutor’s exercise of a peremptory challenge to remove Margaret Sidney from the jury. The defense moved to quash the jury and moved for a mistrial on the basis of a Batson violation. Counsel identified Ms. Sidney as the only black person left on the 30-person venire panel from which peremptory challenges were made and argued that the prosecutor’s removal of Ms. Sidney left Smulls, who was black, to face an all-white jury. Counsel “fe[lt] that the state struck her in a racially discriminatory manner.” (Appellant’s App. at 13.) The trial court asked the prosecutor to address the claim. The prosecutor recognized that Ms. Sidney was a black female and discussed his reasons for striking her from the panel. The prosecutor described Ms. Sidney’s demeanor during his examination of the panel, particularly during the discussion of the potential death penalty, and he specifically recounted a glare on her face, an aversion of her eyes, and an irritated answer to one of his questions. He also discussed Ms. Sidney’s occupation, which he described as a mail sorter for 5,000 people at Monsanto, and which, in his view, equated her with postal service workers. According to the prosecutor, he had negative experiences with postal workers who served as jurors in the past. He noted her general demeanor, which, in his discussion, included the fact that she wore a beret one day and a sequined cap the next. Finally, the prosecutor compared Ms. Sidney to another white juror, Ms. Dillard, whom he had struck because she was a postal worker with a confrontational attitude. Following the prosecutor’s explanation for striking Ms. Sidney, the trial court overruled the request to quash the jury and denied the motion for a mistrial. Defense counsel then argued that the prosecutor’s stated reasons were pretextual, addressing the various points made by the prosecutor and discussing several other venirepersons. The trial court, noting that it was ruling only on the Batson challenge to the strike of Ms. Sidney, again overruled the objection. Defense counsel then moved the court to disallow the strike of Ms. Sidney, to which the trial court responded, “Based upon what is before the Court that request will be denied.” (Id. at 19.)
The next morning, defense counsel renewed the motion for a mistrial and the motion to quash the jury based on Batson, arguing “that the striking of Ms. Margaret Sidney the black female juror who was the only black remaining juror out of 30 we qualified, was struck on a racially discrimi
THE COURT: You made that statement.
MS. KRAFT: Okay.
THE COURT: You see, I have a problem. I don’t know what it is to be black. I don’t know what constitutes black. And I never, in this Court, no matter what any appellate court may say, I never take judicial notice that anybody is black or that only one person or four persons or eight persons are black.
That to me is something that I don’t think this Court is wise enough or any other appellate court is wise enough unless there is direct evidence as to who is black and who is white and who is orange and who is purple. I do not under any circumstances in this division ever take judicial notice of the number of people who are black. And I believe that’s counsel’s responsibility to prove who is black and who isn’t or who is a minority and who isn’t.
There were some dark complexioned people on this jury. I don’t know if that makes them black or white. As I said, I don’t know what constitutes black. Years ago they used to say one drop of blood constitutes black. I don’t know what black means. Can somebody enlighten me of what black is? I don’t know; I think of them as people.
I listened to the responses of Ms. Sidney. I watched her attitude very briefly as it may have been, and I’m not going to sit here and say to you that Ms. Sidney is not black. But I’m not going to make a judgment as to whether anybody else on the panel was, so in any event, I’m merely telling you that for the record.
I’d rather not even discuss it on the record. But, in any event, I’m going to deny your motion for a mistrial on the basis stated. Are we ready to proceed?
(Id. at 27-28.) Smulls was ultimately convicted by a jury containing no black jurors. On appeal, the Supreme Court of Missouri unanimously rejected Smulls’ claim that the prosecutor violated Batson by improperly striking Ms. Sidney. State v. Smulls,
Smulls filed a 28 U.S.C. § 2254 petition for habeas review, which was denied by the district court. We granted a certificate of appealability to review Smulls’ Bat-son — related claims.
II.
“On an appeal from a district court’s denial of a petition for writ of habe-as corpus, we review its findings of fact for clear error and its conclusions of law de novo.” Chavez v. Weber,
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). In ruling on an application for a writ of habeas corpus, “a determination of a factual issue made by a State court shall be presumed to be correct,” unless rebutted “by clear and convincing evidence.” § 2254(e)(1).
