Lead Opinion
This case involves a challenge to the admissibility of testimony at a criminal sentencing hearing pertaining to the defendant’s alleged participation in an uncharged offense unrelated to the crime for which he was then being sentenced.
I.
The record reveals that Minnie Burt spent the evening of June 10, 1984, in her former place of employment, a lounge located in Fairmount Heights, Maryland. She left the lounge intending to get a cab to her home in the District of Columbia. A man, whom Burt later identified as Jerry Oscar Smith, offered to drive her to the cab stand and she accepted. However, instead of driving her to the promised destination, Smith drove Burt to a secluded country road
Smith was tried by a jury in the Circuit Court for Prince George’s County and found guilty of first degree rape and first degree sexual offense. The trial judge (Chasanow, J.) set a date for sentencing; at this point in the proceedings, the prosecution notified the court and defense counsel of its intention to present the testimony of another woman at the sentencing hearing whom Smith allegedly attempted to rape on the day preceding the attack upon Burt. A letter which included the witness’s full name, address and a copy of the police report relating to the uncharged incident was promptly sent to defense counsel.
At the sentencing hearing, Mrs. Willie May Williams testified over Smith’s objection that on the evening of June 9, 1984, the car in which she and her husband were riding broke down. She walked to a nearby gas station to secure the services of a tow truck; however, there was no truck on duty. Williams said that Smith was at the station in his jeep and she asked him whether he had jumper cables. Smith responded affirmatively and offered to drive the witness back to her stalled vehicle. Williams told Smith where the disabled car was parked. He then drove to the location of the Williams’ vehicle; the witness returned to the vehicle on foot. Attempts to jump-start the car were unsuccessful. Williams testified that Smith said that there was a service station with a tow truck approximately ten blocks away. She then accepted Smith’s offer of a ride to the service station. Her husband stayed behind with the disabled car. Williams said that she became suspicious when Smith drove past several service stations and headed toward a wooded area. The witness thereafter jumped out
Smith testified on his own behalf. He admitted driving Williams to a gas station in search of a tow truck. He said that he left the witness at the gas station and did not drive Williams to a wooded area. The court sentenced Smith to two concurrent terms of twenty-five years for the offenses perpetrated against Burt. The judgments were affirmed by the Court of Special Appeals in an unreported opinion. We granted certiorari to consider whether Williams’ testimony was properly admitted at the sentencing hearing.
II.
At the outset we note that “a sentencing judge is vested with virtually boundless discretion.” Logan v. State,
“In a trial before verdict the issue is whether a defendant is guilty of having engaged in certain criminal conduct of which he has been specifically accused. Eules of evidence have been fashioned for criminal trials which narrowly confine the trial contest to evidence that is strictly relevant to the particular offense charged. These rules rest in part on a necessity to prevent a time-consuming and confusing trial of collateral issues. They were also designed to prevent tribunals concerned solely with the*167 issue of guilt of a particular offense from being influenced to convict for that offense by evidence that the defendant had habitually engaged in other misconduct. A sentencing judge, however, is not confined to the narrow issue of guilt. His task within fixed statutory or constitutional limits is to determine the type and extent of punishment after the issue of guilt has been determined. Highly relevant — if not essential — to his selection of an appropriate sentence is the possession of the fullest information possible concerning the defendant’s life and characteristics. And modern concepts individualizing punishment have made it all the more necessary that a sentencing judge not be denied an opportunity to obtain pertinent information by a requirement of rigid adherence to restrictive rules of evidence properly applicable to the trial.”
