*1 SMITH, a.k.a., Robert Robert Johnson, Appellant,
Lee Texas, Appellee.
The STATE of
No. 71433. Texas, Appeals
Court of Criminal
En Banc.
March *2 Holmes, Jr., Atty.,
John B. Dist. and Kar- Vinson, en A. Clark and Mark Asst. Dist. Houston, Attys., Huttash, Robert State’s Austin, Atty., for State.
OPINION MEYERS, Judge.
Appellant guilty was found for the murder of James Wilcox in the course of 19.03(a)(2). robbery. Tex.Penal Code Ann. jury affirmatively After the answered the issues, statutory special submitted the trial court sentenced to death. Tex. 37.071(b). Code Appeal Crim.Proc.Ann. art. to this Court is automatic. Tex.Code Grim. 37.071(h). Proc.Ann. art. We will affirm. I. EVIDENTIARY ISSUES Because appellant’s complaints several of appeal on concern the underlying facts of the crime, necessary. a recitation of the facts is Appellant accomplice and his entered the Fayco clothing Menswear store Houston closing. fifteen minutes before The two new store, throughout “customers” wandered appellant finally settling upon high several priced goods. Because of his behavior and try his purchases, failure of his Kim, saleslady, suspicious. Ms. became She signaled a friend at another store that she was in picked up trouble. Ms. Kim also phone operator help. and called the Be- speak fore Ms. Kim could operator, appellant pointed gun at her head and told hang up phone her to lay and to on the ground. complied. She Ms. Kim’s friend arrived by appellant’s and was maced accom- plice when he entered.
Appellant, open regis- unable to the cash ter, ordered Ms. Kim to stand and retrieve money register. stood, from the When she Kim keys Ms. moved car which he placed purchases had with his on the counter. moved, Appellant, keys unaware his had been Moran, Stanley money fled G. Schneider and Tom the store with and merchandise Houston, appellant. along accomplice. with his When had started, on, left, engine lights went police in- A truck its called the and also Ms. Kim began heading in Mr. Griffith’s security guards the truck local rob- formed the warning, Griffith fired bery. As Mr. direction. stopped, truck shots into air. The four Appellant in the a KMart fled direction of occupants and fled on foot. and its exited away buildings Fayco Menswear. two Mr. Griffith police requested arrived and The Griffith, car, appellant approached As his Mr. Kmart security guard to and the return security supervisor, approach- a KMart police the abandoned vehicle. The watch ing Appellant his auto. asked Mr. Griffith pursuit. then continued building was on call an ambulance because a brought fire, Fay- police in a K-9 unit and be- pointing general direction using Belgian gan tracking the eo Mr. Griffith no fire and robbers Menswear. saw *4 Malinois, to dog appearance a thought strange an a similar ambulance should called, nevertheless, dog and began get compact Shepard. his The his he to into German later, appellant a tracked into wooded area car. A few moments Mr. Griffith handler dog caught say, fucking dog “I was The appellant heard can’t find the where the released. keys appellant, handler arrested keys. fucking up I find the now.” and his can’t with dog attempting pull to as the Appellant accomplice appellant and his then exited some appellant their from brush. car and fled. fled, approached they officer the abandoned
Soon after had Mr. Griffith was Another truck, a robbery by proximity local In close tent informed of the one of the truck. collapsed. partially part of the tent security guards. Mr. Griffith and the securi- had On male, ty guard pur- discovered a dead subse- got Mr. Griffith’s car and the officer Appel- quently and the identified James Wilcox. sued the two robbers. Mr. Griffith to guard appellant accomplice jump and confessed the murder Wilcox.1 saw his lant later nearby park. trailer fence into abandoned points They appellant’s first three gate to an entrance had drove where error, complains court erred in Approximately 12 to 15 he the trial been knocked down. admitting appellant’s robbery elapsed between time the rob- the evidence of seconds the clothing during guilt the pur- to jumped bers the fence the time the of the men’s store properly they phase failing trial to got suers the As were and entrance. car, evid gunshot. jury’s of such exiting Mr. Griffith limit the consideration the heard “[ejvidence Generally, of other Each ran behind a tree for cover. man ence.2 tree, crimes, wrongs, or not admissible to From his Mr. could hear acts is behind Griffith in order to park. prove person the character of a two frantic voices inside the conformity However, only acted therewith.” he could shadows. show that he see part, towards his truck that Appellant and the man started confessed police up Larry Larry pulled and was in. The building the around the into [KMart] We ran By parked up. time pulled the truck back the We ran into a truck that was woods. got laying Larry Larry down grabbed by I saw a man under a tree. white the neck. man ground. top The man was of a tent. on the grabbed him. The man me loose from up jumped and we were The man asked what leg him arm. I asked the and I shot in the Larry your keys doing. give told man me okay.” you He stated times man four "is “my up." the man said front end messed (sic) "yes.” I started run and I throwed wressling Larry hit the man started ground. Larry stopped pistol down on (sic). pulled man looked at me and I over up split pistol "Let’s picked and stated gun. politely give us the I asked him up money we money up.” split As we went grabbed my hand and started truck. The man ways. separate our truck The man ran back to the wrestle. Larry up was. As I on the truck where walked Appellant murder of James was indicted for the you telling we do to hurt the man not want committing in the while course Wilcox police just need a behind us. We because robbery attempting of Wilcox. to commit the grabbed my By arm ride. this time man backing up again got loose. I and I started 404(b); Montgomery intent, Tex.R.Crim.Evid. lant’s motive and the trial court did (Tex.Crim.App. S.W.2d admitting not err in that evidence. Tex. 1991) (on 404(b), rehearing). however, 404(b); Rule R.Crim.Evid. see Peterson v. lists exceptions a number of to this rule. (TexApp.—El 762-763 Paso instance, d) (Evidence For the evidence pet. be admissible appellant’s pos ref prove motive, intent, opportunity, prepara- marijuana, pistol session of and ammunition tion, plan knowledge, identity or absence of indicated defendant’s motive and intent for officer).3 mistake or Montgomery, aggravated accident. peace 810 his assault on 387; 404(b). S.W.2d at Tex.R.Crim.Evid.
This list is neither exclusive nor
exhaustive.
point
second and third
McCormick,
(4th
1992);
error,
§
Evidence
complains
ed.
the trial court
erred
Goode,
Sharlot,
Wellborn
overruling
objection
&
Texas
charge
Practice
his
to the court’s
404.6.3,
(2nd
1993).
at 173
ed.
falling
jury’s
and in
to limit the
consideration
robbery
of the initial
proper purpose.
to a
Appellant
suppress
filed a motion to
conference,
During
charge
ob
evidence of his extraneous offenses with the
jected to the inclusion of the court’s instruc
trial court. The court denied the motion
limiting
tion
consideration of the
noting that
the “State has
burden
[the]
Appellant objected
extraneous offense.
prove intent
During
and other elements.”
*5
any limiting
being given
at trial.
conference,
charge
again
the trial court
fact,
only
limiting
reason the
instruc
stated that
the evidence was admissible to
tion
appellant requested
remained after
it be
appellant’s
show
Appel-
motive and intent.
requested
removed was because the State
lant
appeal
contends on
the evidence
remain, doing
protect
so “to
the defendant’s
background
was admitted as
only,
evidence
rights.”
Montgomery,
See
“necessary”
is not admissible unless it is
object
388. Because
did not
or
jury’s understanding
to the
of the offense at
request
instruction,
a different more limited
Rogers
trial. See
853 S.W.2d
complain
he cannot now
of that failure. See
(Tex.Crim.App.1993). Appellant argues fur-
36.14;
Tex.Code Crim.Proe.Ann. art.
Tex.
only
ther that the
issue at trial was whether
52(a).
R.App.Proc.
Appellant’s first
three
appellant intentionally killed Wilcox and the
points of error are overruled.
aggravated
evidence at
robbery
the first
does
any bearing
not have
on that issue.
error,
point
sixteenth
argues
the State’s offer of a life
disagree.
appel
The evidence of
We
imprisonment
guilty plea
return for a
aggravated robbery
lant’s
establishes his mo
mitigating
should be admissible as
evidence
helps prove
tive and
his intent to kill Wilcox during
punishment phase
of the trial.
Appellant’s
and steal
flight
Wilcox’s truck.
Specifically he avers that “his refusal to ac
offense,
from the first
the fact that his car
cept
proffered
life sentence was due to
left,
keys had been
and his need of an auto
complainant
the fact that he did not kill the
mobile
escape
to effectuate his
from the rob
deliberately
intentionally
or
and was there
bery
clothing
help
men’s
store crime
mitigating.”
argues
fore
The State
evidence
explain appellant’s intentions when he came
plea
offers is
Rule
inadmissible under
upon
arguable appellant
the victim.
It is
of the Texas Rules of Criminal Evidence.
robbery
knew that his
reported
had been
See Moss
196-197
police
that the
Fayco
were en route to
Mens-
(Tex.App.—Texarkana
pet.).4
no
we'ar.
aggravat
Because the evidence of the
robbery
ed
appel
provides:
was relevant to illustrate
Rule 408
Appellant’s complaint
appeal
only
Generally,
plea
on
guilty
is
that the
evidence of
or nolo
argument
evidence is not relevant. There is no
subsequently
contendere which is
withdrawn or
probative
that the evidence’s
value is substantial-
dining plea negotia-
evidence of statements made
ly outweighed by
danger
prejudice.
of unfair
against
tions are not admissible
a defendant.
Tex.R.Crim.Evid. 403.
(1)
dence,
applies
set-
Rule
to criminal
furnishing
offering or
then the
or
Evidence
(2)
agree that
furnish,
as well.
promising
accepting
agreements
or
tlement
We
or
in criminal cases be-
promising
accept,
applicable
offering or
valuable Rule
is
Rules of
attempt-
or
in the Criminal
compromising
presence
cause of its
consideration
Evidence,
agree
applies
compromise
dis-
that it
ing to
a claim which was
we do not
but
puted
validity
negotiations.
Hays,
either
or amount
is
su-
plea
as to
criminal
See
prove
Gonzalez,
liability
in-
not admissible
or
748 F.2d
pra; United States
Cir.1984) (“In
validity
(2nd
Evi-
prosecu-
claim or its amount.
this criminal
of conduct
statements made
tion,
dence
or
statements were admitted
Gonzalez’s
negotiations
crime,
likewise
ad-
compromise
is
not
committed
establish that Gonzalez
require
This
not
missible.
rule does
not
their
to that issue does
relevance
exclusion of
evidence otherwise discov-
had a
depend
Bank]
on
inference
[the
an
merely
presented because it is
Gonzalez”)
erable
rule is
against
claim
valid
negotiations.
compromise
the course
pre-
limited on
face to evidence which
its
require
This rule also does not
exclusion
validity
invalidity
prove
sented to
“the
for or
the evidence
offered for another
when
Nothing
amount.”
