Lead Opinion
The opinion of the Court was delivered by
This аppeal concerns the availability of punitive damages under the Survivor’s Act, N.J.S.A. 2A:15-3, and requires us to determine whether evidence of a plaintiffs conscious pain and suffering is necessary to sustain a cause of action under the Act. More precisely, because a plaintiffs pain, suffering and apprehension of impending death form the usual measure of damages under the Survivor’s Act, the issue is whether a survival action -will lie where, as here, the plaintiffs death appears to have been actually or nearly simultaneous with defendant’s injury-causing conduct. We also must determine whether a claim for punitive damages may be asserted when no compensatory damages have been awarded for pain and suffering in the underlying survival action. In addition to those legal issues, we address factual disputes concеrning whether defendant’s conduct justified the imposition of punitive damages in this case and, if so, whether the amount of punitive damages awarded was excessive.
I
On January 4, 1990, Helen V. Robbins, a sixty-year-old widow, was killed when her 1979 Lincoln Town Car was hit by a 36,000-pound oil truck owned by defendant Coastal Oil Company of New York (Coastal) and driven by defendant Alan L. Whitaker, Jr. (Whitaker). At the time of the collision, Robbins was driving
In June 1990, Harold E. Smith,
The trial court bifurcated the trial of the compensatory and punitive damages claims. Before the jury was brought into the courtroom to begin the trial on plaintiffs compensatory damages claims, Coastal moved to bar plaintiffs presentation of evidence to support pain and suffering and hedonic damages. Coastal’s attorney conceded that there was “no question” that Robbins had “died as a result of injuries sustained in the accident.” In addition,
Over plaintiffs objection, the trial court dismissed plaintiffs damage claim “with respect to the pain and suffering,” finding that evidence of conscious pain and suffering was required to present to the jury the issue of compensatory damages under the Surviv- or’s Act. The court noted that “there is nothing in the medical reports or in the observations of doctors, nurses, emergency personnel, or any of those people that would suggest that there was conscious pain and suffering.” For the same reason, the court, over plaintiffs objection, dismissed plaintiffs damages claim for hedonic damages, bеcause “hedonic damages would have to be based on the victim’s own loss of enjoyment” and were therefore not available in this case. The court ruled that plaintiffs claim for punitive damages could go forward in the second phase of the trial.
In that procedural posture, the first phase of the jury trial commenced in May 1995, restricted to only the claims asserted in the wrongful death action. After all sides rested, the parties agreed to the court’s suggestion that a different jury be empaneled to decide the issue of punitive damages. The jury returned a unanimous verdict finding defendants liable for $40,178 in actual pecuniary or financial damages. In addition, the parties consented to the addition of $3939, reflecting the net funeral bill and related expenses, for a total judgment of $44,117. On May 26, 1995, the court entered a judgment аgainst defendants reflecting that the jury had “rendered a verdict in the amount of $40,178 pursuant to the Wrongful Death Act, N.J.S.A. 2A:15-3 et seq.” and that the court had “molded the verdict as to funeral and burial
After the conclusion of the first trial, Coastal filed a motion to dismiss plaintiffs punitive damages claim and plaintiff cross-moved for a new trial of the wrongful death claim. In support of its motion, Coastal noted that punitive damages are not recoverable under the Wrongful Death Act, and that any award of punitive damages pursuant to the Survivor’s Act would have to be supported by a valid underlying judgment of compensatory damages. Coastal argued that no compensatory award under the Survivor’s Act was sustainable due to plaintiffs conceded inability to produce evidence that Robbins experienced conscious pain and suffering before dying.
The trial court denied both Coastal’s motion to dismiss the punitive damages claim and plaintiffs new-trial motion. The court agreed with Coastal that there was “no question that in this case, as least insofar as the proofs are concerned, the decedent died instantly and there was no proof to the contrary.” Nonetheless, the court ruled that plaintiffs claims for punitive damages could go forward under the authority of the Survivor’s Act. In addition, at Coastal’s request, the court clarified that the award for funeral expenses of $3939 “would properly be included in the wrongful death aspect of the case.”