AEDPA’s substantial limitations on collateral review reflect Congress’s concern for federalism. “A federal court’s collateral review of a state-court decision must be consistent with the respect due state courts in our federal system.” Miller-El v. Cockrell,
Peremptory strikes have long been a part of our jury trial system. Peremptory strikes date back to ancient Roman times and were eventually carried to this country when the colonists separated from England. See generally Roger Enriquez & John W. Clark III, The Social Psychology of Peremptory Challenges: An Examination of Latino Jurors, 13 Tex. Hisp. J.L. & Pol’y 25, 28-30 (2007) (discussing the history of peremptory challenges). The nature of a peremptory strike, which, by definition means “[n]ot requiring any shown cause; arbitrary,” Black’s Law Dictionary 1157 (7th ed.1999), allows both the prosecutor and the defense counsel to remove a potential juror from the panel based entirely on his or her instinct or gut feeling that an individual would not be a favorable juror. While peremptory strikes are an important part of our jury system, see Batson,
Despite the important protections afforded defendants by Batson, a Batson challenge can be difficult to resolve because the Batson analysis requires a court to assess the prosecutor’s subjective motivation for exercising a peremptory strike. See id. at 93-95,
These difficulties notwithstanding, peremptory challenges remain a significant part of our jury trial process, and the Supreme Court continues to stand by the Batson framework as the proper method to determine whether a prosecutor has engaged in purposeful unconstitutional discrimination in exercising peremptory challenges. Under Batson, a trial court must engage in a three-step inquiry. The trial court first determines whether the defendant has made a prima facie showing that a prosecutor’s peremptory strike was based on race. Rice,
Smulls first argues that the Missouri trial court made no findings concerning the validity of the prosecutor’s claimed race-neutral reasons for the strike, and therefore the court unreasonably applied federal law. Smulls fails to direct us to any Supreme Court case holding that the Constitution requires a trial court to make specific fact-findings in reviewing a Batson challenge. See Carey v. Musladin,
We do not read the Supreme Court’s most recent ease addressing Batson to hold otherwise. See Snyder v. Louisiana, — U.S.-,
In a related context involving the dismissal of jurors for cause who are “substantially impaired” in their ability to impose the death penalty, the Supreme Court recently explained that “there is no requirement in a case involving the Wither-spoonVWitt rule that a state appellate court make particular reference to the ex-cusal of each juror. It is the trial court’s ruling that counts.” Uttecht,
Nor does the trial court’s failure to make explicit findings relieve this court of its obligation to view the state trial court’s findings as presumptively correct
B. AEDPA’s “Contrary to Clearly Established Federal Law” Requirement
Smulls next claims that the state supreme court’s analysis of the Bat-son claim is contrary to clearly established federal law because the supreme court conflated the second and third steps of the Batson analysis. In reviewing state court proceedings for compliance with federal law, we consider the entirety of the state proceedings. Even if the trial court made a legal error, the error does not support habeas relief if the state appellate court correctly applied federal law. See Boyd v. Newland,
The Supreme Court of Missouri correctly articulated the Batson three-step standard, found that the prosecutor’s proffered reasons concerning Ms. Sidney’s occupation and demeanor were race neutral, and concluded that the trial court did not clearly err in overruling the Batson challenge. See Smulls,
As we discussed above, the denial of a Batson challenge is itself a finding at the third step that the defendant failed to carry his burden of establishing that the strike was motivated by purposeful discrimination. See Hernandez v. New York,
In a related argument, Smulls claims that the trial court violated clearly established federal law by placing an undue burden on the defendant to establish the race of each venireperson and then avoiding the Batson challenge when the defense failed to meet the allegedly imposed burden. However, it is evident from the record that the state trial court was informed that Ms. Sidney was the only black venire-person when it first rejected the Batson challenge. The defense represented to the court that she was the only black person in the qualified group of 30 venirepersons when it first challenged the strike and again when it renewed the challenge the following morning, and at no time did the prosecution ever dispute that fact. The record shows that when the trial court ruled on the Batson objection, it did so based on “what was presented to this Court,” which included defense counsel’s representation about the racial composition of the qualified venire. (Appellant’s App. at 18.) In short, the trial court considered the challenge and the related circumstances and arguments, including its observations of Ms. Sidney, and made its ruling, a ruling it made four times in two days. To the extent Smulls claims that the trial court violated federal law by placing too high a burden on the defendant to establish the race of the other venireper-sons, we respectfully reject the claim.