[a]
claim or its
proving
prejudice
or
purpose, such
bias
plea
during
life
its
offer of
State’s
party, negativ-
or a
or interest
witness or a
negotiations
validity
invalidi-
concerns
or
delay,
ing
proving
a contention of
or
undue
Rule 408
ty of a claim or its amount. While
investiga-
an
a criminal
effort
obstruct
proceedings, it does
applicable in criminal
prosecution.
tion
apply
plea
to a
offer.
State’s
added.)
(Emphasis
The U.S. Second Circuit
Nevertheless,
trial
if the
court’s decision
Appeals
Court of
noted that reference in the
any theory
applicable
correct
of law
disputed
Rules to “a
Federal
claim which was
case,
it will be sustained. McFarland
validity
*6
as to either
or amount” does not
(Tex.Crim.
State,
824, 846
v.
n. 15
generally
plea
to
bargains.
refer
criminal
denied,
-,
App.1992), cert.
Baker,
United States v.
926 F.2d
(1993);
2937,
convenient. Man is found. Mr. Wilcox *7 top found on of a tent. That’s where he II. CLOSING ARGUMENTS got shot. I He fell on it. excised and I appellant’s points fourth and fifth politely, him I politely asked excise now error, prosecutor he contends the committed you order for to be able to find the defen- intentionally engaged fundamental error and guilty dant not you got murder during misconduct closing argument. his got to be able believe him. You to be alleged improper The argument occurred as say, [appellant,] you’re telling able to follows: got truth. You’ve to be able to believe him. [STATE’S Mr. ARGUMENT:] Griffith you jumped
tells that he along the fence Now, you do think that in the course guy Larry. with this you named And trying get away got and he’s a loaded significant know what’s so about Mr. Grif- gun, you please he asks Mr. Wilcox can testimony says [appel- fith’s is that he give your keys your that me truck? You fence, somebody jumped lant] really happened? else think that Moss, 197; separate policy 6. There also a exists reason to tice in America. 860 S.W.2d at see York, discourage plea the admission of those offers. If Santobello New 495, (1971); permit we were to the admission of such evi- United States v. dence, Verdoom, (8th Cir.1976); ably discouraged the State would be 528 F.2d future, State, (Tex. making plea such offers in the bar- Richardson S.W.2d gaining ref'd). jus- App. pet. is essential to the administration of —Texarkana Mr. from where the distance everything most twice you to believe in order So voices, twice he heard the said that says, you’ve got able to believe Griffith to be by an offi- photograph distance on this him. scene. stakes out the cer who Your Hon- COUNSEL:] [APPELLANT’S Now, person who I know how a or, in that don’t object I for the record would frantically acting seated shadows proof in this describes a transfer of burden of that is here, basically dancing in the cab shadows person— case. That is where area, person in this how of a vehicle Honor, I have Your can STATE:] [THE that headlights of when the determines objection opposed to a narrative an coming supposedly to- on and vehicle are objection? direction, person how a him in this wards Objection? THE COURT: only many people how can determine truck, the races cab of that but are Objection, COUNSEL:] [APPELLANT’S heard, unless he of voices and the number contrary proof it’s transfer of burden of obviously and he afterwards finds out Charge. as stated the Court’s law people two chased that there were knew extent, THE To that to the ex- COURT: get suspects. trying to both into the woods for, objection is might tent that call I don’t if it makes sense. I don’t know instructed to sustained. The will be your logic. But it’s up to the think bears rely upon Charge puts that the full (sic) to believed If Griffith is decision. proof upon burden State. him, testimony beyond a you his if believe doubt, [appellant] then reasonable argument. Proceed with the testimony. He said wrong, [appellant’s] burden, accept I but [THE STATE:] hey, Larry was inside the vehicle. (Em- you’ve got to be able to believe him. added). phasis arguments by counsel indicate credibility appel put the did prosecu Appellant contends that the testimony into lant’s confession and Griffith’s argument tor’s amounted to fundamental er issue, they forcing jury to decide whom ror, objection necessary and therefore no properly notes that The State believed. appro preserve To error.7 be considered argument is not a shift the burden their priate, jury argument to a must be limited challenge credibility proof but rather evidence, de summation of the reasonable in his exculpatory statements evidence, from the an answer to an ductions ar appellant’s counsel confession. Because counsel, by opposing plea argument had to decide gued to the Hughes v. law enforcement. believe, was also free the State whom (Tex.Crim.App.1992) 157-158 ap argument and contend answer this (opinion rehearing); Moody telling the truth. pellant was not *8 (Tex.Crim.App.), cert. de 894 S.W.2d nied, -, 121 U.S. 118 S.Ct. error, appellant point In the fifth of (1992). contends that L.Ed.2d 75 The State prosecutorial committed contends the State was an an argument their in this instance continuing argue after the misconduct by opposing counsel. argument to an swer objection “I appellant’s Court sustained argument immediately before During closing burden, you’ve got to be able accept the but ap alleged improper argument, the State’s argument Appellant’s him.” to believe pellant following argument: the made ruling trial court’s on a belief that the based prevent the State from cause was to that this was the this said Officer Williams However, (sic) credibility. truck, appellant’s attacking al- found a location where the improper alleged in the burden. upon shift Appellant's complaint fundamen- State's is based 7. object again to failed to the tal error because he State, ruling. concerning parole. such was not the court’s The trial Jones v. ruling (Tex.Crim.App.1992). court’s was limited on its face to an Tra S.W.2d Texas, improper during shift in argu- ditionally, the burden matter for is not a ments, appel- and not the State’s attack consideration in a murder Id.; State, credibility.8 prosecutor’s lant’s Because the trial. Ellason v. 815 S.W.2d arguments response (Tex.Crim.App.1991); additional were in Stoker v. n. counsel, State, arguments (Tex.Crim.App.1989), of defense the trial 788 S.W.2d denied, ruling Appel- limited court’s was correct. cert. (1990). subject fourth points prop
lant’s and fifth of error are is not L.Ed.2d special overruled. er the context of even the second considering issue because when a represents continuing whether III. PAROLE LAW “society” society, the term threat to includes appellant’s through points In sixth twelfth prison non-prison populations. both the error, complains inability of he of his Jones, 495; Boyd 843 S.W.2d at jury, through testimony inform the or an (Tex.Crim.App.1991). 118 n. 12 instruction, application of the laws of Therefore, appellant’s points error of have error, appellant’s point In of Texas. sixth previously rejected, raised and his sixth been complains prevent- the trial court erred point error is overruled. ing introducing testimony from him Fason that Dr. would serve 15 Challenges A. Texas Constitutional years becoming eligi- of his sentence before through In ble for his seventh tenth, eighth, appellant’s twelfth points error, appellant argues twelfth inability points of error he contends his 87.071 of the article Texas Code Criminal jury concerning parole inform violates Equal Procedure is violative of Protec- Clause, Due Equal Protection Course Amendment; tion of the Clause Fourteenth Clause, and the Unusual Law Cruel or I, Equal Protection article Clause of sec- provisions, respectively, of the Texas Consti- Constitution; and 3a of the tions 3 Texas Appellant general recognizes tution. our Process Fourteenth Due Clause of the ability interpret our State Constitutional Amendment; provi- the Due Law Course of guarantees as broader than the Con- Federal I, article 19 of sion of sections 13 and stitution. See Heitman v. Constitution; and Unusual Texas the Cruel (Tex.Crim.App.1991). provisions Eighth
Punishment Amend- ment; and the Cruel and Unusual Punish- Equal Texas Clause Protection I, provision ment of article section 13 of the Constitution, respectively. Appellant Leg Texas contends that the keep parole decision to information
islature’s juries yet non-capital inform We have addressed juries point previ Equal in his sixth Protec contention of error same violates the and held that it not error for a tion of the Texas ous cases Clause Constitution.9 determining vio- testimony be admitted whether a criminal statute trial court refuse evidence, Nothing opinion trary to limit the the State's it is not reversible is intended rights during closing argument prosecutor veracily to attack State's to attack the error for veracity defendant.) of a defendant who takes stand *9 veracity exculpatory the of a defendant's or of in a at trial. statement confession that is admitted men, social com- 9. "All free when form a 412, State, See Satterwhite v. 858 S.W.2d 424-425 man, pact, equal rights, or set of have and no (state argue (Tex.Crim.App.1993) that wit- men, separate public entitled to exclusive belief); worthy for defense are not nesses emoluments, privileges, or but in consideration State, (Tex. 687, v. 523 S.W.2d 690-691 Greer Const, I, § public 3. services.” Tex. art. (Where Crim.App.1975) a defendant takes the "Equality denied or under the law shall not be clearly testimony stand and con- witness his
847 sentencing I, (capital (Tex.Crim.App.1994) Equal article the Protection Clause of lates permits jury Constitution, begin consideration the we scheme 3 of Texas section unadjudieated which differs purpose of the offenses presumption with non-capital does punishment cases Corp. HL v. scheme is constitutional. Farm Statute (Tex.1994); protection); 288, equal Janec not violate federal Self, 877 S.W.2d 290 Whit (Tex.Crim. (Tex. State, 813, 194, Bynum, 196 739 833 v. 699 S.W.2d ka v. S.W.2d worth State, 625, 1985); jury voir (differing procedures v. 630 App.1987) Faulk 608 S.W.2d State, (Tex.Crim.App.1980); Ely non-capital v. 582 does capital cases dire (on 416, (Tex.Crim.App.1979) Appellant’s re equal protection). 419 violate federal S.W.2d Light hearing); v. Texas Power & eighth point Middleton of error is overruled. 556, (1916);
Co., 96, 108 Tex. 185 S.W. 561 Building Authority Public v. Mat see Texas Challenges 2. Other Texas tox, (Tex.1985); 686 S.W.2d 927 Sax (Tex.1983). Votteler, points and twelfth appellant’s 664 In tenth 648 S.W.2d error, to challenging equal argues on that failure instruct party statute he grounds the due course of law protection has the burden to show violates statutory not ration Constitution and that the classification is clause of Texas legitimate against interest or Unusual Punish- ally prohibition related state Cruel However, than where interests other fundamental ment in the Texas Constitution. entirely rights suspect arguments affected. are appellant’s or classification are based 290; Corp., Appellant upon Farm Whit- federal constitution.12 HL 877 S.W.2d worth, 196; argument authority of how the proffers 699 S.W.2d at Sullivan v. Uni no or League, Texas versity offered Constitution protection Interscholastic (Tex.1981).10 guaranteed by the protection 172 differs from State, 853 Constitution. Johnson
U.S. (Tex.Crim.App.1992), cert. However, 533 dis S.W.2d the classification must -, denied, 114 126 S.Ct. against similarly U.S. criminate situated individ (1993). 115 are not inclined parte L.Ed.2d We Spring, Ex uals. See S.W.2d Id.; for him. appellant’s arguments (comparison class make (Tex.Crim.App.1979) Tex.R.App.Proc. Appellant’s 210. 74 and cases filed C misdemeanor defendants whose points of error are over- municipal and twelfth court and those whose cases tenth court). justice instance ruled. were filed this equal protection complaint is not