In July 1996 the punitive damages trial began before a new jury. Plaintiff and Coastal consented to the dismissal of the punitive damages claims against Whitaker. The evidence adduced in that proceeding showed that one month prior to the accident the State Police, after inspecting Whitaker’s vehicle, had cited Coastal with numerous safety violations, including two “out-of-service” conditions that indicated the vehicle would not be considered safe to operate until those conditions were corrected. There was no evidence that the necessary repairs were made; rather, it appeared Coastal knowingly and deliberately operated the vehicle in its “out-of-service” condition for several weeks. Evidence also was presented that in the weeks leading up to the accident both
At the conclusion of that trial, the jury found Coastal liable for punitive damages in the amount of $1,250,000. In September 1995, the court entered an order denying Coastal’s new-trial motion. In that order, at Coastal’s request, the court amended the May 26, 1995, judgment, reallocating the award of funeral expenses to reflect that the “molded verdict including funeral and burial expenses were recovered pursuant to the Wrongful Death Act.” Both parties then appealed.
The Appellate Division affirmed, concluding that plaintiffs punitive damages claims were sustainаble even in the absence of an underlying award of compensatory damages. 313 N.J.Super. 172, 175-90,
II
A
At common law, no civil remedy was available for a personal injury resulting in death, either to the decedent’s estate or the decedent’s dependents. Kern v. Kogan, 93 N.J.Super. 459, 470,
Although both types of actions arise from the identical occurrence, i.e., the death of the plaintiff, they serve different purposes and are designed to provide a remedy to different parties. Id. at 398-99,
An award of damages in a wrongful death action “is not a matter of punishment for an errant defendant or of providing for decedent’s next of kin to a greater extent than decedent himself would have been able, but is rather a replacement for that which decedent would likely have provided and no more.” The amount of recovery is based upon the contributions, reduced to monetary terms, which the decеdent might reasonably have been expected to make to his or her survivors.
[Alexander, supra, 114 F.3d at 1398 (citation omitted).]
Consistent with its remedial purpose, damages under the Act are expressly limited to “the pecuniary injuries resulting from such death, together with the hospital, medical and funeral expenses incurred for the deceased.” N.J.S.A. 2A:31-5.
Further, courts interpreting the Act have consistently held that it permits recovery only of a survivor’s calculable economic loss and that the Act does not support an award of punitive damages. See Meehan v. Central R.R. Co., 181 F.Supp. 594, 598 (S.D.N.Y. 1960) (dismissing claim for punitive damages under New Jersey Wrongful Death Act); Carey v. Lovett, 132 N.J. 44, 67,
Plaintiff does not dispute the unavailability of punitive damages under the Wrongful Death Act, acknowledging that plaintiffs claims for punitive damages clearly were asserted under the Survivor’s Act. Coastal contends, however, that because the only compensatory award below was rendered in the wrongful death action, and because no separate judgment awarding compensatory
As the Appellate Division found, however, the contemplation of both the court and the parties unquestionably was that plaintiffs punitive damages claims were to be addressed as the sole measure of relief available to plaintiffs under the survival action, plaintiffs claims for pain and suffering having been dismissed. Therefore, the critical issue before this Court is whether plaintiff established a valid claim for punitive damages under the Survivor’s Act in the absence of an underlying award of compensatory damages for pain and suffering.
B
Survival actions, like wrongful-death actions, were unknown at cоmmon law. Kern, supra, 93 N.J.Super. at 470,
N.J.S.A 2A:15-3 provides:
Executors and administrators may have an action for any trespass done to the person or property, real or personal, of their testator or intestate against the trespasser, and rеcover their damages as their testator or intestate would have had if he was living.
In those actions based upon the wrongful act, neglect, or default of another, where death resulted from injuries for which the deceased would have had a cause of action if he had lived, the executor or administrator may recover all reasonable funeral and burial expenses in addition to damages accrued during the lifetime of the deceased.