C. AEDPA’s “Unreasonable Determination of the Facts” Requirement
Smulls also claims that the Missouri courts’ denial of his Batson claim involves an unreasonable determination of the facts based on the evidence contained in the record. The deference owed to the state trial court pursuant to § 2254(e)(1) includes deference to its credibility determinations. A federal court can only grant habeas relief if the state court’s credibility determinations were objectively unreasonable based on the record. See Rice,
Under AEDPA, it is not just the trial court’s findings that are presumed to be correct. The presumption, codified pre-AEDPA in § 2254(d), applies to factual determinations made by the appellate court as well. Sumner v. Mata,
Smulls points to evidence in the record that allegedly indicates that the prosecutor’s proffered reasons were pre-textual. Specifically, Smulls points out that Ms. Sidney worked as a manager in Monsanto Corporation’s mail distribution department rather than as a postal service worker as allegedly characterized by the prosecutor. A close examination of the record reveals that Smulls overstates his case. For instance, the prosecutor recognized that Ms. Sidney worked for Monsanto when he first explained his reasons for striking her. He also noted that she worked in the mail department, which he equated with postal service workers who he asserted generally lack ambition. (See Appellant’s App. at 14-15 (“[Ms. Sidney] indicated that she is a mail sorter for Monsanto Company. That she sorts mail for, I believe she said, 5,000 people.... It’s been my experience in the nine years that I’ve been a prosecutor that I treat people who work as mail sorters and as mail carriers, letter carriers and people who work for the U.S. Post Office with great suspicion.... ”).) Thus, the prosecutor did not falsely state that Ms. Sidney was a postal service worker, but accurately recognized that she worked for Monsanto.
The prosecutor also compared Ms. Sidney to Ms. Dillard, a white juror whom he struck based on her mail-related occupation. The Supreme Court of Missouri found this comparison to support the trial court’s determination that the prosecutor had a valid race-neutral justification for striking Ms. Sidney. Although Smulls points to differences between the two jurors, “similarly situated” for purposes of justifying the use of peremptory strikes does not require similarity in all respects. “[P]otential jurors are not products of a set of cookie cutters.” Miller-El II,
In addition to Ms. Sidney’s occupation, the prosecutor listed her demeanor, which he interpreted from a glare on her face and an irritated answer, as further justification for the strike. Smulls cites no Supreme Court case requiring that a prosecutor’s justification based on demeanor must be supported by evidence on the record before the trial judge can accept the justification. In Rice, the trial court accepted the prosecutor’s justification based on the challenged juror’s demeanor (a rolling of the eyes in response to a question from the court) even though the court itself did not witness the negative demeanor. On appeal, the Ninth Circuit
Smulls also claims that the prosecutor lied when he said that he had previous problems with postal service workers serving on juries, when in fact a postal service worker in the case he specifically referred to voted to convict, even though the case ended in a hung jury. Regardless of whether the prosecutor lied or instead was merely mistaken about the postal service worker’s actions in the specific prior case to which he referred, it was up to the trial court to judge his credibility and determine whether to accept his proffered reasons for striking Ms. Sidney. While this discrepancy disclosed by the later established record may give a reviewing court reason to question the prosecutor’s justifications, it does not compel such a conclusion. “[T]he critical question in determining whether a prisoner has proved purposeful discrimination at step three is the persuasiveness of the prosecutor’s justification for his peremptory strike.” Miller-El I, 537 U.S. at 338-39,
From the perspective of the deference given to the state trial court in assessing the prosecutor’s credibility, this case is indistinguishable from Rice and Hernandez. In Hernandez,
Smulls argues that the fact that the prosecution struck the only black juror establishes that the prosecutor’s stated reasons were pretextual. That fact alone, however, when considered together with the record as a whole, does not provide the clear and convincing evidence necessary to rebut the presumption of correctness afforded to the state courts’ determinations, particularly the state supreme court’s conclusion that the prosecution’s strike was race neutral. Cf. Miller-El II,
The purpose of Batson and its progeny is to insure that trial attorneys do not strike prospective jurors for unconstitutional reasons. The state trial court’s ill-advised comments made on the second day do not make the prosecutor’s proffered reasons any less race neutral, and they have no bearing on whether those reasons were asserted in good faith. Cf. id. at 252,
III.
The district court’s judgment denying Smulls’ § 2254 petition is affirmed.
Notes
. The Honorable E. Richard Webber, United States District Judge for the Eastern District of Missouri.
. Batson v. Kentucky,
. Snyder, which was a direct appeal from the Supreme Court of Louisiana, does not change the respect owed to state court findings as mandated by AEDPA. On review of a direct appeal, the Supreme Court is not bound by the presumption of correctness required by § 2254(e)(1).