appellant’s is, individuals, similarly among situated Challenges B. Federal Constitutional capital is treated same as all defend he ants.11 See Knox S.W.2d Equal Protection Clause denied, (Tex.Crim.App.1987), cert. error, point seventh L.Ed.2d (1988) (entire differing punishment complains instructions scheme in Texas non-capital non-capital defendants punishment than different scheme); Equal Protection Clauses Butler v. violates race, sex, creed, applicable non-capital defen- abridged national 11. If the statute because of Const, clause, equal protection I, dants did violate the remedy origin.” Tex. art. 3a. appear be that would no statute. It would not would benefit from the 10.Appellant’s some concern- brief includes cases statute, legislative duty expand a Court’s infringement right,” ing an of a “fundamental rather, completely. the statute but strike scrutiny requiring a strict review. Howev- thus er, argument, see makes no and we can Tex- Appellant that he believes the does assert none, that would indicate that defendants concerning provision Cruel or as Constitutional “suspect class.” constitute broader than the federal Unusual Punishment is argument, though, there. ends His constitution. *10 disagree. U.S. Constitutions.13 In people We Knox lot of in their twenties with this sentencing we noted that the “entire diagnosis. Anyone justice in the criminal punishment capital system structure and scheme in who has been here a an while sees always cases has been people different from the awful lot of who are 18 to 29 that sentencing procedure non-capital would fall category. peo- into that When cases-” 744 S.W.2d at ple get past age you 63. This Court of 30 don’t see further differing held Knox that many justice these system. the criminal procedures concerning parole past age you rarely instructions do And ever see some- Equal Id.; not violate the Protection Clause. one diagnosis past age with this of 40. Butler, supra; see supra.14 Janecka v. Appellant argues Supreme the recent Appellant’s point seventh of error is over- plurality Court decision Simmons v. South ruled. — Carolina, U.S. -, 114 (1994) L.Ed.2d 133 and their action in Price
2. Due Process — Carolina, U.S. -, v. North (1994), indicate that a point, In the ninth appellant asserts concerning formal instruction a defendant’s jury failure to inform the of the nature parole eligibility may required under the defendants violates the Due Process Clause of the Fourteenth Due Process Clause of the U.S. Constitution. Amendment of the United States Constitu During appellant’s Fason, expert, trial Dr. Carolina, supra, tion. In Simmons v. South concerning appellant’s testified mental condi plurality Supreme Court held that tion. In opinion appellant Dr. Fason’s suf [capital] “where the defendant’s future dan fered from an Appel antisocial reaction. issue, gerousness prohib is at and state law prognosis lant’s was also discussed. Dr. Fa- its parole, the defendant’s release on due follows, son testified as process requires jury sentencing that the prognosis The interesting is kind of be- informed that parole ineligi the defendant is psychiatric treating cause the records and at-, ble.” S.Ct. at 2190. by large individuals’ records and has been Price, reversed, Supreme vacated, Court very, very poor. They don’t fit into the and remanded Price’s ease to the North Car psychiatric They mode. don’t have a re- Supreme olina Court for further action not spect for the truth that necessary when Price, inconsistent with Simmons. unlike you depend upon words for communication Simmons, parole eligible twenty years. thereby enlarge just using words to manipulate people Initially, rather than we must address communi- con- ordinary cate. techniques Supreme And so it’s the tention that the Court’s action psychiatry very methods are not Price indicates that Simmons has been ex- helpful. prognosis As far as the con- parole eligible tended to defendants. We cerned, it, interesting thing absolutely reject the most premise. Supreme about though psychiatry even by has not and Court’s action in Price does hold large excep- precedential been affected there are some “signal” value or send a as to you tions to that. It proper disposition has been that see a of Price’s ease. Texas, punishment 13. In Compare which assesses ment. Tex.Code Crim.Proc. ann. art. non-capital 37.07, 4(a) (“In defendant's case informed penalty phase § of the trial of “good effect of conduct time" to the sentence felony punishment case in which the is to be potential early and the release due to ...”) assessed rather than the court 37.07, Tex.Code Crim.Proc. ann. art. 37.071(e) ("If appro- to art. returns [the issues,] priate findings special the court While, Equal it is unclear whether the Protec- death.”) shall sentence the defendant to There- differing tion Clause is even relevant to sentenc- fore, Equal even if the Protection Clauses were to crimes, ing procedures for different there is a apply, treating there is a rational basis for rational basis for the difference between differently. two classes of defendant's non-capital cases. In a crime the whereas, punishment, does not assess ain non-capital punish- crime the does assess
849
Sim
a
to the States. See
fact,
determination left
Supreme
the
of North Carolina
Court
—
(“It
mons,
at -,
(1994) (Simmons only applicable if Radmass
question
The
then becomes when
ineligible
at time of convic
does the
require
jury
Due Process Clause
tion.);
Commonwealth,
Wright v.
248 Va.
to be
parole eligi
informed of a defendant’s
(1994)
(same);
450 S.E.2d
see
bility in contravention of our State Constitu
Southerland,
also State v.
Id. This
remained
light
of Simmons v. South
as follows:
(“In
Bustillos,
See
mons. plurality opinion his Justice Black- upon Based Supreme Court’s treat- mun stated: decisions, believe Simmons ment of its I own available, ... In a State which is See, Mines v. opinion. is a fact bound jury's
how
knowledge
avail-
(Tex.Cr.App.1994)
(op.
ability
affect
the decision whether or
Supreme
remand
United States
Court)
impose
(Baird, J.,
not to
penalty
specula-
death
concurring). Because Sim-
tive,
shall
mons is limited to cases where the defendant
lightly second-guess
and we
ineligible
parole,
decision
whether
not to inform a
and because
parole,
regarding
process
is no
information
there
due
*18
violation.2
—
Simmons,
-,
U.S. at
S.Ct. at
opinion,
2196.
concurring
comments,
her
join only
Justice
judg-
With these
I
the
in
O’Connor stated: “In a
which
State
ment of
Court.
the
interpretation
prac
1. This
Eighth
nanrow
has had the
which finds
violation of the
Amend-
However,
overruling
Supreme
tical
only
affect of
the
Court
ment.
of the
two
Justices in
See,
opinion.
Eighth
Robison v.
Simmons addressed the
Amendment.
(Tex.Cr.App.1994)
Judge
485-489
Consequently,
Maloney's holding appears
sub silentio overrul
ing Penry
Lynaugh,
109 S.Ct.
finding
to
more
be even
tenuous than
a due
(1989).
Therefore,
years two, age old. Before the children age prone very are that are to be I. by narcissistic. And what I mean I Appellant committed the instant offense on they mean view the world their whole 15,1990. May An accused convicted of com- they cry life as when and vomit and mama mitting murder on that date is appears they and fees them. If [sic] are required by statute to serve a minimum of cold, they cry and appears mama and cov- years fifteen penitentiary, exclusive of Now, ers up, them etcetera. their views credits, good time becoming eligible before prone are to see the mother as kind of a 42.18, 8(b), for See former Article light, genie lamp. from Aladdin’s And V.A.C.C.P., prior by to its amendment Acts age around the of two and a half or some- Leg., 15(b), §§ 72nd ch. pp. 10 & where there the child becomes aware 2396-97, Sept. eff. 1991. This means that that mother looks him after because she appellant would not even become him, loves not because she has to. And it’s release on upper until well into his game. a whole new ball Mother with chil- thirties. experience dren They say this. that this is when the terrible twos become the terrific punishment phase At the of trial appellant threes and the child understands now that Fason, called Dr. Fred a board psy- certified looking Mother is after him not because he chiatrist, testify. Fason had examined makes her do that but because she loves appellant prior to trial purposes of deter- him game. and it’s a whole new ball mining sanity his at the time of the offense Now, the narcissistic individual is left competency and his to stand trial. In the year baby sense like the and a half old course of this examination Fason concluded that he feels entitled to whatever he wants. “suffering antisocial, people get And stage started at this what is now referred to as antisocial reae- development they self-centered, become tion[,]” formerly “sociopathie known as dis- really don’t peo- [sic] are about other turbance.” Fason elaborated that antisocial ple. And this is a sense almost of the reaction: sociopath psychopath. There is an ad- rebelliousness, “is characterized ... gets superimposed ditional factor that self-centeredness, concern for oneself and hope I being disrup- without —and I’m not with difficulties the law of antisocial behav- tive for gentle- the Court or the ladies and essence, ior. person’s it’s the mental jury. men quote I will have to what problems manifested in their behavior goes psychopath on inside the mind of the thinking rather than their or their feel- expe- to relieve the stress that others of us ings. rience. And it is an attitude that is ex- Q person How does a in effect become pressed by people say what to themselves way? Again for want of a better phrase upon this is based —and phrase, something person that a examination of hundreds of individuals who something born with or is it per- that the diagnostic category. have fallen into the develops during son develop- Again you an individual if pardon expression, it’s it, ment being? as a human fuck I don’t care. And this is what the *20 like people normal think most things I don’t but says himself about individual And I something. guilty about to feel And in normally to him. stressful that are things make me feel that like to do don’t to act like it it he has to make work order ** * guilty. that, Mr. as with many individuals I him if he remembers when asked Smith normally that we control The third drive saying to himself and that when he started consequences. concern about use is was a it. And it clearly remembered * * * types you have those three that So way avoiding discounting. It’s a way of to fit people that use control of drive ordinary way avoiding the It’s a shame. society. this to control our that we use drive control sorry. I’m ahead. Q right. All Go impulses. [*] [*] n [*] [*] [*] A using those Mr. Smith doesn’t long time have those. ago. He quit sociopathic personality at some The understand, has been that Q as I And only is start- development point three areas for those replaced, the concern adopts as a but the narcissistic level ed at basically either have been or drive controls that phrase to himself enables life-style the my again up replaced or covered with — you say And if the rules. him to discount attitude apologies to the —the that, you get well, you aren’t ashamed it, I don’t care? phrase fuck that it response. you Are concerned that his conscience right. When A That again it’s that same person, hurts years years and speak to him started sociopathic phrase. And this frees the says you voice inside ago the little struggle having to with personality from saying started do that. But he shouldn’t struggle with in most of us conflicts that many years ago so his conscience that to out in their behavior. It comes life. quit listening it and quit that he even myself. You Q clarify that for Let me hearing it.” the term drive controls— used be, “prognosis” would Asked what A Yes. replied: Fason indi- Q place are in for the normal —that in their people “... see a lot [Y]ou people on a interact with other viduals who Anyone in diagnosis. with this twenties society; right? daily in our is that basis justice system has been who the criminal people lot of an awful here a while sees A Yes. into that would fall 18 to 29 that who are Q would be shame? Those drive controls get past age people category. When many in the criminal you see that don’t The three drive controls A Yeah. age you rare- past And justice system. are, impulses to control our most of us use diagnosis with ly ever see someone one, says is what it shame. That number age of 40. past the might get impulse an to do us. I about pulse, as Freud something and it said, might but I might a natural think I’m im- n [*] n n n n get I want to be into late twen- person. [Sociopaths] kind of don’t their not that ... mid- person early do some- or sometimes kind of would thirties ties or realizing they do they I if I that would start thing like that. And did thirties and care they don’t telling I themselves doing that and wouldn’t care be ashamed keep anymore. And when way and that would doesn’t work to feel that want Now, they have anymore then impulse. work acting doesn’t me from lifestyle. changing their whole start one. that’s when happens to them ... guilt. I don’t What second one would Occasionally you will forties? you get to their guilty. I