The Survivor’s Act was intended to be supplementary to the Death Act and to “afford[ ] complete and adequate redress to the estates of those who were injured in person or property by injuries causing death,” Kern, supra, 93 N.J.Super. at 472,
The Survivor’s Act, in contrast to the Wrongful Death Act, contains no express limitation on the types of damages recoverable under the statute. A majority of states have decided that punitive damages are recoverable in a survival action, see Jay M. Zitter, Annotation, Claim for Punitive Damages in Tort Action as Surviving Death of Tortfeasor or Person Wronged,
C
As a rule, a claim fоr punitive damages may lie only where there is a valid underlying cause of action. Nappe v. Anschelewitz, Barr, Ansell & Bonello, 97 N.J. 37, 45,
As Coastal notes, the primary damages recoverable in a survival action sounding in tort are for the decedent’s pain and suffering between the time of injury and death. See Foster v. Maldonado, 315 F.Supp. 1179, 1180 (D.N.J.), petition denied,
In this case, plaintiff was unable to establish compensable pain and suffering due to the unfortunate circumstance that Robbins apparently was killed immediately upon impact with Coastal’s vehicle. The question is whether a plaintiffs inability to establish conscious pain and suffering in a survival action involving instantaneous death bars a claim for punitive damages. See Nappe, supra, 97 N.J. at 45,
As the Appellate Division observed, the irony of a rule requiring conscious pain and suffering is that it makes the recoverability of punitive damages for еgregious conduct resulting in death dependent on whether or not the victim died instantaneously. See Ford Motor Co. v. Superior Court, 120 Cal.App.3d 748, 753, 175 Cal.Rptr. 39 (1981) (Poche, J., dissenting) (noting that “malicious actor is subject to [punitive damages] when he harms property, when he causes personal injury or nonimmediate death, but not when he dispatches you straightaway”). Nevertheless, some jurisdictions do consider conscious pain and suffering essential to any recovery of punitive damages, reasoning that any recovery arising directly from a person’s death has traditionally, and statutorily, been relegated to actions for wrongful death in which punitive damages are not available. See, e.g., Ford Motor Co., supra, 120 Cal.App.3d at 749, 175 Cal.Rptr. 39; Rubeck v. Huffman, 54 Ohio St.2d 20,
We previously have held that in some cases involving egregious conduct, a punitive damages claim may constitute plaintiffs sole basis for recovery, “at least where some injury, loss, or detriment to the plaintiff hаs occurred.” Nappe, supra, 97 N.J. at
Employing similar reasoning, in Potomac Electric Power Co. v. Smith, the Maryland Court of Appeals held that recovery of punitive damages in a survival action does not require proof of conscious pain and suffering:
Under the unique circumstances before us, there has been proof of an “actual loss” or a “showing of compensable injuries” although, aside from the award for funeral expenses, no compensatory damages were awarded in the survivorship action. In arguing that no punitive damages may be awarded, appellant shall not be permitted to rely on the fact that its reckless act instantaneously caused the death of the 15-year-old decedent. Because punitive damages are not recoverable under the wrongful death statute, in cases of instantaneous death punitive damages would be precluded under appellant’s theory. Such a result would thwart the policy of punitive damages “to punish the wrongdoer for misconduct and to deter future egregious conduct by others.” To establish a policy rewarding defendants otherwise liable for punitive damages for their expediency in causing an innocent person’s death would be absurd. We refuse to do so, and we uphold the jury’s award of punitive damages in the survivorship claim.
[ 79 Md.App. 591,558 A.2d 768 , 793 (citations omitted), cert. denied, 317 Md. 393,564 A.2d 407 (Md.1989), overruled on other grounds, United States v. Streidel, 329 Md. 533,620 A.2d 905 (1993).]
Punitive damages would have been a claim available to Mrs. Robbins had she survived. I believe it should not depend on whether or not she died instantly or whether or not she died after an agonizing death. To do so would place the following unusual circumstance that someone who was to do something outrageous and worthy of punitive damages, if the person was killed thereby, and killed instantly, there would be no claim for punitive damages. Whereas if they were less effective in their method and, consequently, the person lingered in the hospital for a year, then punitive damages would apply. I believe that that is not the intent of the Legislature and I don’t believe that that was the intent of the decision in Kern.
[ 313 N.J.Super. at 179,713 A.2d 20 .]