See also Bartholomey v. State,
The consideration of a wide variety of information about a specific defendant permits the sentencing judge to individualize the sentence to fit “the offender and not merely the crime.” Williams,
Consistent with the philosophy espoused by the Supreme Court, Maryland has approved the admission of various types of evidence in sentencing proceedings. In Purnell v. State,
“It is almost, if not universally, held that opprobrious or kindly and commendable action on the part of a convict may be considered in sentencing as a matter either of aggravation or mitigation of possible punishment. It would be a strange holding, indeed, to rule that opprobrious conduct not amounting to a crime may be considered in sentencing, but more offensive action cannot, merely because it amounted to a crime of which the convict may, or may not, thereafter be convicted.”241 Md. at 585 ,217 A.2d 298 .
In Henry v. State,
At issue in Logan v. State,
Our cases thus make clear that sentencing judges in Maryland may consider the criminal conduct of a defendant even if there has been no conviction. As originally stated in Bartholomey v. State, supra,
“[T]o aid the sentencing judge in fairly and intelligently exercising the discretion vested in him, the procedural policy of the State encourages him to consider information concerning the convicted person’s reputation, past offenses, health, habits, mental and moral propensities, social background and any other matters that a judge ought to have before him in determining the sentence that should be imposed.” (Footnote and citations omitted.)
See also Huffington v. State,
There are, of course, some restrictions placed upon the judge presiding at the sentencing proceeding. A sentence cannot violate any constitutional requirements such as the prohibition against cruel and unusual punishment; the sentencing judge cannot be motivated by prejudice, ill-will or any other impermissible considerations; and the sentence itself cannot exceed any limitation set by statute. Reid v. State, supra,
III.
Smith contends that Williams’ testimony was too unreliable to be admissible at the sentencing hearing because the witness never pursued formal criminal charges and, therefore, her testimony amounted to nothing more than a bald accusation of criminal conduct. We find no merit in this argument. Manifestly, the mere fact that Williams did not seek formal charges against Smith does not of itself demonstrate that her testimony was so unreliable as to totally negate her credibility. Indeed, the incident was reported to the police and a copy of the police report was provided to Smith prior to the sentencing hearing. And, in conformity with Md.R. 4-342(c), Smith was given advance notification that the State intended to call Williams as a witness at the sentencing hearing. Smith was provided with her full name and address as well as the subject matter of her testimony. Furthermore, the witness was sworn to tell the truth and was, of course, subject to cross-examination.
In United States v. Oxford,
The testimony at issue constituted more than a bald allegation; rather, it contained specific facts concerning an encounter between Smith and the witness. The admission of this testimony was, in the circumstances of this case, permissible for consideration by the sentencing court as “opprobrious conduct not amounting to a crime” or of facts amounting to a crime “of which the [defendant] may, or may not, thereafter be convicted.” Purnell, supra,
IV.
Smith also contends that by considering Williams’ testimony, the trial judge sentenced him not only for first degree rape and first degree sexual offense (the offenses he was convicted of) but also of attempted rape (a crime with which he was never charged).
As earlier indicated, a sentencing judge may properly consider uncharged or untried offenses. See, e.g., Huffing-ton v. State, supra (permitting consideration of disciplinary problems while defendant was institutionalized); Logan v. State, supra (permitting consideration of illegally obtained confessions); Henry v. State, supra (permitting consideration of circumstances surrounding an acquittal); Purnell v. State, supra (permitting consideration of confessions to uncharged, untried crimes). These cases are consistent with Williams v. New York, supra, and with the great weight of authority in other jurisdictions. For example, in People v. Davis,
A number of other states have held that a sentencing judge may consider a defendant’s criminal conduct even if he has not been charged or convicted of the particular crime. See, e.g., Holden v. State,
Smith’s further contention that consideration of uncharged conduct may lead to a double jeopardy violation if a subsequent trial is held is also meritless. Such evidence is introduced at sentencing to provide the presiding judge with a complete composite of the defendant. Manifestly, it is not a trial to punish the defendant for an untried crime. In United States v. Wise,
“[W]e believe that when a sentencing judge takes into account various aspects of the defendant’s background, including other offenses committed, in order to assess the defendant’s need for rehabilitation, the sentence thereby imposed does not constitute punishment for these aspects of defendant’s background.”603 F.2d at 1106 .
