OPINION
STATEMENT OF THE CASE
In 1996, a jury found Ernest T. Smith guilty of Murder and Robbery, as a Class B felony, and the trial court sentenced him to a total of sixty years. Our supreme court affirmed Smith's convictions on direct appeal. See Smith v. State,
Smith appealed, and this court remanded the case to the PCR court for entry of findings of fact and conclusions of law as required under Indiana Post-Conviction Rule 1(6). See Smith v. State, 79A02-0310-PC-898,
1. Whether the PCR court erred when it did not hold an evidentiary hearing before denying Smith's petition.
2. Whether the PCR court's conclusion that Smith's trial counsel was not ineffective is clearly erroneous.
We affirm.
FACTS AND PROCEDURAL HISTORY
Our supreme court set forth the relevant facts in Smith,
At approximately 2:00 p.m. on the afternoon of April 7, 1995, defendant was in a tavern named Mom's Place in Lafayette, Indiana. Defendant had been in Mom's Place before and knew, as he told a onetime cell-mate, that the owner, Barbara "Mom" Nobile, would be alone in the tavern at that time, that she often did not pay attention while she was in the tavern, and that she kept money in a cigar box at the bar. Defendant told his previous cell-mate that Nobile "would be easy to knock off." (R. at 3882.)
J.C. Dallas Long and his son David arrived at Mom's at approximately 2:00 that afternoon. They saw both Nobile and defendant in the bar. When theLongs left sometime between 2:80 and 3:00 p.m., defendant was still in Mom's Place. Around 8:15 or 3:20, Richard Barrett walked into Mom's Place. After a few minutes, during which time he did not see Nobile, Barrett became suspicious and looked around. He found No-bile in the utility room of the building. Her throat was slit and she had bled to death through a wound to her jugular vein. Nobile had also been stabbed on her palms, arms, chest, and back. Several hundred dollars [were] - missing from the bar.
At some point during the afternoon of April 7, defendant's girlfriend saw him near her home. She observed what appeared to be blood on his pants leg between his knee and ankle. He told her that he had fallen and cut himself. Defendant was also seen later on April 7 at several bars where he spent money freely, though he had needed to borrow money the previous night. He also stayed in a hotel room that night, though he had stayed on a cousin's porch the night before.
The police arrested defendant on April 9, 1995. When photographed by police on April 12, defendant had no marks on his legs but did have seratch marks on his hands and neck. Defendant, while in jail, told his cell-mate that he and another man were drinking in Mom's Place on April 7 and that they talked of robbing and killing Nobile. Defendant also told his cell-mate that he must have blacked out and, when he awoke, he was covered in so much blood that he figured No-bile's throat had probably been cut. Defendant further confided that, if the police found his hunting knife, then he "figured he would be serewed." (R. at 3891.) Finally, defendant admitted that he had gotten blood on his pants and went to see his girlfriend.
At trial, the State introduced DNA evidence based upon two pieces of evidence: a towel found near the rear entrance to Mom's and the shoes that defendant was wearing when arrested. Testing determined that blood was on the towel and on defendant's right tennis shoe. The State then conducted DNA testing on the towel and the shoe. The results indicated that No-bile's DNA profile was consistent with that found in the blood on the shoe. The results also indicated that defendant's DNA profile was consistent with that found in the blood on the towel.
Following conviction and sentence, Smith raised five issues on direct appeal: (1) whether the trial court erred in admitting DNA evidence; (2) whether the trial court erred in admitting evidence obtained in violation of a court order; (8) whether the trial court erred in admitting into evidence a deposition from an unavailable witness; (4) whether the State's comments during closing argument required reversal; and.(5) whether the State presented insufficient evidence to sustain Smith's convie-tions. Our supreme court affirmed the trial court. See id. at 677.
Thereafter, Smith filed his pro se PCR petition alleging that his trial counsel was ineffective. The State responded to Smith's petition, and eventually, the PCR court directed the parties to submit affidavits in support of and in opposition to the petition.
1
Thereafter, Smith filed a pro se amended PCR petition, in which he, again,
DISCUSSION AND DECISION
Standard of Review
Defendants who have exhausted the direct appeal process may challenge the correctness of their convictions and sentences by filing a post-conviction petition. Stevens v. State,
Issue One: Evidentiary Hearing
Smith first asserts that the PCR court erred when it failed to hold an evidentiary hearing on his petition. In particular, he claims that while the PCR court acted within its discretion to order that the case be submitted upon affidavit under Post-Conviction Rule 1(9), those affidavits presented factual issues regarding whether his trial counsel rendered ineffective assistance which required a hearing under Post-Conviction Rule 1(d4)(g). The State responds that Smith has confused the two rules and that the PCR court afforded Smith with an adequate opportunity to present evidence on his petition.