As Coastal points out, punitive damages awarded on a “free-standing” basis, i.e., without an award of compensatory damages in the underlying action, ordinarily must be premised on a valid judgment for, at a minimum, nominal damages. See Cooper Distrib. Co. v. Amana Refrigeration, Inc.,
In O’Connor, supra, the court explained that an award of nominal damages bespeaks a jury’s conclusion that the plaintiff suffered a legally cognizable harm:
When there is only a nominal compensatory damage award, such as the traditional six cents symbolic of the diminutive English six-pence piece, there is inherent in that small award a finding by the jury of a violation of a legal right. For example, there might have been a trespass without any substantial damage. But when no compensatory damages are awarded, not even nominal, ... there is an inference that the jury did not find a violation of a legal right, else it would have allowed at least nominal damages. A verdict for punitive damages alone suggests a punishment for malice, without more.
[ 111 N.J.Super. at 29-30,266 A.2d 605 . ]
Thus, in O’Connor, the court found that “the exercise of the board members’ legal right to terminate plaintiffs contract for a valid reason is not converted into an actionable wrong, merely because some malice attended the exercise of the legal right.” Id. at 29,
In 1995, the Legislature amended the Punitive Damages Act to require an award of compensatory damages as a statutory predicate for an award of punitive damages and disallowing nominal damages as a basis for a punitive damages claim. N.J.S.A 2A:15-5.13(e). That provision did not take effect until October 27, 1995, and thus does not govern our disposition of this appeal.
D
Coastal also challenges the Appellate Division’s endorsement of a “presumption of continuing life,” that conclusively presumes an injured person’s life to have continued unless affirmative evidence is produced showing that death occurred earlier, and shifting to defendants the burden of production to fix a time of death. See Fontenot v. Southern Farm Bureau Cas. Ins. Co.,
E
Coastal next contends that its alleged conduct was not sufficiently egregious to support the imposition of punitive damages. As we explained in Nappe, 97 N.J. at 49,
the defendant’s conduct must have been wantonly reckless or malicious. There must be an intentional wrongdoing in the sense of an “evil-minded act” or an act accompanied by a wanton and wilful disregard of the rights of another.
See also Gennari v. Weichert Co. Realtors, 148 N.J. 582, 610,
F
Finally, Coastal contends that the amount of the punitive damages award was excessive. An otherwise valid award of punitive damages will not be set aside unless “manifestly outrageous,” Allen v. Craig, 13 N.J.L. 294, 301 (Sup.Ct.1833), or “clearly excessive,” Leimgruber v. Claridge Assocs., 73 N.J. 450, 453,
Ill
We hold that in an action under the Survivor’s Act, N.J.S.A. 2A:15-3, a claim for punitive damages may be sustained even absent an award of compensatory damages for pain and suffering. Initially, we conclude that punitive damages are a permissible form of recovery under the Survivor’s Act. We reiterate that the Act must be broadly construed in order to further its remedial purpose of abrogating the common-law prohibition on claims arising from a person’s death and more closely reconciling the remedies available to those who survive their injuries and those who do not. Unlike the Wrongful Death Act, which on its face provides recompense only for the direct pecuniary losses sustained by the beneficiaries, the Survivor’s Act expressly allows a plaintiff to pursue any cause of action that would have been available to decedent had she lived. Thus, we agree with the Appellate Division’s conclusion that because Robbins would have had a claim for punitive damages had she survived her injuries, she should not be deprived of that claim by virtue of her death. We note that our interpretation concerning the scope of recovery in a survival action is in accord with that of a majority of states.