don’t know about like to feel *21 relatively you see one but it is rare or by at least assure the time the bus from in comparison Department uncommon to drops the number of Texas him Corrections diagnostic stop individuals that fall into this off at cat- the bus most of us won’t be egory any in objection their twenties. around more.” The State’s to sustained, argument jury and the appellant attempted When next to ask Dr. disregard instructed to it. long appellant required Fason how would be penitentiary to serve in the before he would II. parole, object- become the State ed, lengthy and a bench conference ensued. plurality jury observes that the in a Ultimately the trial court ruled that the an- capital parole any ease not “consider question swer to this was inadmissible be- considering manner capital when whether a jurors disregard cause would invite defendant should be sentenced to life or jury charging conventional instruction them Op. death.” at 849. It is true that we have not to consider action the Board of Par- consistently judicial held consideration might dons and Paroles take on some future sentencing improper would be ultimately occasion. Dr. Fason was allowed capital non-capital as well as cases. We have testify response questioning by ap- State, early said so as as Freeman v. however, pellant, length that “the of time (Tex.Cr.App.1977), S.W.2d and as person up might that a is locked be a factor State, late as Garcia v. 887 S.W.2d determining person whether or not that (Tex.Cr.App.1994). general proposition As a danger community!)]”1 to this undoubtedly this is correct. “The evil be by avoided is the consideration Later, conference, jury charge ap- at the assessing punishment.” Rose v. pellant requested “that the State, (Tex.Cr.App. at 535 be per- withdrawn and that the defendant be 1987) submission), (Opinion original citing through mitted counsel to instruct the (Tex. Clark v. 643 S.W.2d at 725 length and tell the as to the of time the Cr.App.1982). probability in all will be forced to spend ... years.” it would [t]hat be This Texas, however, capital ease in request was denied. The trial court instruct- punishment.” does not “assess See jury: ed the (Tex. Boyd v. at 120 Indeed, Cr.App.1991). ap- as of the time of deliberations, your “During you are not trial, pellant’s capital juries did not even any possible
to consider or discuss action decide “whether a defendant should of the Board of Pardons and Divi- Paroles They simply be sentenced to life death.” Department sion of the Texas of Criminal issues, special questions answered of fact Governor, long Justice or of the or how relating to the deliberateness with which the required defendant would be to serve to defendant acted to cause the death of the satisfy imprisonment.” a sentence of life deceased, probability he would a con- be summation, during On one occasion his final tinuing society, threat and whether his attempted oblique counsel an rhe- killing of the deceased was a reasonable re- torical appellant allusion to the fact sponse provocation, any. if See former 37.071(b), danger general public would not Article That V.A.C.C.P. might paroled, capital punishment the time he “I in a proceeding might viz: Appellant attempted personal knowledge also to elicit Fa- from Dr. murderers sen- serving son that convicted murderers life necessarily tenced to life would serve those sen- security sentences in maximum generally proven units have not short, security tences in maximum units. ques- to be violent. Counsel’s establishing counsel was less than successful in inartful, tions were however. The most he estab- pose would not a threat of future vio- lished was that Fason was "familiar with studies on that.” Fason did not prison "society” given lence to the if a life sen- say whether he believed tence. those studies were accurate. Nor did he have length capi- the manner which the consider the minimum of time a to consider *22 particular defen- serving may applied tal a life must be to this defendant sentence law Nevertheless, actually becoming eligible statutory for instruc- serve before dant.” parole, assessing probability jury unspeci- relevant to in some tion did authorize dangerousness, of not mean it his future does fied sense to “consider the existence considering parole assessing punish- “in parole good conduct time.” We law 4(a) ment.” § of Article 37.07 un- therefore declared alia, constitutional, basis, it inter that on the separation powers under Article violated A State, II, 1, supra, supra. § Rose v. at 535. non-capital in long The Court has held approved an amend- The voters Texas jury cases that consideration of when the IV, § 11 of the Texas Consti- ment to Article might Board of Pardons and Paroles release in that for the first time autho- tution parole judicial a convict on would constitute a Legislature to enact “laws that rized the upon manifestly encroachment a executive juries require permit courts to inform function, II, § in violation of Article 1 of the parole eligibility of ... for about the effect surely Texas Constitution. This is correct. period ... on the of incarceration served 349, at 351 Sawders 580 S.W.2d a convicted of a criminal offense.” (Tex.Cr.App.1978), explained: we 1989, 4, 1, Leg., p. § Acts 71st S.J.R. See improper punishment would “[i]t be to 6414, 7, approved Nov. 1989. At the same expectation clemency on an based that 4 of Legislature time the reenacted Section exercised, powers would be and it would be 37.07, supra, reinstating jury Article thus delay attempt unconstitutional to exer- in charge provisions we had struck down clemency powers cise of the or to avoid the 1, 1989, 103, § Leg., Rose. See Acts 71st ch. possible granting parole by increasing p. upon approval effective of the consti- punishment anticipation in thereof.” amendment, Nov. 1989. This tutional that, notwithstanding, Court later held Rose State, supra, See also Rose v. at 532. It is jury given pursuant to the reen- a for this reason consideration of provision separation of acted did not violate parole non-capital in a is considered case powers. Oakley at always to constitute misconduct under (Tex.Cr.App.1992). 40.03(8),V.A.C.C.P., now, former Article 30(b)(8). Tex.RApp.Pro., Rule Sanders 37.07, terms, § Article By its reenacted State, supra, at 352. op- expressly exempts capital cases from its Thus, Legislature has not ex- eration. Legislature In 1985 the added 4 to Section any permits or 37.07, pressly provided law that Article V.A.C.C.P. See Acts juries requires courts to inform of the effect Leg., § p. Sept. 69th ch. eff. period of incar- eligibility on the provision 1985. This for the first time re- capital a defendant sentenced quired juries in ceration that trial courts to instruct non- IV, imprisonment must serve.2 Article capital felony generally law life trials about the accordingly “[y]ou supra. may argued § It parole, specifically but are not 37.071, provision concurring opinion Judge That neither Mansfield Article V.A.C.C.P. his expressly prohibits by providing particular expressly in- opines in- authorizes nor 37.07, parole eligibility. forming jury § to minimum in Article not to be a structions are cases, (a) given capital Legislature of 37.071 does authorize in has “also But subsection any capital it “deems rele- case is not trial court to admit evidence determined that eligibility charged relating Minimum to be as to the law vant to sentence." "indisputably future good any relevant" to the issue of time in case in which the defen- and/or dant IIC, Moreover, felony.” dangerousness. post. capital See Part been convicted of a has 37.07, prohibit Op. Legislature Article 4 to has made no such were we to construe 857. The eligi- capital jury informing of minimum does not broad determination. Article 37.07 purport punishment proceedings cap- bility any in which the defendant is able case to cover present significantly proceedings governed by present are evidence he ital cases. Such that, in express provi- jury’s the absence of such an consideration for a deliberations on sion, separation powers punishment.” explication, principle Id. Without prevails, preventing Sanders and Rose still Court then concluded: “This is also true in a case the trial court case from instruct- where the task at the punishment stage special ing punishment is to answer the manner necessarily issues.” But is this so? other than as the this cause was in instructed, fact viz: that not consider The earliest case which a defen- any possible action of the Board of Pardons *23 expressly requested dant an instruction edu- long may and Paroles or how the defendant cating jury as to the minimum time he actually satisfy have to serve to a life sen- becoming eligible would have to serve before tence. State, parole for is Franklin v. 693 S.W.2d (Tex.Cr.App.1985). There the defendant however, argument presupposes, This requested jury that the be instructed that: any jury regarding parole instruction in a capital separation powers case will violate “you are not to consider much of his how way perceived in the same we it would in required sentence the defendant would be presumes jury It Sanders. that a instruction being if parole, to serve before released on parole capital about the in a law case will punishment imprison- his is assessed at life jury upon invite the to encroach the execu- instructed, however, ment. You are prerogative grant parole tive much the law, person serving under the a a who is way jury same we feared that a so instructed imprisonment sentence of life for the of- me, in non-capital It ease would. seems to capital fense of murder not be consid- however, presumption great- that that merits parole ered for release on until his actual scrutiny, er and to that I now turn. served, calendar time without consider- (20) time, good twenty
ation of conduct years.” B. instruction, The trial court refused this body culminating of caselaw in Sand- complained appeal. Franklin it on This incorporated uncritically ers has since been simply quoted language Court the above capital jurisprudence. stop- into our Without State, O’Bryan supra, if as it were whether, extent, ping to ask and if so to what self-evidently dispositive con- of Franklin’s
jury punish- consideration of in the tention, ground and overruled this of error. phase really ment of a case would O’Bryan purport But did not to address the function, upon encroach the executive question specific whether a instruction would, simply Court has assumed that it parole eligibility might ap- on minimum be State, accordingly. O’Bryan ruled jury’s propriate insofar as it relates to the (Tex.Cr.App.1979), example, S.W.2d 464 question resolution of the whether the ac- requested the defendant probably continuing will cused constitute explained parole process, and func- society. respect, threat to With all due Paroles, tion of the Board of Pardons and simple thought matter is not as we and then admonished “not to consid- Franklin. er their deliberations or whether might paroled [the be at some defendant] in Andrade v. Likewise Id., holding date the future.” at 478. In (Tex.Cr.App.1985), argued the defendant fading the trial did not abuse its discretion failing the trial court erred in to instruct the instruction, that, give requested imprisonment, the Court if sentenced to life first observed that matter of not become until “[t]he he would proper serving twenty years. a defendant’s release thereon is not a at least calendar This then, III, society by oper- post. potentially reduced threat to it would See Part We should eschew deprive right present ate to complete him of his interpretations unconstitutional of a statute. defense, process. in violation of due special issues with- only answering the authority of rejected on this contention Court will ulti- sentence that regard out to the decision in Williams v. its earlier mately imposed.” But (Tex.Cr.App.1983). question the Court had a different Williams Id., original). It is of (emphasis in the at 64 objected had There the defendant before it. jury should focus true that course an instruction that was submitted punish- special issues at the resolving the long cautioning it consider “how not to case, that is its of a since phase ment required to serve this defendant would juncture. equally It is only at that function satisfy imprisonment.” of life We a sentence special jury should answer true that the not erroneous. this instruction was held regard for the outcome. issues without jury may properly be admon- That a short, facts. simply to find role length of time speculate as to the ished not however, out, hardly