. As recently noted by the Supreme Court, such a remand, more than a decade later, would be futile. See Snyder,
. Hernandez was a direct criminal review of the New York Court of Appeals’ rejection of the defendant’s Batson claim.
Concurrence Opinion
concurring in part and dissenting in part.
The deferential standard of review called for by the Anti-Terrorism and Effective Death Penalty Act of 1996 (AED-PA) neither requires nor permits us to sacrifice fidelity to constitutional principles at the altar of federalism. Today the majority eschews this bedrock principle and deems the state trial court’s flagrant disregard of Batson v. Kentucky,
I
During jury selection at Smulls’s trial, defense counsel objected to the prosecutor’s exercise of a peremptory challenge to remove Margaret Sidney from the jury. Counsel identified Sidney as African-American and argued the prosecutor’s challenge violated Batson. The prosecutor offered the following explanation for the challenge:
Judge, I made nine strikes. I did strike the juror Ms. Sidney who, I guess, for the record was a black female. My reasons for striking Ms. Sidney are based both upon what I observed during our voir dire and based upon my experience in trying criminal lawsuits, which has exceeded 50 cases in this courthouse including several eases before this Court in the nine years that I have been a prosecuting attorney. My concerns with Ms. Sidney began yesterday. Ms. Sidney was very silent during all of the questioning. I observed at one point during my questioning concerning the death penalty a glare on her face as I was questioning that area. She was seated in the back row, I believe, yesterday. When I looked directly at her and asked that last row a question, she averted her eyes and wouldn’t answer my question and wouldn’t look at me. That made me very nervous. The only response I was able to get out of Ms. Sidney today was when I asked her about her occupation. At first she responded with what I though [sic] was a very irritated answer. She indicated that she is a mail sorter for Monsanto Company. That she sorts mail for, I believe she said, 5000 people. And herhusband works for the post office. And I believe she listed him as a custodian. It’s been my experience in the nine years that I’ve been a prosecutor that I treat people who work as mail sorters and as mail carriers, letter carriers and people who work for the U.S. Post Office with great suspicion in that they have generally — -in my experience in many of the trials that I’ve had — are very disgruntled, unhappy people with the system and make every effort to strike back. In my experience as a prosecutor, in trying cases where I’ve had several cases and left mail people on the jury, had them result in a hung jury. The most recent of which was a murder case in this courthouse last September, State versus Dana Ruff (phonetically) where a mail carrier was the holdout for a hung jury in that case. I also have several in-laws who are employees of the postal department and even though they are somewhat relatives, I share the same opinion of them. So I treat them with great suspicion. When she glared at me and just her general attitude, which included her outfit — which yesterday, I believe, included a beret and today was a ball cap with sequins on it, I just felt that she wouldn’t be a good states [sic] juror. Certainly, not a strong juror in the consideration of death, should we get to that part of the trial. And also I would point out for the Court that I struck juror number eight, Ms. Dillard. I struck her for the very same reason in that she is a letter carrier and works delivering mail. And I though [sic] her attitude was also confrontational. And I did not feel that her answers were ones that would give rise to me believing she would be a strong states [sic] juror. Ms. Dillard, I would point out, is a white female. And I struck her for virtually the same reasons. It’s been my experience that when I left postal workers on who seem to have an attitude, based on my interpretation, that I’ve had bad results. And that’s why I struck her.
Appellant’s App. at 14-16.
Without permitting any response from Smulls’s lawyer, the trial court overruled the Batson challenge. Defense counsel persisted, however, and argued:
First of all, I’ve been a trial attorney as long as he has, trying as many cases as he has and I didn’t detect any type of attitude from Ms. Sidney. Secondly, he said she remained silent during his questioning during the death qualification. He didn’t ask her a direct question. Numerous jurors remained silent during his death question because he didn’t ask them direct questions. Ms. Beeson. He didn’t ask Ms. Uhlmansiek questions although he did strike her. Ms. Linn, who is a white female, she remained totally silent. I’m the only one who talked to her at all other than Mr. Copper asking her what municipality she lived in, but he did not strike her. So numerous jurors and the record will reflect that, remained silent during Mr. Waldemer’s questioning. Once again today when he asked her about her occupation I did not detect any kind of animosity on her part. I think the clothing reasons are clearly pretextural [sic], I think that there is a case where there was a juror struck on the basis of looking like what the prosecutor called a ‘due debt.’ And the Court found that to be pretextural [sic] and sent it back. That occurred in the City of St. Louis, but I don’t have the name of the case. With regard to her being a postal worker, Mr. Waldemer has mentioned that they’re at the bottom of the employment rung. I think a lot of postal workers make more money, because they’re federal employees, than a lot of people who come in here for jury duty. He said he struck Ms. Dillard because she was apostal worker. She also indicated she knew the victim in this case, Florence Honickman. And to be perfectly honest, I would think that the state might have concerns that she wouldn’t like Mrs. Honickman based on Mrs. Honickman’s demeanor and based on comments that Mr. Waldemer made about Mrs. Honick-man. So that could have very well been part of the reason for striking Ms. Dillard, other than her being a postal employee. So I feel that his reasons were pretextural [sic].