In the unique context of a survival action, we do not view the absence of a compensatory damage award as necessarily fatal to the assertion of plaintiffs claim for punitive damages. The re
We recognize that an awаrd of at least nominal damages ordinarily is required to sustain a punitive damages award. See O’Connor, supra, 111 N.J.Super. at 29,
In that regard, we agree with the Appellate Division’s conclusion that an award of funeral expenses, recoverable under the Survivor’s Act, cоmprises sufficient damages to sustain a survival cause of action. See Potomac Electric, supra,
That a negligently-caused death constitutes a legally cognizable injury is irrefutable. Cf. United States v. Streidel, 329 Md. 533,
We also conclude that the recent amendments to the Punitive Damages Act, requiring an award of compensatory damages as a predicate for a punitive damages award, are inapplicable to a survival action where the decedent was killed instantly. That provision, as previously noted, took effect after this matter was commenced and thus does not govern the disposition of this appeal. Nevertheless, we do not believe that the Legislature, in enacting that provision, intended to foreclose a remedy for a death caused by egregious conduct. Governor Whitman’s statement accompanying the signing of the Punitive Damages Act explained that the legislation was intended to “strikef] a fair balance between preserving a person’s right to sue and controlling nuisance suits that drive up the cost of doing business in New Jersey.” Office of the Governor, News Release at 1 (June 29, 1995). Governor Whitman’s statement supports our finding that the statutory requirement indicates a valid legislative attempt tо curtail suits seeking redress for allegedly malicious conduct that causes no substantial injury. The mechanism chosen by the
We note but reject Coastal’s concern that our holding will ensure that every wrongful death action will give rise to a claim for punitive damages. Beyond proof of a negligently-caused death, the assertion of a claim for punitive damages requires a plaintiff to prove by clear and convincing evidence that defendant’s conduct amounted to a “deliberate act or omission with knowledge of a high degree of probability of harm and reckless indifference to the consequences.” Berg v. Reaction Motors Div., 37 N.J. 396, 414,
We reject Coastal’s contentions that on this record there was inadequate factual support for the imposition of punitive damages, and that the amount of the punitive damages award was excessive,
IV
We affirm the judgment of the Appellate Division.
Notes
Smith died in 1995 and Grant Keller was appointed to replace him as plaintiff.
The rule was
"probably ... a product of the felony-merger rule — -a doctrine that disallowed recovery for an act that constituted both a tort and a felony.” Summerfield v. Superior Court, Maricopa Cty., 144 Ariz. 467, 471,698 P.2d 712 , 716 (1985). Under this rule a tort was considered less important than an offense against the Crown and, as a result, was merged into, or preempted by, a felony. As noted in Moragne v. States Marine Lines, 398 U.S. 375, 382, 90 S.Ct. 1772, 1778,26 L.Ed.2d 339 , 346 (1970),
[t]he doctrine found practical justification in the fact that the punishment for the felony was death of the felon and the forfeiture of his property to the Crown; thus, after the crime had been punished, nothing remained of the felon or his property on which to base a civil action.
[Giardina, supra, 111 N.J. at 423 n. 1,545 A.2d 139 .]
The issue regarding conscious pain and suffering also arises where an accident victim never regains full consciousness before dying, barring recovery under a survival statute even where the victim survives for a considerable length of time after being injured. See Tri-State Poultry Coop. v. Carey, 190 Md. 116,
Concurrence Opinion
concurring.
I agree that plaintiff established a valid claim for punitive damages under the Survivor’s Act, N.J.S.A 2AA5-3 for the tragic accident that occurred in 1990. As the Court observed, effective October 27, 1995, the Legislature enacted the Punitive Damages Act (the “Act”), N.J.S.A. 2A:15-5.9 to -5.17. The Legislature’s purpose in enacting the Act was to establish more restrictive standards with regard to the awarding of punitive damages. See N.J.S.A. 2A:15-5.9; Assembly Insurance Committee Statement, Senate, No. 1496-L. 1995, c. 142 (stating the restrictions imposed on the awarding of punitive damages). For example, that Act requires an award of compensatory damages as a statutory precedent for an award of punitive damages and disallows nominal damages as a basis for a punitive damages claim. N.J.S.A 2A:15-5.13(b) and (c).
The Court properly recognized that the Act did not govern the disposition of this appeal, as it did not take effect until October 27, 1995. The parties, also recognizing that the Act was not applicable, did not argue or brief whether the Act would be applicable in future matters where circumstances were as egregious as those presented in this appeal. Nevertheless, the Court reached out for that issue and concluded that the Legislature did not intend to foreclose punitive damages as a remedy for death caused by egregious conduct.
I would not have reached that issue. I recognize that the Court’s holding in that regard is dicta. Nevertheless, such an important decision should not be made unless the issue is before the Court, and is fully argued and briefed. That is particularly
Justice GARIBALDI concurs in result.
For affirmance — Chief Justice PORITZ and Justices HANDLER, POLLOCK, O’HERN, GARIBALDI, STEIN and COLEMAN — 7.
Opposed — None.