suffi- point this To actually he is serve before a defendant He ar- Knox’s contention. cient to answer however, necessarily mean paroled, does not requested instruction should gued that his jury may told that he that same not also be *24 parole minimum given because have been certain actual calendar have to serve a will jury’s to fact- eligibility is in fact relevant the eligible for becomes time before he even it finding function insofar as relates not mutual- parole. The two instructions are did not dangerousness. future We issue of exclusive, ly propriety of the former does contention. We agree disagree or with this impropriety the lat- logically establish apparently ignored it. distinction, my ter. In view this is a critical yet has examined the but one which a again confronted with We were once support the hold- does not Court. Williams State, claim, at in Jones v. 843 S.W.2d any O’Bryan sup- ing in Andrade more than capital defen- (Tex.Cr.App.1992), that ported holding in the Franklin. inform the have been allowed to dant should minimum be confined a that “he would (Tex.Cr. State, Knox v. 744 S.W.2d years” in the event he were sentenced of 20 in- App.1987), requested an the defendant O’Bryan Citing and its imprisonment. to life like the one we held Andrade was struction not-dispositive familiar but progeny for the request On not entitled to. His was denied. general is not a proposition appeal to “revisit” its he invited this Court juries, capital we proper consideration for holding promul- in Andrade in view again we failed claim. Once overruled Jones’ 37.07, 4, supra. right- § gation of Article We contention that squarely to address the ly provision on its face observed that parole eligibility knowledge of the minimum capital But Knox apply does not eases. the resolu- be relevant to date would argued that an instruction on the further special issue. In other the second tion of period capital minimum convict sentenced rejected generic claims cases we have imprisonment be- to life must serve before juries capital should have been instructed necessary coming eligible for “is State, E.g., Stoker v. “the laws.” answering dan- guide [future the the (Tex.Cr.App.1989); Elliott v. at 16 S.W.2d re- gerousness] special issue.” The Court’s (Tex.Cr. 478, at 489-490 puzzle. sponse argument to this is a We State, supra. have App.1993); We Garcia said: however, explanation yet, to offer a coherent capital convict 37.07, 4(a), period minimum why § it is clear that Article “[I]f felonies, life sentence must serve it is assessed a apply then is who does not not be rele- should jurors cases become clear that also dangerousness. the issue of future solely special issues vant to should focus on the precisely how an explained during punishment Nor have we to them submitted * * * parole eligibility actually minimum jurors instruction on phase. do not Since II, my supra. Article capital would violate a defendant in Texas ‘sentence’ relevant, and inform- cases, information is directed view the their attention should be Sometimes, ing separation prison population. as in in- of it would not violate case, powers. stant there is evidence that in time the present accused will not much of a threat to prison population general either the or the c. also, public. e.g., See Matson (Tex.Cr.App.1991). In combina- Relevance evidence, knowing tion with this kind of accused, sentence, if a life relevant, assessed Evidence is under Tex.R.Cr. spend period at least a certain minimum Evid., “any tendency if it Rule has helps time incarcerated to decide any make fact that is of the existence probability continuing that he will be a consequence to the determination of the ac- society, helps jurors threat to because probable probable tion more or less than it identify Thus can tell where he will be. Moreover, would be without the evidence.” portion society may may not what admissible,” except relevant “[a]ll evidence spend If risk. the defendant must least alia, by, provided as otherwise inter years prison satisfy fifteen Tex.R.Cr.Evid., state constitution. Rule 402. imprisonment, of life must sentence If the fact that must serve at least pose probability decide the he will a threat to years fifteen of a life sentence has ten- prison population long, at least dency probable to make more or less that he then, probability he will threaten the will commit future acts of violence so as to Moreover, if general public after that. there society, continuing constitute a threat to then evidence, here, years that in fifteen *25 jury’s that fact cannot be excluded from the significant a accused will not constitute dan- consideration, at least not on the basis that it walls, ger prison either inside or outside lacks relevance. will until then fact that he be incarcerated parole eligibility minimum in Is relevant possibility tends to minimize the of his ever that, threat, this sense? It seems to me at least constituting public a at at least to the evidence, location, short, large. combination with other it often is. In to the consistently “society” it can foretold relative certain- We have held extent be with evidentiary ty, is an fact from which the acceptation understood in its common fact, such, elemental whether he will be a continu- ordinary English, and that as its mean- be, ing “society,” may part, threat to de- “society” ing is not limited either to the evidentiary “indisputably This fact is rived. existing outside the walls of the Texas De- provisions relevant” even under the of our Justice, partment of Institutional Criminal rules of criminal evidence. Division, “society” or to that that exists with- “society” in those walls. have construed We See, State, e.g., Sterling v. to embrace both. Separation Powers of (Tex.Cr.App. at n. 5 S.W.2d evidentiary imparting this relevant Unless 1992); State, Caldwell v. at S.W.2d separation of fact to the would violate State, Boyd (Tex.Cr.App.1991); 798-99 su- Sanders, then, ought powers under it to be 12; State, pra, Rougeau at n. view, my accessible to the factfinder. (Tex.Cr.App.1987). at 660 simply not danger we noted Sanders does consequence,” predicting “the fact of viz: question capital jury pertain to the whether a particular capital whether a defendant will long informed how a defendant should be “society,” it continuing a threat to constitute imprisonment will who is sentenced to life undoubtedly to know
would aid eligible for have to serve before he becomes to, aspect society exposed of which he will Jury of the minimum consideration and when. parole eligibility as it relates to the date evidence, example, manifestly that a dangerousness We often see issue of future capital presents greater judicial upon a much It not encroach function. does prerogative “society” large executive at all. threat than to they a life punishment phase non-capital At cannot assess death instead of case, not, prevent the eventual jury’s sentence order criminal function is case, parole. Capital accused on findings release of the to make discrete jurors just They weigh relevant Instead, find facts. fact. decides what term special accord- information and answer issues appropriate punishment is within the statuto- Thus, ingly. capital jurors consider when rily prescribed range. “Deciding pun- what capi- parole eligibility minimum date of a process, ishment to assess is a normative not sentence, they serving a life tal defendant intrinsically Murphy factbound.” accurately (Plu- only that information to more use (Tex.Cr.App.1988) danger- gauge probability of his future rality opinion on State’s motion for rehear- judicial manifestly function. ing). always danger in There is a non- ousness— They try predict when he will do capital punishment proceeding jury, that the Indeed, actually parole.4 they be released on law, cognizant will abuse its pretermit, second-guess or otherwise do not punishment wide discretion decide what any power prerogative with interfere appropriate by imposing a sentence any way. It there- the executive branch account, possibility takes the into fore cannot be said that violate the adjust and tries to for it.3 This encroaches separation principle powers articulated unconstitutionally upon the executive func- in Sanders. attempts anticipate tion in that it circumscribe exercise of au- the executive
thority
grant parole.
Sanders v.
D.
supra, at 351.
parole eligibili-
An
on minimum
capital punishment proceeding
In a
II,
ty
in a
case does not offend Article
role is more limited. The
1, supra.
tacitly
§
Our handful of cases
as-
Rather,
punishment.”
does not “assess
Franklin,
does,
suming that it
such as
An-
facts,
determines the existence of discrete
Knox,
drade,
supra, ought to
all
be dis-
probability
such as the
the accused
com-
Moreover,
37.07,
approved.
that Article
*26
mit criminal acts of violence that would con-
parole
supra,
expressly
does not
authorize a
continuing
society.
stitute a
threat to
Pun-
capital
instruction in a
case does not mean a
according
ishment is assessed
capital jury
to mini-
cannot be informed as
resolution of these fact
former
issues. See
parole eligibility.
provision,
mum
That
37.071(e),
Capital jurors
IV,
Article
V.A.C.C.P.
to Article
tandem with the amendment
anticipate
parole
§
have no occasion to
and circum-
supra, was meant to authorize
authority.
parole
notwithstanding any
scribe the executive
Be-
instructions
violation of
all,
punishment”
separation
powers.
informing
cause
do not
“assess
of
Because
course,
37.07,
4(a),
is,
course,
§
3. Of
under
that actual
current Article
tion. The difference
of
supra,
only
contingent upon
this would
be an abuse of discretion
parole
and
date is
future facts
jury
anticipate
Paroles,
if the
tried to
"the manner in
actions of the Board of Pardons and
and
may
parole
applied
[the]
which the
law
be
certainty
be determined with
as can the
cannot
particular defendant" on trial.
It is not now an
parole eligibility
minimum
date. That the actual
jury generally
abuse of discretion for the
to “con-
parole
speculative
mean it is not
date is
does not
parole
sider
existence of the
law."
relevant, however,
jury
or that
consideration
separation
powers.
same would violate
case,
any
jury
it is not clear to me that
speculativeness
enterprise might
reason
be
capital
might
consideration of when a
date,
parole
of actual
while
to hold that evidence
actually
paroled
separa-
would itself violate
separation
pow-
relevant and not violative
ers,
powers.
tion of
The actual date a life-sentenced
it is more
is nevertheless excludable because
paroled
undoubtedly relevant to the
inmate is
is
Tex.R.Cr.Evid.,
prejudicial
probative.
than
See
dangerousness
way
future
issue in the same
403. We need not reach these issues in
Rule
parole
to at least the same extent that minimum
however,
case,
only
present
appellant
re-
since
eligibility
capital punishment jury
is. A
consid-
quested
jury
the mini-
ering
parole
simply
that the
be informed of
actual
date would thus be
role,
performing
judicial factfinding
parole eligibility
not
mum
date.
attempting to
an executive func-
circumscribe
provision for
parole eligibility
minimum
into the case. We have no
life-
on
Nevertheless,
scms-parole
logically
separation
powers
in the
Texas.
does
violate
instance,
principle
express legislative
extending
process
the due
an-
first
authoriza-
instruction,
inexorably to
Simmons
pursuant
leads me
tion for an
to Article
nounced
IV,
failing
unnecessary.
trial court erred in
supra, is
conclude that the
to allow
to inform the
Thus, there is no constitutional or statuto-
requested to do
this case.
ry impediment
informing capital
in Texas to
Simmons,
jurors
period
Speaking
plurality in
Jus-
of the minimum
of time an
for a
at the outset:
imprisonment
accused sentenced to life
for a
tice Blackmun announced
must serve to become
offense
danger-
“that where the defendant’s future
parole.5
“policy” against
no real
There is
issue,
prohibits
ousness is at
and state law
it,
plurality perceives.
pa-
Minimum
as the
pro-
parole,
release on
due
the defendant’s
relevant,
eligibility
certainly
role
is
under
sentencing jury
requires
cess
that the
Rules
and 402 of the Rules
Criminal
is
ineli-
informed that the defendant
Evidence,
or instruction
evidence
gible.”
informing
ought
permit-
of it
to be
-,
114 S.Ct. at
reason,
simple
if
other.
ted for that
no
legislature
our
has
L.Ed.2d at 138. Because
Moreover,
process
require
due
federal
dangerousness
made future
one of the statu-
Carolina, supra.
it,
v. South
Simmons
under
pen-
tory
imposition
criteria for
of the death
so,
If
is no conflict with Texas law.
there
alty,
every capital punish-
it is “at issue”
seeks a
proceeding
ment
which the State
III.