Indiana Post-Conviction Rule 1(4)(g) 2 addresses summary disposition and provides:
The court may grant a motion by either party for summary disposition of the petition when it appears from the pleadings, depositions, answers to interrogatories, admissions, stipulations of fact, and any affidavits submitted, that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. The court may ask for oral argument on the legal issue raised. If an issue of material fact is raised, then the court shall hold an evi-dentiary hearing as soon as reasonably possible.
Rule 1(5), entitled "Hearing" provides:
The petition shall be heard without a jury. A record of the proceedings shall be made and preserved. All rules and statutes applicable in civil proceedings including pre-trial and discovery procedures are available to the parties, except as provided above in Section 4(b). The court may receive affidavits, depositions, oral testimony, or other evidence and may at its discretion order the applicant brought before it for the hearing. The petitioner has the burden of establishing his grounds for relief by a preponderance of the evidence.
(Emphasis added). And Rule 1(9)(b) 3 provides in relevant part:
In the event petitioner elects to proceed pro se, the court at its discretion may order the cause submitted upon affidavit. It need not order the personal presence of the petitioner unless his presence is required for a full and fair determination of the issues raised at an evidentiary hearing.
That rule goes on to explain, among other things, the procedure that a pro se petitioner must follow if he wishes to subpoena witnesses at an evidentiary hearing.
This court has had few occasions to address Rule 1(9)(b). In Fuquay v. State,
The petitioner argued in part on appeal that the PCR court should have conducted an evidentiary hearing on his petition because "his trial counsel would never 'sign an affidavit saying he was ineffective[.]' " Id. at 486 (citation omitted). We characterized the petitioner's argument as "speculation" and noted that he had made "no attempt to obtain information in support of his claims from any other source." Id. In addition, we noted that the petitioner had failed to comply with Rule 1(9)(b)'s requirements for requesting the issuance of subpoenas for witnesses because he failed to file an affidavit setting forth the substance of his trial counsel's expected testimony. We determined that because the petitioner would not have been entitled to have his trial counsel testify at a hearing, a hearing would not have aided him. Thus, we concluded that the PCR court did not abuse its discretion when it ordered the cause submitted upon affidavit.
The only other case in which we have addressed Rule 1(9)(b) is Hamner v. State,
Without discussing Fuguay, this court disagreed with the State's argument that Hamner had invited any error. Rather, the Hammer court reasoned:
Hamner elected to proceed pro se and the post-conviction court, at its discretion, ordered the cause submitted by affidavit on Hamner's motion. Hamner submitted an Affidavit in Support of Petition for Post-Conviction Relief. Ham-ner states that once it became clear that material facts continued to exist, he requested an evidentiary hearing on his Petition{ ]. Hammer further states that had the post-conviction court agreed that material issues of fact existed and ordered an evidentiary hearing date set, he would have then requested the issu-anmee of subpoenas for witnesses at the evidentiary hearing and at that time [would] specifically state by affidavit the reason the witness' testimony is required and the substance of the witness' expected testimony. - [Post-Conviction Rule 1(9)(b) ] does not state when the affidavit must be submitted. The rule states what the petitioner is required to do "if the pro se petitioner requests issuance of subpoenas for witnesses at an evidentiary hearing." It does not state when a hearing will be held or under what circumstances a hearing will be held. Thus, an evidentiary hearing could first be set and then a petitioner could submit an affidavit [in compliance with Rule 1(9)(b) ]. An evidentiary hearing was never set. - Therefore, Hamner did not invite the error.
Id. at 159-60 (citations and internal brackets omitted, emphases added).
The Hammer court then addressed whether summary disposition was appropriate under Indiana Post-Conviction Rule 1(4)(f), which allows for the PCR court to deny a petition without a hearing if the "pleadings conclusively show that petitioner is entitled to no relief[.]" Id. at 160. As the State points out, the panel in Hammer did not consider the effect of any affidavits submitted under Rule 1(9)(b). Rather, looking only at the pleadings, we determined that issues of fact existed and that a hearing was required. We therefore reversed the PCR court and remanded for a hearing on Hamner's petition. Id. at 161.
Smith now asserts that Hammer controls and that the PCR court in this case should have granted his request for a hearing because the affidavits submitted pursuant to Rule 1(9)(b) create genuine issues of fact. The State responds that Hammer confused the two rules and erroneously applied the standards applicable to denial of a petition under Rule 1(4)(f) to a Rule 1(9)(b) situation. We must agree with the State.