Id. at 16-18.
In a decision shorn of findings articulating any reasoned basis, the trial court overruled the Batson challenge. The following morning, Smulls’s attorney renewed the Batson challenge and the following colloquy occurred:
MS. KRAFT: Judge, I believe I stated on the record yesterday when I made my record that Ms. Sidney was the only black juror remaining out of the 30. THE COURT: You made that statement.
MS. KRAFT: Okay.
THE COURT: You see, I have a problem. I don’t know what it is to be black. I don’t know what constitutes black. And I never, in this Court, no matter what any appellate court may say, I never take judicial notice that anybody is black or that only one person or four persons or eight persons are black. That to me is something that I don’t think this Court is wise enough or any other appellate court is wise enough unless there is direct evidence as to who is black and who is white and who is orange and who is purple. I do not under any circumstances in this division ever take judicial notice of the number of people who are black. And I believe that’s counsel’s responsibility to prove who is black and who isn’t or who is a minority and who isn’t. There were some dark complexioned people on this jury. I don’t know if that makes them black or white. As I said, I don’t know what constitutes black. Years ago they used to say one drop of blood constitutes black. I don’t know what black means. Can somebody enlighten me of what black is? I don’t know; I think of them as people. I listened to the responses of Ms. Sidney. I watched her attitude very briefly as it may have been, and I’m not going to sit here and say to you that Ms. Sidney is not black. But I’m not going to make a judgment as to whether anybody else on the panel was, so in any event, I’m merely telling you that for the record. I’d rather not even discuss it on the record. But, in any event, I’m going to deny your motion for a mistrial on the basis stated. Are we ready to proceed?
Id. at 26-28.
On appeal, the Missouri Supreme Court, without commenting on the absence of findings to support the trial court’s decision, upheld the denial of the Batson challenge. The court concluded the trial court did not clearly err because “[rjeasons such as these have been found to support a ruling that a trial court did not clearly err[,]” and “[e]ven assuming the prosecutor’s reasons for challenging mail sorters and postal workers are non-sensical, this does not establish the reasons are inherently pretextual.” State v. Smulls,
II
As the majority correctly notes, our review of Smulls’s claims is governed by AEDPA, and we may not grant a writ of habeas corpus with respect to any issue decided by the Missouri courts unless the decision “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the
The Equal Protection Clause of the United States Constitution prohibits using peremptory challenges to exclude jurors on the basis of race. Batson,
Smulls argues the prosecutor’s stated reasons were pretextual because they were contrary to or unsupported by the record. He claims the prosecutor’s characterization of Sidney as a “mail sorter” or “mail carrier” was erroneous because the record shows Sidney was a member of management at Monsanto, and, among other duties, supervised employees responsible for sorting and distributing mail. Additionally, Smulls argues the prosecutor’s claim that a previous jury had been hung by a postal employee is factually inaccurate.
Both the trial court and the Missouri Supreme Court failed to analyze these factual disputes on the record. The district court took note of the lack of findings but concluded the prosecutor was aware of Sidney’s actual job description and, even though he was mistaken about his earlier trial, believed a postal worker voted against conviction. Therefore, the district court concluded the Missouri courts’ application of federal law was not unreasonable.
Smulls also argues the district court’s rejection of his Batson challenge was erroneous because the trial court failed to make any factual findings to support the prosecutor’s claim Sidney “glared” at him or acted “irritated” by the questioning. According to Smulls, defense counsel disputed the prosecutor’s alleged observations and the trial court should have resolved the dispute on the record. Smulls also argues the side-by-side comparison of Sidney and venireperson Dillard was improper because Dillard knew the victim and was, therefore, not similarly situated.