Thus,
appears
that the
sentence of death.
of the Simmons due
process test
Appellant
prong
in fact such a
first
contends there is
However,
requirement.
always
in Texas.
under
process
due
It is less
met
federal
face,
evident,
sen-
Simmons
reading
Texas law
murder defendants
than
its
ineligible
process requires informing capital
imprisonment
tenced to life
are not
that due
O’Connor,
in her concur-
statutory
period
minimum
of ser-
Justice
ring opinion, strongly suggests that the due
on a
before
becomes
vice
life sentence
only
available under the law. On its face Sim-
process principle extends
when
juris-
mons seems
only
require informing
not an available alternative.6 Several
Simmons
already interpreted
dictions have
is unavailable whenever
in this fashion.7 In the instant
true as a matter of state law and the issue
to be limited
case,
injected
any analysis,
plurality does
dangerousness
without
of future
has been
*27
"[D]espite
general
supra,
jury
deference to state deci-
we
held that a
our
In Rose v.
also
authorizing
exis-
regarding
jury
consideration of the
told
sions
what the
should be
non-capital
due
tence of
in a
case violates
process
sentencing,
agree
I
that due
about
I, §§
course of
under Article
13 and 19 of the
law
requires that
the defendant be allowed to
We found intolerable "the
Texas Constitution.
parole ineligibility
jury’s
[bring
atten-
his
punishment
extraneous
risk that
will be based on
only
alter-
in cases in which the
available
tion]
Id., at 537. No such risk ex-
considerations.”
imprisonment
life
native sentence to death is
ists, however,
capital punish-
jurors in a
when
possibility
prosecu-
and the
without
proceeding are informed of the minimum
ment
pose
argues
that
the defendant will
tion
years
number of
a life-sentenced
convict
society
the future."
threat to
in
parole.
eligible
Mini-
must serve to become
at-,
867 indisputably Holding plurality sentence is relevant. Op. at-. On that basis the too. constant, Simmons holding entirely has concludes that the all factors it is other view, my application no in Texas. In howev- jury sentencing for a to view a reasonable principle of Simmons transcends its er, defendant who context, apply factual and does in Texas society greater than a defendant threat some instances. Indeed, no who is not. there future
greater assurance of a defendant’s
A
public than the
nondangerousness to the
that he never will be released
fact
automatically
dangerousness
Future
apprise
trial court’s refusal to
as it is in Texas.
at issue
South Carolina
jury
information so crucial to its
Simmons, however,
prosecutor had
determination,
sentencing
particularly
closing argu-
expressly invited the
in his
prosecution alluded to the defen-
when the
danger-
ment to factor the defendant’s future
dangerousness
argu-
in its
dant’s future
into its decision whether to assess
ousness
jury,
with
ment to the
cannot be reconciled
— Id.,
at-,
114
life or death.
U.S.
S.Ct.
interpret-
precedents
our well established
2190-2191,
at 139.8 The de-
at
129 L.Ed.2d
ing the Due Process Clause.”
proffered evidence that he was
fendant had
women,
elderly
only a threat
a class of
— Id.,
at-,
S.Ct. at
U.S.
peni-
people he would not encounter
Accordingly,
plurali-
L.Ed.2d at 142-43.
— Id.,
at-,
tentiary.
at
U.S.
S.Ct.
straight
ty
denying
“a
held
“In
future
the
Moreover,
capital
public.
to the extent the
prison
of the
actual duration
defendant’s
having
dangerousness
plurality
prosecutor
prosecutor's
raised future
contends that the
in
The
"urged
jury
ponder
the
to vote for the death
jury
Simmons
penalty
whether the
no doubt led the
to
would be released
because Simmons
prison,
be released from
and if
defendant would
Literally
prison." Op.
at 851 & n. 19.
when,
disposition
plurality’s
in Simmons is
so
true,
opinion
plurality
at least as far as the
is not
contingent
prosecutor
that the
not
on
fact
Id.,-U.S.
at-,
in Simmons discloses.
(if
did).
literally invited them to
Although the
S.Ct. at
Constitution parole in consideration of assumed B. powers, separation violate general would case, pro and is therefore v. Ra even plurality The mentions California “protect” mos, 992, 103 assumption That does 77 L.Ed.2d hibited. all, much less does it (1983), Op. defendant at passing. at 849. almost protection than the Federal provide greater suggestion seems to be that when a state Quite contrary, it insulates capital defendant Constitution. parole available to a makes “indisput that is Supreme from information imprisonment, the sentenced to life ably the State’s evidence relevant” rebut not interfere with the state’s deci Court will released, (Tex.Cr. this evidence would fore he S.W.2d 839 In Matson v. App.1991), practical mitigating purpose held the trial court violated -a we vis -vis serve no failing Eighth admit the defen- Amendment in holding special in Matson is to issues. If our proffered evidence that recidivism rates dant’s all, necessary sense at it is also make long "extremely serve low" for inmates who are *29 jury long will actual- how the accused inform the sys- through prison time the sentences their first peri- imprisoned ly at least the minimum be —or capital the de- some evidence that tem. Absent required will be law to od we know he required a fact be to serve fendant on trial relatively lengthy period in imprisoned. be- of time incarcerated placing pa- prevented parties from dangerousness. issue of future trial the the issue, event, appel- assumption eligibility incorrect. It role and therefore itself is present fact of precisely mini lant not need to is because information about did “deny parole eligibility to or ex- parole eligibility mum is relevant to the fu minimum dangerousness giv plain” anything. Op that at 850-853. Texas law ture determination broaching ing jury separation precludes party from it to the does not violate either dire, IIC, subject parole during except to powers. Part ante.10 have voir See We can in- yet any principled keeping to offer reason for ascertain whether veniremen follow requiring jurors ignore parole. capital information about from a sen structions tencing jury prevents prosecutors arguing from Texas. It also expressly special that the should answer Second, importantly, today’s plu- and more affirmatively in issues order obviate rality fairly plead “speculativeness” cannot may possibility capital a defendant ever be argue informing capital jury that about paroled. posi- is Under Texas law the parole eligibility minimum does not fall with- instructed, case, tively disregard process requirement. in the Simmons due parole in its deliberations. Protections nothing remotely speculative There about against jury guarantee if his misconduct that, the fact if imprison- sentenced to life parole, does consider nevertheless ment, appellant would mini- have to serve a capital may trial. obtain a new years mum becoming eligi- of fifteen before legal safeguards, plurality These assures 42.18, ble for See former Article us, keep eligibility are sufficient to 8(b), supra. anything specu- Nor is there deliberations, entering jury’s from into the jury’s knowledge lative about “how the nothing injected into the sentencer’s parole availability will affect the decision field of vision that defendant is impose or penalty.” whether not to the death addressing. plurality prevented from The Jurors Texas do not decide whether to large upon relies in measure Gardner v. impose They a life or death sentence. an- Florida, supra. special say swer issues. That we can even parole eligibility “indisput-
that minimum plurality acknowledge fails to that the ably relevant” to the determination principle process of due articulated in Gard- dangerousness the future issue means we expanded Skipper ner later v. South precisely jurors know “how” the will consider Carolina, extent, They that fact. consider it to the (1986), It L.Ed.2d Simmons itself. extent, only to that militates either for holding in is true that Gardner itself against finding dangerousness. of future than extends no further its facts. Gard- against finding When it militates of future sentencing judge rejected an ner the adviso- dangerousness, Simmons dictates that ry jury’s imprison- of life recommendation it, notwithstanding.11 hear Ramos ment in favor of a sentence of death based report
part upon presentence a confidential given no chance to the defendant was C. plurality Supreme review. A Court Finally, plurality process maintains that other held that due was violated because procedural safeguards during no chance to the course of the defendant was afforded say informing pa- notwithstanding. 10. Nor does of minimum This is not to eligibility role of law. See n. in a case due course violate actual date is not relevant to the issue of ante. dangerousness undoubtedly See n. future 4, it is. suggests we ante. And while Ramos could It well be the case that under we Ramos prohibit jury consideration of when prevent capital jurors trying pre- could imprisonment might defendant sentenced to life actually dict when a life-sentenced defendant will process, actually paroled consistent with due course, is, paroled. be purely speculative. The actual date good why yet we we have to articulate a reason Therefore, an instruction II, should. See Part ante. capital jurors try predict not to that date process, would not seem to violate due Simmons *30 in that mem- report, complaints dissent was seven
“deny
explain”
or
the contents of the
unduly imposed “a rule
meaning-
the
had
participate
to
bers of
Court
and hence no chance
by
sweeping as this:
that the Due
fully
process
which
at least as
in the adversarial
limiting
overrides state law
impose a life or Process Clause
Florida decides whether to
admissibility
concerning
Id.,
362,
of information
ante.
the trial court erred in
failing
jury
appellant
to allow
to inform the
IV.
requested.
as he
cause,
Turning to the instant
I am com-
Supreme
Court did not
indicate
pelled
appellant
to conclude that
was denied
subject
error is
to a con-
whether Simmons
process
due
under Simmons. Dr. Fason
analysis.
stitutional harmless error
See
appellant
sociopath,
testified
was a
18,
Chapman California,
the likelihood of recidivism for socio-
(1967).
824,
mony.
mitigating
evidence
requested instruction
argues
itself,
rather
Plurality Opinion
II.
“give
necessary
jury to
for the
testimony.
plural-
effect” to Dr. Fason’s
important distinc-
Appellant makes two
concept
ity’s
that “the
assertion
appreciate in
plurality fails to
tions which the
relationship to the nature
eligibility ‘bears no
of his
cursory, paragraph-long discussion
its
”
offender,’
character of the
of the offense or
point of
Smith v.
eleventh
error.