The opinion in Hammer supports a conclusion that there is a direct relationship between summary disposition under Rules 1(4)(f) and (g) and Rule 1(9)(b). In other words, although the opinion falls short of holding as much, Hammer suggests that after a PCR court orders that the cause be submitted upon affidavit under Rule
This court has previously clarified that Rule 1(4) "contains two subsections indicating that a court may deny a petition without a hearingl[,]" namely, subsections (f) and (g). Allen v. State,
We cannot accept Smith's assertion that Rule 1(4)(g) applies in this case simply because the affidavits submitted present issues of fact. Affidavits are sworn testimony and constitute "competent evidence" in post-conviction proceedings. Gould v. State,
Turning to the facts of this case, on the same day Smith submitted his Affidavit in Support of Petition for Post-Conviction Relief, he filed a Motion to Reconsider Order, Set Hearing, and Order to Produce Petitioner in which he requested an evidentiary hearing on his petition. Our review of the Chronological Case Summary shows that the PCR court never ruled on Smith's motion. In any event, other than claiming that the affidavits he and the State submitted raised issues of fact, Smith has failed to show how an evidentiary hearing would have aided him. Rather, he has made general assertions that he was denied an opportunity to present unidentified witnesses in support of his ineffective assistance of counsel claim. If Smith believed that there were witnesses to support his claims, he could have either
Issue Two: Trial Counsel
We review claims of ineffective assistance of counsel under the two components set forth in Strickland v. Washington,
In addition, counsel's performance is presumed effective, and a defendant must offer strong and convincing evidence to overcome this presumption. Blanchard v. State,
Smith claims that his trial counsel was ineffective on the following grounds: (1) counsel failed to call the victim's daughter as a witness at trial; (2) counsel failed to arrange for his attendance at a deposition, the substance of which was submitted as evidence at trial; (8) counsel failed to move to suppress the admission of a deposition; (4) counsel failed to seek enforcement of an alleged agreement regarding the exclusion of certain evidence at trial; (5) counsel failed to move to suppress Smith's statements to police; (6) counsel had a conflict of interest; (7) counsel failed to move to suppress the photo array; and (8) counsel failed to object to certain testimony.
However, Smith failed to cite any authority in support of four of his claims, namely, claims (8), (4), (6), and (T). Generally, a party waives any issue raised on appeal where the party fails to develop a cogent argument or provide adequate
[17] First, Smith maintains that his trial counsel was ineffective because he failed to call the victim's daughter, Jesslyn Jill Nobile, as a defense witness. Smith asserts that Jesslyn could have testified that approximately one week before Nobile's death, he was present at Mom's Place and helped Jesslyn remove a broken light bulb from a lamp inside the bar. Specifically, he claims that he "used a potato to remove the broken light bulb and afterwards used a towel to wipe the potato off his hands. That towel may have been thrown out back by [Jesslyn] which would explain why Smith's DNA was found on a towel." Brief of Appellant at 24.
Defense counsel Bruce Graham and Steven Knecht both testified by way of affidavit that neither had any recollection of Smith telling him about "the potato event." Appellant's App. at 79, 88. To the extent that defense counsel did not recall Smith informing them of that incident, Smith has not shown that their failure to call Jesslyn as a witness constitutes deficient performance. And regarding Smith's claim that had he been granted an evidentiary hearing, he "would have produced two (2) witnesses to prove that counsel was aware of the potato and towel incident," Smith could have either (1) submitted affidavits from those two witnesses to the PCR court, or (2) followed the procedure for subpoenaing witnesses as a pro se petitioner under Post Conviction Rule 1(9)(b). Smith did neither of those things.
Moreover, both Graham and Knecht stated that if Smith had told them about the incident, they would not have used that information at trial for tactical reasons because it placed Smith at the scene of the
Smith also asserts that his first trial counsel, Steven Meyer, was ineffective because he failed to have Smith present at the deposition of Indiana State Police Officer Kimberly Epperson, who performed DNA testing on Smith's shoe and the towel recovered from the scene. Epperson died before trial, and her deposition testimony was read into evidence. Smith now claims that Meyer was ineffective by not insuring his presence at the deposition because the use of that deposition violated his Sixth Amendment right to confront and cross-examine a witness who was presented against him.
Attorney Meyer stated in his affidavit that although he had no independent recollection of informing Smith of the deposition, it has always been his practice to notify his clients of any depositions. He also stated that he had no reason to believe that he deviated from that practice in Smith's case and that his experience with Smith was that Smith would generally defer to what Meyer thought best or necessary. Based on that evidence, Smith has failed to show that Meyer failed to inform him of Epperson's deposition.