Hence, the consideration of a defendant’s untried criminal conduct, while sentencing him for another crime, does not violate the constitutional prohibition against double jeopardy.
In State v. Pinch,
“Regardless of the formula utilized, the jury’s consideration of a defendant’s commission of ‘other crimes of violence,’ in making its ultimate penalty recommendation for that defendant’s conviction of a related but separate capital offense, is not logically equivalent to the defendant receiving multiple punishment for the same crime. This is especially true where, as here, the prosecution relies on an additional aggravating circumstance which is also subsequently found by the jury. In short, the principle of double jeopardy has not evolved, as defendant argues, to the point that it prevents the prosecution from relying, at the sentencing phase of a capital case, upon a related course of criminal conduct by the defendant as an aggravating factor to enhance the punishment of defendant for another distinct offense, and this is so, irrespective of whether the defendant was also convicted of another capital charge arising out of that very same course of criminal conduct and subjected to separate punishment therefor.”292 S.E.2d at 226 (emphasis in original) (citations omitted).
The sentencing judge in the present case did not err in admitting testimony about Williams’ encounter with Smith on the day preceding the attack upon Mrs. Burt. That particular incident shed light upon Smith’s background and, insofar as the record discloses, it was considered solely for this purpose.
V.
Finally, Smith complains that the Williams’ testimony subjected him to a trial-like proceeding without the requisite constitutional protections. He contends that if there had
JUDGMENTS AFFIRMED, WITH COSTS.
Notes
. An exception to this rule is that an illegally obtained confession may not be considered if it was obtained for the purpose of enhancing punishment. Logan v. State, 289 Md. 460, 486,
. We note that Smith received two concurrent sentences of twenty-five years, neither of which exceeds the statutory máximums. See Maryland Code (1957, 1982 Repl.Vol.) Art. 27, §§ 462(b) and 464(b).
Dissenting Opinion
dissenting.
It is firmly established in criminal law that the sentencing judge may consider almost any evidence that assists him in imposing a proper sentence for the crime committed. The underlying requirement of such evidence is that it be composed of established facts and beyond the realm of speculation and question. It is generally observed that the sentencing judge should not consider evidence in the sentencing process that requires him to be a finder of fact. Stated another way, when the reliability of the evidence offered has not been established by some other factfinding body or admitted by the defendant and the sentencing judge must determine the truth of the allegations, then such evidence should not be received. Today, the majority departs from this time-honored practice by allowing evidence of misconduct to be introduced for which the defendant has not been charged or tried, to which he has not confessed, and the truth of which he categorically denies. In my view, here the admission of the evidence during the sentencing procedure was error. I, therefore, respectfully dissent.
Jerry Oscar Smith was found guilty of the first degree rape and first degree sexual offense of Minnie Burt. Testimony at Smith’s trial showed that the rape occurred on June 10, 1984, after Smith offered to drive Burt to a cab stand, but instead drove her to a secluded country road. At his sentencing hearing, a witness for the State testified that on June 9, 1984, Smith offered to drive her to a gas station, but instead drove her to a wooded area, where she eventual
The majority cites many Maryland cases in support of its position today. What the majority fails to point out, however, is the common denominator shared by these cases that make them inapposite. This common denominator is that in each and every case the unconvicted crime introduced by the State at the sentencing hearing was not disputed by the defendant. Consequently, the accuracy and truth of the defendant’s actions were settled and the sentencing judge was not called upon to make a finding of fact as to whether the defendant or the State’s witness was telling the truth. A review of the Maryland cases cited by the majority is illustrative.
In Purnell v. State,
Of course, if a person has simply been accused of a crime, and acquitted, the accusation, alone, should not be taken into consideration in sentencing, for the acquittal presumably shows the charge not to have been well founded. But this does not mean that a convicted person’s confession of another crime cannot be so utilized.