Smith,
(quoting
Andrade
*34
8,
(Tex.Crim.App. Mar.
at 853-854
(Teag-
(Tex.Crim.App.1985)
5.W.2d
1995). First,
appellant concedes that
while
ue, J.,
misplaced and illus-
concurring)), is
not a
likely
paroled
be
when he would
misunderstanding
appellant’s
of
trates its
jury when delib-
proper consideration for the
id.,
Pa-
at 853 n. 25.
contention. See also
punishment,
argues that the earli-
erating
certainly
inherently mit-
eligibility is
not
role
eligible
upon which he would become
est date
However, it makes little
igating evidence.
necessary
give
parole was
for the
for
testimony
to allow the
to hear
sense
testimony.
Dr.
mitigating effect to
Fason’s
Fason,
held to be
this Court
of Dr.
which
words, appellant’s instruction does
In other
in Matson v.
819 S.W.2d
mitigating
jurors
speculate about when the
not invite
allowing
(Tex.Crim.App.1991), without
might
and Paroles
release
Board of Pardons
give
and
meaningfully consider
II, § 1 of
parole in violation of Article
him on
testimony.
effect to his
Rather, appellant
Texas Constitution.
jurors that if he is sentenced
seeks to inform
mini-
appellant’s
The trial court’s refusal
fixed,
imprisonment he must serve
to life
period instruction violated
mum incarceration
statutory
length of that sentence
minimal
Eighth Amend-
rights under the
appellant’s
becoming eligible
parole.5
before even
ment,
through the
applicable to the states
Amendment,6 particularly
light
Fourteenth
this conten-
plurality
The
maintains
Matson,
of our decision
rejected in Elliott v.
was raised and
tion
time,
good
equals
Hartmann,
without consideration
Assistant District Attor-
5. Calvin A.
(20)
[twenty
9/1/87;
years
committed before
if offense
presentation
County,
ney,
in a recent
Harris
(15) years if offense committed
fifteen
County Attorneys Associa-
District and
the Texas
9/1/87-9/1/91],
after
suggested that the
Capital
Seminar
tion
Murder
Hartmann, "Capital Murder Seminar:
A.
Calvin
by appellant
requested
type of
instruction
(present-
Appendix
Jury
&
Instructions” at 15-17
"|T]he
prudent
given:
action would be
more
be
County
and
at the Texas District
ed Feb.
eligibility
give parole
and
continue to voir dire
to
instructions,
Seminar).
Capital
Attorneys
Murder
Association
requested by
particularly
where
by ap-
requested
precise
is the
This
pellant
Appeals is-
the Court of Criminal
defense until
case.
in the instant
opinion."
to Hart-
Attached
sues a definitive
charge
punish-
proposed
paper
is a
mann's
660, 666,
California, 370 U.S.
Robinson v.
6. See
portion he
which includes an underlined
ment
(1962) (hold-
1417, 1420,
dation and
Simmons
—
Eddings
at-,
clear from Lockett
Simmons,
was
[I]t
114 S.Ct. at
U.S.
not,
consistent with the
held
Supreme
that a
could
Court
plurality
State
Amendments,
dangerous-
pre-
future
that when a defendant’s
Eighth and Fourteenth
ineligi-
defendant is
at issue and the
considering and
ness is
vent the sentencer
877
process
provides
that
for
parole,
requires
fencing
due
the
scheme. Because Texas
ble for
assessing punishment
that
be told
the
statutory
dangerousness”
“future
issue
parole ineligible.
Sout-
Justice
case,
every
prosecution
the
al-
will
er, joined by
Stevens,
separate-
Justice
wrote
ways argue
pose
the defendant
explain
Eighth
ly to
the
Amendment
by
society
if
danger
future
not executed
compelled
plurality.8
the
also
decision of the
Carolina,
South
in Texas
the State. Unlike
-,
(Souter, J.,
Id. at
114
S.Ct. at 2198
dangerousness
future
is a threshold issue
concurring).
might
Concerned that the
sentence;
is,
if
securing a death
impris-
meaning
not understand the
of “life
special
does not
the second
issue
answer
onment,”
requested
Simmons
instruc-
affirmative,
a life sentence will automati-
Id. at
regarding
ineligibility.
tion
his
cally
imposed.
-,
plurality
petition
cert.
Virginia
about life sentence
filed
struction
for
94-7930)
(No.
(holding
inapplicable
Simmons
consec
could be served
fact that life sentences
defendant
to death
because
sentenced
Robinson,
utively);
N.C.
State v.
dangerous
on vileness and not future
based
(N.C.1994) (denying
motion
S.E.2d
ness).
parole eligi
questioning
permit
of venire about
prosecution
prove defen-
must
Because the
bility
defendant
under Simmons because
beyond
dangerousness
a reason-
dant’s future
Cardwell,
eligible
parole);
for
would have been
special
scheme in
under the
issues
able doubt
(Va.1994), petition
cert.
879
105,
misunderstanding
misperception regard-
(Tex.Crim.App.1991),
and
n. 12
S.W.2d
118
denied,
971,
448,
ing parole eligibility:
112
cert.
502 U.S.
S.Ct.
116
Franklin,
(1991);
L.Ed.2d 466
see also
487
misunderstanding per-
To the extent this
(“[T]he
9,108
at 179 n.
at 2330 n. 9
U.S.
S.Ct.
deliberations,
vaded the
it had the
injur
question of a defendant’s likelihood of
creating
effect of
a false choice between
ing
prison
question
precisely
others
sentencing petitioner to death and sentenc-
Special
posed
the second Texas
Issue
ing
period
him to a limited
of incarcera-
dangerousness].”). Defendants are
[future
grievous
tion.
misperception
This
was en-
defining
not entitled to a
couraged by the trial court’s refusal
“society”
presumption
all
because of the
that
provide
with accurate information
words in the Texas
undefined
Code Crimi
regarding petitioner’s parole ineligibili-
commonly
nal
have a
Procedure
understood
ty....
jurors
meaning
apply.
that
and
See
know
at-,
State,
Id.
114
790,
2193.10
v.
818
Caldwell
S.W.2d
797-98
denied,
(Tex.Crim.App.1991), cert.
503 U.S.
potential
juror misunderstanding
(1992).
1684,
112 S.Ct.
the Texas of Criminal Justice not to added). possibility specu- invite life, (emphasis consider the for in The trial court lation about Sim- and: —mons, at-, at U.S. S.Ct. similarly “you that deliberations, admonished the are During your you are parole” not to instructed consider that any possible consider or discuss action of proper your not a “is issue consid- the Board of Pardons and Paroles division recognized The Supreme eration.” Court Department of the Texas of Criminal Jus- confusing that the instruction “was and frus- Governor, long tice or of the or how jury” trating suggesting in that required would be to serve to defendant available, but at the same time instruct- satisfy imprisonment. a sentence life ing the to be blind to this fact. Al- added). (emphasis Simmons, though parole was not available sentencing These instructions indicate that but is available defendants Tex- prison the defendant “for life” does not as, jurors are no or less confused frustrated. spend actually mean that will the defendant Texas, single while not “a there is case prison, life in he will the rest his rather be arguably theory supports that a [the] which point, juror’s has “sa- potential supposed released at some once he “viewis be that a defendant sentenced to life will serve imprisonment.” a sentence of life tisf[ied] ” prison,’ Boyd, rest of his life perform S.W.2d impossible: are forced to Jurors presumed jurors it at that do not They put parole” “possibility must special consider relation to the is- completely deciding out of their minds when sues. pose continuing a defendant a whether would Felder, society, at threat S.W.2d jurors ordinarily that presume While we presuming sen-
without “that a defendant instructions, court’s see follow the Rose v. to life will rest of his life in tenced serve the (Tex.Crim.App. Boyd, prison.” at 121. How 1988), circumstances, “in ‘the risk some not, then can the decide whether a defendant will or cannot follow instruc continuing society in pose great, consequences a threat to tions is so and the defendant, considering the defen- failure so vital to the future without where of the practical human limitations jury's if not A task dant will be executed? ” Simmons, system ignored.’ cannot be presented much more difficult when (citations -, at 2197 testimony a indicating with defendant’s omitted). of Texas’ limitations propensity significantly differs violence sentencing ignored, partic scheme cannot be is, depending on his environment. That a ularly light study a recent sub propensity pris- in a defendant’s for violence stantially special similar issues scheme may markedly setting less than his on Oregon, and studies from other numerous propensity for violence in the free world. that, indicating despite states instructions to instructions as to where the defen- Without jurors contrary, invariably consider given if or dant will be a life sentence how possibility that the will be released incarcerated, task long he will be prison parole.11 testimony complicated by further propensity applicable pa- rates for vio- that recidivism instruction on the Without law, eligibility speculation is un- lence tend decrease with time. role such Costanzo, Sally Oregon. juries, answered Costanzo Of the nine five 11. See & Mark Life issues, Capital Jury special patterned after Analysis An which are Texas Death Decisions: sentence, law, Making Special and four Decision Issues Sen- to render death ren- Under Framework, Only twenty- tencing dered a life seven of Law & Human Behavior sentence. n —U.S. (1994) (Texas Simmons, juries); jurors seven believed that the sentence rendered is, Oregon members of "life” -n. 114 S.Ct. at n. 9. The would be carried out. That interviewing juries would study believed that the defendant be re- was conducted random juries jurors early, "death" sample nine and members of be- of three from each of leased Twenty-three year county juries period execution would not occur. over a two lieved
881 Smith, But, plurali reliability a of the new trial. informed and diminishes the acknowledge in order to ty not that sentencing process. plurality rec- does While the relief, rig a defendant must meet the ognizes provides procedural obtain that Texas some State, v. Sneed out in standard set juror orous protections attempt in an minimize to see (Tex.Crim.App.1984); misunderstanding, do not S.W.2d protections these State, 610, 610- also Buentello disregard compel us to risk that the n will Third, (Tex.CrimApp.1992). counsel not, or cannot follow instructions. jurors permitted prospective examine to appel in its of plurality, The discussion they whether think they are able to about error, point proce ninth of three *41 potential damaging juror recognition capital effect of dates a of a defendant’s speculation may by general, right require meaning be increased instructions on the though frequently inaccurate, legal knowledge of of the terms used to describe the sen- Simmons Simmons: plurality tencing options. law. in in As the As noted: whenever there is a reasonable likelihood juror that a will hardly questioned ju-
It can
misunderstand
sentenc-
most
term,
ing
a defendant
in-
ries lack accurate
demand
information about the
struction
precise
meaning,
on its
and a death sen-
meaning
imprisonment”
of “life
as
following
tence
the refusal of such a re-
defined
States....