Further, regarding Smith's constitutional claim, his reliance on State v. Owings,
Next, Smith contends that his defense counsel was ineffective for failing to move to suppress statements he made to police prior to his arrest. Specifically, he claims that his Fifth and Sixth Amendment rights were violated because he made statements after allegedly informing Detective Stonebraker that he had been appointed counsel in an unrelated matter and did not believe he should sign the waiver of rights form. 7
Where ineffective assistance of counsel is alleged for the failure to move to suppress or to object to the defendant's statement, we will find no deficient performance where no showing is made that any such motion or objection would have resulted in the suppression of the statement. Shields v. State,
As opposed to the Fifth Amendment, a defendant's Sixth Amendment right to counsel under the United States Constitution attaches upon the commencement of adversarial judicial criminal proceedings by the State. Finney v. State,
Regarding Smith's Fifth Amendment claim, we first note that no part of Smith's affidavit establishes the facts relevant to determining whether a Fifth Amendment violation occurred. And Smith's entire Fifth Amendment assertion is as follows: "Once Smith told the Detectives [sic] he had counsel and did not think he should sign the waiver of rights without first talking with counsel that should have ended the interview[.] See Edwards v. Arizona,
Finally, Smith maintains that his counsel was ineffective for failing to object to a statement Detective Stonebraker made at trial. In particular, as the detective testified regarding his interview with Smith, he stated that he had told Smith that he believed Tammy Bender.
8
Smith claims that his counsel should have objected because such testimony violates Indiana Evidence Rule 704(b) and invaded the province of the jury. But both Graham and Knecht explained in part that they made a tactical decision not to object to the statement at trial so as not to draw unnecessary attention to it in front of the jury. Our supreme court has determined that it is a "legitimate strategy" for counsel not to object to certain evidence to avoid drawing unfavorable attention to it. Conner v. State,
We conclude that the PCR court did not abuse its discretion when, after ordering the cause submitted by affidavit under Post Conviction Rule 1(9)(b), it did not hold an evidentiary hearing on Smith's petition. We further conclude that the PCR court's denial of Smith's petition is not clearly erroneous.
Affirmed.
Notes
. The Office of the Public Defender of Indiana entered an appearance on Smith's behalf in October 1999 and filed a Verified Notice of Current Inability to Investigate seeking a stay of the proceedings. The PCR court granted that motion and ordered counsel to notify the court when Smith's case was ready for hearing. In 2001, the public defender's office filed its Notice of Substitution of Counsel, and in 2002, that office withdrew from the case.
. Post-Conviction Rule 1(4)(f) also contains a provision that allows the PCR court to deny a petition without an evidentiary hearing where the pleadings alone show that the petitioner is entitled to no relief.
. Rule 1, Section 9 is entitled "Counsel."
. It does not appear that the State submiited affidavits in Hamner.
. Therein lies the danger of the decision in Hamner. In Hamner, the panel noted that there is no express time limit in Rule 1(9)(b) for a petitioner to file an affidavit setting forth the names and expected testimony of witnesses he wants to subpoena. Hammer allows the petitioner to request a hearing and "wait and see" before filing the required affidavits under the rule. With Smith as an example, the language in Hamner arguably encourages petitioners in Rule 1(9)(b) situations to ask for a hearing without following the proper procedure for requesting the issuance of subpoenas for particular witnesses, and then argue on appeal, without ever having identified certain witnesses and their expected testimony to the PCR court, that they were denied a "full and fair determination of the issues[.]" We also disapprove of Hamner on those grounds.
. - Smith's brief contains a few citations to the trial transcript. However, no trial transcript was submitted to the PCR court, nor did Smith provide a copy of the transcript on appeal. Thus, Smith has failed to comply with Indiana Appellate Rule 22(C), which provides in relevant part that "[aluy record material cited in an appellate brief must be reproduced in an Appendix or the Transcript or exhibits."
As the State notes, after this court remanded the matter to the PCR court for the entry of findings of fact and conclusions of law, Smith moved to have an uncertified copy of the trial transcript submitted to the PCR court. Before the State filed its response that it had no objection to an uncertified copy of the transcript being submitted, the PCR court issued its findings and conclusions denying Smith relief. The PCR court ruled on the merits of Smith's petition based solely on the affidavits. Smith then appealed without a ruling from the PCR court on his motion to submit an uncertified transcript.
Appellant bears the burden of presenting a record that is complete with respect to the issues raised on appeal. Ford v. State, 704 NE.2d 457, 461 (Ind.1998). It is Smith's responsibility to provide us with any and all materials which may support his claims. The PCR court ruled on the merits of Smith's petition based solely on the affidavits, and we will review the PCR court's decision based on that same evidence.
. Smith failed to provide proper citations for See Ind.App. R. these factual statements. 46(A)(8)(a).
. Smith does not explain who Tammy Bender is or why that statement prejudiced him.
. Within that same argument subheading, Smith also claims that counsel should have objected to statements made by Cecil Johnson, but he failed to cite any authority in support of that claim. Therefore, that argu