Id. at 584-85,
The case of Logan v. State,
This common denominator is also present in Henry v. State,
Similarly, none of the other Maryland cases cited by the majority involved disputed evidence of misconduct. Reid v. State,
It is clear, therefore, that prior Maryland cases merely permit unconvicted criminal acts to be introduced at the defendant’s sentencing hearing when the defendant’s guilt as to those charges is uncontested and thus not an issue to be resolved by the sentencing judge. This is not the case before the Court today. Here, Smith expressly denied that he ever committed any criminal act against the State’s witness.
It is a basic premise of the American criminal justice system that a defendant is innocent until proven guilty. A defendant on trial is protected by numerous conditioning devices designed to promote fairness and ensure that no innocent man goes to prison. The requirement of fairness is also present at a sentencing hearing. There, the defend
[T]he judge may not consider evidence which possesses such a low degree of reliability that it raises a substantial possibility that his judgment may be influenced by inaccurate or false information. Consideration of such information leads to unwarranted assumption of guilt. For this reason it has been recognized that when they stand alone, bald accusations of criminal conduct for which a person either has not been tried or has been tried and acquitted may not be considered by the sentencing judge. Purnell v. State,241 Md. 582 , 584,217 A.2d 298 , 299 (1966); Walker v. State,186 Md. 440 , 448,47 A.2d 47 , 48 (1946); Baker v. State, supra, 3 Md.App. [251] at 257-58, 238 A.2d [561] at 566.
Henry v. State, supra,
The majority opinion suggests that the sentencing judge did not make a finding as to whether Smith was guilty or innocent of the misconduct alleged by the witness. In my view, the sentencing judge was forced to decide whether Smith’s version or the witness’s version of the story was correct. The judge was forced to review, conflicting testimony and resolve one basic issue: Did Smith take the witness to a gas station or to a dark, wooded area? This issue does not arise out of and is unrelated to the factual scenario for which Smith was on trial. Therefore, it was wrong for the sentencing judge to become a factfinder on this issue, particularly when the defendant denied the allegations and was not protected by trial.
The facts of this case make consideration of the uncharged, contested criminal activity particularly egregious. Here, the criminal conduct alleged by the State’s witness is
Other states have addressed the problem before the Court today. For example, in State v. Womack,
It is one thing for the sentencing court to look at the conduct underlying the offense to which the defendant pled guilty if the defendant admits that the underlying conduct occurred, but it is quite another thing when the defendant denies that such conduct occurred. In this case the defendant at all times has claimed that he acted in self-defense____
The state’s response is that as a matter of law defendant did not act in self-defense. However, upon analysis it becomes apparent that the state is really arguing that as' a matter of fact defendant did not act in self-defense. Given the way in which the case was presented to the trial court, the trial court was not entitled to act as factfinder and determine whether defendant was telling the truth when he claimed that the complainant attacked him with a knife. That being so, we believe that the departure, based on the sentencing court’s fact-finding, was improper.
Id. at 19-20 (emphasis in original); see also Ture v. State,
In sum, as I see it, the State should not be permitted to introduce evidence of contested, uncharged criminal conduct in an effort to enhance Smith’s punishment for the offense of which he was convicted. The trial judge has countless means to determine the character and background of a defendant without the necessity for him to consider controverted evidence of uncharged and unconvicted criminal conduct. A sentencing judge is given the power to consider information regarding “the convicted person’s reputation, past offenses, health, habits, mental and moral propensities, social background, and any other matters that a judge ought to have before him in determining the sentence that should be imposed.” Bartholomey v. State, supra,
I am confident that sentencing judges can competently impose punishment with the numerous tools now provided. The sentencing judge need not reach out and consider disputed matters relating to serious charges. Controverted criminal allegations are unreliable and unresolved, and merely inject uncertainty and prejudice into the sentencing judge’s consideration.
Accordingly, I dissent and would remand for resentencing.