Once again, neither the trial court nor the Missouri Supreme Court chose to address these arguments on the record. The district court noted the lack of findings but rejected the arguments because defense counsel’s disagreement “neither confirms nor denies that Ms. Sidney had a poor demeanor.” The district court concluded the barren record did not make the trial court’s decision or the Missouri Supreme Court’s affirmance unreasonable. I disagree.
I am dismayed at the perfunctory and cavalier manner in which the trial court dismissed Smulls’s Batson challenge. “In deciding whether the defendant has made the requisite [prima facie] showing, the trial court should consider all relevant circumstances.” Batson,
Any doubt about the impact the failure to make findings has on our ability to conduct meaningful appellate review is confirmed by the Supreme Court’s recent decision in Snyder v. Louisiana, — U.S. -,
The majority attempts to avoid Snyder by arguing it need not decide in this case what reasons the trial court credited because all would justify the challenge. This argument ignores Snyder. The issue is not whether the proffered reason, if verified, would withstand a Batson challenge. Indeed, had the Court been able to confirm the juror in Snyder appeared nervous, the trial court’s denial of the challenge would likely have been affirmed. Rather, the inquiry is whether the trial court found the proffered reasons had a basis in fact. If an otherwise adequate reason has no factual basis, the strike is pretextual. The record here reflects the competing views offered by the prosecution and defense but is of no assistance in determining which was factually correct. In adhering to these principles, I refuse to ignore the lack of findings and the trial court’s stubborn refusal to apply Batson.
Finally, the majority brushes aside Snyder by finding it was not clearly established law at the time of the state courts’
Here the record conclusively establishes the trial court refused to make findings and engage in the evaluative process anticipated by Batson and its progeny. Initially, the court denied the challenge without affording defense counsel an opportunity to rebut the racially-neutral reasons offered by the prosecutor. Later, in unequivocal language, the court refused to consider the racial composition of the jury pool, issuing a direct challenge to any appellate court possessed of the temerity to suggest it should. Finally, the dearth of reasoning reflected in the trial court’s decision leaves nothing to review. See Hardcastle v. Horn,
My disapproval of today’s decision is not based solely upon what the trial court failed to say on the record. Rather, I would also reverse because the trial court expressly refused to recognize and assess all relevant circumstances as required by clearly established federal law. When defense counsel attempted to establish for the record Sidney was the only black juror remaining in the jury pool, the trial court inexplicably refused to acknowledge or consider the racial composition of the jury pool. “I don’t know what constitutes black. And I never, in this Court, no matter what any appellate court may say, I never take judicial notice that anyone is black or that only one person or four persons or eight persons are black.” Instead of considering the composition of the jury pool, as mandated by Supreme Court precedent, the trial court imposed upon the defendant an unprecedented, if not impossible, burden:
That to me is something that I don’t think this Court is wise enough or any other appellate court is wise enough unless there is direct evidence as to who is black and who is white and who is orange and who is purple. I do not under any circumstances in this division ever take judicial notice of the number of people who are black. And I believe that’s counsel’s responsibility to prove who is black and who isn’t or who is a minority and who isn’t.
Appellant’s App. at 27.
I fail to comprehend how a trial court,faced with a Batson challenge, can purport to fulfill its obligation to properly evaluate the merits of such a claim without taking the race of prospective jurors into account. Further, a trial court may not avoid Batson by demanding the proponent of the challenge meet a burden of proof which finds no support in Supreme Court precedent. The trial court stated,
The trial court’s actions and comments are indicative of a deeper problem. The trial court’s initial failure to afford defense counsel an opportunity to respond to the prosecutor’s racially-neutral reasons, the complete lack of findings, and the trial court’s refusal to consider the race of prospective jurors absent “direct evidence,” combine to demonstrate the court was openly hostile towards the Batson challenge and unwilling to engage in the sensitive inquiry into circumstantial and direct evidence as required. See U.S. Xpress Enter., Inc.,
Ill
Because the trial court refused to consider all relevant circumstances as required by clearly established federal law, its unreasoned and unexplained decision cannot be accorded the normal presumption of correctness. Moreover, the Missouri Supreme Court’s conclusion the trial court acted properly was an unreasonable application of clearly established federal precedent. To hold otherwise renders our role a sham and I refuse to accept an interpretation of appellate review which relegates us to the role of a legal rubber stamp. Therefore, I respectfully dissent and would reverse the district court’s judgment denying Smulls’s petition for habeas corpus.
. The state concedes the prosecutor’s claim was inaccurate.