For much of our
quest
having
should be vacated as
been
country’s history, parole
mainstay
was a
“arbitrarily
capriciously”
“wantonly
and
regimes,
every
state and federal
and
term
(whether
freakishly imposed.”
and ...
years)
a term of life or a term of
practice
was understood to be shorter
—
Simmons,
at-,
U.S.
ture’s Tex.Code Crim. Reliability § Proc.Ann. art. 42.18 8. The law for changed defendants in Texas has four in Simmons did not Although plurality years, past times in the ten from a minimum issue,13 Eighth reach the Amendment it is twenty years calendar to fifteen Eighth incorrect to conclude that the Amend- years thirty-five years concealing ment sanctions from the forty years in 1993.12 meaning noncapital sentencing true of the
Withholding parole eligibility information
Texas,
danger-
alternative
where “future
juries
fosters their distorted view of the
ousness” is a threshold
determination in
noncapital sentencing
actual effect of the
al-
every
Legislature
case and
has
where
ternative, creating a needless and substantial
provided
mandatory,
periods
substantial
juries
impose
risk that
penalty
the death
possibility
pa-
of incarceration without the
reality
in an effort to eliminate what is in
role for
defendants who are not sen-
danger
nonexistent
of release on
Eighth
with-
An
Amendment
tenced
death.
in relatively
period
analysis
logically
short
In addi-
time.
of the Texas scheme
follows
Matson,
tion,
heightened reliability
the need for
man-
from this Court’s decision in
(20
at-,
Leg.,
years);
§
Acts 1985 69th
Ch.
Id.
Amendment
Id.
S.Ct. at
*43
punishment phase
deliberation in the
(Souter, J., concurring).
trials,
of
holding purported-
murder
a
Moreover,
Skipper plurality highlight-
ly grounded
principles
separation
of
of
ed the relatedness of the two constitutional
Jones,
powers. E.g.,
mitting evidence of other sorts —Federal
required
spend
prison.
fenders will be
Evidence,
Penalty
Rules of Death
so
The Commission reasoned:
speak....
Simmons,
at-,
illusory long
public
up
with the lengths of the effect on sentence juries about judges the wishes of circumvent sentencing and back-time concurrent by setting long offenders free before the credits. termination of their sentences. scheduled accurate public is entitled to more County Attorneys Associ- District and Texas way system about our information Statement,” ation, Policy printed “Sentencing works, system compli- that is not and to Commission, Punishment Standards in Texas good parole and con- cated elaborate Report: Report A the Proceed- Summit system gives provisions.... duct Such Standard ings the Texas Punishment sentencing authority ap- true back to the Justice Summit Commission’s Criminal entity, judges propriate and accountable 1992). 13-15, (Aug. juries, and removes the discretion sentencing” with the “truth Consistent long someone will serve from decide how approved an policy, the voters of Texas considerably less accountable IV, § 11 of the Texas amendment to Article including Everyone board. involved— Leg- in 1989 that authorized Constitution victim, jury, and the offender —knows require permit islature to enact “laws that exactly long the offender will serve how juries the effect of ... courts to inform about on the streets. before the offender back period ... eligibility for on the sentencing only way Truth in is the by a defendant convict- incarceration served *44 integrity reestablish the of our criminal 1989, 71st ed of a criminal offense.” Acts justice system in Texas and to restore the 4, § Leg., approved Nov. S.J.R. system. public’s faith simultaneously enact- Legislature The Texas Commission, Texas Punishment Standards of Criminal Procedure article ed Texas Code Legislature
Recommendations to the 73rd 29 37.07, 4,§ which mandates that the court (Dec. 1992). report did not distin- noncapital felony eases of inform the guish noncapital capital cases between and time, applicable good actual time conduct regarding the information that sentencers serve, parole eligibility. and defendant will Although oppos- should have. now State Leg, 71st ch. Acts juries informing es of the laws sentencing” compelling “Truth in is no less cases, County the Texas District and noncapital than in cases. In- cases Attorneys “Sentencing Policy Association’s deed, qualita- penalty because the of death is contradictory position: Statement” outlined a tively penalties, this dif- different from other County TDCAA District and Attor- [Texas degree greater mandates a of relia- ference neys wholeheartedly agrees Association] bility imposed. when a sentence death deserves, public justice and de- See, Woodson, 304, 96 e.g., 428 U.S. at S.Ct. mands, sentencing, truth which should 113-15, 2991; Eddings, 455 at at U.S. include: Lockett, 876-77; at S.Ct. at U.S. Further, Eighth at 2964-65. -immediately telling public the actual that need- prohibits procedures Amendment being lengths of sentences now served reliability lessly undermine offenders; by various sentencing process. E.g., v. Missis- Caldwell public -modifying current law to tell the sippi 472 105 S.Ct. U.S. whether, when, sentencing at the time of Alabama, (1985); Beck v. L.Ed.2d 231 circumstances felons’ and under what sentences or will be modified (1980). terminated; n n n n n n V. Conclusion forcibly argues correctly and -modifying Appellant law to enable and the current jury instruc- refusal to allow the require prosecutors to tell trial court’s courts and regarding statutory tion period minimum incar- ation instruction under the Due Pro- Clause, Smith, 848-858, period effectively cursorily cess prevented ceration dismisses his related claim Eighth under the giving mitigating from weight to the testimo- Amendment. Id. at 853-854. Because the ny punishment stage of Dr. Fason at the plurality appellant’s fails to consider eleventh the trial. While this Court has held that point light of error in of Matson and estab- prevented present- cannot be Eighth ju- lished penalty Amendment death ing Matson, testimony jury, it, risprudence respectfully and overrules I 850-51, without instruction on the dissent.17 applicable law, parole eligibility appellant’s Eighth rights fully Amendment cannot be J., OVERSTREET, joins. testimony
realized. The of Dr. Fason indi- appellant’s cated time and environment important
were in predicting factors future
dangerousness. Absent an instruction on the
statutory period minimum appel- of time that environment, prison
lant would be “give testimony. could not effect” to his juror
Due to the likelihood of misunder-
standing regarding meaning of “life im- prisonment” “society,”16 jurors’ ina- LAWHORN, Jr., Appellant, Bill bility “give mitigating effect” to relevant evidence of decreased recidivism and violence time,
over unconstitutionally the trial court Texas, Appellee. The STATE of pe- denied minimum incarceration riod Eighth violation of the No. 225-93. *45 Moreover,
Fourteenth Amendments. this Texas, Appeals Court of Criminal conclusion is consistent with the “truth En Banc. Texas, sentencing” policy of which is more compelling sentencing than in April noncapital sentencing context. plurality carefully analyzes While the ap-
pellant’s point challenging ninth of error
trial court’s refusal of his minimum incarcer- states, appellant’s request plurality
16. The trial court denied In footnote “The “society” jury, stating define for the that it was a determining choice of what a should consid- English language word in "common use in the Smith, generally legislative.” er is at 853 n. 25. readily by populous and ... understood Where there exists in the law a vacuum and the However, [sic].’’ “society” while this Court has defined filling Constitution mandates the of that vacuum including prison both and the free properly controversy, in order to answer a this world, see, e.g., Boyd v. 811 S.W.2d Court should not succumb to the ostrich-like denied, (Tex.Crim.App.1991), 118 n. 12 cert. argument that the matter should be taken care of (1991), U.S. 112 S.Ct. through legislative process; certainly attorneys meaning. even For are confused as to its argument fails vis-a-vis Constitutional matters. example, appellant's counsel asserted: refuses, plurality Penry Ly- The as it did in Legislature composing wording The naugh, 492 contemplate this [second] issue did not T.D.C. L.Ed.2d to fulfill our constitutional man- Department being or Texas of Corrections as above, explained date. As this Court com- part society that this needs to consider Matson, determining pelled by argued by whether or not pose continuing society. threat to plurality, but not mentioned society that is reflected in the issue is in fact Eighth penalty ju- established Amendment death in, society jurors that the that the live individu- risprudence to hold that the trial court’s refusal als on the street who are free from incarcera- appellant's error. tion. lant’s notes forbidding consideration follow an instruction Smith, at-, but protections, dural deliberations, counsel parole in their and of efficacy. First, plurality their overstates main jurors who may challenge cause to permitted asserts that the State is not they tain that are unable to set aside jury that a argue to the defendant should Smith, at 852. their consideration. from re sentenced to death because he will be Here, that plurality recognize to fails Id., parole. prison on at 852. leased jurors obey think or state that can who However, error is unless such not reversible may actually not be able to do an instruction manifestly im argument “extreme or III.B., swpra, in part so. Our discussion statute, proper, mandatory violative of a or plu point. Additionally, illustrates facts, accused, injects new harmful neglects grants note rality to that this Court Franklin trial.” into the to trial latitude and deference considerable (hold (Tex.Crim.App.1985) S.W.2d jury strikes, rendering regarding thus courts harmless), cert. closing argument ing error unre- practically of trial courts the decisions denied, E.g., except extraordinary 106 S.Ct. cases. viewable (1986). (Tex. Second, plurality Vuong L.Ed.2d 346 denied, U.S. -, cert. if a in its Crim.App.1992) states that considers (1992). deliberations, a to be entitled 113 S.Ct. percent twenty-seven jurors possibility Ninety questions asked thought court. of the of the important meaning parole was an factor when answer- duration of a "life” were about the special jurors ing Interestingly, jurors issues. defendants The earlier believe sentence. juries rendering released, opt a did likely they on one life sentence the more are will be they believed would be so because the defendant study sentence. The indicates that for a death society. danger too old when released to be a jurors accurate informa- states where fewer have jurors juries a on one of the rendered laws, The death parole eligibility this relation- tion about because it that the defen- death sentence believed pronounced. ship is more young enough pose a threat dant would still study capital jurors Virginia found A society after release. would jurors defendants believed they actually only were one-half time serve plurality to articles The Simmons also cited Hood, III, The required serve. W. William discussing public opinion juror surveys that Meaning Virginia and Its Jurors "Life” for understanding” support the "commonsense Reliability Sentencing, 75 Capital Effect misper- juror a reasonable likelihood of there is (1989). concluded Hood Va.L.Rev. meaning ception "life im- about of the term misunderstanding jurors to make that this led - Simmons, prisonment.” at-n. caprice rather “based on or emotion decisions Capital & at 2197 n. 9. In Punishment Finally, properly Id. than informed reason.” Society Misperceptions, Contemporary & 27 Law Eisenberg Wells dis- and Martin T. Theodore (1993), a William Bowers discussed 168-71 study jurors who believe that found that cussed surveys capital jurors study based on have to sentenced to life will that defendants jurors who had served as citizens (16.8 only period prison short time in serve California, Nebraska, Carolina, York, South New con- years) render sentences. tend to death jurors study that both and Florida. found trast, sen- jurors who believe defendants grossly the amount of and citizens underestimate substantially life will have to tenced to serve to life. time a defendant serve if sentenced (23.8 years) tend greater period prison time in surveyed Fifty percent of the citizens in Nebraska imprisonment. Theo- render sentences life penalty was fifteen believed that the for murder Wells, Deadly Eisenberg & Martin T. actually dore penalty life years less when the Confu- Cases, Capital 79 Cor- Georgia juries sion: Juror Instructions in One in without four (1993). question interrupted nell L.Rev. 1 deliberations to submit
